Learn why financial institutions, investors, and consumers worldwide rely on NICE Actimize solutions on AWS to protect their assets. Actimize technology quickly identifies anomalous behavior enabling real-time, cross-channel fraud, anti-money laundering, bribery, corruption, and trading surveillance detection while exceeding your regulatory compliance requirements on AWS.

1. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Micah Willbrand, Director, Anti-Bribery and Corruption, NICE Actimize
Amit Jha, Solution Architect, Global Financial Services, Amazon Web Services
NICE Actimize
Guard Against Fraud and Financial Crime
with NICE Actimize on AWS

2. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
• An Overview of Financial Services and AWS
• NICE Actimize Solution Overview
• NICE Actimize and AWS Use Cases
• Q&A/Discussion
Today's Agenda

3. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Learning Objectives
Find out how NICE Actimize and AWS can help you:
• Eliminate financial losses from money laundering, bribery and corruption, regulatory
penalties, sanctions and reputational damage.
• Decrease operational costs to investigate and research internal and external
suspicious transactions with a holistic view of risk across your organization.
.
• Leverage advanced analytics and automation to spot existing and emerging patterns of
money laundering and bribery and corruption earlier.
• Adapt to changing business needs and stay ahead of regulatory requirements.

4. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
AWS and Financial Services/GRC
"© 2017, Amazon Web Services, Inc. or its affiliates. All rights reserved."

5. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
54%
Over ½ of
New Project Budgets
(413 BN USD) will go to
building technologies to
help win, serve and
retain customers vs
running existing
operations.
84%
of CIOs have responsibilities
outside of traditional IT the
most common being innovation &
transformation. CIO success
criteria is shifting from IT delivery
to more business based
measures.
20 yrs.
The average lifespan
of an S&P company
dropped from 60 years in
the 1960’s s to 20 years today

6. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Strained global
economic conditions
Evolving markets &
customer expectations
Complex regulatory
compliance landscape
Access to more data
than ever before
Sophisticated
security threat actors
Changing Financial Services Landscape…

7. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Challenge:
Financial Services are facing limitations of their on-premises agility, managing security, risk, and
compliance have become increasingly complex. Financial institutions of all sizes want to become more
agile, cost-effective, and customer-centric.
Business-specific solutions
to improve performance &
risk management capabilities
Significant
maintenance savings
Faster Time to Market Agility to extend to the
cloud and run when
required
AWS Cloud Solutions | Governance, Risk & Compliance
AWS Partner Network (APN) solutions
help customers solve complex GRC business problems

8. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Retail, Commercial
Banking & Payment
Wealth Management
Private Banking
Capital Market &
Investment Banking
Insurance
Online Banking Mobile Banking
Robo Advisor
Online Insurance
Mobile Insurance
Robo Advisor
Digital Marketing
Online Trading
Mobile Trading
Web Sites
Chat Bot
Customer Analytics
Sentiment Analytics
Digital Marketing Digital Marketing
Device Farm
Customer Analytics
Biometrics
Digital
ChannelAnalytics
AML
Dev & Test DR Cybersecurity Storage VDI Data Warehouse
Risk Calculation Stress Test Fraud DetectionPricing Calculation Core Systems
Infra
HPC
Core
IoT
Representative sample of uses cases
Customer Analytics
Adoption is accelerating…Typical Use Cases

9. NICE ACTIMIZE INTERNAL
& EXTERNAL
COMPLIANCE
SOLUTIONS FOR CLOUD

10. How It Works: Our Financial Crime & Compliance Portfolio
Market Leader | 300+ Global Clients | 2000+ employees | 5 Labs
• Transaction
Monitoring
• Customer Due
Diligence
• Sanctions &
Watch List
• Bribery &
Corruption
• Currency
Reporting
• T&E Fraud
• Remote
Banking Fraud
• Commercial
Banking Fraud
• Procurement
Fraud
• Deposit Fraud
• Employee
Fraud
• Card Fraud
• Trade
Surveillance
• Communication
s Surveillance
• Sales Practices
& Suitability
• Enterprise
Conflicts
Management
Risk Case Management

11. 360+
Customer Deployments
10 of 10
Top U.S. Banks
$1.012B
FY 2014 Non-GAAP Revenues
35+
Local
Offices
10 of 10
Top EU Banks
10 of 10
Top Global Investment Banks
NICE
Systems
(NASDAQ:NICE)
4 of 5
Top APAC Banks

