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IAO-Intel
An Ontology of Information Artifacts
in the Intelligence Domain
Barry Smith Tatiana Malyuta

Ron Rudnicki

CUNY, NY, USA
Data
Tactics, McLean, V
A

CUBRC, Buffalo
NY, USA

University at
Buffalo
NY, USA

William Mandrick David Salmen
Data Tactics
McLean, VA, USA

Data Tactics
McLean, VA, USA

Peter Morosoff

Danielle K. Duff

James Schoening

Kesny Parent

E-Maps, Inc.
Washington, DC, USA

I2WD
Aberdeen, MD, USA

I2WD
Aberdeen, MD, USA

I2WD
Aberdeen, MD, USA

1
Military Doctrine and Standardization
of Terminology
3rd Century BC
Standardized beacon signals used by Chinese military
along Great Wall

1792
Drill manual for the units of the Continental Army to
respond uniformly to commands during the
Revolutionary War

1943
General James Gavin’s Training Memorandum on the
Employment of Airborne Forces
2
General James Gavin, On to Berlin: Battles
of an Airborne Commander 1943-1946
for success of the D-Day invasion
‘one of our most critical needs was to standardize the
operating practices of our forces. … even simple
terminology had to be agreed upon. … British flew in
what they called “bomber stream” formations, We
preferred troop-carrier group formations of 36 planes
that flew in a V ... We referred to landing area as the
“jump area,” the British called it “drop zone,” …’
3
4
5
Current state
• DOD Dictionary of Military and Associated
Terms (Joint Publication 1-02)
• New military dictionaries and terminology
artifacts continue to be developed
• Dominant ethos: Library Science (all
terminologies are equal), Lexicography (logical
consistency of definitions is not important)

6
Goals of Doctrinal Documents
• Advance consistency in communications
• Facilitate consistent interpretation of
commands
• Compile lessons learned (outcomes
assess-ment)
• Provide controlled vocabularies for official
reporting
Nowadays
• Enhance discoverability and analysis of data
7
Problems of Doctrinal Documents
• Little aid to computation

• Developed independently in divergent and nonprincipled ways
• Low possibility of aggregation causing failures
of data integration initiatives
• New approaches needed that can enable
computational discovery, retrieval, integration
and processing of data
8
Two kinds of data
1. Data about entities in the world (topics,
subject-matters)
standard ontologies

2. Data about the information artifacts in
which these entities are represented (=
metadata)
Information Artifact Ontology and extensions,
including IAO-Intel
9
Information artifact
• (roughly) an entity created through some
deliberate act or acts by one or more human
beings, and which endures through time,
potentially in multiple (for example digital or
printed) copies
Examples: a diagram on a sheet of paper, a video
file, a map on a computer monitor, an article in a
newspaper, a message on a network, the output of
some querying process in a computer memory
10
IAO
• IAO-Intel – to provide common resources for
the consistent description of information
artifacts of relevance to the intelligence
community in a way that will allow discovery,
integration and analysis
– compare Dublin Core (brought to you by Library
Science)
http://stids.c4i.gmu.edu/presentations/tutorial2013
.php

11
What IAO is for
• IAO is not designed to replace existing doctrinal
or other standards
• lots of documents exist conforming to lots of
different standards
• purpose of IAO is to allow generation of the
needed metadata in a uniform, non-redundant
and algorithmically processable fashion

12
Sample terms in IAO
Report
Summary
Diagram
Overlay
Assessment
Estimate
List
Order
Matrix
Template

13
Strategy of Building IAO-Intel
IAO

IAO-Intel (examples)

Report
Summary

Intelligence Report (FM 6-99.2, 126)
Electronic Warfare Mission Summary (FM 699.2)
Diagram
Network Analysis Diagram (from JP 2-01.3)
Overlay
Combined Information Overlay (JP 2-01.3)
Assessment Assessment of Impact of Damage (FM 6-99.2)
Estimate
Adversary Course of Action Estimate
List
List of High-Value Targets (JP 2-01.3, II 61)
Order
Airspace Control Order (FM 6-99.2, 17)
Matrix
Target Value Matrix (JP 2-01.3, II-63)
Template
Ground and Air Adversary Template (JP 2-01.3)
14
IAO-Intel
The IAO-Intel
terms on the top
are defined by
using terms from
the ontologies on
the bottom with
the help of
relations such as
is-about, createdby, derives-from
and so forth
15
Attributes of Information Artifacts
• Examples
–
–
–
–
–
–

