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Negotiation and Influencing Skills
Pocket Skills Guide
©Rothwell Douglas Ltd. 2015 2
A Negotiating Approach
“Everything you may want in this life is presently owned or
controlled by somebody else. Surely it makes sense to spend
a little time studying how to acquire it” – Roger Dawson
“In business as in life, you don't get what you deserve, you
get what you negotiate.” – Chester L. Karrass
©Rothwell Douglas Ltd. 2015 3
Negotiation is a term most commonly applied to formal
situations relating to ‘making a deal’, e.g. between an employer
and his/her employees.
However!
There are considerably more occasions when the
interaction between individuals or bodies can be
described as negotiation.
Problem!
We do not automatically recognise all or any negotiation discourse
as such, and therefore fail to apply the principles of effective
negotiation to them. The problem with this lack of awareness… we
inevitably fail to achieve as good a deal as we could on those
occasions, and can miss out on achieving the best outcome.
©Rothwell Douglas Ltd. 2015 4
1 Parties perceive that they have a conflict of interest
2 Parities are engaged in communication
3 Compromises are possible
4 Parties can make provisional offers & counter offers
5 Parties are temporarily joined together voluntarily –
outcomes are determined jointly
6 Those involved have mixed motivations to compete
to further self interest
The Core Characteristics of Negotiation
©Rothwell Douglas Ltd. 2015 5
Positional Negotiation
“a gain for one is a loss for the other”
Integrative Negotiation
“differences in priorities could lead to a win-win outcome
Characterised by:
Letting them make the first offer – this will determine the rest of your negotiation
More competitive negotiations
Any additional information from the opposition could be used as leverage to negotiate
a better deal
Limit potential options
Win/ lose attitude/behaviour
Characterised by:
Discouraging groupthink and encouraging exploration of multiple
perspectives
Creative solutions for both parties
Development of trust through mutual respect
Stronger long term relationship
Greater commitments to decisions
Types of Negotiation
©Rothwell Douglas Ltd. 2015 6
Bargaining – Positional Vs Integrative
Positional Bargaining
Disputants are adversaries
Goal is Victory
Demand concessions
Dig into position
Mislead, use tricks
Insist on your position
Apply Pressure
Look to win for you alone
Integrative Bargaining
Disputants are joint
problem solvers
Goal is wise decision
Work together to
determine who gets what
Focus on interests not
positions
Be open about interests,
use fair principles
Insist on objective criteria;
consider multiple options
Use reason; yield to
principle, not pressure
Look for win-win
opportunities
©Rothwell Douglas Ltd. 2015 7
• Specify what you want
• Seek compromise –
get to a win-win
• Remember fall back
positions
• Ask for what you want-
modify when necessary
• Reiterate the value of
your solution
• Don’t conclude without
an exchange
• Exchange positions and
issues
• Create a positive
working climate
• Listen carefully and
question thoroughly
• Assess both parities
objectives
• Decide on areas of
possible flexibility
• Plan approach and
sequence events
Prepare Discuss
ProposeExchange
The 4 Step Model of Negotiation
©Rothwell Douglas Ltd. 2015 8
Hard
Easy
OpenClosed
(A challenging Negotiator/ competitive)
(Skeptical about sharing
information & being taken
advantage of)
(Initially trusting – believes
everyone has good intentions)
(Willing to go along to get along. Believes nothing should be hidden i.e. All cards on
the table)
Negotiator Personality Types
©Rothwell Douglas Ltd. 2015 9
3 Pillars of Successful Negotiating
©Rothwell Douglas Ltd. 2015 10
1. Positive Attitude
- Know what you want
- Confidence (believing you can get what you want)
- Be interested in the needs of the other party
- Acknowledge that the use of negotiating skills is more important than
the exercise of power
©Rothwell Douglas Ltd. 2015 11
2. Understand the Process of Negotiation
- What is going on in the negotiation? (6 ingredients for
negotiating)
- How to approach the negotiation (being prepared)
- What is the other party’s approach (how are they
prepared/how do they want to handle the process)?
- Be flexible and have options
Preparation accounts for 90% of
negotiating success.
©Rothwell Douglas Ltd. 2015 12
3. Practice Effective Negotiating Behaviour
- Know which behaviours you want to use- different behaviours
suit people and situations differently
- Know how to be impactful (voice and body language)
- Use different behaviours at different stages (push behaviour
more effect at bidding/bargaining at the end of the
negotiation, pull behaviour often used in early stages)
- Avoid the use of negative behaviours e.g.
aggressive/patronising or passive behaviours
Negotiating
Behaviour
Join/Affiliate
Pull/Assert
Part/Submit
Push/Propose
©Rothwell Douglas Ltd. 2015 13
Influencing – The Art of Persuasion
The wind and the sun decided to have a competition to decide once and for all who was
stronger. They agreed that the winner would be the one who could persuade a man to take
off his coat. The wind blew and blew, but the man only held on more tightly to his coat.
Then the sun shone gently down, and within minutes, the man took off his coat.
The moral here is that you can’t force someone to do what they don’t want; instead, the art of persuasion is to get them
to want to do what you want.
