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Action on Frailty Learning Event – 28
September 2016
Leading an Improvement Project
Stephen Ramsden
Leading a patient safety improvement
project
Some service improvement tools and techniques,
this will include:
• Introduction to improvement science
• The model for improvement, PDSA and small
tests of change
• Measurement for improvement
• Key elements of project management
• Spread and sustainability
Research Clinical audit Quality
Improvement
Performance
management
Purpose Generates new
knowledge
Tests hypotheses
Tells us if we are
following good
practice
Examines our
processes and guides
improvement
Judges whether we
are meeting required
standards
Scope May be generalisable Sample size not
necessarily
scientifically valid –
valid within the
organisation
Usually focuses within
one institution or
process
Institution or part of
or system
Measurement Detailed statistical
Analysis
Basic statistical
analysis
Statistical process
control
Bench-marking
Design Scientific framework
well controlled
No allocation of
patients to different
treatment groups
Focuses on three key
questions see PDSA
Often determined
centrally
Patient
involvement
Ethics approval
required
No ethics approval
usually required
No ethics approval
usually required
No ethics approval
required
Results used to Generate new
knowledge, influence
practice
Encourage best clinical
practice
Bring about
improvement in safety
and quality
Ensure compliance
with standards
How Can We Foster the Adoption of Successful
Change Ideas?
The Traditional Approaches
The model for improvement
The model for
improvement is a
systematic approach,
using specific techniques
to improve the quality of
healthcare, and patient
and staff experience.
The PDSA Cycle for Learning and Improvement
What’s
next?
Did it
work?
What will
happen if we
try something
different?
Let’s try it!
Plan
• Objective
• Questions &
predictions
• Plan to carry out:
Who?When?
How? Where?
Do
• Carry out plan
• Document
problems
• Begin data
analysis
Act
• Ready to
implement?
• Try something
else?
• Next cycle
Study
• Complete data
analysis
• Compare to
predictions
• Summarize
Improvement Execution
When you
combine
the 3
questions
with the…
PDSA cycle,
you get… …the Model for
Improvement
The Sequence of Improvement
Sustaining improvements
and Spreading changes to
other locations
Developing
a change
Implementing a
change
Testing a
change
Act Plan
Study Do
Theory
and
Prediction
Test under a
variety of
conditions
Make part of
routine
operations
Which one is SMART ?
I. We will help teams who look after patients to
understand when they should refer patients for a
nutritional assessment
II. We will improve nutrition
III. We will aim to increase the number of patients who
get a nutrition screen within 4 hours from 60% to 90%
IV. We will increase the number of patients (admitted to
Ward G4) who get a nutritional management plan
within 6 hours from 60% to 90% by june 2012
An example……….
Implementing an
‘early warning
scorecard at Luton
and Dunstable
Foundation Trust’
Measurement for improvement
Measurement framework: some principles
• Use sampling – make it sufficient
• Measures must relate back to your aim(s)
• Keep it simple, relevant and able to be incorporated into
daily work
• Consider process and outcome measures
• Plot data over time
• Different measures will be appropriate for different
audiences – e.g. ward or Board
• Good enough – not perfect!
Three types of Measures
• Outcome measures ie what is the end result that the
process/system is achieving
• Process measures ie a measure of the reliability of the
process/system
• Balancing measures ie are there any unintended
consequences of changes to the outcome and/or process
measures . Could be in productivity or mortality or experience
etc
Run charts and SPC
• Run charts and control charts turn data into
information
• They enable us to understand variation and
whether it is special cause or common cause
Getting to reliable – central line
bundle
Stop accepting the unacceptable
Types of variation
Common cause
• Is inherent in the design of the process
• Is due to regular natural or ordinary causes
• Affects all the outcomes of a process
• Results in a “stable” process that is predictable
• Also known as random variation
Types of variation (cont.)
Special cause variation
• Is due to irregular or unnatural causes, not inherent
in the design of the process
• Affects some but not necessarily all of the process
• Results in an unstable process that is not predictable
• Also known as non-random variation
What to look for
• Upward trend?
• Downward trend?
• Static line?
• Intervention point?
• Sustained improvement?
• Special cause?
• Normal variation?
