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Leading and
                             Managing



Saint Louis Park
Learning and Development
March 9, 2011
Chad Weinstein
Ethical Leaders in Action
ELA’s “Guidelines for Grownups”

      • Confidentiality Expectations

      • Engagement

      • Respectful Candor

      • Thoughtful Expediency

      • Comfort and Fun
Agenda




         • Introduction

         • Virtues of Ethical Leadership

         • Leadership Goal: Engagement!

         • Skills

         • The Power of Purpose
“Business ethics is so…negative.”
Empower others
to improve the world
Who does ELA serve?
Ethical Leaders in Action
Leadership Development Model

              Leading
                Self




    Leading              Leading
     Others             in Context
Among my teachers…
One conventional viewpoint
    Management                  Leadership
• Process-oriented         • People-oriented

• Resources are key.       • Vision is key.

• Managers seek to         • Leaders engage and
  maximize the value of      bring out the best in
  human resources.           their people

• Measureable Outcomes • Observable Outcomes

• More science than art.   • More art than science.
One conventional viewpoint




  Do Stuff!
One conventional viewpoint


     The right          right

  Do Stuff !
Ethical Leaders in Action
Virtues of Ethical Leadership

  Clarity        Creativity

        Service
Competence        Courage
Service
Being serious
about
empowering
others

Exercising
will in support
of collective
aims
Clarity
Imagination
and Vision

Reality and
analysis

Moral Clarity:
Values
Creativity
Divergent
thinking:
“out of the box”

Convergent
thinking:
“in the box”

Problem-
solving
Competence
Practical
wisdom and
judgment

Technical
knowledge

Communi-
cation
Courage

Doing right,
In the face of
difficulty
Your Turn: in Four Groups
  Describe a time when you saw this virtue in
  action in your department. (You can’t be the
  hero of your story.)

  Select one story for the group to tell, and one
  lead storyteller. Draw a picture on your flip
  chart that helps to tell that story.

  When we reconvene, we’ll discuss how to
  stimulate these virtues in our departments

  Groups:       North:        Clarity
                South:        Creativity
                East:         Competence
                West:         Courage
Measuring Engagement

•   Retention
•   Safety
•   Customer Service
•   Productivity
•   Profitability




    Source: Gallup G12 Summary
Employee Engagement Drivers
 • Clear expectations for
   performance
 • Adequate materials
   and equipment
 • Ability to succeed
   in assigned roles
 • A supervisor who cares about subordinates
 • Co-workers committed to quality work
 • Opportunities to learn and grow


Source: Gallup G12 Summary
Relational Leadership Model
               HIGH


                                 TO                     WITH
                               punitive              relational
                              authoritarian           authoritative
                   Pressure




                              stigmatising             respectful



                                NOT                     FOR
                              neglectful            permissive
                               indifferent             protective
                                passive            easy/undemanding

                LOW                                                          HIGH


Adapted from Social Discipline Window - Paul McCold and Ted Wachtel - 2000
How do you lead?


               TO    WITH   Relational
                             Leaders
    Pressure


                            offer high
                            pressure,
                               high
                     FOR     support
               NOT
ELA’s Foundational Values for
Public Agencies

• Excellent Public Service

• Sound Stewardship of Resources

• Fairness to Employees
Tough conversations?
   “I’m promoting Sandy over you.”

   “We must find a way to achieve the same result at
     lower cost.”

   “ I know you can do better.”

   “I’m tired of your grousing.”

   “That’s unsafe.”


What makes a conversation tough?
Listen like you are wrong;
 Speak like you are right.

• Title borrowed from Robert Sutton, The No
  Asshole Rule.

• Skills are easy to discuss, harder to
  implement.

• Communications problems are notoriously
  sneaky – we cannot observe ourselves as
  others see us!
Leaders Listen!
   • Perceive – with whole being
      – Most people blunt their own perceptions.
      – Cops sharpen perceptions to survive and succeed

   • Suspend analysis and action
      – Cops learn to draw conclusions and to act swiftly
      – Act, but deliberately.

   • Ask, ask, ask ask
      – Action bias leads to “internal storytelling.”
      – Inform your narrative with input from others.

