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Elena Bernardini University of Milan
Giovanna Colombo University of Insubria
Carmen Lomba University of Cantabria, Spain
Silvana Mangiaracina CNR Bologna
Fulvia Merlini IRCCS BurloGarofoloTrieste
Emanuela Secinaro INRIM Torino
ANILDEsurveyoninternational ILL exchanges:
results andconsiderations
NILDE
Italian network and software
for resource sharing
o ILL and DD supply web
based system
o 1000 library community,
200.000 requests/year
o Same vision and rules
o Free of charge cooperation
2
Intro
94%
5%
1%
NILDE libraries by country
Italy
Spain
All others (GRE, CHE, SWE, BRA, LUX, HRV)
3
NILDE International ILL request trend
o Opening to world libraries (since 2011)
o Software with multilingual user interface
o Increase in ILL exchanged documents 2011-2016
especially between libraries in Italy and Spain
Intro
4
From 1858 to
2002
After 2002 Now
INTER LIBRARY
LOAN
RESOURCE
SHARING
RETHINKING
RESOURCE SHARING
Intro
“NILDE without borders” survey
NILDE grows, world of libraries changes,
different vision about ILL exchanges
Need to understand more in addition to quantitative
statistics
ILL Survey? Why not?
“NILDE without borders” survey
PURPOSE: investigate current resource sharing practices
and interlibrary loan procedures/policies not only in NILDE
libraries network but also in extra NILDE libraries in
European-Mediterranean context.
AIMS: collect feedback/results for promoting international
cooperation and expanding NILDE services.
BACKGROUND: look at previous anglo-american
international ALA-RUSA-STARS 2007, 2011, 2015 ILL surveys
and case studies
5
Intro
Survey METHOD 1
TARGET
✔ NILDE libraries
(including Spanish REBIUN and other foreign libraries) mailing list
✔ Other libraries outside NILDE network
Italian (AIB, Gidif, SiDocumenta), spanish (GTBIB, BIB-MED) mailing
lists and European libraries and library national associations contacts
6
Method
NILDE RECIPIENTS Non-NILDE RECIPIENTS
NILDE, REBIUN and
other associated,
foreign libraries
AIB, Gidif, SiDocumenta, Spanish
GTBIB and BIB-MED, other libraries
contacts and library national
associations mailing lists
Survey METHOD 2
SOFTWARE open source web-survey
application made available and hosted by University of Cantabria,
Spain www.LimeSurvey.org/
SURVEY LAYOUT
Anonymous multilingual questionnaire (Italian, Spanish, English),
total 23 questions (only a few required) and a final enquiry for
additional comments
SURVEY DISTRIBUTION
Invitations with websurvey link distributed via email message to all
mailing lists on 19 June 2017 to fill in until 18th July 2017.
7
Method
Survey participation
Survey opened 801 times with 401 completed surveys.
Uncompleted: survey breakoff, different browsers layout,
respondents’ levels of computer and web use, technical failures
(undelivered)
8
Results
69%
11%
12%
5%
3%
Library categories
University
Public Research Institution
Public Institution
Private no profit
Institution
Other
69% University
represented the
most common type
of library
responding
77% NILDE
associated libraries
Survey country representation
9
Results
312
53
2
1
2
and
1 Cyprus
1 Argentina
10
Results
Volume of international lending requests
appears higher than borrowing
Survey international ILL requests
Yes
70%
No
30%
Lending
Yes
63%
No
37%
Borrowing
Does your library send/receive international ILL-DD requests?
11
250
150
79 71
25 16 13 6 5 4 2 2
0
50
100
150
200
250
300
EU Center &
South
America
North
America
Extra EU Oceania Russia Asia Africa China Middle
East
India Other
Which geographic areas does your library receive international ILL-DD
requests from?
232
84
64
47
29
12 10 6 4 3 2 1
0
50
100
150
200
250
EU North
America
Extra EU Center &
South
America
Oceania Russia Asia Middle
East
China Africa India Other
Which geographic areas does your library send international ILL-DD
requests to?