Purpose
Life-cycle Stage (draft, finished version, revision)
Language,
Format
Provenance
Source (person, organization)

• These are generic attributes, common to all areas
• IAO will contain a Low-Level Ontology module for
each dimension
16
Generic Purpose Attributes
– Descriptive purpose: scientific paper, newspaper
article, after-action report
– Prescriptive purpose: legal code, license, statement
of rules of engagement
– Directive purpose (of specifying a plan or method
for achieving something): instruction, manual,
protocol
– Designative purpose: a registry of members of an
organization, a phone book, a database linking
proper names of persons with their social security
numbers
17
Attributes Specific to Intelligence IAs
Role in the Intelligence Process (JP 3-0, III-11)
Priority Intelligence Requirement (PIR)
Commander’s Critical Information Requirement (CCIR)
Essential Element of Information (EEI)
Essential Element of Friendly Information (EEFI)
Confidence Level (JP 2.0, Appendix A)
Highly Likely
Unlikely
Likely
Highly Unlikely
Even Chance
Discipline (JP 2.0, I-5)
Intelligence
Legal
Signal
Ideology
Human
Religion
Rumor intelligence
Propaganda
Web intelligence
Intelligence Excellence (JP 2.0, II-6)
Anticipatory
Complete
Timely
Relevant
Accurate
Objective
Usable
Available

18
Use of IAO-Intel – Example:
Digitalizing an MCOO
• IA #1 - Modified Combined
Obstacle Overlay (MCOO) - a
joint intelligence preparation
of the operational
environment product used to
portray the militarily
significant aspects of the
operational environment, such
as obstacles restricting military
movement, key geography,
and military objectives.

19
Digitalizing an MCOO
• Annotations to the attributes of IA#1
– ICE: MCOO
– IBE: Acetate Sheet
– uses-symbology MIL-STD-2525C
– authored-by person #4644

• Annotations relating to the aboutness of IA#1
–
–
–
–

Avenue of Approach
Strategic Defense Belt
Amphibious Operations
Objective
20
Computational Support for Process Planning

21
22
Use of IAO-Intel – Example 2
Digitalizing U.S. Army Report and Message Formats
(FM 6-99.2)

Standard templates for
– Intelligence Report [INTREP]
– Intelligence Summary [INTSUM]
– Logistics Situation Report [LOGSITREP]
– Operations Summary [OPSUM]
– Patrol Report [PATROLREP]
– Reconnaissance Exploitation Report [RECCEXREP]
– SAEDA Report [SAEDAREP]

defined in free text

23
Digitalizing FM 6-99.2
• formulate FM 6-99.2 definitions
computationally
• enable computational cross-reference FM 699.2 documents with comparable sets of
documents prepared by other commands.
• use results for computer-aided aggregation of
the represented data, cross-checking for
mismatches, identifying suspect sources, and so
forth.
24
DoD Instruction 8320.02, August 5, 2013
Sharing Data, Information, and Information Technology
(IT) Services in the Department of Defense

• requires that ‘all salient metadata be
discoverable, searchable, and retrievable’ through
use of the DSE
• Even if all authoritative sources are registered at
DSE, it does not achieve its goal because
– Heterogeneous definitions and descriptions
– No benefits of inferencing and of rapid introduction
and definition of new terms

• IAO will go some way to solving these problems
through semantic tagging

25
top level
mid-level
(generic hub)

Basic Formal Ontology (BFO)

Information Artifact Ontology(IAO)
IAO-Science

domain level
(spokes
populating IAO- IAOdownwards) Biology Physics

IAO-Intel

IAOIntelNavy

IAOIntelArmy

IAO-Computing

IAOIntelFBI

IAOSoftware

EMOEmail
Ontology

Each module built by downward population
from its parent
26
BFO
Continuant
IAO

Independent
Continuant

Material
Entity

Information
Bearing
Entity

Specifically
Dependent
Continuant

Quality

depends_on

Information
Quality
Entity

Generically
Dependent
Continuant

Information
Content
Entity

concretized_by

27
Independent
Continuant

Material
Entity

Information
Bearing
Entity
this hard drive,
that book

Specifically
Dependent
Continuant

Quality

depends_on

Information
Quality
Entity
this excitation
pattern,
that pattern
of piles of ink

Generically
Dependent
Continuant

Information
Content
Entity
concretized_by

universals

this pdf file,
that Target Value Matrix
instances

28
IAO and BFO
BFO:
Independent
Continuant

Information
Bearing
Entity (IBE)