    We need to learn how to deliver
 pressure and support to each person
Giving Feedback
             • Past:      What happened
               – Observable events and facts
   Fair        – First person and objective
Process is
 working
  WITH
             • Present: Why it matters
  others       – Consequences of actions.
               – Implications

             • Future:    Required Changes, Directions
               – Changes in actions or behaviors
               – Reinforcement to repeat positive actions

    What does “Relational Leadership” teach us
             about giving feedback?
The Critical Art of Apology
     • I am sorry
        – I understand your concerns and my mistake(s)
        – I sincerely regret both my actions and their impact

     • It won’t happen again
        – I commit to change
        – I am accountable for that commitment

     • Thank you for bringing this to me
        – I appreciate the trust you demonstrated
        – I appreciate the opportunity to apologize and change

A mistake – or crisis - becomes an opportunity
         to strengthen a relationship
Why think about “Fair Process?”
  “Process”
    includes
   anything
      from We are most likely to trust and
     giving
          co-operate with individuals and
 feedback to
 a single FF
           systems - whether we win or
   to setting
          lose - when we experience fair
departmental
   strategy
                    process.


   Kim & Mauborgne, Harvard Business Review, July – August 1997
The Three Elements of Fair Process
             • Engagement
                – Stakeholders invited to participate
   Fair         – Participants have an opportunity to be heard
Process is
 working     • Explanation
  WITH
                – Process and rationale are clearly explained, along with
  others          decisions and outcomes.
                – Explanation is respectful – it is also often educational.


             • Expectation Clarity
                – When decisions are made, implications for all
                  stakeholders are clearly articulated.
                – Everyone knows what to expect, and what is expected
                  of them.
Fair Process does not mean:
           • Democracy
           • Consensus
           • Happiness or Contentment
           • Accommodation of individual wishes
             or whims
           • Command relinquishing legitimate
             decision authority or accountability

 A good indication of a fair process is when people who do not
“get their way” understand why and how a decision was made,
           and acknowledge that the process was fair.
Learning from Sisyphus

                 • Sisyphus angered
                   gods through a
                   variety of antics.
                   “Accounts vary.”

                 • His sentence was the
                   worst thing the
                   storytellers could
                   imagine for a smart,
                   engaged person.
A virtuous cycle

              Purpose


      Pride        Expectations


          Performance
The oldest leadership seminar

 If we
                       • Safety and comfort
 aren’t
telling
stories,               • Tactical information
others
surely
  are!                 • Problem-solving

                       • Strategic decisions

                       • Who are we???
Thank you for your attention!

Chad Weinstein
Ethical Leaders in Action, LLC

cweinstein@ethinact.com

651-646-1512



       “We enable ethical leaders to achieve
                           extraordinary results”

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City of Saint Louis Park 2011

