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A novel implant coating
to deliver antibiotic
through an active trigger
mechanism in a spine
infection mouse model
UCLA Department of
Orthopaedic Surgery
“Smart”
Coatings: Amanda
H. Loftin
AALAS Annual Meeting
Wednesday Nov. 4th, 2015
Despite advances in
aseptic surgical
technique &
perioperative
antibiotic
use...
Chahound	
  et.	
  al.	
  Front	
  Med.	
  2014	
  
.5 -18.8% of patients
post-
operative
infection is
reported to still
occur in approximately
Undergoing spine surgeries.
Surgical site
infection
following
spine surgery
is a dreaded
complication
with
significant:
Negative outcomes
for the patient
Detrimental effects on
the healthcare system
Economic burden
1
2
3
Stavrakis et. al. Front Med. 2015
NEGATIVE
FOR THE PATIENT
OUTCOMES
Neurological
Compromise
Morbidity
& Mortality
Disability
Abey	
  DM	
  et	
  al	
  J.	
  Spinal	
  Disord.	
  1995	
  
Glassman	
  SD	
  et	
  al	
  Spine	
  1996	
  
Levi	
  ADO	
  et	
  al	
  J.	
  Neurosurg.	
  1997	
  
Roberts	
  FJ	
  et	
  al	
  Spine	
  1998	
  
Several patient
hospitalizations
Repeat surgeries
Long course of
intravenous
followed by oral
antibiotics
1
2
3
Detrimental
EFFECTS
ON THE
HEALTHCARE
SYSTEM
Stavrakis et. al. Front Med. 2015
This amounts to huge costs,
with the treatment of a single
implant-associated spinal wound
infection potentially costing
more than $900,000
Stavrakis	
  et	
  al.	
  Front	
  Med.	
  2015	
  
7
Clinical Presentation
1 year post-op
Bardis, Alexander. (2014). Late Post-operative Spinal Infections [PowerPoint Slide]. Retrieved from http://
www.slideshare.net/AlexanderBardis/postoperative-spinal-infection-65o-eexot?related=3
1 year post-op
Bardis, Alexander. (2014). Late Post-operative Spinal Infections [PowerPoint Slide]. Retrieved from
http://www.slideshare.net/AlexanderBardis/postoperative-spinal-infection-65o-eexot?related=3
Staphylococcus aureus
remains that leading agent of spine implant
infections, responsible for around 50% of cases1
1.  Chahoud et al. Front Med. 2014
2.  Stavrakis et. al. Front Med. 2015
Staphylococcus epidermidis
& Propionibacterium acnes
are also common pathogens 1-2
BIOFILM FORMATION
1. Attachment of
S. aureus to
implanted surface
2. Growth
Formation of an
extracellular matrix
that is not
susceptible to
antimicrobial killing.
3. Dispersal of
further
establishes the
biofilm making
treatment
extremely
difficult
Biofilms block penetration of immune cells and
antimicrobials, promoting bacterial survival
Orthopedic spinal implant infections are unique in that
the implant is typically retained to prevent destabilizing
the spine making treatment more challenging
Bardis, Alexander. (2014). Late Post-operative Spinal Infections
[PowerPoint Slide]. Retrieved from http://www.slideshare.net/
AlexanderBardis/postoperative-spinal-infection-65o-eexot?related=3
13
Implants provide
an avascular
surface for bacteria
to form biofilm1-3
1. Cappen DA et al Orthop. Clin North Am 1996
2. Massie JB et al C. O. R.R., 1992
3. Knapp DR et al C. O. R.R. 1988
Bardis, Alexander. (2014). Late Post-operative Spinal Infections [PowerPoint Slide]. Retrieved from
http://www.slideshare.net/AlexanderBardis/postoperative-spinal-infection-65o-eexot?related=3
The use of
instrumentation
increases the risk
of infection1-3
1. Cappen DA et al Orthop. Clin North Am 1996
2. Massie JB et al C. O. R.R., 1992
3. Knapp DR et al C. O. R.R. 1988
Bardis, Alexander. (2014). Late Post-operative Spinal Infections [PowerPoint Slide]. Retrieved
fromhttp://www.slideshare.net/AlexanderBardis/postoperative-spinal-infection-65o-eexot?related=3
The incidence of
spine implant related
infection is:
	

