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Controlling E-Discovery Costs through Records Management John Rosenthal Winston LLP Deirdre Brekke Pactiv Corporation Conor R. Crowley Law Offices of Conor R. Crowley Richard R. Roberts Federal Express November 2009 2009 Georgetown University Law Center’s E-Discovery Institute
Our Assignment ,[object Object]
Amended Federal Civil Rules ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Implications ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
E-Discovery Risks & Costs Potential criminal exposure  if not done correctly  Increased legal and operating expenses  Heightened legal risk to the company
E-Discovery = Increased Costs ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Cost of e-discovery in a medium-sized case with 10 custodians can run $1.4M
E-Discovery = Increased Legal Risks ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
How Do We Mitigate the Risks and Expenses Relating to E-Discovery? ,[object Object],[object Object],[object Object],[object Object],[object Object]
Records & Information Management ,[object Object],[object Object],[object Object],[object Object]
Electronically Stored Information? ,[object Object],[object Object],http://www2.sims.berkeley.edu/research/projects
The Problem Will Only Get Worse  ESI’s Growth Rate – 30% a Year
DuPont Case Study ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Return on Investment
Records Management ,[object Object]
E-Discovery  ,[object Object],Source: Socha Consulting and Gelbmann & Associates. Copyright 2005-2006. All rights reserved. Used with permission.  Volume Electronic Discovery Reference Model www.edrm.net Identification Records Management Relevance Production Presentation Analysis Analysis Review Processing Analysis Preservation Collection
Implications of An Ad Hoc  or Absence of a Cohesive RIM program  ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Implications of An Ad Hoc  or Absence of a Cohesive RIM program  ,[object Object],[object Object],[object Object],[object Object],[object Object]
Risks and Goals of E-Discovery and RIM Are Directly Related ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
RIM Basics ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
U.S. Supreme Court on RIM ,[object Object]
Yet, Implementation Has Been So Difficult  ,[object Object],[object Object],[object Object]
Yet, Implementation Has Been So Difficult ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Why Companies Have Failed to  Take the Necessary Steps ,[object Object],[object Object],[object Object],[object Object]
Retention In Practice Retaining little or no data Retaining most or all data Retain Only Important Data
Components of Modern Records Program ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Senior Management Buy-In ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
RIM Team ,[object Object],Legal Department Information  Technology Business Conduct  Compliance Traditional Records  Management RIM
RIM Teams Role In E-Discovery ,[object Object],[object Object],[object Object],[object Object]
Developing a Data Map ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Focus On Areas Likely to Be the Target of E-Discovery Hard Drive C Loose Media Individual and Group Directories Outlook/Exchange Servers Other File Stores (e.g., SharePoint
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Records Retention Policy
Record Management Schedule  ,[object Object],[object Object],[object Object],[object Object]
E-Mail Management ,[object Object],[object Object],[object Object],[object Object]
Why Records Management Tools ,[object Object],[object Object],[object Object],[object Object]
Classification Facts ,[object Object],[object Object],[object Object]
Classification Process Low High High Low Cost Savings Productivity Accuracy Manual Classification Authoring Templates Rules Based Classification Context Based Classification Multiple Methods Simple Rules Complex Policies Consistent Participation & Enforcement
Potential Types of EMC Tools ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Significant Product Attributes ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
1 st  Generation E-mail Archiver Back-up Tapes Mailbox E-mail Archive
Capture Archive  Organize and Classify Index Archive 2 nd  Generation E-mail Archiver  Operations Compliance Discovery Messaging Servers ,[object Object],[object Object],Search and Discover Administer  and Audit  ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Implementation & Education  ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Education & Compliance
Compliance ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Education & Compliance
Legacy Retirement ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Legacy Retirement Process Legacy Retirement
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Legacy Retirement Process Legacy Retirement
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Legacy Retirement Process Legacy Retirement

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EDI 2009 Controlling E-Discovery Costs through Records Management

  • 1. Controlling E-Discovery Costs through Records Management John Rosenthal Winston LLP Deirdre Brekke Pactiv Corporation Conor R. Crowley Law Offices of Conor R. Crowley Richard R. Roberts Federal Express November 2009 2009 Georgetown University Law Center’s E-Discovery Institute
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  • 5. E-Discovery Risks & Costs Potential criminal exposure if not done correctly Increased legal and operating expenses Heightened legal risk to the company
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  • 11. The Problem Will Only Get Worse ESI’s Growth Rate – 30% a Year
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  • 24. Retention In Practice Retaining little or no data Retaining most or all data Retain Only Important Data
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  • 30. Focus On Areas Likely to Be the Target of E-Discovery Hard Drive C Loose Media Individual and Group Directories Outlook/Exchange Servers Other File Stores (e.g., SharePoint
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  • 36. Classification Process Low High High Low Cost Savings Productivity Accuracy Manual Classification Authoring Templates Rules Based Classification Context Based Classification Multiple Methods Simple Rules Complex Policies Consistent Participation & Enforcement
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  • 39. 1 st Generation E-mail Archiver Back-up Tapes Mailbox E-mail Archive
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