12. Select Clients Here & Around The World
Credit Unions and
Community Banks
Emerging Payments
Providers
Regulators
Commercial
Banks
Retail Banks

13. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
ACTIMIZE
AML SAAS
ESSENTIALS
EASY, QUICK, PROVEN

14. The market leader for AML compliance
Servicing over 100 regulated institutions for 15+ years
Trusted AML solutions provider within regulatory
community
Actimize AML Impact
Proven effectiveness of detection analytics
Vertical focused models & rules, plus profiling and
statistical analytics
Greater than 15% case worthy alerts vs. 2-3% industry
benchmark
Cost effective and fast to deploy
Productivity increases by 50% with integrated
investigations tools
Easy & quick implementation; has been deployed in 90
days

15. Integrated AML Customer Compliance Management
CDD Suite
Suspicious Activity Monitoring
Suspicious Transactions
And Activity Reporting
Reporting
Transactions
Risk
Watch
List Filtering
Currency
Transaction
Reporting
Single
Customer
View
PEP Activities
Centralization of AML
processes
Enterprise-wide view
of risk
Data loopback for
enhanced analytics
Centralized alert
management

16. AML Process
EASY, QUICK, PROVEN
Management Reporting & Audit
Multi-phased Analytics
• Scenario Based
• Dynamic Anomaly Detection
• User Defined Scenarios
Consolidated Alerts
Resolution
• Flexible Case Workflow
• Regulatory Filing
• Complete Scenario Details
• Graphical Link Analysis
InteractiveLearning
Data Integration

17. AML SaaS Essentials
EASY, QUICK, PROVEN
 Scenarios, Anomalies, FI-written: coverage robust, complete
 Alert Consolidation & Prioritization for insight & efficiency
Suspicious Activity
Monitoring
Cloud Delivery
Risk Case
Management
SaaS
 Data Acquisition, Resources make on-boarding simpler
 Pre-set Configuration, Automation shrink time-to-benefit
 Global data centers, certified, zero infrastructure, scale
 Guaranteed service levels, segregated / encrypted data
On-Boarding
 Lower TCO: up-front, scale, cost-to-innovate
 Painless upgrades
 Full-context investigation: 15% case-worthy vs. 3% industry
 Standard Workflows, Enforcement, FIU reporting

18. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Actimize ABC
A real-time, up to date view of their bribery and corruption risk across business, geographic, vendor and customer lines.
Cloud Based Analytics
Automation
Easily working alerts
Audit trail for reporting
Case Management
Custom Rules

19. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Reputational Damage
Escalating Fines • Obebrecht SA (Brazil): $3.5B, Construction
• Rolls Royce (UK): $808M, Aerospace
• VimpelCom (Holland) $795M, Telecom
Aug 17,
2017
Sept 16, 2017
Why Now?
• Samsung head found guilty over
South Korean Choi-gate
corruption scandal
• Airbus Probed by French
Authorities as U.K. Fraud Case
Widens

20. • Receive Data
• Filter Irrelevant Data
• Non-Detection Models
provide analytical basis
• Detection Models
identify exceptions
• Exceptions via scoring
factors from models
• Workflow for analyst
• User feedback for future
scoring
Analytical Process
EASY, QUICK, PROVEN

21. Scenario Based Detection
EASY, QUICK, PROVEN
Consolidated event score is
higher than each separate
scenario
Example: Multiple incoming transfers from a suspicious location,
followed by rapid outgoing funds movement
Interactive learning based on previous disposition

22. Full Alert Context
EASY, QUICK, PROVEN
Understand all entity relationships

23. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Enhanced Alert Resolution
EASY, QUICK, PROVEN
Guided Workflow Ensures
Investigation Consistency
Automated Regulatory Filing Built-in As
Part Of The Workflow

24. Why are Banks Turning to SaaS?
Changing banking economics driving banks to leverage shared
infrastructure
Cost Savings
Banks will want to cede security responsibilities to providers which
have the resources and scale to invest in staying ahead of
cybercriminals
Massive rise in interactions related to mobile banking and Internet
of Things require unprecedented scalability capabilities
Need competitive technology and offerings to compete with the
large regional and global banks
Security
Scalability
Competitiveness

25. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
NICE Actimize on AWS
Use NICE Actimize's industry knowledge, skills and the AWS platform to
guard against internal and external threats.

26. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
AWS Advantage
Cost Savings
Security
Scalability
Competitiveness

27. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Security at AWS
The Shared Responsibility Model

28. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
CUSTOMER
CUSTOMER DATA
OPERATING SYSTEM, NETWORK & FIREWALL CONFIGURATION
AWS PLATFORM, APPLICATIONS, IDENTITY & ACCESS MANAGEMENT
RESPONSIBILITY
FOR SECURITY
“IN” THE CLOUD
COMPUTE STORAGE DATABASE NETWORKIN
G
CLIENT-SIDE DATA
ENCRYPTION & DATA
INTEGRITY AUTHENTICATION
SERVER-SIDE ENCRYPTION
(FILE SYSTEM AND / OR
DATA)
NETWORKING TRAFFIC
PROTECTION (ENCRYPTION
/ INTEGRITY / IDENTITY)
RESPONSIBILITY
FOR SECURITY
“OF” THE CLOUD AWS GLOBAL
INFRA-
STRUCTURE
EDGE
LOCATIONS
REGIONS
AVAILABILITY ZONES
AWS Shared Responsibility Model

29. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Key AWS certifications and assurance programs

30. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Assurance Programs
Certifications / Attestations
DoD
SRG
FedRAMP
FIPS
IRAP
ISO 9001
ISO 27001
ISO 27017
ISO 27018
MLPS Level 3
MTCS
PCI DSS Level 1
SEC Rule 17-a-4(f)
SOC 1
SOC 2
SOC 3
Laws, Regulations, and
Privacy
DNB [Netherlands]
EAR
EU Model Clauses
FERPA
GLBA
HIPAA
HITECH
IRS 1075
ITAR
My Number Act [Japan]
U.K. DPA – 1988
VPAT / Section 508
EU Data Protection Directive
Privacy Act [Australia]
Privacy Act [New Zealand]
PDPA - 2010 [Malaysia]
PDPA - 2012 [Singapore]
Alignments / Frameworks
CJIS
CLIA
CMS
EDGE
CMSR
CSA
FDA
FedRAMP
TIC
FISC
FISMA
G-Cloud
GxP (FDA CFR 21 Part 11)
ICREA
IT Grundschutz
MITA 3.0
MPAA
NERC
NIST
PHR
Uptime Institute Tiers
UK Cloud Security Principles
UK Cyber Essentials
https://aws.amazon.com/compliance/

31. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Security end-to-end
Secure
Cloud
Application
SHARED
RESPONSIBILITY
Strong
Compliance
Foundation
Identity &
Access
Management
Enable
Detective
Controls
Establish
Network
Security
Implement
Data
Protection
Optimize
Change
Management
Automate
Security
Functions

32. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Virtual Private Cloud
Isolated cloud resources
Web Application
Firewall
Filter Malicious Web Traffic
Shield
DDoS protection
Certificate Manager
Provision, manage, and
deploy SSL/TSL certificates
Networking
Key Management
Service
Manage creation and control
of encryption keys
CloudHSM
Hardware-based key storage
Server-Side Encryption
Flexible data encryption
options
Encryption
IAM
Manage user access and
encryption keys
SAML Federation
SAML 2.0 support to allow
on-prem identity integration
Directory Service
Host and manage Microsoft
Active Directory
Organizations
Manage settings for multiple
accounts
Identity & Management
Service Catalog
Create and use standardized
products
Config
Track resource inventory and
changes
CloudTrail
Track user activity and API
usage
CloudWatch
Monitor resources and
applications
Inspector
Analyze application security
Artifact
Self-service for AWS’
compliance reports
Compliance
Access a deep set of cloud security tools

33. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
2007 2008 2009 2010 2011 2012 2013 2014 2015 2016
AWS AWS Security
1017
722
516
280
159
826148
397 (or 39%) of AWS’ 2016 innovations were
focused on Security & Compliance*
Security Innovation: Constantly Evolving

34. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Scalability
Ingrained Hybrid Arch. Support
Auto scaling & Infrastructure as
code
Operational Maturity
Global Footprint

35. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Deploy faster wherever you like
16 Regions – 44 Availability Zones – 74 Edge Locations
Region & Number of Availability Zones
AWS GovCloud (2) EU
Ireland (3)
US West Frankfurt (3)
Oregon (3) London (2)
Northern California (3)
Asia Pacific
US East Singapore (2)
N. Virginia (6), Ohio (3) Sydney (3), Tokyo (3),
Seoul (2), Mumbai (2)
Canada
Central (2) China
Beijing (2)
South America
São Paulo (3)
Announced Regions
Paris, Ningxia, Stockholm, Hong Kong, AWS Gov
Cloud East, Bahrain

36. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
AWS enabled cost savings
Price Reduction
Goals for each service teams
Trusted Advisor
Additional savings programs

37. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Competitiveness

38. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
2007 2008 2009 2010 2011 2012 2013 2014 2015 2016
AWS AWS Security
1017
722
516
280
159
826148
Pace of innovation…

39. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Account
Support
Support
Managed
Services
Professional
Services
Partner
Ecosystem
Training &
Certification
Solution
Architects
Account
Management
Security &
Pricing
ReportsTechnical
Acct.
Management
Marketplace
Business
Applications
DevOps
Tools
Business
Intelligence
Security
Networking
Database &
Storage
SaaS
Subscription
s
Operating
Systems
Mobile
Build, Test,
Monitor
Apps
Push
NotificationsBuild,
Deploy,
Manage
APIsDevice
Testing
Identity
Enterprise
Application
s
Document
Sharing
Email &
Calendaring
Hosted
Desktops
Application
Streaming
Backup
Game
Developme
nt
3D Game
Engine
Multi-player
Backends
Mgmt.
Tools
Monitoring
Auditing
Service
Catalog
Server
Managemen
t
Configuratio
n Tracking
Optimization
Resource
Templates
Automation
Analytics
Query Large
Data Sets
Elasticsearc
h
Business
Analytics
Hadoop/Spa
rk
Real-time
Data
Streaming
Orchestratio
n Workflows
Managed
Search
Managed
ETL
Artificial
Intelligence
Voice & Text
Chatbots
Machine
Learning
Text-to-
Speech
Image
Analysis
Deep
Learning
IoT
Rules
Engine
Local
Compute
and Sync
Device
Shadows
Device
Gateway
Registry
Hybrid
Devices &
Edge
Systems
Data
Integration
Integrated
Networking
Resource
Managemen
t
VMware on
AWS
Identity
Federation
Migration
Application
Discovery
Application
Migration
Database
Migration
Server
Migration
Data
Migration
Infrastructure Regions
Availability
Zones
Points of
Presence
Compute Containers
Event-driven
Computing
Virtual
Machines
Simple
Servers
Auto Scaling Batch
Web
Applications
Storage
Object
Storage
Archive
Block
Storage
Managed
File Storage
Exabyte-
scale Data
Transport
Database MariaDB
Data
Warehousin
g
NoSQLAurora MySQL Oracle SQL ServerPostgreSQL
Application
Services
Transcoding
Step
Functions
Messaging
Security
Certificate
Managemen
t
Web App.
Firewall
Identity &
Access
Key Storage
&
Managemen
t
DDoS
Protection
Application
Analysis
Active
Directory
Dev Tools
Private Git
Repositories
Continuous
Delivery
Build, Test,
and Debug
Deployment
Networking
Isolated
Resources
Dedicated
Connections
Load
Balancing
Scalable
DNS
Global CDN
The
AWS
Platform Messaging
Service

40. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Artificial Intelligence fully integrated in AWS
Application Developers
Amazon Rekognition
Amazon Machine Learning
Amazon Polly
Amazon Lex
Natural Language Understanding (NLU)
& Automatic Speech Recognition (ASR)
Image Recognition & Analysis
Text-to-Speech
Managed Machine Learning
AWS Deep Learning AMI
Use and scale deep learning
frameworks quickly and easily
Data Scientists & Researchers

41. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Q&A

42. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Learn more about NICE Actimize offerings for financial services
institutions
• http://www.niceactimize.com
Try AWS for free:
• https://aws.amazon.com/
Next steps and further information

43. © 2017, Amazon Web Services, Inc. or its Affiliates. All rights reserved.