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Review Article



                        Mechanical aetiology,
                        recognition, and treatment of
                        spondylolisthesis
                        Jennifer E. Earl

                        Objectives: To provide the reader with information about the aetiology of spondylolysis and
                        spondylolisthesis, and describe a new treatment approach that has been successful in treating
                        these conditions. Data sources: A MEDLINE search was performed using the keywords
                        `spondylolysis', `spondylolisthesis', and `low back pain' for the years 1980±2000. Data synthesis:
                        Spondylolysis is a very common cause of low back pain, and is characterized by the presence of a
                        fatigue fracture of the pars interarticularis region of the vertebra. The mechanical design of the
                        lumbar spine allows it to withstand the high forces that are placed on it. When these stresses are
                        above the threshold that can be tolerated by the bone, a fatigue fracture results. Poor healing
                        leads to instability of the pars interarticularis and eventually spondylolisthesis. Although this
                        condition often develops in early adolescence, it is frequently undetected until adulthood. A
                        thorough assessment of adolescents with low back pain may allow these fatigue fractures to heal
                        properly, and prevent problems later in life. Recent emphasis on training the deep abdominal
                        muscles has shown to be a more effective rehabilitation technique than traditional measures.
                        Conclusions: Early detection and treatment is the key to successful rehabilitation of spondylolysis.
                        Decreasing the offending activity while increasing the neuromuscular control of the deep
                        abdominal muscles provides the best atmosphere for bony healing, and decreases the chance of
                        future complications. * 2002 Published by Elsevier Science Ltd.
                                                 c




                        Introduction                                             result in spondylolisthesis, which is de®ned as
Jennifer E. Earl MEd,   Low back pain is one of the most common                  a subluxation or `slippage' of two adjacent
ATC, Doctoral
                        musculoskeletal complaints, and can be                   vertebrae (Wiltse et al. 1975; Stinson 1993;
Candidate, Athletic
Training Research       attributed to many different causes. Children            Whiting & Zernicke 1998).
Laboratory,             and adolescents often endure low back pain for              Epidemiological studies have shown that the
Department of
                        several years before being evaluated by a                incidence of spondylolysis is related to age,
Kinesiology,
Pennsylvania State      clinician (King 1999). The differential diagnosis        heredity, gender, race, and activity level (Wiltse
University,             should include, but not be limited to, tumour,           et al. 1975; Johnson 1993; Comstock et al. 1994;
University Park,
Philadelphia, USA.      herniated disc, spondylolysis,                           Hickey et al. 1997). Spondylolysis most
                        spondylolisthesis, infection, and in¯ammation            frequently manifests during adolescence (8±20
Correspondence to:
Jennifer E. Earl, 266   (Renshaw 1995). Spondylolysis and                        years) (Johnson 1993; Comstock et al. 1994),
Recreation Hall,        spondylolisthesis are two conditions that                particularly during the teenage growth spurt
Pennsylvania State      directly involve changes in the vertebra.                (Comstock et al. 1994). Of patients less than 19
University,
University Park, PA     Spondylolysis is de®ned as a defect in the pars          years old, 32% of those whose chief complaint
16802, USA. Tel: ‡1     interarticularis ( pars), the region of the lamina       was back pain had at least one pars defect
814 865 7936; Fax:      between the superior and inferior articular              (Morita et al. 1995). The risk declines through
‡1 814 865 1275;
E-mail: jee128@psu.     facets (Wiltse et al. 1975; Stinson 1993; Whiting        middle age, then increases slightly from 60±80
edu                     & Zernicke 1998). Progression of the defect can          years (Johnson 1993). There appears to be a



* 2002 Published by Elsevier Science Ltd.
c                                                                                         Physical Therapy In Sport         (2002) 3, 79±87   79
1466-853X/02/$ - see front matter                        doi : 10.1054/ptsp.2001.0084, available online at http://www.idealibrary.com on
Physical Therapy in Sport




                 genetic predisposition in that 33±50% of               in deformation and incongruence of the
                 relatives may also have spondylolysis (Johnson         vertebrae (Junghanns 1990). Although the
                 1993; Stinson 1993). The genetic contribution is       defect may appear radiographically before age
                 higher in boys than in girls, but the overall          8, symptoms may not develop until later in life
                 incidence is highest in girls, possibly because        (Johnson 1993; Smith & Hu 1999).
                 girls participate in more at risk activities such as
                 gymnastics, ®gure skating, and dance
                 (Comstock et al. 1994; Omey et al. 2000). In the       Isthmic
                 USA spondylolysis occurs in 2% of the African
                 American population and 6% of the white                Isthmic spondylolysis is the most common type,
                 population, while up to 60% of native Alaskans         and occurs at the L5±S1 level in adolescents
                 may develop this condition (Wiltse et al. 1975).       and young adults (Wiltse et al. 1976; Whiting &
                 As will become clear in the following sections,        Zernicke 1998), It results from fatigue failure of
                 activities that require repetitive hyperextension      the pars due to repetitive stress. While some
                 or hyper¯exion of the lumbar spine increases           cases may indeed be dysplastic, current thought
                 the risk for spondylolysis/listhesis (Comstock         is that very few defects are noted before the age
                 et al. 1994). Sports such as gymnastics, football,     of 5±61 (Smith & Hu 1999). Perhaps the
                                                                               2

