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13-10176               Doc 1             Filed 01/21/13              Entered 01/21/13 00:06:44                               Main Document                        Pg
BI   (1’5fflit’nrm     11(12/Il)                                                1 of 12
                                         NITED STATES B4NS(RUPTCY CouRr

                                    Southern District of New York                                                                         VOLUNTARY PETITION

 Name of Debtor (if individual, enter Last, First, Middle)                                        Name of Jomt Debtor (Spouse) (Last, First, Middle)’
 Atari, Inc.
 All Other Names used by the Debtor in the last 8 years                                           All Other Names used by the Joint Debtor in the lastS years
 (include married, maiden, and trade names)                                                       (include married, maiden, and trade names).



 Last four digits of Soc Sec or Indisidual-Taxpayer I D. )ITIN I Complete EIN                     Last four digits of Soc. Sec or Indisidual-Taxpaver I D (ITIN) Complete FIN
 (if inure than one, state all).                                                                  (if more than one, state all)
 13-3689915
 Street Address ofDebtor)No and Street. City, and State)                                          Street Address of Joint Debtor (No. and Street. City, and State):
 475 Park Avenue South
 New York, New York
                                                                     IZIPCODE10016        I                                                                    IZIPCODE
 County of Residence or of the Principal Place of Business                                        Counts of Residence orof the Principal Place of Business:
     New York
 Mailing Address of Debtor if different from Street address)’                                     Mailing Address of Joint Debtor (if different from Street address).




                                                                     IZW CODE             I                                                                    ILIP CODE
 l.ocation of Principal Assets of Business Debtor (if different from Street address above):
                                                                                                                                                               IP CODE
                          Type of Debtor                                             Nature of Business                         Chapter of Bankruptcy Code Under Which
                       tFortn of Organization)                        (Check one box.)                                            the Petition is Filed (Check one box
                          (Check one ho’s.)
                                                                      U     Health Care Business                         U      Chapter   7           Q     Chapter 15 Petition for
 Q      Indixidual includes Joint Debtors)                            Q     Single Asset Real Estate as defined in       Q      Chapter   9                 Recognition of a Foreign
        ee 1’.xhzhit 1) on page 2 ojthrs form.                              I I U.S.C   lOl)5lB                                 Chapter   II                Main Proceeding
        Corporation (includes LLC and LLP)                            fl    Railroad                                     Q      Chapter   t2          Q     Chapter 15 Petition for
 a      Partnership                                                   a     Stockbroker                                  Q      Chapter   13                Recognition of a Foreign
 Q      Other (If debtor is not one of the above entities, check      a     Commodity Broker                                                                Nonmain Proceeding
        this box and state type of entitx below (                     [1    Clearing Bank
                                                                            Other
                     Chapter 15 Debtors                                            Tax-Exempt Entity                                            Nature of Debts
 Country of debtor’s center ofinain interests                                   (Check box, if applicable.)                                     (Check one box
                                                                                                                         Q   Debts are primarily consumer             Debts are
                                                                      D    Debtor is a tax-exempt organization               debts, defined in I I U.S.C.             primarily
 Each country in which a foreign proceeding by, regarding, or              under title 26 of the United States               § 101(8) as “incurred by an              business debts
 against debtor is pending                                                 Code (the Internal Revenue Code).                 individual primarily for a
                                                                                                                             personal, faittily. or
                                                                                                                             household purpose.”
                                   Filing Fee (Check one box)                                                                   Chapter II Debtors
                                                                                                  Check one box:
        Full Filing Fee attached,                                                                 U Debtor is a small business debtor as defined in I I U S.C. § 101(51 D)
                                                                                                      Debtor is not a small business debtor as defined in I I U.S C § 101(51 D).
 a      Filing Fee to be paid in installments (applicable to individuals only). Must attach
        signed application for the court’s consideration certifying that the debtor is            Check if:
        unable to pay fee except in installments Rule 1006(b) See Official Form 3A.               a     Debtor’s aggregate noncontingent liquidated debts )excluding debts owed to
                                                                                                        insiders or affiliates) are less than $2,343,300 (amosnt subject to adjustment
 U      Filing Fee waiver requested (applicable to chapter 7 individuals only). Must                    on 3 01 13 and every three years thereafter).
        attach signed application for the court’s consideration See Official Form 3B
                                                                                                  Check all applicable boxes:
                                                                                                  a   A plan is being filed with this petition
                                                                                                  a   Acceptances of the plan were solicited prepetition t’rom one or more classes
                                                                                                      of creditors, in accordance with II U.S.C    1126(h)
 StatisticallAdministrative Information                                                                                                                           THtS SPACE IS FOR
                                                                                                                                                                  COURT SE ONI V
 1           Debtor estimates that funds xvill be available for distribution to unsecured creditors.
 a           Debtor estimates that, after any exempt property is excluded and administrative expenses paid, there will be no funds available for
             distribution to unsecured creditors.
Estimated Number of Creditors
 a             a              a                             a              a                  a               a                a                  a
 1-49          50-99          100-199            200-999    1,000-         5,001-             10,001-         25,001-          50,001-           Over
                                                            5.000           10.000            25,000          50,000            100,000           100.000

 Estimated Assets
 a to
 SO
               a to 5100.001
                       a                         a                         a                  a           a            a                          a
               550.001                   to      S500,00I   Sl,000,00l     $10,000,001        S50,000,00I 510i.000.OOl          S500.000.OOl      More than
$50.000        S100.OOo       S500.000           to SI      to 510         to $50             to $100         to S500           to SI billion     SI billion
                                                 million    million        million            million         million
Estimated I.iabilities
 a             a
               SStj.00I to
                              a                  a          a                                 a               a                 a                a
SO to                         SI00,00l to     $50t),00l     Sl,000OOl      SI0,000,00I        S50,000.001     Slu0.000.00I      5500,000,001     More than
S50,000        S100.000       S500,000        to SI         to SlO         to S50             to SI00         to S500           to Sl billion    SI billion
                                              million       million        million            million         million
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BI (Official Form 1)     (12/11)                                                 2 of 12                                                                                  Page 2