Lending &
borrowing
top
countries
Results
Europe
and America
(North, Central
and South)
Returnables
requests
12
Results
0%
10%
20%
30%
40%
50%
0 1-20 20-50 50-150 150-300 >300%ofresponses
Number of requests in 2016
International ILL requests (books) received in 2016
Lending
0%
10%
20%
30%
40%
50%
0 1-20 20-50 50-150 150-300 >300
%ofresponses
Number of requests in 2016
International ILL requests (books) sent in 2016
Borrowing
13
Non-returnables requests
The most respondents have fewer than 20 international ILL
borrowing and lending requests
Results
0%
10%
20%
30%
40%
50%
60%
70%
80%
0 <20 20-50 50-100 150-300 >300
%ofresponses
Number of requests in 2016
International lending requests
received (copies) in 2016
0%
10%
20%
30%
40%
50%
60%
0 <20 20-50 50-100 150-300 >300
%ofresponses
Number of requests in 2016
International borrowing requests
sent (copies) in 2016
Lending Borrowing
14
Type of payment
IFLA vouchers are the
most popular kind of
payment requested by
lending and borrowing
libraries
Other • Credit card
• OCLC IFM
• Deposit Account
Results
47%
53%
Does your library require a fee for
international ILL-DD service?
yes
No
0% 20% 40% 60% 80%
IFLA Voucher
Bank transfer
International postal order
Other
Payment accepted by your library (L)
0% 10% 20% 30% 40% 50% 60% 70%
IFLA Voucher
Bank transfer
Other
Payment required to your library (B)
0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50%
Document unavailable, lost
Copyright/embargo
Wrong bibliographical references
borrowed book
Other
Main causes of not successful processing of international ILL
15
• fee and payment obstacles
• ILL service not provided
• No failed request
Survey
RESULTS
Unfulfilled international interlibrary
exchanges causes
16
Would your library agree to free ILL exchange with foreign libraries,
asking for a compensation at the end of the year after a specified
maximum number of documents supplied?
Survey
RESULTS
Availability to free cooperation
Resource sharing and free of charge
cooperation attitude
88%
12%
Yes
No
Comments and suggestions
the most tell us about ILL difficulties, ILL delivery and
procedures, catalogue holdings visibility, copyright and
DD clauses, systems interoperability:
My library cannot implement an international ILL service because
of insufficient staff and organization”
Delivery and ILL receptions time is conditioned by post and custom
office”
Respondents ask:
Electronic IFLA vouchers - Simplify the transit from customs (US,
but also Switzerland) - Allowing different payment options -
Publishers agreements clauses allowing document delivery
17
Results
Comments negative perceptions
o Not significant progress in resource sharing of returnable items:
✔ visible but undeliverable
✔ fear of loss
o limited e-lending (i.e. e-books licensing restrictions)
Comments positive perceptions
o increasing exchanges of non returnable items (articles)
o successful experiences
o innovative solutions proposed:
✔ e-lending solutions software or publisher agreements
✔ Local consortia or cooperation networks of libraries
18
Conclusions
Conclusions 1
o NILDE widely disseminated in ITALY
77% of respondents are NILDE members
o Availability of free cooperation (88% yes, 12% no)
o Needs to extend interlibrary cooperation
Higher number of international ILL transactions between neighboring
geographic countries (mainly ITALY, SPAIN, then other EU countries)
o International lending and borrowing common obstacles:
✔ returnables payment, shipping costs
✔ copyright concern for non-returnables
19
Conclusions
Conclusions 2
Suggestions about interlibrary cooperation and resource
sharing:
✔ free service for non-returnables document (scanned
and digitized documents have no shipping costs )
✔ collaborative collection development to fight lack of
funds and financial crisis
✔ simplify payment method (adoption of electronic IFLA
vouchers …)
20
Conclusions
Similarities with other international surveys
(ALA-RUSA-STARS surveys) and case studies
• Countries of ILL exchanges: The majority of international
borrowing and lending countries are in North America and in
Europe.
• Materials difficult to obtain: older and rare, thesis and local
dissertations, e-books.