©Rothwell Douglas Ltd. 2015 14
Key Skills for Successful Persuasion
Research shows that there are a number of things that people like about successful persuaders….
these elements are largely emotional!
- Reliable
- Honest
- Taking responsibility
- Sincere and genuine
- Building rapport
- Positive thinkers
 High self-esteem
 Emotional Intelligence
 Self-motivated
 Empathetic (care about others)
 Good listening skills (active listening)
 Good communication skills
 Objective Problem analysis
 Intelligent Decision-making
Highly Persuasive People Demonstrate
the Following Qualities:
©Rothwell Douglas Ltd. 2015 15
Keys to Successful Persuasion
Negative Positive
• “My way or the highway”
• Win no matter what
• Undermine the position of others
• No respect for others
• No reasoning with others
• One approach and no flexibility
• Overt competition or dominance
• One-off success
• “Let’s consider options”
• Win-win outcome
• Understand the position of others
• Respect others with rapport and
trust
• Reason using examples
• A range of approaches and
flexibility
• Long term commitment and
success
©Rothwell Douglas Ltd. 2015 16
How Negotiating and Influencing are linked
©Rothwell Douglas Ltd. 2015 17
Negotiation Psychology
In most Negotiation interactions there are different
motivational factors lurking and operating in the
background. People have different needs, desires, and
aspirations… etc – our different wants have an impact
on the vast majority of negotiations.
“The wise negotiator will be aware of and try to
find out more about the motivational factors that
are driving people behind the scenes.”
©Rothwell Douglas Ltd. 2015 18
Wrapping up your negotiation
• Document the terms
– record where you ended up so that both parties have a shared understanding of the specifics
– Include any notes you and your counterpart made along the way including flipcharts and post its
– In a formal setting this is where you would create a formal contract that captures your agreement and
requires signatures
• Communicate to make sure you have agreement
– Now’s the time to confirm that everyone involved with the decision is on-board
• Think through the implementation
– Think about what steps will ensure a smooth transition from agreement to implementation
– Explicitly discuss with the other party the important milestones and deadlines and capture them in a
document
– If your job was to simply negotiate, think about what the people who will be implementing it will need
• Review what happened
– Every negotiation is an opportunity to learn and improve your skills as a negotiator
– Set aside time as close to the end of a negotiation as possible so that the events are fresh in your mind – for
complex negotiations, set up reviews after each session
– Determine what worked well and where to improve
– Capture what you’ve learned
– Share what you’ve learned with others
©Rothwell Douglas Ltd. 2015 19
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Negotiation and Influencing Skills

  • 1. Negotiation and Influencing Skills Pocket Skills Guide
  • 2. ©Rothwell Douglas Ltd. 2015 2 A Negotiating Approach “Everything you may want in this life is presently owned or controlled by somebody else. Surely it makes sense to spend a little time studying how to acquire it” – Roger Dawson “In business as in life, you don't get what you deserve, you get what you negotiate.” – Chester L. Karrass
  • 3. ©Rothwell Douglas Ltd. 2015 3 Negotiation is a term most commonly applied to formal situations relating to ‘making a deal’, e.g. between an employer and his/her employees. However! There are considerably more occasions when the interaction between individuals or bodies can be described as negotiation. Problem! We do not automatically recognise all or any negotiation discourse as such, and therefore fail to apply the principles of effective negotiation to them. The problem with this lack of awareness… we inevitably fail to achieve as good a deal as we could on those occasions, and can miss out on achieving the best outcome.
  • 4. ©Rothwell Douglas Ltd. 2015 4 1 Parties perceive that they have a conflict of interest 2 Parities are engaged in communication 3 Compromises are possible 4 Parties can make provisional offers & counter offers 5 Parties are temporarily joined together voluntarily – outcomes are determined jointly 6 Those involved have mixed motivations to compete to further self interest The Core Characteristics of Negotiation
  • 5. ©Rothwell Douglas Ltd. 2015 5 Positional Negotiation “a gain for one is a loss for the other” Integrative Negotiation “differences in priorities could lead to a win-win outcome Characterised by: Letting them make the first offer – this will determine the rest of your negotiation More competitive negotiations Any additional information from the opposition could be used as leverage to negotiate a better deal Limit potential options Win/ lose attitude/behaviour Characterised by: Discouraging groupthink and encouraging exploration of multiple perspectives Creative solutions for both parties Development of trust through mutual respect Stronger long term relationship Greater commitments to decisions Types of Negotiation
  • 6. ©Rothwell Douglas Ltd. 2015 6 Bargaining – Positional Vs Integrative Positional Bargaining Disputants are adversaries Goal is Victory Demand concessions Dig into position Mislead, use tricks Insist on your position Apply Pressure Look to win for you alone Integrative Bargaining Disputants are joint problem solvers Goal is wise decision Work together to determine who gets what Focus on interests not positions Be open about interests, use fair principles Insist on objective criteria; consider multiple options Use reason; yield to principle, not pressure Look for win-win opportunities
  • 7. ©Rothwell Douglas Ltd. 2015 7 • Specify what you want • Seek compromise – get to a win-win • Remember fall back positions • Ask for what you want- modify when necessary • Reiterate the value of your solution • Don’t conclude without an exchange • Exchange positions and issues • Create a positive working climate • Listen carefully and question thoroughly • Assess both parities objectives • Decide on areas of possible flexibility • Plan approach and sequence events Prepare Discuss ProposeExchange The 4 Step Model of Negotiation
  • 8. ©Rothwell Douglas Ltd. 2015 8 Hard Easy OpenClosed (A challenging Negotiator/ competitive) (Skeptical about sharing information & being taken advantage of) (Initially trusting – believes everyone has good intentions) (Willing to go along to get along. Believes nothing should be hidden i.e. All cards on the table) Negotiator Personality Types
  • 9. ©Rothwell Douglas Ltd. 2015 9 3 Pillars of Successful Negotiating
  • 10. ©Rothwell Douglas Ltd. 2015 10 1. Positive Attitude - Know what you want - Confidence (believing you can get what you want) - Be interested in the needs of the other party - Acknowledge that the use of negotiating skills is more important than the exercise of power
  • 11. ©Rothwell Douglas Ltd. 2015 11 2. Understand the Process of Negotiation - What is going on in the negotiation? (6 ingredients for negotiating) - How to approach the negotiation (being prepared) - What is the other party’s approach (how are they prepared/how do they want to handle the process)? - Be flexible and have options Preparation accounts for 90% of negotiating success.