 Voluntary Petition                                                                             Name of Debtor(s);
 (This page must he completed and fl/ed in evely case.)                                             Atari, Inc.
                                        All Prior Bankruptcy Cases Filed Within Last 8 Years         (If more than two, attach additional shee)
 Location                                                                                       Case Number:                                    Date Filed;
 Where Filed:     None
 Location                                                                                       Case Number:                                     Date Filed.
 Where Filed:
                         Pending Bankruptcy     Case   Filed by any Spouse, Partner, or Affiliate of  this Debtor (If more than one, attach additional sheet.)
 Name of Debtor:                                                                                Case Number:                                  Date Filed:
                     See Attachment 1
 District.                         .                                                            Relationship:                                    Judge
                Southern District of New York


                                         Exhibit A                                                                                   Exhibit B
 (To be completed if debtor is required to file periodic reports (e.g., forms 10K and                                (To he completed if debtor is an individual
 I OQ) with the Securities and Exchange Commission pursuant to Section 13 or I 5d1                                   whose debts are primarily consumer debts. I
 of the Securities Exchange Act of 1934 and is requesting relief under chapter 1 1.
                                                                                                I, the attorney for the petitioner named in ihe foregoing petition, declare that I have
                                                                                                informed the petitioner that [he or she.] may proceed under chapter?, II, 12, or 13
                                                                                                of title I I, United States Code, and have explained the relief available under each
                                                                                                such chapter. 1 further certify that I have delivered to the debtor the notice required
                                                                                                by 11 U.S C. § 3421 bi.
 Q      Exhibit A is attached and made a part of this petition.
                                                                                                x
                                                                                                     Signature of Attorney for Debtor(s)      (Date(

                                                                                      Exhibit C
 Does the debtor own or have possession of any propert that poses or is alleged to pose a threat of imminent and identifiable harm to public health or safety?

 D      Yes, and Exhibit C is attached and made a part of this petition.

 No



                                                                                      Exhibit D
 (To be completed by every individual debtor If a joint petition is tiled, each spouse must complete and attach a separate Exhibit D I

       Exhibit D, completed and signed by the debtor, is attached and made a part of this petition.

 If this is ajoint petition:

  Q     Exhibit D, also completed and signed by the joint debtor, is attached and made a part of this petition.




                                                                     Information     Regarding the Debtor Venue
                                                                                                            -



                                                                                (Check any applicable box.)
             IZ        Debtor has been domiciled or has had a residence, principal place of business, or principal assets in this District for 180 days immediately
                       preceding the date of this petition or for a longer part of such 180 days than in any other District.

                      There is a bankruptcy case concerning debtor’s affiliate, general partner, or partnership pending in this District.

             Q        Debtor is a debtor in a foreign proceeding and has its principal place of business or principal assets in the United States in this District, or has
                      no principal place of business or assets in the United States but is a defendant in an action or proceeding [in a federal or state courti in this
                      District, or the interests of the parties will he served in regard to the relief sought in this District.


                                                   Certification by a Debtor Who Resides as a Tenant of Residential Property
                                                                           (Check all applicable boxes.>

             Q            Landlord has ajudgment against the debtor far possession of debtor’s residence. (If box checked, complete the following I


                                                                                                (Name of landlord that obtained judgment)



                                                                                                (Address of landlord)

             Q           Debtor claims that under applicable nonbankruptcv law, there are circumstances under which the debtor would be permitted to cure the
                         entire monetary default that gave rise to the judgment for possession. after the judgment for possession was entered, and

             Q           Debtor has included with this petition the deposit with the court of any rent that would become due during the 30-day period atler the filing
                         of the petition.

             fl          Debtor certifies that he she has served the Landlord with this certification, it I U.S.C. / 362(1)).
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BI (Official Form 1) (12/10                                                                       3 of 12                                                                                                                      Paae3
 Voluntary Petition                                                                                                Name of Debtor(s):
 (This page must he completed and /iled in             every case.)                                                 Atari, Inc.
                                                                                                             Signatures
                        Signature(s) of           Debtor(s) (Individual/Joint)                                                                    Signature of a Foreign Representative

 I declare under penalty of perjury that the information provided in this petition is true                         I declare under penalty of perjury that the information provided in this petition is true
 and   correct,                                                                                                    and correct, that 1 am the foreign representative of a debtor in a foreign proceeding,

 [If petitioner is an individual whose debts are primarily consumer debts and has                                  and that I am authorized to file this petition.

 chosen to file under chapter 7]          1 am aware thai I may proceed under chapter 7, 1 1, 12
                                                                                                                   (Check only one box.>
 or 13 of title 11, United States Code, understand the relief available under each such
 chapter, and choose to proceed under chapter 7.
                                                                                                                   Q
                                                                                                     .



                                                                                                         .
                                                                                                                          I request relief in accordance with chapter 15 of title I I              United States Code.
 [If no attorney represents me and no bankruptcy petition preparer signs the petition] I
                                                                                                                          Certified copies of the documents required by I I U S C                   §    1515 are     attached
 have obtained and read the notice required by II U.S.C.                      §    342(b).

                                                                                                                   Q      Pursuant to II U.S.C.       §   1511,1 request relief in accordance with the
 I request relief in accordance with the chapter of title                            II, United States Code,              chapter of title II specified in this petition. A certified copy of the
 specified in this petition,                                                                                              order granting recognition of the foreign main proceeding is attached.


 x                                                                                                                 x
        Signature of Debtor                                                                                               (Signature of Foreign Representative>


 x
        Signature of Joint Debtor                                                                                         (Printed Name of Foreign Representative)


        Telephone Number        (if not   represented by attomey>
                                                                                                                          Date
        Date

                                        Signature of Attorney*                                                                      Signature of Non-Attorney Bankruptcy Petition Preparer
            71
                                                                                      ,




 x         r
                      —
                                  “       /2
                                        I 2’/2’
                                                      .