• Barriers/obstacles: shipping costs, uncertainty about licensing
and e-lending
• Payment method: IFLA vouchers
21
Conclusions
Differences with other international surveys
(ALA-RUSA-STARS surveys) and case studies
• Lower volume of international ILL requests:
The most respondents have fewer than 20 international ILL requests
per year borrowing and lending returnables and non-returnables
(other surveys fewer than 100)
• ILL Request processing system:
NILDE (other surveys OCLC)
22
Conclusions
Resource Sharing is not only
about "papers" but also about "people"
Elena Bernardini Giovanna Colombo
Carmen Lomba Silvana Mangiaracina
Fulvia Merlini Emanuela Secinaro
23
Conclusions
NILDE Internationalization Working Group
24
Colombo Giovanna (CBN NILDE - University of Insubria)
De Filippis Patrizia (CBN NILDE – University of Campania)
Maimone Ansaldo Patti Loriana (CBN NILDE – University of Messina)
Mangiaracina Silvana (CBN NILDE – CNR Library Bologna)
Secinaro Emanuela (CBN NILDE - I.N.RI.M Torino)
Tugnoli Alessandro (CBN NILDE - CNR Library Bologna)
Bae Peter (Princeton University, USA)
Bernardini Elena (University of Milan)
Çelikbaş Sema (Istanbul Technical University)
Chiandoni Marco (University of Trieste)
Lomba Carmen (University of Cantabria, Spain)
Mainardi Andrea (University of Pavia)
Mulondo Allan (Max Planck Institute Luxembourg for Procedural Law)
Reuspi Franco (University of Genoa)
Thank you for your attention!
Any question?
Contact info: giovanna.colombo@uninsubria.it
(on behalf of NILDE Internationalization Working Group)
25
Conclusions

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A NILDE survey on International ILL Exchanges: results and considerations

  • 1. Elena Bernardini University of Milan Giovanna Colombo University of Insubria Carmen Lomba University of Cantabria, Spain Silvana Mangiaracina CNR Bologna Fulvia Merlini IRCCS BurloGarofoloTrieste Emanuela Secinaro INRIM Torino ANILDEsurveyoninternational ILL exchanges: results andconsiderations
  • 2. NILDE Italian network and software for resource sharing o ILL and DD supply web based system o 1000 library community, 200.000 requests/year o Same vision and rules o Free of charge cooperation 2 Intro 94% 5% 1% NILDE libraries by country Italy Spain All others (GRE, CHE, SWE, BRA, LUX, HRV)
  • 3. 3 NILDE International ILL request trend o Opening to world libraries (since 2011) o Software with multilingual user interface o Increase in ILL exchanged documents 2011-2016 especially between libraries in Italy and Spain Intro
  • 4. 4 From 1858 to 2002 After 2002 Now INTER LIBRARY LOAN RESOURCE SHARING RETHINKING RESOURCE SHARING Intro “NILDE without borders” survey NILDE grows, world of libraries changes, different vision about ILL exchanges Need to understand more in addition to quantitative statistics ILL Survey? Why not?
  • 5. “NILDE without borders” survey PURPOSE: investigate current resource sharing practices and interlibrary loan procedures/policies not only in NILDE libraries network but also in extra NILDE libraries in European-Mediterranean context. AIMS: collect feedback/results for promoting international cooperation and expanding NILDE services. BACKGROUND: look at previous anglo-american international ALA-RUSA-STARS 2007, 2011, 2015 ILL surveys and case studies 5 Intro
  • 6. Survey METHOD 1 TARGET ✔ NILDE libraries (including Spanish REBIUN and other foreign libraries) mailing list ✔ Other libraries outside NILDE network Italian (AIB, Gidif, SiDocumenta), spanish (GTBIB, BIB-MED) mailing lists and European libraries and library national associations contacts 6 Method NILDE RECIPIENTS Non-NILDE RECIPIENTS NILDE, REBIUN and other associated, foreign libraries AIB, Gidif, SiDocumenta, Spanish GTBIB and BIB-MED, other libraries contacts and library national associations mailing lists
  • 7. Survey METHOD 2 SOFTWARE open source web-survey application made available and hosted by University of Cantabria, Spain www.LimeSurvey.org/ SURVEY LAYOUT Anonymous multilingual questionnaire (Italian, Spanish, English), total 23 questions (only a few required) and a final enquiry for additional comments SURVEY DISTRIBUTION Invitations with websurvey link distributed via email message to all mailing lists on 19 June 2017 to fill in until 18th July 2017. 7 Method
  • 8. Survey participation Survey opened 801 times with 401 completed surveys. Uncompleted: survey breakoff, different browsers layout, respondents’ levels of computer and web use, technical failures (undelivered) 8 Results 69% 11% 12% 5% 3% Library categories University Public Research Institution Public Institution Private no profit Institution Other 69% University represented the most common type of library responding 77% NILDE associated libraries
  • 10. 10 Results Volume of international lending requests appears higher than borrowing Survey international ILL requests Yes 70% No 30% Lending Yes 63% No 37% Borrowing Does your library send/receive international ILL-DD requests?