                 diving, wrestling, weight-lifting, cricket, and        incidence increases during this time because
                 rowing have exceptionally high incidences              long periods of sitting are introduced as
                 (Johnson 1993; Hickey et al. 1997; Whiting &           schooling begins. Spondylolisthesis results
                 Zernicke 1998; Leary & White 2000).                    when the pars elongates or separates and
                    Spondylolysis is classi®ed into ®ve categories      allows the superior vertebra to slide forward on
                 based on the suspected aetiology: dysplastic,          the inferior one (Wiltse et al. 1976).
                 isthmic, degenerative, traumatic and pathologic
                 (Wiltse et al. 1976). Although these conditions
                 have been studied for many years, there is             Degenerative
                 much debate on possible aetiologies. The               This type of spondylolisthesis occurs more
                 purpose of this review is to de®ne each type of        frequently in adults over 40, and more
                 spondylolysis, describe the aetiology of the two       frequently in women than men (Wiltse 1976).
                 most common types, and present a brief over            Sometimes called pseudospondylolisthesis, it
                 view of clinical ®ndings and treatments.               usually occurs at the L4±L5 level (Whiting &
                                                                        Zernicke 1998). The slippage is a result of
                                                                        degeneration of the disc and/or inter-segmental
                 Classi®cation of spondylolysis                         instability, rather than a defect in the pars
                 Dysplastic                                             interarticularis. Hypomobility of the L5±S1 joint
                                                                        causes the L4±L5 joint to become hypermobile
                 Dysplastic spondylolysis was ®rst described by         and degenerative changes are likely to occur at
                 Wiltse (1975) and results from abnormal tissue         this site as well as anterior sliding (Wiltse et al.
                 development of the neural arch. The neural arch        1976; Whiting & Zernicke 1998).
                 develops from each side of the vertebral body
                 and joins together via sutures in the region of
                 the pars interarticularis (Junghanns 1990).
                                                                        Traumatic and pathologic
                 Failure or delay of suture closure during
                 development results in abnormal formation of           These types of spondylolysis are much less
                 the neural arch. Examples of this would be             common, and therefore will receive little
                 spina bi®da and an abnormal isthmus angle. A           attention in this review. Traumatic fracture to
                 defective pars is less able to withstand the           the pars usually occurs in conjunction with
                 forces that are applied to it. In a `normal'           other fractures, and heals well with
                 vertebra, the hyaline cartilage growth plates          immobilization. Other pathologies, such as a
                 remain active until about 20 years of age, so          tumour, can weaken the tissue of the vertebra
                 intense activity during childhood that places          and make it susceptible to damage (Wiltse et al.
                 high stresses on the immature spine can result         1975).



80   Physical Therapy in Sport   (2002) 3, 79±87                                          * 2002 Published by Elsevier Science Ltd.
                                                                                          c
Mechanical aetiology, recognition, and treatment of spondylolisthesis