                                                                  ,
                                                                      c”.      /
                                                                                                                   I declare under penal of perjury that:                   (I) I   am a bankruptcy petition preparer as
        Signature of Attorney for Debtor(s)
                                                              ‘
                                                                              /(                                   defined in II U.S.C.       §    110; (2)   1   prepared this document for compensation and have
         Peter S. Partee, Sr.                                                                                      provided the debtor with a copy of this document                     and    the notices and information
        Printed Name of Attorney for Debtor(s)                                                                     required      under   II   U.S.C. § 110(b), 110(h), and 342(b): and, (3) if rules or
         Hunton & Williams LLP                                                                                     guidelines have been       promulgated pursuant to II U.S.C. § 110(h) setting a maximum
        Firm Name                                                                                                  fee for services chargeable by bankruptcy petition preparers, I have given the debtor
                                                                                                                   notice of the maximum amount before preparing any document for filing for a debtor
         200 Park Avenue, 53rd Floor                                                                               or accepting any fee       from   the debtor, an required in that section,              Official Form 19 is
         New York, New York 10166                                                                                  attached,
        Address
        (212) 309-1000
        Telephone Number                          J               I       /
                                                                                                                          Printed Name and title it any of l3ankruptcv Petition Preparer
           ‘.




                                              /           “
        Date
                                                                                                                          Social-Security number (If the bankruptcy petition preparer is not an individual,
 *In a cane in which
                       §   707(b)(4)(D) applies, this signature also constitutes a                                        state the Social-Security number of the officer, principal, responsible person or
 certification that the attomey has no knowledge after an                     inquiry that the information                partner of the bankruptcy petition preparer) (Required                  by     I I U.S C.   §    110.)
 in the schedules is incorrect,


                      Signature of Debtor (Corporation/Partnership)

 I declare under penalty of perjury that the information provided in this petition is true                                Address
 and correct, and that I have been authorized to file this petition on behalf of the
 debtor,
                                                                                                                   x
 The debtor request       ibM. reijef                     with the chapter of title II, United States                     Signature
                                        inrccordance
 Code. specified      ii5_

 X                           .‘u          ‘                                                                               Date
       Signature of Authorized Individual
        Robert A. Mattes                                                                                           Signature of bankruptcy petition preparer or officer, principal, responsible person, or
       Printed Name otAutho(ized Individual                                                                        partner whose Social-Security number is provided above,
        Chief Financial Officer
       Title of Authorized Individual

                  ‘
                                                  J /
                                                     /
                                                                  /
                                                                      /
                                                                       //      ‘
                                                                                                                   Names and Social-Security numbers of all other individuals who prepared or assisted
                                                                                                                   in   preparing     this document         unless    the    bankruptcy       petition    preparer        is   not an
       Date’
                                                                                                                   individual,


                                                                                                                   If more than one person prepared this document, attach additional sheets conforming
                                                                                                                   to the appropriate official       form   for each person.


                                                                                                                   A bankruptcy petition preparer sf/ulure to comply with the provisions of title 11 and
                                                                                                                   the 1’ederal Rules of Bankruptcy Procedu,’e may result in fines or imprisonment or
                                                                                                                   both. 11 uiu § 110; 18 us.u f 156.
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                                             4 of 12


                                         ATTACHMENT 1

                   Pending Bankruptcy Cases Filed by any Affiliate of this Debtor

          On the date hereof, each of the below-listed entities, including this Debtor, filed their
  respective voluntary petitions for relief under chapter 11 of Title 11 of the United States Code in
  the United States Bankruptcy Court for the Southern District of New York:


                        ENTITY NAME                                          EIN
     Atari, Inc. (LEAD CASE)                                             13-36899 15
     Atari Interactive, Inc.                                             04-329541 1
     Humongous, inc.                                                     41-2184504
     California U.S. Holdings, Inc.                                      77-0526093
___,




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                                                5 of 12

  UNITED STATES BANKRUPTCY COURT
  SOUTHERN DISTRICT OF NEW YORK

                                                        )
  In re:                                                )   Chapter 11

  ATARI, INC.,                                          )   Case No 13-                   ()
                                                        )
                               Debtor.                  )



                      ORDER SCHEDULING INITIAL CASE CONFERENCE

           The debtor and debtor-in-possession in the above-captioned case (the “Debtor”), having

  filed a petition for reorganization under chapter 11 of the United States Bankruptcy Code on

  January 21, 2013, and the Court having determined that a case management conference will aid

  in the efficient conduct of the case, it is:

           ORDERED, pursuant to 11 U.S.C. § 105(d), that an initial case management conference

  will be conducted by the undersigned Bankruptcy Judge in Room              Alexander Hamilton

  Custom House, United States Bankruptcy Court for the Southern District of New York, One

  Bowling Green, New York, New York 10004 on                      ,2013 at 10:00 a.m., or as soon

  thereafter as counsel may be heard, to consider the efficient administration of the case, which

  may include, inter alia, such topics as retention of professionals, creation of a committee to

  review budget and fee requests, use of alternative dispute resolution, timetables, and scheduling

  of additional case management conferences; and it is further

           ORDERED, that the Debtor shall give notice by mail of this order at least seven days

  prior to the scheduled conference to each committee appointed to serve in the case pursuant to ii

  U.S.C. § 1102 (or, if no committee has been appointed, to the holders of the ten largest

  unsecured claims), the holders of the five largest secured claims, any postpetition lender to the
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                                              6 of 12


  Debtor, and the United States Trustee for the Southern District of New York, and shall promptly

  file proof of service of such notice with the Clerk of the Court.

  Dated: New York, New York
         January   2013
                     ,




                                                THE HONORABLE [               I
                                                UNITED STATES BANKRUPTCY JUDGE
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                                            7 of 12

  UNITED STATES BANKRUPTCY COURT
  SOUTHERN DISTRICT OF NEW YORK


  Inre:                                                )   Chapter 1 I

  ATARI, INC.,                                         )   Case No. l3___________       (___)


                             Debtor.                   )

                          LIST OF EOUITY SECURITY HOLDERS

          Atari, Inc. (the “Company”) hereby files its List of Equity Security Holders pursuant to

  Rule 1007(a)(3) of the Federal Rules of Bankruptcy Procedure. This list represents the

  Company’s equity security holders as of January 21, 2013.