1. Stavrakis et. al. Front Med. 2015
2. Chahoud et a. Front Med. 2014
3. Smith et. al. Spine. 2011.
1% without instrumentation1
3.4-10% with instrumentation1
One study reports a 28% higher
infection rate with instrumentation
 
Once biofilm is formed,
bacteria are 100-1,000 times
less susceptible to
antibiotics1
Olsen	
  et.	
  al.	
  J	
  Neurosurg.	
  2003	
  
Prevention
and
Treatment
17
Modification of the host
is difficult and often
beyond the surgeons control
18
Reduction of preoperative risk factors is:
timely, requires extreme patient compliance,
and often impossible
19
Diabetes
Malnutrition
Obesity
Steroid therapy
Smoking

Previous Spine Surgery
Cardiovascular problems	

Age 65
Steroid use
Immunosuppression
Gender
Patient Risk Factors
Some surgical risk factors can
be modified by the surgeon
to decrease risk of infection,
but this may compromise the
intended benefit of the procedure
20
In Implant Infection Prevention
21
Antibiotics
Implant
Host
Modifiable Factors
Current methods of
local antibiotic delivery
Short-lived
Vancomycin powder
Via passive release from suboptimal loading vehicles
Antibiotic loaded beads
23
Bardis, Alexander. (2014). Late Post-operative Spinal Infections [PowerPoint Slide]. Retrieved from
ttp://www.slideshare.net/AlexanderBardis/postoperative-spinal-infection-65o-eexot?related=2
24
No antibiotic barrier is
present on the implant
itself to protect it from
bacterial colonization and
subsequent biofilm formation
25
Develop a novel, non-toxic,
biodegradable poly (ethylene
glycol )-propylene sulfide (PEG-PPS)
polymer coating that can be used
As a vehicle to deliver antibiotics locally through
both a passive and active mechanism. 
To actively release antibiotic in response to the 
reactive oxygen cascade initiated by the presence of
bacteria, allowing the “smart” polymer to release 
antibiotic where it is needed most.
Existinganimalmodels OURNOVELINVIVO
MOUSEMODEL
Inexpensive
preclinical screen
tool to evaluate the
efficacy of
treatments
Accurate
Rapid
Large animals:
1.Costly 2.
Minimal
engineering
options
Histology based1.Significant euthanasia 2.Requires large numbers 3.Labor intensive
EVALUATION
OFEXISTING
ANIMAL
MODELs
Combines the use of bioluminescent bacteria and
genetically modified mice with advanced imaging to
noninvasively monitor infection and inflammation in real time, 
without requiring euthanasia.
Provides a rapid, accurate, and inexpensive in vivo
preclinical screening tool to evaluate the efficacy 
of potential strategies to prevent or treat implant
related spine infections.
Strengths of our model
28
Postoperative evaluation of infection and inflammation
Bioluminescence
and fluorescence
imaging
PODs* 0, 1, 3,
5, 7, 10, 14, 18,
21, 28, 35
POD 35
24 lysEGFP mice 
(12 wks., male)
POD 35
Evaluation of 
bacterial burden 
 immune response
Visualization 
of biofilm 
on implant
Colony forming
units (CFUs) 
harvested from
implant and 
joint tissues
Variable Pressure
Scanning Electron
Microscopy 
(VP-SEM)
ex vivo confirmation
of bacterial 
burden
POD 0: Intraoperative
inoculation of 
S. aureus Xen36
Provides a rapid, accurate, and
inexpensive in vivo preclinical screening
tool to evaluate the efficacy of 
potential strategies to prevent or
treat implant related spine
infections.
30
Mousemodelasaplatformtotestclinicalaims
Mechanism-
pathway
analysis
Applicability-coatings
Innovation-new
antimicrobials
Evaluationof antibiotic
antimicrobial
coatings
Immuneresponseto
chronicimplantrelated
spine infection
Canweredesign
orthopedicantibiotics
31
“Smart”
Coatings
PEG-PPS Coating
32
O
O
OH
m
O
O S
S
S
S N
m n
NaH
O
O
O
m
Br
AIBN
SH
O
O
O
O S
OS
O
O S
S
S
m n
N S
S N
1.
2.
NaOMe
star PEG-PPS
star PEG OH
OH
OH
OH
SH
Si
O
O
O
OH
SH
Si
OCH3
OCH3
H3CO
+
Implant
A B