  • 11. 11 250 150 79 71 25 16 13 6 5 4 2 2 0 50 100 150 200 250 300 EU Center & South America North America Extra EU Oceania Russia Asia Africa China Middle East India Other Which geographic areas does your library receive international ILL-DD requests from? 232 84 64 47 29 12 10 6 4 3 2 1 0 50 100 150 200 250 EU North America Extra EU Center & South America Oceania Russia Asia Middle East China Africa India Other Which geographic areas does your library send international ILL-DD requests to? Lending & borrowing top countries Results Europe and America (North, Central and South)
  • 12. Returnables requests 12 Results 0% 10% 20% 30% 40% 50% 0 1-20 20-50 50-150 150-300 >300%ofresponses Number of requests in 2016 International ILL requests (books) received in 2016 Lending 0% 10% 20% 30% 40% 50% 0 1-20 20-50 50-150 150-300 >300 %ofresponses Number of requests in 2016 International ILL requests (books) sent in 2016 Borrowing
  • 13. 13 Non-returnables requests The most respondents have fewer than 20 international ILL borrowing and lending requests Results 0% 10% 20% 30% 40% 50% 60% 70% 80% 0 <20 20-50 50-100 150-300 >300 %ofresponses Number of requests in 2016 International lending requests received (copies) in 2016 0% 10% 20% 30% 40% 50% 60% 0 <20 20-50 50-100 150-300 >300 %ofresponses Number of requests in 2016 International borrowing requests sent (copies) in 2016 Lending Borrowing
  • 14. 14 Type of payment IFLA vouchers are the most popular kind of payment requested by lending and borrowing libraries Other • Credit card • OCLC IFM • Deposit Account Results 47% 53% Does your library require a fee for international ILL-DD service? yes No 0% 20% 40% 60% 80% IFLA Voucher Bank transfer International postal order Other Payment accepted by your library (L) 0% 10% 20% 30% 40% 50% 60% 70% IFLA Voucher Bank transfer Other Payment required to your library (B)
  • 15. 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50% Document unavailable, lost Copyright/embargo Wrong bibliographical references borrowed book Other Main causes of not successful processing of international ILL 15 • fee and payment obstacles • ILL service not provided • No failed request Survey RESULTS Unfulfilled international interlibrary exchanges causes
  • 16. 16 Would your library agree to free ILL exchange with foreign libraries, asking for a compensation at the end of the year after a specified maximum number of documents supplied? Survey RESULTS Availability to free cooperation Resource sharing and free of charge cooperation attitude 88% 12% Yes No
  • 17. Comments and suggestions the most tell us about ILL difficulties, ILL delivery and procedures, catalogue holdings visibility, copyright and DD clauses, systems interoperability: My library cannot implement an international ILL service because of insufficient staff and organization” Delivery and ILL receptions time is conditioned by post and custom office” Respondents ask: Electronic IFLA vouchers - Simplify the transit from customs (US, but also Switzerland) - Allowing different payment options - Publishers agreements clauses allowing document delivery 17 Results