  California U.S. Holdings, Inc.                   Common Stock                    100%
  475 Park Avenue South
  New York, New York 10016
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                                             8 of 12


                                             ATARI, INC.

    UNANIMOUS WRITTEN CONSENT OF THE DIRECTORS IN LIEU OF MEETING

           The undersigned, being all of the directors (the “Directors”) of Atari, Inc. (the
  “Company”), a Delaware corporation, acting by unanimous written consent of the Company,
  waive notice of time, place and purpose of a meeting of the Board of Directors and hereby
  consent in writing and agree to the following actions with the same force and effect as if
  approved by unanimous vote at a duly constituted meeting of the Board of Directors and direct
  that this document be delivered to the Company for inclusion in the minutes of proceedings of
  that Board of Directors all pursuant to the provisions of Section 141 (f) of the General
                            —




  Corporation Law or filing with the records of the Company:
                     -




           WHEREAS, the Board of Directors has reviewed and considered the financial and
  operational condition of the Company and the Company’s business on the date hereof, including
  the historical performance of the Company, the assets of the Company, the current and long-term
  liabilities of the Company, the market for the Company’s products and services, and credit
  market conditions; and

          WHEREAS, the Board of Directors has received, reviewed and considered the
  recommendations of senior management of the Company and the Company’s legal, financial and
  other advisors as to the relative risks and benefits of pursuing a bankruptcy proceeding under the
  provisions of Title 11 of the United States Code (the “Bankruptcy Code”);

         NOW, THEREFORE, BE IT RESOLVED, that in the good faith business judgment of
  the Board of Directors, it is in the best interest of the Company, its creditors, employees,
  stakeholders and other interested parties, that a voluntary petition for relief under chapter 11 of
  the Bankruptcy Code be filed by the Company in the United States Bankruptcy Court for the
  Southern District of New York (the “Bankruptcy Court”); and it is

           RESOLVED FURTHER, that each of the officers of the Company and any of their
  designees (collectively, the “Officers”) shall be and hereby are authorized, empower and
  directed, in the name and on behalf of the Company, (i) to execute and verify a voluntary petition
  for relief under chapter 11 of the Bankruptcy Code in the Bankruptcy Court commencing a case
  (the “Chapter 11 Case”), in such form and at such time as such Officer executing the petition
  shall determine; and it is

          RESOLVED FURTHER, that the Officers shall be and hereby are authorized,
  empowered and directed, on behalf of and in the name of the Company, to execute and verify all
  necessary documents, including, without limitation, a plan of reorganization and disclosure
  statement, and all petitions, affidavits, schedules, motions, lists, applications, pleadings, and
  other papers, and in that connection to employ and retain all assistance by legal counsel or other
  professionals and to take any and all actions which they deem necessary and proper in
  connection with the Chapter 11 Case contemplated hereby, with a view to the successful
  prosecution of such case; and it is
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                                              9 of 12


        RESOLVED FURTHER, that the Officers shall be and hereby are authorized,
 empowered and directed to employ, on behalf of the Company, the law firm of Hunton &
 Williams LLP under a special advance payment retainer as general bankruptcy counsel to the
 Company and in other related matters on such terms and conditions as the Officers of the
 Company shall approve; and it is

         RESOLVED FURTHER, that the Officers shall be and hereby are authorized and
  empowered to employ, on behalf of the Company, such other counsel, financial advisors or other
  professionals as may be prudent and desirable in connection with the Chapter 11 Case on such
  terms and conditions as the Officers of the Company shall approve; and it is

           RESOLVED FURTHER, that all acts lawfully done or actions lawfully taken by any
  Officer to seek relief on behalf of the Company under chapter II of the Bankruptcy Code or in
  connection with the Chapter 11 Case, or matters related thereto shall, be and hereby are, adopted,
  ratified, confirmed and approved in all respects as the acts and deeds of the Company; and it is

          RESOLVED FURTHER, that the Company, as debtor and debtor-in-possession under the
  Bankruptcy Code, shall be, and hereby is, authorized to: (a) borrow funds from, provide
  guaranties to and undertake related financing transactions (collectively, the “Financing
  Transactions”) with such lender and on such terms as may be approved by any one or more of
  the Officers, as reasonably necessary for the continuing conduct of the affairs of the Company;
  and (b) pay related fees and grant security interests in and liens upon some, all or substantially all
  of the Company’s assets, as may be deemed necessary by any one or more of the Officers in
  connection with such borrowings; and it is

         RESOLVED FURTHER, that the Officers shall be, and hereby are authorized,
  empowered and directed in the name of, and on behalf of, the Company, as debtor and debtor-in-
  possession, to take such actions and execute and deliver such agreements, certificates,
  instruments, guaranties, notices and any and all other documents as the Officer may deem
  necessary or appropriate to facilitate the Financing Transactions (collectively, “Financing
  Documents”); and it is

          RESOLVED FURTHER, that (a) Financing Documents containing such provisions,
  terms, conditions, covenants, warranties and representations as may be deemed necessary or
  appropriate by the Officers are hereby approved; and (b) the actions of each of the Officers taken
  pursuant to this resolution, including the execution and delivery of all agreements, certificates,
  instruments, guaranties, notices and other documents, shall be conclusive evidence of the
  approval thereof by such Officers and by the Company; and it is

          RESOLVED FURTHER, that any and all past actions heretofore taken by Officers of the
  Company in the name and on behalf of the Company in furtherance of any or all of the preceding
  resolutions be, and the same hereby are, ratified, confirmed, and approved; and it is

         RESOLVED FURTHER, that the Directors hereby authorize and direct each of the
  Officers, in the name and on behalf of the Company or otherwise and under the seal of the
  Company or otherwise, to execute and deliver all such agreements, certificates, documents,
  instruments and notices and to take all other actions and to do all other things as each such
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                                            10 of 12


Officer in his or her sole discretion may deem necessary or appropriate in order to carry out and
effect the foregoing resolutions, and hereby ratifies and confirms any and all such actions.