  • 12. ©Rothwell Douglas Ltd. 2015 12 3. Practice Effective Negotiating Behaviour - Know which behaviours you want to use- different behaviours suit people and situations differently - Know how to be impactful (voice and body language) - Use different behaviours at different stages (push behaviour more effect at bidding/bargaining at the end of the negotiation, pull behaviour often used in early stages) - Avoid the use of negative behaviours e.g. aggressive/patronising or passive behaviours Negotiating Behaviour Join/Affiliate Pull/Assert Part/Submit Push/Propose
  • 13. ©Rothwell Douglas Ltd. 2015 13 Influencing – The Art of Persuasion The wind and the sun decided to have a competition to decide once and for all who was stronger. They agreed that the winner would be the one who could persuade a man to take off his coat. The wind blew and blew, but the man only held on more tightly to his coat. Then the sun shone gently down, and within minutes, the man took off his coat. The moral here is that you can’t force someone to do what they don’t want; instead, the art of persuasion is to get them to want to do what you want.
  • 14. ©Rothwell Douglas Ltd. 2015 14 Key Skills for Successful Persuasion Research shows that there are a number of things that people like about successful persuaders…. these elements are largely emotional! - Reliable - Honest - Taking responsibility - Sincere and genuine - Building rapport - Positive thinkers  High self-esteem  Emotional Intelligence  Self-motivated  Empathetic (care about others)  Good listening skills (active listening)  Good communication skills  Objective Problem analysis  Intelligent Decision-making Highly Persuasive People Demonstrate the Following Qualities:
  • 15. ©Rothwell Douglas Ltd. 2015 15 Keys to Successful Persuasion Negative Positive • “My way or the highway” • Win no matter what • Undermine the position of others • No respect for others • No reasoning with others • One approach and no flexibility • Overt competition or dominance • One-off success • “Let’s consider options” • Win-win outcome • Understand the position of others • Respect others with rapport and trust • Reason using examples • A range of approaches and flexibility • Long term commitment and success
  • 16. ©Rothwell Douglas Ltd. 2015 16 How Negotiating and Influencing are linked
  • 17. ©Rothwell Douglas Ltd. 2015 17 Negotiation Psychology In most Negotiation interactions there are different motivational factors lurking and operating in the background. People have different needs, desires, and aspirations… etc – our different wants have an impact on the vast majority of negotiations. “The wise negotiator will be aware of and try to find out more about the motivational factors that are driving people behind the scenes.”
  • 18. ©Rothwell Douglas Ltd. 2015 18 Wrapping up your negotiation • Document the terms – record where you ended up so that both parties have a shared understanding of the specifics – Include any notes you and your counterpart made along the way including flipcharts and post its – In a formal setting this is where you would create a formal contract that captures your agreement and requires signatures • Communicate to make sure you have agreement – Now’s the time to confirm that everyone involved with the decision is on-board • Think through the implementation – Think about what steps will ensure a smooth transition from agreement to implementation – Explicitly discuss with the other party the important milestones and deadlines and capture them in a document – If your job was to simply negotiate, think about what the people who will be implementing it will need • Review what happened – Every negotiation is an opportunity to learn and improve your skills as a negotiator – Set aside time as close to the end of a negotiation as possible so that the events are fresh in your mind – for complex negotiations, set up reviews after each session – Determine what worked well and where to improve – Capture what you’ve learned – Share what you’ve learned with others
  • 19. ©Rothwell Douglas Ltd. 2015 19 Transforming the Experience of Work… Releasing Potential in People Empowering Effective Teams Driving Innovation in Organisations Connecting Expertise across Systems Email: enquiries@rdlteam.com Phone: 02083262739