BrokerFabrik is an all-in-one software system for financial institutions that integrates a unique client stock trading experience with a robust operational backbone. It's all in one place, front-to-back: we call it broker in a box.
2. The all-in-one software system for
brokerage firms that integrates
a unique client trading experience
with a robust operational backbone.
3. |
A changing environment brings new success
factors for brokerage businesses
3Oiver Wyman, 2015
Cost effective setup Efficient compliance Engaging user experience Future-proof systems
Current technology setups do not broadly fulfill these requirements
Software-as-a-Service
with monthly
subscription fee
Pay as you grow
Integrated systems
with data continuity
Advanced control
tools eliminating
manual work
Always-on mobile and
desktop channels
Targeted information
driving user activity
Innovation-as-a-
Service continually
delivering new
features
Open architecture
4. |
Appealing client trading offering,
enabling differentiation and driving
trading activity
Advanced business operations
features that help reduce costs and
complexity
Customisable Software-as-a-Service
offering with modular architecture
Full integration with existing legacy
setup and systems
4
The one robust
front-to-back solution
brokerage firms need
to lead their business
into the future.
5. |
Sophisticated features transform the
brokerage business proposition
5
For
Clients
For the
Business
Powerful online and mobile platform for
trading anywhere, anytime
Elaborate analytical and management
features to stay informed and in control
Middle office capabilities ensuring
productive operations
Optimised client management and
interaction tools to stay in touch with users
Compliance and supervisory components
for efficient control of regulatory risks
Open architecture that flexibly integrates
preferred partners with minimal effort
6. |
BrokerFabrik brings delight to Clients…
6
Research Trading Portfolio Analytics Account Management
Fast company search
Company profiles & stats
Advanced charting
Analyst recommendations
Industry and corp. news
Industry peers lists
Streaming quotes
Easy trade capture
Order vetting
Compliance checks
Buying power check
Order routing & execution
Audit trail
Position keeping
Client holdings
Portfolio performance
Asset allocation
Total historical returns
Single position returns
Buying power
User account management
Cash and stock transfers
Corporate actions
Election notifications
Nominee vs. sub-registry
Entitlements processing
7. |
… and efficiency to the Business
7
Client Management Middle Office Operations Compliance & SupervisionAccounting & Payments
Digital account opening
Account management
Fees settings
Client support
Communication channels
ChatBot
Administration cockpit
Order management
Post-trade processing
Settlement cycles
Trades history and search
Inventory management
Firm chart of accounts
General ledger interface
Sub-ledger, cash balances
Trades accounting engine
Book of records
Deposits and withdrawals
Settlement obligation view
Events screen
Full audit trail logs
Permissions control center
Operations monitoring
8. |
The BrokerFabrik effect on User Experience
8
Research
&
Charting
Trading
Portfolio
Mgmt
Move from this… …to a truly engaging solution.
9. |
Differentiating features in product pipeline
9
Virtual
Onboarding
Chatbot
Channel
Activity
Feeder
…
Client account opening with minimal paper document requirements
Facilitation of non face-to-face onboarding, using video technology
Ready for potential eID implementation in Hong Kong
Client communication channel embedded into solution
In parallel leveraging established messaging channels, eg, WeChat
Chatbot for automated communication with client on simple topics:
eg, cash balance, trading performance, technical questions, etc.
Allowing brokerage firm staff to focus on high-value communication
Engine generating relevant information for clients aimed at
increasing client engagement and support trading activity
Using built-in communication channels, incl. Chatbot
Example: most traded stocks in last hour, best performing stocks
10. |
BrokerFabrik ticks the box on core needs
10
Cost effective
setup
One integrated platform that can replace complex legacy system landscapes.
Software-as-a-Service that grows with you, paid by monthly subscription.
Efficient
compliance
Regulatory compliance screens and audit trail to easily keep oversight.
Account opening module that simplifies processes today and is future-ready.
Differentiating
user experience
Feature-rich yet simple to use client interface built to drive active trading.
Chatbot feature and direct channels to efficiently inform and engage clients.
Future-proof
systems
Continuous flow of new features that can be subscribed with a click.
Modular underlying architecture for flexible adaptation to new requirements.