       This Unanimous Written Consent of the Directors may be executed in two or more
counterparts, each of which shall be deemed an original, but all of which together shafl constitute
one and the same document.

      IN WITNESS WHEREOF, the undersigned have executed this Unanimous Written
Consent of the Directors as of January 20, 2013.




                                              Kristen J. Kelle




                                              Robert A. Mattes




                                                     W. Wilson
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                                            11 of 12


  UNITED STATES BANKRUPTCY COURT
  SOUTHERN DISTRICT OF NEW YORK


  Inre:                                                 )     Chapter 11
  ATARI, INC.,                                          )     Case No. 13-               ()
                             Debtor.                    )
                                                        )
                           CORPORATE OWNERSHIP STATEMENT

         Pursuant to Federal Rules of Bankruptcy Procedure 1 007(a)( 1) and 7007.1 and Local
  Bankruptcy Rule 1007-3, Atari, Inc. certifies that the following is a complete and accurate list of
  corporations that own 10% or more of any class of its equity interests:

  California U.S. Holdings, Inc.
  475 Park Avenue South
  New York, New York 10016

                                                Atari, Inc.
                                                              I4

                                                Name: Robert A. Mattes
                                                Title: Chief Financial Officer
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                                            12 of 12


                      DECLARATION UNDER PENALTY OF PERJURY
                             ON BEHALF OF ATARI. INC.

          I, Robert A. Mattes, an authorized signatory of Atari, Inc., named as a debtor and debtor-
  in-possession in this case, declare under the penalty of perjury pursuant to 28 U.S.C. § 1746 that
  I have read the foregoing voluntary petition and attachments and they are true and correct to the
  best of my information and belief.




                                               Name: Robert A. Mattes
                                               Authorized signatory