Statistical Process Control
• Run charts at their simplest
• Use upper and lower control limits either side of median (centre)
line
• Need 15-20 data points
• 7 successive points below/above the median or constantly going
up/down is a trend
• Points either side of the control limits = look for a special cause
• Aim to reduce variation
Every system is perfectly designed to produce the results it achieves !
Conwy & Denbighshire NHS Trust
Critical Care
A self-assessment exercise -
measurement
How do we know care is safe? 22
Some questions to ask of your teams:
1. What information do you currently collect?
2. Does it help you to answer the question: how safe is our care?
3. Is your data accurate, comparable and meaningful?
4. Do you need to stop collecting some data?
5. Do you need to start collecting other data?
Small tests of change - tips
• Keep tests small
• Pick willing volunteers
• Choose tests that do not need lots of approval (ask
for forgiveness not permission)
• Steal shamelessly/Pinch with pride
• Pick easy changes to try
• Avoid technical slowdowns
• Reflect on every change
• Be prepared to change tack or stop your test
Project management
• Charters
• Stakeholder mapping
• Patient involvement
• Driver diagram
• Measurement for improvement
Project charters
Key elements include
• Aims
• Objectives
• What is included & what is not
• Benefits
• Team
• Resources
• Sponsor
Stakeholder mapping
Satisfy Manage
Monitor Inform
Low influence High influence
High power
Low power
Meet their needs Key player
Least important Show consideration
Power/influenceofstakeholders
Interest of stakeholders
Stakeholder quadrant
Meet their needs
•engage & consult on interest area
•try to increase level of interest
•aim to move into right hand box
Key player
•key players focus efforts on this group
•involve in governance/decision making bodies
•engage & consult regularly
Show consideration
•make use of interest through involvement in low risk areas
•keep informed & consult on interest area
•potential supporter/ goodwill ambassador
Least important
•minimum effort
•inform via general communications – newsletters, website, mail shots
•aim to move into right hand box]
www.stakeholdermap.com
Patient and family involvement
• Surveys
• Patient Stories
• Patient Experience Trackers
• Focus Groups
• Complaints/compliments
• Shadowing/observing/tracking
• 1:1 interviews
• Patient groups/volunteers
• Patient Experience Committees
Managing Spread
and Creating
Sustainability
Corinne Thomas
This presenter has nothing to disclose.
Roger’s Adopter Categories
Rogers, E. M. (2003). Diffusion of innovations. New York, Free Press.
‘Traditionalists’
Spreading a change
• Spread is the degree to which learning, best practice
or improvement is adopted across an organisation or
region by those who would benefit from the change
• Follows implementation on pilot unit
• Can occur passively through diffusion or actively
through planned design
• Key is to actively move the improvement across the
organisation without causing resistance to change
• 1 – 3 - 5
32
The Seven Spreadly Sins
(If you do these things, spread efforts will fail!)
Step #1 Start with large pilots
Step #2 Find one person willing to do it all
Step #3 Expect vigilance and hard work to solve the problem
Step #4 If a pilot works then spread the pilot unchanged
Step #5 Require the person and team who drove the pilot to be
responsible for system-wide spread
Step #6 Look at process and outcome measures on a quarterly basis
Step #7 Early on expect marked improvement in outcomes without
attention to process reliability
Sustainability model
Transforming Health Ltd
0
2
4
6
8
10
12
14
16
Benefits beyond
helping patients
Credibility of the
evidence
Adaptability of
improved process
Effectiveness of the
system to monitor
progress
Staff involvement
and training to
sustain the process
Staff behaviours
toward sustaining
the change
Senior leadership
engagement
Clinical leadership
engagement
Fit with
organisational
strategic aims and
culture
Infrastructure for
sustainability
Sustainability Review Survey
Adminstration Excellence Project
TARGET SCORES
TEAM SCORES
N=10
Sustainability model and guide www.institute.nhs.uk
The gap between the
blue shading and the
red shading shows the
improvement potential
for each of the ten
factors. Staff
involvement, clinical
involvement and
senior leadership
engagement provide
the areas for greatest
potential
improvement.
Some questions to reflect on
1. Am I adopting a service improvement approach?
2. Have I adequately understood the problem?
3. Have I involved the right people?
4. Do I have the right leadership involvement?
5. Have I understood other perceptions? – emotional, hearts and minds?
6. Is my aim clear?
7. Is my measurement system clear?
8. Am I running tests of change?
9. Am I measuring results using SPC on a regular basis and displaying my
results?