BFO:
Generically
Dependent
Continuant

Information
Content
Entity (ICE)

Information
Structure
Entity (ISE)

BFO:
Specifically
Dependent
Continuant

Information
Quality Entity
(Pattern)
(IQE)
29
Example of IAO-Intel Organization
Information Artifact
IBE
MS Word file (.doc, Hard drive (magnetized
.docx)
sector)
Hard drive (magnetized
KML file
sector)
Hard drive (magnetized
JPEG file (.jpg)
sector)
Hard drive (magnetized
Email file
sector)
A specific government
USMTF Message file
network
Paper document; (may
Passport
include photographs,
RFID tags)
Title Deed
Official paper document
Report
Varies
Overlay Sheet
( e.g. Map Overlay Acetate sheet
Sheet)

ISE

ICE

MS Word format

Varies

KML

Map overlay

JPEG format

Image

Internet Message Format
Message
(e.g., RFC 5322 compliant)
USMTF Format
ID formats, security
marking formats …

Message

Name, Personal
data, Passport
number, Visas …
Varies
Varies

Varies
Varies
MIL-STD-2525 Symbols;
Map overlay
FM 101-1-5 Operational
Terms and Graphics

30
DSGS-A Ontologies
• US Army’s Distributed Common Ground System (DCGSA) Standard Cloud (DSC) initiative as part of a strategy
for the horizontal integration of many different types of
warfighter intelligence data
DSGS-A Ontologies providing a common framework for
• Explica-tion of general terms used in source intelligence
artifacts and in data models, terminologies and doctrinal
publications which provide typo-logies of intelligencerelated IAs to semantically enhance data in a way that
enables computational integration and reasoning
• Annotation of the instance-level information captured
by such IAs to aid retrieval of information about specific
persons, groups, events, documents, images, and so
forth
31
Acknowledgements
Thanks are due also to Mathias Brochhausen,
Werner Ceusters, Mélanie Courtot, Janna
Hastings, James Malone, Bjoern Peters, Jonathan
Rees, and Alan Ruttenberg for their work on IAO.

32

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IAO-Intel: An Ontology of Information Artifacts in the Intelligence Domain