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Atari petition

  • 1. 13-10176 Doc 1 Filed 01/21/13 Entered 01/21/13 00:06:44 Main Document Pg BI (1’5fflit’nrm 11(12/Il) 1 of 12 NITED STATES B4NS(RUPTCY CouRr Southern District of New York VOLUNTARY PETITION Name of Debtor (if individual, enter Last, First, Middle) Name of Jomt Debtor (Spouse) (Last, First, Middle)’ Atari, Inc. All Other Names used by the Debtor in the last 8 years All Other Names used by the Joint Debtor in the lastS years (include married, maiden, and trade names) (include married, maiden, and trade names). Last four digits of Soc Sec or Indisidual-Taxpayer I D. )ITIN I Complete EIN Last four digits of Soc. Sec or Indisidual-Taxpaver I D (ITIN) Complete FIN (if inure than one, state all). (if more than one, state all) 13-3689915 Street Address ofDebtor)No and Street. City, and State) Street Address of Joint Debtor (No. and Street. City, and State): 475 Park Avenue South New York, New York IZIPCODE10016 I IZIPCODE County of Residence or of the Principal Place of Business Counts of Residence orof the Principal Place of Business: New York Mailing Address of Debtor if different from Street address)’ Mailing Address of Joint Debtor (if different from Street address). IZW CODE I ILIP CODE l.ocation of Principal Assets of Business Debtor (if different from Street address above): IP CODE Type of Debtor Nature of Business Chapter of Bankruptcy Code Under Which tFortn of Organization) (Check one box.) the Petition is Filed (Check one box (Check one ho’s.) U Health Care Business U Chapter 7 Q Chapter 15 Petition for Q Indixidual includes Joint Debtors) Q Single Asset Real Estate as defined in Q Chapter 9 Recognition of a Foreign ee 1’.xhzhit 1) on page 2 ojthrs form. I I U.S.C lOl)5lB Chapter II Main Proceeding Corporation (includes LLC and LLP) fl Railroad Q Chapter t2 Q Chapter 15 Petition for a Partnership a Stockbroker Q Chapter 13 Recognition of a Foreign Q Other (If debtor is not one of the above entities, check a Commodity Broker Nonmain Proceeding this box and state type of entitx below ( [1 Clearing Bank Other Chapter 15 Debtors Tax-Exempt Entity Nature of Debts Country of debtor’s center ofinain interests (Check box, if applicable.) (Check one box Q Debts are primarily consumer Debts are D Debtor is a tax-exempt organization debts, defined in I I U.S.C. primarily Each country in which a foreign proceeding by, regarding, or under title 26 of the United States § 101(8) as “incurred by an business debts against debtor is pending Code (the Internal Revenue Code). individual primarily for a personal, faittily. or household purpose.” Filing Fee (Check one box) Chapter II Debtors Check one box: Full Filing Fee attached, U Debtor is a small business debtor as defined in I I U S.C. § 101(51 D) Debtor is not a small business debtor as defined in I I U.S C § 101(51 D). a Filing Fee to be paid in installments (applicable to individuals only). Must attach signed application for the court’s consideration certifying that the debtor is Check if: unable to pay fee except in installments Rule 1006(b) See Official Form 3A. a Debtor’s aggregate noncontingent liquidated debts )excluding debts owed to insiders or affiliates) are less than $2,343,300 (amosnt subject to adjustment U Filing Fee waiver requested (applicable to chapter 7 individuals only). Must on 3 01 13 and every three years thereafter). attach signed application for the court’s consideration See Official Form 3B Check all applicable boxes: a A plan is being filed with this petition a Acceptances of the plan were solicited prepetition t’rom one or more classes of creditors, in accordance with II U.S.C 1126(h) StatisticallAdministrative Information THtS SPACE IS FOR COURT SE ONI V 1 Debtor estimates that funds xvill be available for distribution to unsecured creditors. a Debtor estimates that, after any exempt property is excluded and administrative expenses paid, there will be no funds available for distribution to unsecured creditors. Estimated Number of Creditors a a a a a a a a a 1-49 50-99 100-199 200-999 1,000- 5,001- 10,001- 25,001- 50,001- Over 5.000 10.000 25,000 50,000 100,000 100.000 Estimated Assets a to SO a to 5100.001 a a a a a a a 550.001 to S500,00I Sl,000,00l $10,000,001 S50,000,00I 510i.000.OOl S500.000.OOl More than $50.000 S100.OOo S500.000 to SI to 510 to $50 to $100 to S500 to SI billion SI billion million million million million million Estimated I.iabilities a a SStj.00I to a a a a a a a SO to SI00,00l to $50t),00l Sl,000OOl SI0,000,00I S50,000.001 Slu0.000.00I 5500,000,001 More than S50,000 S100.000 S500,000 to SI to SlO to S50 to SI00 to S500 to Sl billion SI billion million million million million million
  • 2. 13-10176 Doc 1 Filed 01/21/13 Entered 01/21/13 00:06:44 Main Document Pg BI (Official Form 1) (12/11) 2 of 12 Page 2 Voluntary Petition Name of Debtor(s); (This page must he completed and fl/ed in evely case.) Atari, Inc. All Prior Bankruptcy Cases Filed Within Last 8 Years (If more than two, attach additional shee) Location Case Number: Date Filed; Where Filed: None Location Case Number: Date Filed. Where Filed: Pending Bankruptcy Case Filed by any Spouse, Partner, or Affiliate of this Debtor (If more than one, attach additional sheet.) Name of Debtor: Case Number: Date Filed: See Attachment 1 District. . Relationship: Judge Southern District of New York Exhibit A Exhibit B (To be completed if debtor is required to file periodic reports (e.g., forms 10K and (To he completed if debtor is an individual I OQ) with the Securities and Exchange Commission pursuant to Section 13 or I 5d1 whose debts are primarily consumer debts. I of the Securities Exchange Act of 1934 and is requesting relief under chapter 1 1. I, the attorney for the petitioner named in ihe foregoing petition, declare that I have informed the petitioner that [he or she.] may proceed under chapter?, II, 12, or 13 of title I I, United States Code, and have explained the relief available under each such chapter. 1 further certify that I have delivered to the debtor the notice required by 11 U.S C. § 3421 bi. Q Exhibit A is attached and made a part of this petition. x Signature of Attorney for Debtor(s) (Date( Exhibit C Does the debtor own or have possession of any propert that poses or is alleged to pose a threat of imminent and identifiable harm to public health or safety? D Yes, and Exhibit C is attached and made a part of this petition. No Exhibit D (To be completed by every individual debtor If a joint petition is tiled, each spouse must complete and attach a separate Exhibit D I Exhibit D, completed and signed by the debtor, is attached and made a part of this petition. If this is ajoint petition: Q Exhibit D, also completed and signed by the joint debtor, is attached and made a part of this petition. Information Regarding the Debtor Venue - (Check any applicable box.) IZ Debtor has been domiciled or has had a residence, principal place of business, or principal assets in this District for 180 days immediately preceding the date of this petition or for a longer part of such 180 days than in any other District. There is a bankruptcy case concerning debtor’s affiliate, general partner, or partnership pending in this District. Q Debtor is a debtor in a foreign proceeding and has its principal place of business or principal assets in the United States in this District, or has no principal place of business or assets in the United States but is a defendant in an action or proceeding [in a federal or state courti in this District, or the interests of the parties will he served in regard to the relief sought in this District. Certification by a Debtor Who Resides as a Tenant of Residential Property (Check all applicable boxes.> Q Landlord has ajudgment against the debtor far possession of debtor’s residence. (If box checked, complete the following I (Name of landlord that obtained judgment) (Address of landlord) Q Debtor claims that under applicable nonbankruptcv law, there are circumstances under which the debtor would be permitted to cure the entire monetary default that gave rise to the judgment for possession. after the judgment for possession was entered, and Q Debtor has included with this petition the deposit with the court of any rent that would become due during the 30-day period atler the filing of the petition. fl Debtor certifies that he she has served the Landlord with this certification, it I U.S.C. / 362(1)).