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Leading an improvement project

  • 1. Action on Frailty Learning Event – 28 September 2016 Leading an Improvement Project Stephen Ramsden
  • 2. Leading a patient safety improvement project Some service improvement tools and techniques, this will include: • Introduction to improvement science • The model for improvement, PDSA and small tests of change • Measurement for improvement • Key elements of project management • Spread and sustainability
  • 3. Research Clinical audit Quality Improvement Performance management Purpose Generates new knowledge Tests hypotheses Tells us if we are following good practice Examines our processes and guides improvement Judges whether we are meeting required standards Scope May be generalisable Sample size not necessarily scientifically valid – valid within the organisation Usually focuses within one institution or process Institution or part of or system Measurement Detailed statistical Analysis Basic statistical analysis Statistical process control Bench-marking Design Scientific framework well controlled No allocation of patients to different treatment groups Focuses on three key questions see PDSA Often determined centrally Patient involvement Ethics approval required No ethics approval usually required No ethics approval usually required No ethics approval required Results used to Generate new knowledge, influence practice Encourage best clinical practice Bring about improvement in safety and quality Ensure compliance with standards
  • 4. How Can We Foster the Adoption of Successful Change Ideas? The Traditional Approaches
  • 5. The model for improvement The model for improvement is a systematic approach, using specific techniques to improve the quality of healthcare, and patient and staff experience.
  • 6. The PDSA Cycle for Learning and Improvement What’s next? Did it work? What will happen if we try something different? Let’s try it! Plan • Objective • Questions & predictions • Plan to carry out: Who?When? How? Where? Do • Carry out plan • Document problems • Begin data analysis Act • Ready to implement? • Try something else? • Next cycle Study • Complete data analysis • Compare to predictions • Summarize
  • 7. Improvement Execution When you combine the 3 questions with the… PDSA cycle, you get… …the Model for Improvement
  • 8. The Sequence of Improvement Sustaining improvements and Spreading changes to other locations Developing a change Implementing a change Testing a change Act Plan Study Do Theory and Prediction Test under a variety of conditions Make part of routine operations
  • 9. Which one is SMART ? I. We will help teams who look after patients to understand when they should refer patients for a nutritional assessment II. We will improve nutrition III. We will aim to increase the number of patients who get a nutrition screen within 4 hours from 60% to 90% IV. We will increase the number of patients (admitted to Ward G4) who get a nutritional management plan within 6 hours from 60% to 90% by june 2012
  • 10. An example………. Implementing an ‘early warning scorecard at Luton and Dunstable Foundation Trust’
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  • 12. Measurement for improvement Measurement framework: some principles • Use sampling – make it sufficient • Measures must relate back to your aim(s) • Keep it simple, relevant and able to be incorporated into daily work • Consider process and outcome measures • Plot data over time • Different measures will be appropriate for different audiences – e.g. ward or Board • Good enough – not perfect!
  • 13. Three types of Measures • Outcome measures ie what is the end result that the process/system is achieving • Process measures ie a measure of the reliability of the process/system • Balancing measures ie are there any unintended consequences of changes to the outcome and/or process measures . Could be in productivity or mortality or experience etc
  • 14. Run charts and SPC • Run charts and control charts turn data into information • They enable us to understand variation and whether it is special cause or common cause
  • 15. Getting to reliable – central line bundle
  • 16. Stop accepting the unacceptable
  • 17. Types of variation Common cause • Is inherent in the design of the process • Is due to regular natural or ordinary causes • Affects all the outcomes of a process • Results in a “stable” process that is predictable • Also known as random variation
  • 18. Types of variation (cont.) Special cause variation • Is due to irregular or unnatural causes, not inherent in the design of the process • Affects some but not necessarily all of the process • Results in an unstable process that is not predictable • Also known as non-random variation
  • 19. What to look for • Upward trend? • Downward trend? • Static line? • Intervention point? • Sustained improvement? • Special cause? • Normal variation?