Polyethylene glycol polymer
33
•  Coating of optimal “timed” release
•  Coating of targeted abx
!
S O
OOS
S
PPS PEG
Antibiotic
0.5% Star PEG-PPS
solution at 4°C
Dry coat at 37°C
Implant
Implant
!
!
Figure!7.!Antibiotic!loaded!implant!coating!process!using!star!
PEG6PPS!polymer.!A!solution!of!star!0.5%!PEG6PPS!with!
antibiotic!will!be!used!to!rapidly!coat!the!implant.!Metal!
Titanium	
  Pins	
  
Uncoated	
  	
  	
  	
  	
  3%	
  PEG-­‐PPS	
  	
  	
  	
  	
  6%	
  PEG-­‐PPS	
  
Polymer	
  is	
  low	
  profile:	
  nano-­‐micro	
  scale	
  
Covalent	
  linkage:	
  resistant	
  to	
  wear	
  	
  
35
Antibiotic Release
0
5
10
15
20
25
30
0 1 2 3 4 5 6 7
Ti Pins: Cumulative Release Profile
6% PEG-PPS
3% PEG-PPS
Days
Daily Release
(µg per pin/mL PBS)
3 % PEG-PPS 6 % PEG-PPS
1d 53.77 ± 25.85 136.89 ± 33.64
2d 2.47 ± 0.42 6.52 ± 3.19
3d 2.66 ± 0.62 2.01 ± 0.33
4d 2.25 ± 0.72 2.04 ± 0.04
5d 2.03 ± 0.17 1.82 ± 0.59
6d 2.32 ± 1.14 1.93 ± 0.07
7d 2.28 ± 1.65 1.08 ± 0.60
Daily release is above the minimum inhibitory
concentration (MIC) for S. aureus
Surgical Procedure	

36
Do “smart” coatings work
in vivo?
37
In vivo efficacy of PEG-PPS coatings	

38
Ex Vivo Bacterial Counts	

39
0
1000
2000
3000
4000
5000
6000
ColonyFormingUnits
PEG Vanc Tig
Tissue Colony Forming Units Post-
Operative Day 21
40
PEG-PPS is an optimal vehicle to deliver
antibiotics in the setting of spinal implants as
it passively delivers antibiotics above the
MIC and actively increases drug delivery in
the presence of bacteria.
The Vanc impregnated PEG-PPS coating 
prevented implant colonization by bacteria and
prevented implant infection completely
This novel coating shows promise in the 
prevention and/or treatment of orthopaedic 
spine implant infections and further large animal
studies and biosafety studies are warranted.
Now that we have a vehicle to
deliver antibiotics,
can we redesign
antibiotics?
41
Introducing Pentobra
Published in: Nathan W. Schmidt; Stephanie Deshayes; Sinead Hawker; Alyssa Blacker; Andrea
M. Kasko; Gerard C. L. Wong; ACS Nano 2014, 8, 8786-8793. DOI: 10.1021/nn502201a
Copyright © 2014 American Chemical Society
P. acnes
Special Thanks	