  • 3. 13-10176 Doc 1 Filed 01/21/13 Entered 01/21/13 00:06:44 Main Document Pg BI (Official Form 1) (12/10 3 of 12 Paae3 Voluntary Petition Name of Debtor(s): (This page must he completed and /iled in every case.) Atari, Inc. Signatures Signature(s) of Debtor(s) (Individual/Joint) Signature of a Foreign Representative I declare under penalty of perjury that the information provided in this petition is true I declare under penalty of perjury that the information provided in this petition is true and correct, and correct, that 1 am the foreign representative of a debtor in a foreign proceeding, [If petitioner is an individual whose debts are primarily consumer debts and has and that I am authorized to file this petition. chosen to file under chapter 7] 1 am aware thai I may proceed under chapter 7, 1 1, 12 (Check only one box.> or 13 of title 11, United States Code, understand the relief available under each such chapter, and choose to proceed under chapter 7. Q . . I request relief in accordance with chapter 15 of title I I United States Code. [If no attorney represents me and no bankruptcy petition preparer signs the petition] I Certified copies of the documents required by I I U S C § 1515 are attached have obtained and read the notice required by II U.S.C. § 342(b). Q Pursuant to II U.S.C. § 1511,1 request relief in accordance with the I request relief in accordance with the chapter of title II, United States Code, chapter of title II specified in this petition. A certified copy of the specified in this petition, order granting recognition of the foreign main proceeding is attached. x x Signature of Debtor (Signature of Foreign Representative> x Signature of Joint Debtor (Printed Name of Foreign Representative) Telephone Number (if not represented by attomey> Date Date Signature of Attorney* Signature of Non-Attorney Bankruptcy Petition Preparer 71 , x r — “ /2 I 2’/2’ . , c”. / I declare under penal of perjury that: (I) I am a bankruptcy petition preparer as Signature of Attorney for Debtor(s) ‘ /( defined in II U.S.C. § 110; (2) 1 prepared this document for compensation and have Peter S. Partee, Sr. provided the debtor with a copy of this document and the notices and information Printed Name of Attorney for Debtor(s) required under II U.S.C. § 110(b), 110(h), and 342(b): and, (3) if rules or Hunton & Williams LLP guidelines have been promulgated pursuant to II U.S.C. § 110(h) setting a maximum Firm Name fee for services chargeable by bankruptcy petition preparers, I have given the debtor notice of the maximum amount before preparing any document for filing for a debtor 200 Park Avenue, 53rd Floor or accepting any fee from the debtor, an required in that section, Official Form 19 is New York, New York 10166 attached, Address (212) 309-1000 Telephone Number J I / Printed Name and title it any of l3ankruptcv Petition Preparer ‘. / “ Date Social-Security number (If the bankruptcy petition preparer is not an individual, *In a cane in which § 707(b)(4)(D) applies, this signature also constitutes a state the Social-Security number of the officer, principal, responsible person or certification that the attomey has no knowledge after an inquiry that the information partner of the bankruptcy petition preparer) (Required by I I U.S C. § 110.) in the schedules is incorrect, Signature of Debtor (Corporation/Partnership) I declare under penalty of perjury that the information provided in this petition is true Address and correct, and that I have been authorized to file this petition on behalf of the debtor, x The debtor request ibM. reijef with the chapter of title II, United States Signature inrccordance Code. specified ii5_ X .‘u ‘ Date Signature of Authorized Individual Robert A. Mattes Signature of bankruptcy petition preparer or officer, principal, responsible person, or Printed Name otAutho(ized Individual partner whose Social-Security number is provided above, Chief Financial Officer Title of Authorized Individual ‘ J / / / / // ‘ Names and Social-Security numbers of all other individuals who prepared or assisted in preparing this document unless the bankruptcy petition preparer is not an Date’ individual, If more than one person prepared this document, attach additional sheets conforming to the appropriate official form for each person. A bankruptcy petition preparer sf/ulure to comply with the provisions of title 11 and the 1’ederal Rules of Bankruptcy Procedu,’e may result in fines or imprisonment or both. 11 uiu § 110; 18 us.u f 156.
  • 4. 13-10176 Doc 1 Filed 01/21/13 Entered 01/21/13 00:06:44 Main Document Pg 4 of 12 ATTACHMENT 1 Pending Bankruptcy Cases Filed by any Affiliate of this Debtor On the date hereof, each of the below-listed entities, including this Debtor, filed their respective voluntary petitions for relief under chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of New York: ENTITY NAME EIN Atari, Inc. (LEAD CASE) 13-36899 15 Atari Interactive, Inc. 04-329541 1 Humongous, inc. 41-2184504 California U.S. Holdings, Inc. 77-0526093
  • 5. ___, 13-10176 Doc 1 Filed 01/21/13 Entered 01/21/13 00:06:44 Main Document Pg 5 of 12 UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK ) In re: ) Chapter 11 ATARI, INC., ) Case No 13- () ) Debtor. ) ORDER SCHEDULING INITIAL CASE CONFERENCE The debtor and debtor-in-possession in the above-captioned case (the “Debtor”), having filed a petition for reorganization under chapter 11 of the United States Bankruptcy Code on January 21, 2013, and the Court having determined that a case management conference will aid in the efficient conduct of the case, it is: ORDERED, pursuant to 11 U.S.C. § 105(d), that an initial case management conference will be conducted by the undersigned Bankruptcy Judge in Room Alexander Hamilton Custom House, United States Bankruptcy Court for the Southern District of New York, One Bowling Green, New York, New York 10004 on ,2013 at 10:00 a.m., or as soon thereafter as counsel may be heard, to consider the efficient administration of the case, which may include, inter alia, such topics as retention of professionals, creation of a committee to review budget and fee requests, use of alternative dispute resolution, timetables, and scheduling of additional case management conferences; and it is further ORDERED, that the Debtor shall give notice by mail of this order at least seven days prior to the scheduled conference to each committee appointed to serve in the case pursuant to ii U.S.C. § 1102 (or, if no committee has been appointed, to the holders of the ten largest unsecured claims), the holders of the five largest secured claims, any postpetition lender to the
  • 6. 13-10176 Doc 1 Filed 01/21/13 Entered 01/21/13 00:06:44 Main Document Pg 6 of 12 Debtor, and the United States Trustee for the Southern District of New York, and shall promptly file proof of service of such notice with the Clerk of the Court. Dated: New York, New York January 2013 , THE HONORABLE [ I UNITED STATES BANKRUPTCY JUDGE
  • 7. 13-10176 Doc 1 Filed 01/21/13 Entered 01/21/13 00:06:44 Main Document Pg 7 of 12 UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK Inre: ) Chapter 1 I ATARI, INC., ) Case No. l3___________ (___) Debtor. ) LIST OF EOUITY SECURITY HOLDERS Atari, Inc. (the “Company”) hereby files its List of Equity Security Holders pursuant to Rule 1007(a)(3) of the Federal Rules of Bankruptcy Procedure. This list represents the Company’s equity security holders as of January 21, 2013. California U.S. Holdings, Inc. Common Stock 100% 475 Park Avenue South New York, New York 10016