Highlights how BrokerFabrik makes a concrete difference
11. |
Integrated principal setup and workflows
11
Executing BrokerMarket Data
Corporate Actions Custodian
AccountingGeneral Ledger
Reports
Statements
Trade Reports
Settlement Reports
P&L Reports
Account Reports
Reconciliation Reports
Are statements being generated
Are transaction codes working
Are narrative correct
Accounts
Transactions
Cash Withdrawals
Cash Balances
GL Postings
Accounts
Account Status
Cash Balances
Reference Data
Fundamental Data
Streaming Data
Historical Data
News
Calendars
Fix Session Management
Order Placement and Confirmations
Order Executions
Open Order Reconciliation
Fix Compliance Tags (OMS & Surveillance)
Settlement Date Stamp
Trade Confirmations
Transaction Reconciliation
Settlement Obligation
Position Reconciliation
Corporate Action Handling
Transfers
GL Postings
P&L Reporting
Global Set of Accounts
Security Master
Custody Omnibus a/c Holdings
Clients Accounts
Events
Reporting Portal
Client Onboarding
P2P&Files
FIXProtocol
Trade Reconciliation (Status)
SODBatchFile
EODBatchFile
Files SWIFT Messages
Create Client a/c
13. |
Implementation phases and delivery
principles
13
Client Facing
Complete Solution
Customised Setup
Development Go Live
Deployment &
TestingIntegration
Out of the box or
customised to client needs
Minimised disruption of
ongoing client business
Agile delivery within
minimal timeframes
Supported transition of firm
and clients to new setup
Integration with
client legacy
systems
Integration with
third parties used
by client
End-2-End
integration testing
Functional UI
testing
Bug fixing and sign-
off
Production
Environment
Staff and client
onboarding
Support
Technical analysis
Development of
client-specific
solution elements
Delivery principles
2-3 months 1-2 months2-4 months
14. |
How can help you now
The overallmarketis attractiveand growing.
Costsof doingbusiness and competition are intensifying.
Currentsystems useddon’t driveclientactivity,breedrisksand are complexto run.
Success requires an integrated,cost effective,continuouslyevolving systemthatengages clients.
Get in touch to
find out more.
www.brokerfabrik.com
info@finfabrik.com
Demo available.
BrokerFabrikoffersmoderntechnologyto bring yourbrokeragebusiness to the next level.
14
16. |
A team powered by experience and synergy
16
Alex Medana,
CEO | The Hustler
18 years experience in Investment Banking Operations,
Lean Re-engineering and Entrepreneurship
Leadership, People, Sales
Marcel van der Vliet
CTO | The Builder
15 years experience in Trading Technology, Developer
Leadership and Entrepreneurship
Technology, Program Management, Partnerships
Dr. Florian M Spiegl
COO | The Whip
9 years of experience in Strategy Consulting, Wealth
Management and Entrepreneurship
Strategy, Product, Execution
Unfair advantage:
Access to pool of top talent, ready to go+
TradeSense
…
17. |
Core System: engaging Client Features
17
Research & Trading on
mobile or desktop
Trade anywhere,
anytime
Trading
Dashboard
Dashboard that can be customised
by clients with widgets to provide
an overview of their activities.
Stock Screening Comprehensive research, analytics
and charting tools as a basis for
informed investment decisions.
Trade Capture Streamlined order creation function
tailored to support perfectly timed
and educated trades.
18. |
Core System: engaging Client Features
18
Portfolio Analytics &
Account Management
Stay informed and in
control
Portfolio
Analytics
Showing buying power, wealth
development, relative performance,
down to single positions.
Corporate
Actions
Events overview for users to stay on
top of dividend payments, stock
splits and other events.
Account
Management
Account management platform to
change details and permissions,
receive trade confirmations and
trigger cash and stock transfers.
19. |
Core System: effective Business Features
19
Client Management &
Interaction
Stay in touch with users Account
Opening
Digital opening and maintenance,
making client onboarding less a
hassle for firm and clients.
User
Management
Account and user management
with per-user permissions all in one
place, including multi-level roles.
Fees Setting Flexible fees and commissions
setting options to optimally support
the business.
Client
Communication
Multiple integrated communication
tools leveraging different channels
such as email, sms or posts.
Chatbot to come soon.
20. |
Core System: effective Business Features
20
Middle Office
Operations
Run effective operations Order
Management
OMS pad covering order routing,
history, transactions and settlement
for optimal post-trade processing.
Activity
Monitor
Central overview and management
of client buying power, trades,
positions and stock records.
Accounting
Engine
Integrated accounting engine to
keep records aligned and ready for
external reporting.
Operations
Schedule
Cockpit to provide an overview of
scheduled and executed events to
know what happens when.
21. |
Core System: effective Business Features
21
Compliance and
Supervisory tools
Control regulator risks
efficiently
Compliance
Screen
Regulatory compliance screen that
helps with tracking relevant events.
Reporting Tools Complete audit trail and custom
reporting tools including system
logs to keep data at fingertips.
Operational
Center
Operational command center that
keeps firm informed and in full
control on system functionality.
Permissions
Management
Users permissions to ensure limits
and controls, built into the user
workflow and enforced across all
functions.