43
Bernthal Lab
Alexandra Stavrakis
Yan He
Erik Dworsky
Jannifer Manegold
Los Angeles
Orthopaedic Hospital
Fabrizio Billi, PhD
CRUMP
INSTITUTE OF
MOLECULAR
IMAGING
David Stout, PhD
Center for Experimental
Medicine, University of
Tokyo, Japan
Yoichiro Iwakura, D. Sc,
Cedars-Sinai
George Liu, M.D., PhD
Moshe Arditi, M.D.
Caliper Life Sciences
Kevin Francis, Ph.D.Department of Biomedical
Engineering. UC. Davis
Scott Simon, Ph.D.
UCLA Orthopaedic
Hospital Research
Center
John Adams, MD
Jeff Miller, MD
UCLA Department of
Orthopaedic Surgery
Jeffrey Eckardt, MD
Gerald Finerman, MD
Department of
Microbiology and
Immunology.
Dartmouth Medical
School
Ambrose Cheung, MD
Questions?
aloftin@g.ucla.edu
Amanda
H. Loftin
AALAS Annual Meeting
Wednesday Nov. 4th, 2015

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LoftinAH _Smart_ Coatings for Spine Implant-Related Infection

  • 1. A novel implant coating to deliver antibiotic through an active trigger mechanism in a spine infection mouse model UCLA Department of Orthopaedic Surgery “Smart” Coatings: Amanda H. Loftin AALAS Annual Meeting Wednesday Nov. 4th, 2015
  • 2. Despite advances in aseptic surgical technique & perioperative antibiotic use... Chahound  et.  al.  Front  Med.  2014   .5 -18.8% of patients post- operative infection is reported to still occur in approximately Undergoing spine surgeries.
  • 3. Surgical site infection following spine surgery is a dreaded complication with significant: Negative outcomes for the patient Detrimental effects on the healthcare system Economic burden 1 2 3 Stavrakis et. al. Front Med. 2015
  • 4. NEGATIVE FOR THE PATIENT OUTCOMES Neurological Compromise Morbidity & Mortality Disability Abey  DM  et  al  J.  Spinal  Disord.  1995   Glassman  SD  et  al  Spine  1996   Levi  ADO  et  al  J.  Neurosurg.  1997   Roberts  FJ  et  al  Spine  1998  
  • 5. Several patient hospitalizations Repeat surgeries Long course of intravenous followed by oral antibiotics 1 2 3 Detrimental EFFECTS ON THE HEALTHCARE SYSTEM Stavrakis et. al. Front Med. 2015
  • 6. This amounts to huge costs, with the treatment of a single implant-associated spinal wound infection potentially costing more than $900,000 Stavrakis  et  al.  Front  Med.  2015  
  • 8. 1 year post-op Bardis, Alexander. (2014). Late Post-operative Spinal Infections [PowerPoint Slide]. Retrieved from http:// www.slideshare.net/AlexanderBardis/postoperative-spinal-infection-65o-eexot?related=3
  • 9. 1 year post-op Bardis, Alexander. (2014). Late Post-operative Spinal Infections [PowerPoint Slide]. Retrieved from http://www.slideshare.net/AlexanderBardis/postoperative-spinal-infection-65o-eexot?related=3
  • 10. Staphylococcus aureus remains that leading agent of spine implant infections, responsible for around 50% of cases1 1.  Chahoud et al. Front Med. 2014 2.  Stavrakis et. al. Front Med. 2015 Staphylococcus epidermidis & Propionibacterium acnes are also common pathogens 1-2
  • 11. BIOFILM FORMATION 1. Attachment of S. aureus to implanted surface 2. Growth Formation of an extracellular matrix that is not susceptible to antimicrobial killing. 3. Dispersal of further establishes the biofilm making treatment extremely difficult Biofilms block penetration of immune cells and antimicrobials, promoting bacterial survival
  • 12. Orthopedic spinal implant infections are unique in that the implant is typically retained to prevent destabilizing the spine making treatment more challenging Bardis, Alexander. (2014). Late Post-operative Spinal Infections [PowerPoint Slide]. Retrieved from http://www.slideshare.net/ AlexanderBardis/postoperative-spinal-infection-65o-eexot?related=3