                     Aetiology of isthmic                                  produced by the muscles. The pars interarti-
                     spondylolysis                                         cularis is the thickest part of the lamina because
                                                                           it is subjected to the high force being transferred
                     Children and adolescents most commonly suffer         between superior and inferior facets. The
                     from isthmic spondylolysis, therefore the             posterior position of the ligaments is suited to
                     aetiology of this type will be the focus of this      withstand the high tensile forces that are applied
                     review. There are two theories about which            to the posterior elements. The viscoelastic
                     movements cause increased stress at the pars.         properties of the ligaments indicate that their
                     The ®rst and most common is that direct loading       ability to withstand forces is dependent on the
                     of the facets during hyperextension causes high       loading conditions (Simons 1994). A posterior
                     stress concentrations at the pars. The second is      shift in the bodies' centre of mass causes the
                     that unbalanced shear forces at the pars during       posterior elements to become compressed and
                     ¯exion causes high stress concentrations.             their structure is poorly suited for this (Schulitz
                        To understand these mechanisms, it is              & Niethard 1980; Haher et al. 1993). As the spine
                     necessary to examine the structure and normal         moves into extension, the force between the
                     mechanics of the lumbar vertebrae. The body of        facets increases, thus directly increasing the
                     the vertebra is designed like a cardboard box         strain on the pars interarticularis (Schulitz &
                     with walls made out of cortical bone. The             Niethard 1980; Simons 1994). Introducing
                     mechanical properties of the vertebra are highly      rotation to a spine that is already extended
                     dependent of the trabecular structure within the
                     vertebra (Whiting & Zernicke 1998). Vertically
                                                                                            COMPRESSION
                     oriented trabeculae are supported by horizontal
                     ones to prevent them from buckling and further
                     strengthen the structure (Fig. 1). This design is
                     well adapted to withstand the high compressive
                     forces on the anterior spine during standing
                     (Junghanns 1990; Pope 1991; Simons 1994). Age                               +
                     or repetitive stress causes a decrease in the                          COMPRESSION
                                                                                                                     Tension
                     number of horizontal trabeculae, therefore the
                     rest of the structure is susceptible to collapse
                     (Haher et al. 1993). Marrow and water in the
                     vertebral body act as a hydraulic cushion to
                     absorb some of the compressive force (Haher
                                                                                                   +
                     et al. 1993; Simons 1994; Whiting & Zernicke
                     1998). The discs and cartilage end plates assist in                                              Tension
                     this shock absorptive capacity (Junghanns 1990).
                     Intense cyclic loading of the spine decreases the
                     water content of the discs and vertebral bodies,
                     therefore decreasing the hydraulic effect (Haher                   COMPRESSION
                                                                                                                    Tension
                     et al. 1993).                                                                        Tension
                                                                                                    =
                        The posterior elements of the spine are the
                     pedicles, laminae, and associated processes. All          Segment of
                                                                               Relative
                     of the muscles attached to the posterior spine            Weakness
                     exert a downward force on the posterior
                     elements. This means the pedicle is subject to a
                     bending moment where the inferior surface is          Fig. 1 Bony trabeculae within the vertebra are oriented
                     compressed and the superior surface is under          according to the type of load that occurs at that region.
                                                                           In the vertebral body, they are vertical and suited for
                     tension. The pedicles are thick-walled cylinders      compressive forces. In the posterior elements, they are
                     of cortical bone that are suited to withstand         aligned according to the line of tensile stress.
                     these bending forces (Simons 1994). The cortical      (Reproduced with kind permission from Pope MH et al.
                                                                           Structure and function of the lumbar spine. In:
                     layer in the lamina is very thin. The trabeculae      Occupational Low Back Pain: Assessment, Treatment, and
                     are oriented in a way to resist the tensile stress    Prevention. St Louis, MO: C V Mosby).




* 2002 Published by Elsevier Science Ltd.
c                                                                                 Physical Therapy In Sport      (2002) 3, 79±87   81
Physical Therapy in Sport




                 further increases the stress experienced at the              vertebrae is increased during ¯exion. The
                 pars (Schulitz & Niethard 1980). This is believed            anterior shear causes increased pressure on the
                 to be the mechanism by which gymnasts,                       facet joints, which in turn increases the stress on
                 American football linemen, divers, and                       the pars (Farfan et al. 1976; Johnson 1993).
                 wrestlers develop or exacerbate spondylolysis.               Testing has shown that when these forces are
                    The second theory is that repetitive ¯exion               applied the pars is the ®rst structure to
                 movements produce unbalanced shear forces                    experience stress concentrations (Farfan et al.
                 that results in stress at the pars. During quiet             1976). This mechanism has been postulated to
                 stance, the vertebral bodies, the spinal                     lead to micro fracture of the pars that progresses
                 ligaments, and the psoas muscle support the                  with repetitive ¯exion. Sports such as
                 weight of the trunk. Compressive force is                    gymnastics, rowing, weight-lifting, diving,
                 sustained by the bony structure of the vertebral             cricket and wrestling require repetitive or
                 bodies (Junghanns 1990; Simons 1994). Because                constant ¯exion movements that exposes the
                 of the incline of S1, an anterior shear force acts           pars to high stress (Johnson 1993; Hickey et al.
                 upon the L5±S1 joint (Farfan et al. 1976). As the            1997; Motley et al. 1998 ; Whiting & Zernicke
                 trunk ¯exes, higher shear forces are developed               1998; Leary & White 2000). Spondylolysis in
                 (Schulitz & Niethard 1980). In addition to                   rowers has been especially attributed to psoas
                 compression, gravity causes a ¯exion moment at               hypertrophy (Hickey et al. 1997). The psoas
                 L5±S1. The forces acting upon a lumbar vertebra              originates from the anterior lumbar vertebrae
                 in a forward ¯exed position are illustrated in               and acts to ¯ex the hip. Contraction of the psoas
                 Fig. 2. The shear stress that acts on the pars can           increases the anterior shear force on the lumbar
                 be mostly attributed to the forces between the               vertebrae (Kreighbaum & Barthels 1996).
                 superior and inferior facets (Farfan et al. 1976).              Fatigue fractures result when a sub-maximal
                 The erector spinae muscles must exert an                     load is repeatedly applied to a region of bone. A
                 extension moment to equal the bending moment                 fatigue fracture at the pars interarticularis
                 caused by the weight of the trunk. Because most              occurs because increased stress at that region
                 of the erector spinae muscles have a downward                causes bone resorption to occur faster than
                 line of action, compression between the                      bone formation (Martin et al. 1998). Fatigue