  • 1. IAO-Intel An Ontology of Information Artifacts in the Intelligence Domain Barry Smith Tatiana Malyuta Ron Rudnicki CUNY, NY, USA Data Tactics, McLean, V A CUBRC, Buffalo NY, USA University at Buffalo NY, USA William Mandrick David Salmen Data Tactics McLean, VA, USA Data Tactics McLean, VA, USA Peter Morosoff Danielle K. Duff James Schoening Kesny Parent E-Maps, Inc. Washington, DC, USA I2WD Aberdeen, MD, USA I2WD Aberdeen, MD, USA I2WD Aberdeen, MD, USA 1
  • 2. Military Doctrine and Standardization of Terminology 3rd Century BC Standardized beacon signals used by Chinese military along Great Wall 1792 Drill manual for the units of the Continental Army to respond uniformly to commands during the Revolutionary War 1943 General James Gavin’s Training Memorandum on the Employment of Airborne Forces 2
  • 3. General James Gavin, On to Berlin: Battles of an Airborne Commander 1943-1946 for success of the D-Day invasion ‘one of our most critical needs was to standardize the operating practices of our forces. … even simple terminology had to be agreed upon. … British flew in what they called “bomber stream” formations, We preferred troop-carrier group formations of 36 planes that flew in a V ... We referred to landing area as the “jump area,” the British called it “drop zone,” …’ 3
  • 4. 4
  • 5. 5
  • 6. Current state • DOD Dictionary of Military and Associated Terms (Joint Publication 1-02) • New military dictionaries and terminology artifacts continue to be developed • Dominant ethos: Library Science (all terminologies are equal), Lexicography (logical consistency of definitions is not important) 6
  • 7. Goals of Doctrinal Documents • Advance consistency in communications • Facilitate consistent interpretation of commands • Compile lessons learned (outcomes assess-ment) • Provide controlled vocabularies for official reporting Nowadays • Enhance discoverability and analysis of data 7
  • 8. Problems of Doctrinal Documents • Little aid to computation • Developed independently in divergent and nonprincipled ways • Low possibility of aggregation causing failures of data integration initiatives • New approaches needed that can enable computational discovery, retrieval, integration and processing of data 8
  • 9. Two kinds of data 1. Data about entities in the world (topics, subject-matters) standard ontologies 2. Data about the information artifacts in which these entities are represented (= metadata) Information Artifact Ontology and extensions, including IAO-Intel 9
  • 10. Information artifact • (roughly) an entity created through some deliberate act or acts by one or more human beings, and which endures through time, potentially in multiple (for example digital or printed) copies Examples: a diagram on a sheet of paper, a video file, a map on a computer monitor, an article in a newspaper, a message on a network, the output of some querying process in a computer memory 10
  • 11. IAO • IAO-Intel – to provide common resources for the consistent description of information artifacts of relevance to the intelligence community in a way that will allow discovery, integration and analysis – compare Dublin Core (brought to you by Library Science) http://stids.c4i.gmu.edu/presentations/tutorial2013 .php 11
  • 12. What IAO is for • IAO is not designed to replace existing doctrinal or other standards • lots of documents exist conforming to lots of different standards • purpose of IAO is to allow generation of the needed metadata in a uniform, non-redundant and algorithmically processable fashion 12
  • 13. Sample terms in IAO Report Summary Diagram Overlay Assessment Estimate List Order Matrix Template 13
  • 14. Strategy of Building IAO-Intel IAO IAO-Intel (examples) Report Summary Intelligence Report (FM 6-99.2, 126) Electronic Warfare Mission Summary (FM 699.2) Diagram Network Analysis Diagram (from JP 2-01.3) Overlay Combined Information Overlay (JP 2-01.3) Assessment Assessment of Impact of Damage (FM 6-99.2) Estimate Adversary Course of Action Estimate List List of High-Value Targets (JP 2-01.3, II 61) Order Airspace Control Order (FM 6-99.2, 17) Matrix Target Value Matrix (JP 2-01.3, II-63) Template Ground and Air Adversary Template (JP 2-01.3) 14
  • 15. IAO-Intel The IAO-Intel terms on the top are defined by using terms from the ontologies on the bottom with the help of relations such as is-about, createdby, derives-from and so forth 15
  • 16. Attributes of Information Artifacts • Examples – – – – – – Purpose Life-cycle Stage (draft, finished version, revision) Language, Format Provenance Source (person, organization) • These are generic attributes, common to all areas • IAO will contain a Low-Level Ontology module for each dimension 16
  • 17. Generic Purpose Attributes – Descriptive purpose: scientific paper, newspaper article, after-action report – Prescriptive purpose: legal code, license, statement of rules of engagement – Directive purpose (of specifying a plan or method for achieving something): instruction, manual, protocol – Designative purpose: a registry of members of an organization, a phone book, a database linking proper names of persons with their social security numbers 17