  • 13. 13 Implants provide an avascular surface for bacteria to form biofilm1-3 1. Cappen DA et al Orthop. Clin North Am 1996 2. Massie JB et al C. O. R.R., 1992 3. Knapp DR et al C. O. R.R. 1988 Bardis, Alexander. (2014). Late Post-operative Spinal Infections [PowerPoint Slide]. Retrieved from http://www.slideshare.net/AlexanderBardis/postoperative-spinal-infection-65o-eexot?related=3
  • 14. The use of instrumentation increases the risk of infection1-3 1. Cappen DA et al Orthop. Clin North Am 1996 2. Massie JB et al C. O. R.R., 1992 3. Knapp DR et al C. O. R.R. 1988 Bardis, Alexander. (2014). Late Post-operative Spinal Infections [PowerPoint Slide]. Retrieved fromhttp://www.slideshare.net/AlexanderBardis/postoperative-spinal-infection-65o-eexot?related=3
  • 15. The incidence of spine implant related infection is: 1. Stavrakis et. al. Front Med. 2015 2. Chahoud et a. Front Med. 2014 3. Smith et. al. Spine. 2011. 1% without instrumentation1 3.4-10% with instrumentation1 One study reports a 28% higher infection rate with instrumentation
  • 16.   Once biofilm is formed, bacteria are 100-1,000 times less susceptible to antibiotics1 Olsen  et.  al.  J  Neurosurg.  2003  
  • 18. Modification of the host is difficult and often beyond the surgeons control 18 Reduction of preoperative risk factors is: timely, requires extreme patient compliance, and often impossible
  • 19. 19 Diabetes Malnutrition Obesity Steroid therapy Smoking Previous Spine Surgery Cardiovascular problems Age 65 Steroid use Immunosuppression Gender Patient Risk Factors
  • 20. Some surgical risk factors can be modified by the surgeon to decrease risk of infection, but this may compromise the intended benefit of the procedure 20
  • 21. In Implant Infection Prevention 21 Antibiotics Implant Host Modifiable Factors
  • 22. Current methods of local antibiotic delivery Short-lived Vancomycin powder Via passive release from suboptimal loading vehicles Antibiotic loaded beads
  • 23. 23 Bardis, Alexander. (2014). Late Post-operative Spinal Infections [PowerPoint Slide]. Retrieved from ttp://www.slideshare.net/AlexanderBardis/postoperative-spinal-infection-65o-eexot?related=2
  • 24. 24 No antibiotic barrier is present on the implant itself to protect it from bacterial colonization and subsequent biofilm formation
  • 25. 25 Develop a novel, non-toxic, biodegradable poly (ethylene glycol )-propylene sulfide (PEG-PPS) polymer coating that can be used As a vehicle to deliver antibiotics locally through both a passive and active mechanism. To actively release antibiotic in response to the reactive oxygen cascade initiated by the presence of bacteria, allowing the “smart” polymer to release antibiotic where it is needed most.
  • 26. Existinganimalmodels OURNOVELINVIVO MOUSEMODEL Inexpensive preclinical screen tool to evaluate the efficacy of treatments Accurate Rapid Large animals: 1.Costly 2. Minimal engineering options Histology based1.Significant euthanasia 2.Requires large numbers 3.Labor intensive EVALUATION OFEXISTING ANIMAL MODELs
  • 27. Combines the use of bioluminescent bacteria and genetically modified mice with advanced imaging to noninvasively monitor infection and inflammation in real time, without requiring euthanasia. Provides a rapid, accurate, and inexpensive in vivo preclinical screening tool to evaluate the efficacy of potential strategies to prevent or treat implant related spine infections. Strengths of our model