  • 18. Comments negative perceptions o Not significant progress in resource sharing of returnable items: ✔ visible but undeliverable ✔ fear of loss o limited e-lending (i.e. e-books licensing restrictions) Comments positive perceptions o increasing exchanges of non returnable items (articles) o successful experiences o innovative solutions proposed: ✔ e-lending solutions software or publisher agreements ✔ Local consortia or cooperation networks of libraries 18 Conclusions
  • 19. Conclusions 1 o NILDE widely disseminated in ITALY 77% of respondents are NILDE members o Availability of free cooperation (88% yes, 12% no) o Needs to extend interlibrary cooperation Higher number of international ILL transactions between neighboring geographic countries (mainly ITALY, SPAIN, then other EU countries) o International lending and borrowing common obstacles: ✔ returnables payment, shipping costs ✔ copyright concern for non-returnables 19 Conclusions
  • 20. Conclusions 2 Suggestions about interlibrary cooperation and resource sharing: ✔ free service for non-returnables document (scanned and digitized documents have no shipping costs ) ✔ collaborative collection development to fight lack of funds and financial crisis ✔ simplify payment method (adoption of electronic IFLA vouchers …) 20 Conclusions
  • 21. Similarities with other international surveys (ALA-RUSA-STARS surveys) and case studies • Countries of ILL exchanges: The majority of international borrowing and lending countries are in North America and in Europe. • Materials difficult to obtain: older and rare, thesis and local dissertations, e-books. • Barriers/obstacles: shipping costs, uncertainty about licensing and e-lending • Payment method: IFLA vouchers 21 Conclusions
  • 22. Differences with other international surveys (ALA-RUSA-STARS surveys) and case studies • Lower volume of international ILL requests: The most respondents have fewer than 20 international ILL requests per year borrowing and lending returnables and non-returnables (other surveys fewer than 100) • ILL Request processing system: NILDE (other surveys OCLC) 22 Conclusions
  • 23. Resource Sharing is not only about "papers" but also about "people" Elena Bernardini Giovanna Colombo Carmen Lomba Silvana Mangiaracina Fulvia Merlini Emanuela Secinaro 23 Conclusions
  • 24. NILDE Internationalization Working Group 24 Colombo Giovanna (CBN NILDE - University of Insubria) De Filippis Patrizia (CBN NILDE – University of Campania) Maimone Ansaldo Patti Loriana (CBN NILDE – University of Messina) Mangiaracina Silvana (CBN NILDE – CNR Library Bologna) Secinaro Emanuela (CBN NILDE - I.N.RI.M Torino) Tugnoli Alessandro (CBN NILDE - CNR Library Bologna) Bae Peter (Princeton University, USA) Bernardini Elena (University of Milan) Çelikbaş Sema (Istanbul Technical University) Chiandoni Marco (University of Trieste) Lomba Carmen (University of Cantabria, Spain) Mainardi Andrea (University of Pavia) Mulondo Allan (Max Planck Institute Luxembourg for Procedural Law) Reuspi Franco (University of Genoa)
  • 25. Thank you for your attention! Any question? Contact info: giovanna.colombo@uninsubria.it (on behalf of NILDE Internationalization Working Group) 25 Conclusions

Notes de l'éditeur

  1. Ralph W. Emerson said “All the great speakers were bad at the first”. I am Giovanna Colombo of Insubria University Science Library and NILDE Committee and internationalization working group. I’m honoured to be here and I hope to be not such a bad speaker for you because this is my first presentation.