  • 20. Statistical Process Control • Run charts at their simplest • Use upper and lower control limits either side of median (centre) line • Need 15-20 data points • 7 successive points below/above the median or constantly going up/down is a trend • Points either side of the control limits = look for a special cause • Aim to reduce variation Every system is perfectly designed to produce the results it achieves !
  • 21. Conwy & Denbighshire NHS Trust Critical Care
  • 22. A self-assessment exercise - measurement How do we know care is safe? 22 Some questions to ask of your teams: 1. What information do you currently collect? 2. Does it help you to answer the question: how safe is our care? 3. Is your data accurate, comparable and meaningful? 4. Do you need to stop collecting some data? 5. Do you need to start collecting other data?
  • 23. Small tests of change - tips • Keep tests small • Pick willing volunteers • Choose tests that do not need lots of approval (ask for forgiveness not permission) • Steal shamelessly/Pinch with pride • Pick easy changes to try • Avoid technical slowdowns • Reflect on every change • Be prepared to change tack or stop your test
  • 24. Project management • Charters • Stakeholder mapping • Patient involvement • Driver diagram • Measurement for improvement
  • 25. Project charters Key elements include • Aims • Objectives • What is included & what is not • Benefits • Team • Resources • Sponsor
  • 26. Stakeholder mapping Satisfy Manage Monitor Inform Low influence High influence High power Low power
  • 27. Meet their needs Key player Least important Show consideration Power/influenceofstakeholders Interest of stakeholders Stakeholder quadrant
  • 28. Meet their needs •engage & consult on interest area •try to increase level of interest •aim to move into right hand box Key player •key players focus efforts on this group •involve in governance/decision making bodies •engage & consult regularly Show consideration •make use of interest through involvement in low risk areas •keep informed & consult on interest area •potential supporter/ goodwill ambassador Least important •minimum effort •inform via general communications – newsletters, website, mail shots •aim to move into right hand box] www.stakeholdermap.com
  • 29. Patient and family involvement • Surveys • Patient Stories • Patient Experience Trackers • Focus Groups • Complaints/compliments • Shadowing/observing/tracking • 1:1 interviews • Patient groups/volunteers • Patient Experience Committees
  • 30. Managing Spread and Creating Sustainability Corinne Thomas This presenter has nothing to disclose.
  • 31. Roger’s Adopter Categories Rogers, E. M. (2003). Diffusion of innovations. New York, Free Press. ‘Traditionalists’
  • 32. Spreading a change • Spread is the degree to which learning, best practice or improvement is adopted across an organisation or region by those who would benefit from the change • Follows implementation on pilot unit • Can occur passively through diffusion or actively through planned design • Key is to actively move the improvement across the organisation without causing resistance to change • 1 – 3 - 5 32
  • 33. The Seven Spreadly Sins (If you do these things, spread efforts will fail!) Step #1 Start with large pilots Step #2 Find one person willing to do it all Step #3 Expect vigilance and hard work to solve the problem Step #4 If a pilot works then spread the pilot unchanged Step #5 Require the person and team who drove the pilot to be responsible for system-wide spread Step #6 Look at process and outcome measures on a quarterly basis Step #7 Early on expect marked improvement in outcomes without attention to process reliability
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  • 35. Sustainability model Transforming Health Ltd 0 2 4 6 8 10 12 14 16 Benefits beyond helping patients Credibility of the evidence Adaptability of improved process Effectiveness of the system to monitor progress Staff involvement and training to sustain the process Staff behaviours toward sustaining the change Senior leadership engagement Clinical leadership engagement Fit with organisational strategic aims and culture Infrastructure for sustainability Sustainability Review Survey Adminstration Excellence Project TARGET SCORES TEAM SCORES N=10 Sustainability model and guide www.institute.nhs.uk The gap between the blue shading and the red shading shows the improvement potential for each of the ten factors. Staff involvement, clinical involvement and senior leadership engagement provide the areas for greatest potential improvement.
  • 36. Some questions to reflect on 1. Am I adopting a service improvement approach? 2. Have I adequately understood the problem? 3. Have I involved the right people? 4. Do I have the right leadership involvement? 5. Have I understood other perceptions? – emotional, hearts and minds? 6. Is my aim clear? 7. Is my measurement system clear? 8. Am I running tests of change? 9. Am I measuring results using SPC on a regular basis and displaying my results?