  • 18. Attributes Specific to Intelligence IAs Role in the Intelligence Process (JP 3-0, III-11) Priority Intelligence Requirement (PIR) Commander’s Critical Information Requirement (CCIR) Essential Element of Information (EEI) Essential Element of Friendly Information (EEFI) Confidence Level (JP 2.0, Appendix A) Highly Likely Unlikely Likely Highly Unlikely Even Chance Discipline (JP 2.0, I-5) Intelligence Legal Signal Ideology Human Religion Rumor intelligence Propaganda Web intelligence Intelligence Excellence (JP 2.0, II-6) Anticipatory Complete Timely Relevant Accurate Objective Usable Available 18
  • 19. Use of IAO-Intel – Example: Digitalizing an MCOO • IA #1 - Modified Combined Obstacle Overlay (MCOO) - a joint intelligence preparation of the operational environment product used to portray the militarily significant aspects of the operational environment, such as obstacles restricting military movement, key geography, and military objectives. 19
  • 20. Digitalizing an MCOO • Annotations to the attributes of IA#1 – ICE: MCOO – IBE: Acetate Sheet – uses-symbology MIL-STD-2525C – authored-by person #4644 • Annotations relating to the aboutness of IA#1 – – – – Avenue of Approach Strategic Defense Belt Amphibious Operations Objective 20
  • 21. Computational Support for Process Planning 21
  • 22. 22
  • 23. Use of IAO-Intel – Example 2 Digitalizing U.S. Army Report and Message Formats (FM 6-99.2) Standard templates for – Intelligence Report [INTREP] – Intelligence Summary [INTSUM] – Logistics Situation Report [LOGSITREP] – Operations Summary [OPSUM] – Patrol Report [PATROLREP] – Reconnaissance Exploitation Report [RECCEXREP] – SAEDA Report [SAEDAREP] defined in free text 23
  • 24. Digitalizing FM 6-99.2 • formulate FM 6-99.2 definitions computationally • enable computational cross-reference FM 699.2 documents with comparable sets of documents prepared by other commands. • use results for computer-aided aggregation of the represented data, cross-checking for mismatches, identifying suspect sources, and so forth. 24
  • 25. DoD Instruction 8320.02, August 5, 2013 Sharing Data, Information, and Information Technology (IT) Services in the Department of Defense • requires that ‘all salient metadata be discoverable, searchable, and retrievable’ through use of the DSE • Even if all authoritative sources are registered at DSE, it does not achieve its goal because – Heterogeneous definitions and descriptions – No benefits of inferencing and of rapid introduction and definition of new terms • IAO will go some way to solving these problems through semantic tagging 25
  • 26. top level mid-level (generic hub) Basic Formal Ontology (BFO) Information Artifact Ontology(IAO) IAO-Science domain level (spokes populating IAO- IAOdownwards) Biology Physics IAO-Intel IAOIntelNavy IAOIntelArmy IAO-Computing IAOIntelFBI IAOSoftware EMOEmail Ontology Each module built by downward population from its parent 26
  • 28. Independent Continuant Material Entity Information Bearing Entity this hard drive, that book Specifically Dependent Continuant Quality depends_on Information Quality Entity this excitation pattern, that pattern of piles of ink Generically Dependent Continuant Information Content Entity concretized_by universals this pdf file, that Target Value Matrix instances 28
  • 29. IAO and BFO BFO: Independent Continuant Information Bearing Entity (IBE) BFO: Generically Dependent Continuant Information Content Entity (ICE) Information Structure Entity (ISE) BFO: Specifically Dependent Continuant Information Quality Entity (Pattern) (IQE) 29
  • 30. Example of IAO-Intel Organization Information Artifact IBE MS Word file (.doc, Hard drive (magnetized .docx) sector) Hard drive (magnetized KML file sector) Hard drive (magnetized JPEG file (.jpg) sector) Hard drive (magnetized Email file sector) A specific government USMTF Message file network Paper document; (may Passport include photographs, RFID tags) Title Deed Official paper document Report Varies Overlay Sheet ( e.g. Map Overlay Acetate sheet Sheet) ISE ICE MS Word format Varies KML Map overlay JPEG format Image Internet Message Format Message (e.g., RFC 5322 compliant) USMTF Format ID formats, security marking formats … Message Name, Personal data, Passport number, Visas … Varies Varies Varies Varies MIL-STD-2525 Symbols; Map overlay FM 101-1-5 Operational Terms and Graphics 30
  • 31. DSGS-A Ontologies • US Army’s Distributed Common Ground System (DCGSA) Standard Cloud (DSC) initiative as part of a strategy for the horizontal integration of many different types of warfighter intelligence data DSGS-A Ontologies providing a common framework for • Explica-tion of general terms used in source intelligence artifacts and in data models, terminologies and doctrinal publications which provide typo-logies of intelligencerelated IAs to semantically enhance data in a way that enables computational integration and reasoning • Annotation of the instance-level information captured by such IAs to aid retrieval of information about specific persons, groups, events, documents, images, and so forth 31
  • 32. Acknowledgements Thanks are due also to Mathias Brochhausen, Werner Ceusters, Mélanie Courtot, Janna Hastings, James Malone, Bjoern Peters, Jonathan Rees, and Alan Ruttenberg for their work on IAO. 32