  2. Nilde is the largest italian network and software for interlibrary document exchange. The NILDE web application was initially developed by Bologna Research Library of Italian National Research Council at the beginning of 2000. Nilde library community counts almost one thousand members: mainly accademic (76%) libraries Italian university, higher education and research libraries but also medical and public libraries. Academic libraries REBIUN (software and Network - Red de las Biblioteca Universitarias espanolas) and CSIC (Consejo Seperior de Investig. Cientificas). NILDE members share a cooperative model based on same vision and rules and free of charge cooperation. Foreign members are from Spain Switzerland, Luxembourg, Sweden, Croatian and Greece Free of charge cooperation common rules: membership cost is 300 euro per year, but there is free association for libraries that ask less than 25 documents per year
  3. Nilde multilingual software user interface supports Italian, English, Spanish, Greek and French languages. Higher volume pf exchanges beetween Italy and Spain libraries because of the particular relation with Sapnish REBIUN libraries NILDE application programming interface makes NILDE software open to communicate to any other ILL system and fully integrated with the ALPE database (e-journals license archive). In the last 5 years there was an increase in exchanged ILL documents and last year NILDE processed two hundred thousand documents. Since the beginning two millions. Special relatinoship were established with Spain libraries of REBIUN network
  4. We must overcome (surpass, overtake) the concept of ILL. INTERLIBRARY LOAN was born in Berkeley university almost 2 centuries ago. There is a shif and we need to rethink ILL and use a wider term RESOURCE SHARING New technologies have a large impact in libraries services, new patron expectations and new vision of the library as a place ask RETHINKING roles and space and rethinking resource sharing. In Litsey book RESOURCE SHARING anytime anywhere HOW ILL became Resource sharing NILDE Internal statistics say NILDE grows but how? NILDE Committee decide to conduct an international ILL exchange survey Before 2002: handbook of Virginia Boucher, writing of Gilmer, Chang and Jackson After 2002: studies concerning cost of libraries Leon Cress Now 2013 Marshall Breeding report about system and automation and rethinking resource sharing 2014 Posner
  5. Need to understand more in addition to internal statistics ILL Survey PURPOSE: investigate current resource sharing practices and interlibrary loan procedures and policies (i.e. international ILL methods, payment, items requested) not only in NILDE network but also in extra NILDE libraries in European-Mediterranean context. With the aims to collect feedback and useful results for PROMOTING NILDE internationalization and EXPANDING services and international cooperation. We take a look and compared previous anglo-american international ALA-RUSA-STARS 2007, 2011, 2015 ILL surveys (Atkins, Baich, Munson) and case studies presented by Frederiksen et al. (2012) and Litsey (2017) discover what is common and what is different
  6. The NILDE survey target were all NILDE libraries of nilde-forni mailing list italian and foreign, including spanish REBIUN network libraries Other italian libraries not associated with NILDE (AIB, Gidif, SiDocumenta network) and finally European libraries , international contacts and library national associations (i.e. France, Hungary, Portugal). We tested different software but finally the web survey weas created in Limesurvey an on line open source application made available and hosted by spanish university of Cantabria
  7. all NILDE libraries, including spanish REBIUN network libraries and other not italian: survey was sent through the nilde-forni mailing list. Then Italian libraries not associated with NILDE (AIB, Gidif, SiDocumenta network), the spanish libraries (GTIBIB and BIB-MED) and finally European, international contacts and library national associations (i.e. France, Hungary, Portugal).
  8. There is usually a low participation in survey. Percentage of respondents stands at 15-20%. In web-survey less 11% We have had also EMPTY STRING for NOT answered questions and NULL VALUE for skipped and filtered questions
  9. WHY NOT tell about NILDE associated 73% of respondents?
  10. Most respondents have fewer than 20 requests per year borrowing and lending
  11. First causes are document lost or unavailable, second copyright and licensing concern
  12. Librarians attitude agrees with free cooperation. Different question is library governance attitude. Libraries and librarians are education and knoweledge promoters not inequality develpers
  13. 270 My library cannot implement an international ILL service because of insufficient staff and organization 360 Delivery and ILL receptions time is conditioned by post and custom office 390 The main difficulty is related to the use of the non-English language catalogue (mainly German) 444 The library I'm working in is very little but we would be really happy to improve with a service of free ILL exchange with foreign libraries! 260 Electronic IFLA vouchers 325 Simplify the transit from customs (US, but also Switzerland) 341 Improving accessibility and search in foreign catalogues 477 Allowing different payment options 553 National and international management systems interoperable with catalogues, free reciprocal supply agreements between academic institutions 620 Publishers agreements clauses allowing document delivery
  14. Orbis Cascade Alliance Consortium – Occam Reader Consortia or local networks as NILDE (cfr. Litsey 2017) are the alternative between the PAY-PER-VIEW scenario and the GLOBAL DIGITAL LIBRARY scenario (cfr. Frederiksen et al. 2012, Baker 2009).
  15. Similarities and differences with international surveys (ALA-RUSA-STARS 2007, 2011, 2015 ILL surveys) and case studies Frederiksen (2014) and Litsey (2017)
  16. I would like to thanks all the members of