  • 1. Leading and Managing Saint Louis Park Learning and Development March 9, 2011 Chad Weinstein Ethical Leaders in Action
  • 2. ELA’s “Guidelines for Grownups” • Confidentiality Expectations • Engagement • Respectful Candor • Thoughtful Expediency • Comfort and Fun
  • 3. Agenda • Introduction • Virtues of Ethical Leadership • Leadership Goal: Engagement! • Skills • The Power of Purpose
  • 4. “Business ethics is so…negative.”
  • 6. Who does ELA serve?
  • 7. Ethical Leaders in Action Leadership Development Model Leading Self Leading Leading Others in Context
  • 9. One conventional viewpoint Management Leadership • Process-oriented • People-oriented • Resources are key. • Vision is key. • Managers seek to • Leaders engage and maximize the value of bring out the best in human resources. their people • Measureable Outcomes • Observable Outcomes • More science than art. • More art than science.
  • 11. One conventional viewpoint The right right Do Stuff !
  • 12. Ethical Leaders in Action Virtues of Ethical Leadership Clarity Creativity Service Competence Courage
  • 15. Creativity Divergent thinking: “out of the box” Convergent thinking: “in the box” Problem- solving
  • 17. Courage Doing right, In the face of difficulty
  • 18. Your Turn: in Four Groups Describe a time when you saw this virtue in action in your department. (You can’t be the hero of your story.) Select one story for the group to tell, and one lead storyteller. Draw a picture on your flip chart that helps to tell that story. When we reconvene, we’ll discuss how to stimulate these virtues in our departments Groups: North: Clarity South: Creativity East: Competence West: Courage
  • 19. Measuring Engagement • Retention • Safety • Customer Service • Productivity • Profitability Source: Gallup G12 Summary
  • 20. Employee Engagement Drivers • Clear expectations for performance • Adequate materials and equipment • Ability to succeed in assigned roles • A supervisor who cares about subordinates • Co-workers committed to quality work • Opportunities to learn and grow Source: Gallup G12 Summary
  • 21. Relational Leadership Model HIGH TO WITH punitive relational authoritarian authoritative Pressure stigmatising respectful NOT FOR neglectful permissive indifferent protective passive easy/undemanding LOW HIGH Adapted from Social Discipline Window - Paul McCold and Ted Wachtel - 2000
  • 22. How do you lead? TO WITH Relational Leaders Pressure offer high pressure, high FOR support NOT
  • 23. ELA’s Foundational Values for Public Agencies • Excellent Public Service • Sound Stewardship of Resources • Fairness to Employees
  • 24. Tough conversations? “I’m promoting Sandy over you.” “We must find a way to achieve the same result at lower cost.” “ I know you can do better.” “I’m tired of your grousing.” “That’s unsafe.” What makes a conversation tough?
  • 25. Listen like you are wrong; Speak like you are right. • Title borrowed from Robert Sutton, The No Asshole Rule. • Skills are easy to discuss, harder to implement. • Communications problems are notoriously sneaky – we cannot observe ourselves as others see us!
  • 26. Leaders Listen! • Perceive – with whole being – Most people blunt their own perceptions. – Cops sharpen perceptions to survive and succeed • Suspend analysis and action – Cops learn to draw conclusions and to act swiftly – Act, but deliberately. • Ask, ask, ask ask – Action bias leads to “internal storytelling.” – Inform your narrative with input from others. We need to learn how to deliver pressure and support to each person
  • 27. Giving Feedback • Past: What happened – Observable events and facts Fair – First person and objective Process is working WITH • Present: Why it matters others – Consequences of actions. – Implications • Future: Required Changes, Directions – Changes in actions or behaviors – Reinforcement to repeat positive actions What does “Relational Leadership” teach us about giving feedback?
  • 28. The Critical Art of Apology • I am sorry – I understand your concerns and my mistake(s) – I sincerely regret both my actions and their impact • It won’t happen again – I commit to change – I am accountable for that commitment • Thank you for bringing this to me – I appreciate the trust you demonstrated – I appreciate the opportunity to apologize and change A mistake – or crisis - becomes an opportunity to strengthen a relationship
  • 29. Why think about “Fair Process?” “Process” includes anything from We are most likely to trust and giving co-operate with individuals and feedback to a single FF systems - whether we win or to setting lose - when we experience fair departmental strategy process. Kim & Mauborgne, Harvard Business Review, July – August 1997
  • 30. The Three Elements of Fair Process • Engagement – Stakeholders invited to participate Fair – Participants have an opportunity to be heard Process is working • Explanation WITH – Process and rationale are clearly explained, along with others decisions and outcomes. – Explanation is respectful – it is also often educational. • Expectation Clarity – When decisions are made, implications for all stakeholders are clearly articulated. – Everyone knows what to expect, and what is expected of them.
  • 31. Fair Process does not mean: • Democracy • Consensus • Happiness or Contentment • Accommodation of individual wishes or whims • Command relinquishing legitimate decision authority or accountability A good indication of a fair process is when people who do not “get their way” understand why and how a decision was made, and acknowledge that the process was fair.
  • 32. Learning from Sisyphus • Sisyphus angered gods through a variety of antics. “Accounts vary.” • His sentence was the worst thing the storytellers could imagine for a smart, engaged person.
  • 33. A virtuous cycle Purpose Pride Expectations Performance
  • 34. The oldest leadership seminar If we • Safety and comfort aren’t telling stories, • Tactical information others surely are! • Problem-solving • Strategic decisions • Who are we???
  • 35. Thank you for your attention! Chad Weinstein Ethical Leaders in Action, LLC cweinstein@ethinact.com 651-646-1512 “We enable ethical leaders to achieve extraordinary results”