  • 8. 13-10176 Doc 1 Filed 01/21/13 Entered 01/21/13 00:06:44 Main Document Pg 8 of 12 ATARI, INC. UNANIMOUS WRITTEN CONSENT OF THE DIRECTORS IN LIEU OF MEETING The undersigned, being all of the directors (the “Directors”) of Atari, Inc. (the “Company”), a Delaware corporation, acting by unanimous written consent of the Company, waive notice of time, place and purpose of a meeting of the Board of Directors and hereby consent in writing and agree to the following actions with the same force and effect as if approved by unanimous vote at a duly constituted meeting of the Board of Directors and direct that this document be delivered to the Company for inclusion in the minutes of proceedings of that Board of Directors all pursuant to the provisions of Section 141 (f) of the General — Corporation Law or filing with the records of the Company: - WHEREAS, the Board of Directors has reviewed and considered the financial and operational condition of the Company and the Company’s business on the date hereof, including the historical performance of the Company, the assets of the Company, the current and long-term liabilities of the Company, the market for the Company’s products and services, and credit market conditions; and WHEREAS, the Board of Directors has received, reviewed and considered the recommendations of senior management of the Company and the Company’s legal, financial and other advisors as to the relative risks and benefits of pursuing a bankruptcy proceeding under the provisions of Title 11 of the United States Code (the “Bankruptcy Code”); NOW, THEREFORE, BE IT RESOLVED, that in the good faith business judgment of the Board of Directors, it is in the best interest of the Company, its creditors, employees, stakeholders and other interested parties, that a voluntary petition for relief under chapter 11 of the Bankruptcy Code be filed by the Company in the United States Bankruptcy Court for the Southern District of New York (the “Bankruptcy Court”); and it is RESOLVED FURTHER, that each of the officers of the Company and any of their designees (collectively, the “Officers”) shall be and hereby are authorized, empower and directed, in the name and on behalf of the Company, (i) to execute and verify a voluntary petition for relief under chapter 11 of the Bankruptcy Code in the Bankruptcy Court commencing a case (the “Chapter 11 Case”), in such form and at such time as such Officer executing the petition shall determine; and it is RESOLVED FURTHER, that the Officers shall be and hereby are authorized, empowered and directed, on behalf of and in the name of the Company, to execute and verify all necessary documents, including, without limitation, a plan of reorganization and disclosure statement, and all petitions, affidavits, schedules, motions, lists, applications, pleadings, and other papers, and in that connection to employ and retain all assistance by legal counsel or other professionals and to take any and all actions which they deem necessary and proper in connection with the Chapter 11 Case contemplated hereby, with a view to the successful prosecution of such case; and it is
  • 9. 13-10176 Doc 1 Filed 01/21/13 Entered 01/21/13 00:06:44 Main Document Pg 9 of 12 RESOLVED FURTHER, that the Officers shall be and hereby are authorized, empowered and directed to employ, on behalf of the Company, the law firm of Hunton & Williams LLP under a special advance payment retainer as general bankruptcy counsel to the Company and in other related matters on such terms and conditions as the Officers of the Company shall approve; and it is RESOLVED FURTHER, that the Officers shall be and hereby are authorized and empowered to employ, on behalf of the Company, such other counsel, financial advisors or other professionals as may be prudent and desirable in connection with the Chapter 11 Case on such terms and conditions as the Officers of the Company shall approve; and it is RESOLVED FURTHER, that all acts lawfully done or actions lawfully taken by any Officer to seek relief on behalf of the Company under chapter II of the Bankruptcy Code or in connection with the Chapter 11 Case, or matters related thereto shall, be and hereby are, adopted, ratified, confirmed and approved in all respects as the acts and deeds of the Company; and it is RESOLVED FURTHER, that the Company, as debtor and debtor-in-possession under the Bankruptcy Code, shall be, and hereby is, authorized to: (a) borrow funds from, provide guaranties to and undertake related financing transactions (collectively, the “Financing Transactions”) with such lender and on such terms as may be approved by any one or more of the Officers, as reasonably necessary for the continuing conduct of the affairs of the Company; and (b) pay related fees and grant security interests in and liens upon some, all or substantially all of the Company’s assets, as may be deemed necessary by any one or more of the Officers in connection with such borrowings; and it is RESOLVED FURTHER, that the Officers shall be, and hereby are authorized, empowered and directed in the name of, and on behalf of, the Company, as debtor and debtor-in- possession, to take such actions and execute and deliver such agreements, certificates, instruments, guaranties, notices and any and all other documents as the Officer may deem necessary or appropriate to facilitate the Financing Transactions (collectively, “Financing Documents”); and it is RESOLVED FURTHER, that (a) Financing Documents containing such provisions, terms, conditions, covenants, warranties and representations as may be deemed necessary or appropriate by the Officers are hereby approved; and (b) the actions of each of the Officers taken pursuant to this resolution, including the execution and delivery of all agreements, certificates, instruments, guaranties, notices and other documents, shall be conclusive evidence of the approval thereof by such Officers and by the Company; and it is RESOLVED FURTHER, that any and all past actions heretofore taken by Officers of the Company in the name and on behalf of the Company in furtherance of any or all of the preceding resolutions be, and the same hereby are, ratified, confirmed, and approved; and it is RESOLVED FURTHER, that the Directors hereby authorize and direct each of the Officers, in the name and on behalf of the Company or otherwise and under the seal of the Company or otherwise, to execute and deliver all such agreements, certificates, documents, instruments and notices and to take all other actions and to do all other things as each such
  • 10. 13-10176 Doc 1 Filed 01/21/13 Entered 01/21/13 00:06:44 Main Document Pg 10 of 12 Officer in his or her sole discretion may deem necessary or appropriate in order to carry out and effect the foregoing resolutions, and hereby ratifies and confirms any and all such actions. This Unanimous Written Consent of the Directors may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shafl constitute one and the same document. IN WITNESS WHEREOF, the undersigned have executed this Unanimous Written Consent of the Directors as of January 20, 2013. Kristen J. Kelle Robert A. Mattes W. Wilson
  • 11. 13-10176 Doc 1 Filed 01/21/13 Entered 01/21/13 00:06:44 Main Document Pg 11 of 12 UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK Inre: ) Chapter 11 ATARI, INC., ) Case No. 13- () Debtor. ) ) CORPORATE OWNERSHIP STATEMENT Pursuant to Federal Rules of Bankruptcy Procedure 1 007(a)( 1) and 7007.1 and Local Bankruptcy Rule 1007-3, Atari, Inc. certifies that the following is a complete and accurate list of corporations that own 10% or more of any class of its equity interests: California U.S. Holdings, Inc. 475 Park Avenue South New York, New York 10016 Atari, Inc. I4 Name: Robert A. Mattes Title: Chief Financial Officer
  • 12. 13-10176 Doc 1 Filed 01/21/13 Entered 01/21/13 00:06:44 Main Document Pg 12 of 12 DECLARATION UNDER PENALTY OF PERJURY ON BEHALF OF ATARI. INC. I, Robert A. Mattes, an authorized signatory of Atari, Inc., named as a debtor and debtor- in-possession in this case, declare under the penalty of perjury pursuant to 28 U.S.C. § 1746 that I have read the foregoing voluntary petition and attachments and they are true and correct to the best of my information and belief. Name: Robert A. Mattes Authorized signatory