  • 28. 28 Postoperative evaluation of infection and inflammation Bioluminescence and fluorescence imaging PODs* 0, 1, 3, 5, 7, 10, 14, 18, 21, 28, 35 POD 35 24 lysEGFP mice (12 wks., male) POD 35 Evaluation of bacterial burden immune response Visualization of biofilm on implant Colony forming units (CFUs) harvested from implant and joint tissues Variable Pressure Scanning Electron Microscopy (VP-SEM) ex vivo confirmation of bacterial burden POD 0: Intraoperative inoculation of S. aureus Xen36
  • 29. Provides a rapid, accurate, and inexpensive in vivo preclinical screening tool to evaluate the efficacy of potential strategies to prevent or treat implant related spine infections.
  • 32. PEG-PPS Coating 32 O O OH m O O S S S S N m n NaH O O O m Br AIBN SH O O O O S OS O O S S S m n N S S N 1. 2. NaOMe star PEG-PPS star PEG OH OH OH OH SH Si O O O OH SH Si OCH3 OCH3 H3CO + Implant A B 
  • 33. Polyethylene glycol polymer 33 •  Coating of optimal “timed” release •  Coating of targeted abx ! S O OOS S PPS PEG Antibiotic 0.5% Star PEG-PPS solution at 4°C Dry coat at 37°C Implant Implant ! ! Figure!7.!Antibiotic!loaded!implant!coating!process!using!star! PEG6PPS!polymer.!A!solution!of!star!0.5%!PEG6PPS!with! antibiotic!will!be!used!to!rapidly!coat!the!implant.!Metal!
  • 34. Titanium  Pins   Uncoated          3%  PEG-­‐PPS          6%  PEG-­‐PPS   Polymer  is  low  profile:  nano-­‐micro  scale   Covalent  linkage:  resistant  to  wear    
  • 35. 35 Antibiotic Release 0 5 10 15 20 25 30 0 1 2 3 4 5 6 7 Ti Pins: Cumulative Release Profile 6% PEG-PPS 3% PEG-PPS Days Daily Release (µg per pin/mL PBS) 3 % PEG-PPS 6 % PEG-PPS 1d 53.77 ± 25.85 136.89 ± 33.64 2d 2.47 ± 0.42 6.52 ± 3.19 3d 2.66 ± 0.62 2.01 ± 0.33 4d 2.25 ± 0.72 2.04 ± 0.04 5d 2.03 ± 0.17 1.82 ± 0.59 6d 2.32 ± 1.14 1.93 ± 0.07 7d 2.28 ± 1.65 1.08 ± 0.60 Daily release is above the minimum inhibitory concentration (MIC) for S. aureus
  • 37. Do “smart” coatings work in vivo? 37
  • 38. In vivo efficacy of PEG-PPS coatings 38
  • 39. Ex Vivo Bacterial Counts 39 0 1000 2000 3000 4000 5000 6000 ColonyFormingUnits PEG Vanc Tig Tissue Colony Forming Units Post- Operative Day 21
  • 40. 40 PEG-PPS is an optimal vehicle to deliver antibiotics in the setting of spinal implants as it passively delivers antibiotics above the MIC and actively increases drug delivery in the presence of bacteria. The Vanc impregnated PEG-PPS coating prevented implant colonization by bacteria and prevented implant infection completely This novel coating shows promise in the prevention and/or treatment of orthopaedic spine implant infections and further large animal studies and biosafety studies are warranted.
  • 41. Now that we have a vehicle to deliver antibiotics, can we redesign antibiotics? 41
  • 42. Introducing Pentobra Published in: Nathan W. Schmidt; Stephanie Deshayes; Sinead Hawker; Alyssa Blacker; Andrea M. Kasko; Gerard C. L. Wong; ACS Nano 2014, 8, 8786-8793. DOI: 10.1021/nn502201a Copyright © 2014 American Chemical Society P. acnes
  • 43. Special Thanks 43 Bernthal Lab Alexandra Stavrakis Yan He Erik Dworsky Jannifer Manegold Los Angeles Orthopaedic Hospital Fabrizio Billi, PhD CRUMP INSTITUTE OF MOLECULAR IMAGING David Stout, PhD Center for Experimental Medicine, University of Tokyo, Japan Yoichiro Iwakura, D. Sc, Cedars-Sinai George Liu, M.D., PhD Moshe Arditi, M.D. Caliper Life Sciences Kevin Francis, Ph.D.Department of Biomedical Engineering. UC. Davis Scott Simon, Ph.D. UCLA Orthopaedic Hospital Research Center John Adams, MD Jeff Miller, MD UCLA Department of Orthopaedic Surgery Jeffrey Eckardt, MD Gerald Finerman, MD Department of Microbiology and Immunology. Dartmouth Medical School Ambrose Cheung, MD