                                                                F




                                                                                               Fc            M



                                  Fm
                                                                    F’



                                                                         Fc




                 Fig. 2 Forces acting upon a lumbar vertebra when the trunk is in a ¯exed position. F,FH ˆ forces on articular facets,
                 causes shearing across pars region. M ˆ ¯exion moment caused by gravity acting upon the trunk, Fc ˆ compressive
                 disc force, FM ˆ force produced by posterior ligaments and muscles.




82   Physical Therapy in Sport   (2002) 3, 79±87                                                * 2002 Published by Elsevier Science Ltd.
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Mechanical aetiology, recognition, and treatment of spondylolisthesis




                     fractures in this region do not heal like they do      (Fig. 3). Therefore, anything that increased the
                     in other locations. Less periosteal callus is seen,    compressive force also increased the facet joint
                     and the defect often is ®lled with ®brocartilage       force (Dietrich & Kurowski 1985). The total
                     without bony healing (Junghanns 1990; Johnson          reaction force was greatest for all lumbar
                     1993). Poor blood supply to the neural arch and        vertebrae in ¯exion, as compared to neutral and
                     excessive motion at the healing site could be the      extension, and the L5±S1 segment had the
                     cause of the non-union fractures (Junghanns            highest force of all. The highest loads were
                     1990). If the same loads continue to be applied,       found in the pars when the trunk was ¯exed to
                     the defect can become unstable and                     808. Tests to failure resulted in fracture of the
                     spondylolisthesis occurs (Farfan et al. 1976).         pars in all vertebrae that were tested. An
                        Fatigue tests have been performed on cadaver        interesting ®nding was that, when intra-
                     vertebrae to determine where and when a                abdominal pressure was increased, the reaction
                     fatigue fracture might occur (Cyron & Hutton           force at all levels was decreased by as much as
                     1978). A model was designed to simulate an             20% (Fig. 4). This supports the theory that
                     average person walking with a 50-kg back-pack          contraction of the abdominal muscles lessens
                     with 408 of trunk ¯exion. Out of 74 vertebrae          the compressive load on the vertebra by acting
                     tested, 53 fractured across the pars, the              as a hydraulic lift (Dietrich & Kurowski 1985;
                     remainder fractured in the pedicles or did not         Junghanns 1990; Simons 1994).
                     fracture. This indicates that the posterior               In addition to intra-abdominal pressure,
                     elements are the most susceptible to fatigue           passive structures have been hypothesized as
                     fracture under sub-maximal cyclic loading. In          playing a role in reducing anterior shear.
                     the 14±30 year age group, all vertebrae                According to one group of researchers, once 608
                     fractured within ten hours of cyclic loading.          of ¯exion is reached, the posterior ligaments and
                     The 40±60 year group had a very wide range of          fascia become taut and resist the bending
                     failure times, from 2 minutes to 100 hours when        moment. Beyond 608, the posterior ligament
                     the cyclic loading was stopped. This indicated         system becomes tighter, producing more
                     that the neural arch was stronger during this          posterior resistance, thereby decreasing the
                     stage of life than during the adolescent period.       anterior shear forces imposed on the facets
                     The oldest age group (60±80) fractured within 8        (Farfan et al. 1976). If the posterior connective
                     hours, suggesting that osteoporosis or other
                     disease had weakened the bone (Cyron &
                     Hutton 1978). The results of this study are
                     supported by Schulitz & Niethard (1980), who
                     also demonstrated that during axial loading of
                     the spine even small movements greatly
                     increase the strain at the pars.
                        One group of researchers examined the loads                          Fa
                     and stresses placed on the lumbar spine during
                     different conditions with the use of a model. An
                     epoxy resin vertebral model was created from
                     information gained through radiographs of a
                     human spine and cadaver dissection. The                            Fc-N
                     model was created with relatively accurate                                                     Fc-H
                     geometric and physical properties. Forces
                     exerted by the erector spinae and abdominal
                                                                                                        Fc
                     muscles were altered, as well as the amount of
                     trunk ¯exion. Reaction forces of interest were         Fig. 3 The position of the intervertebral disc relative to
                                                                            the inferior facet causes the horizontal component of
                     the compressive force between vertebral bodies,        the intervertebral disc compressive force to be additive
                     and the facet joint force. Due to the relationship     with the reaction force of the inferior facet. This
                     of the inferior facet to the intervertebral disc, it   increases the anterior shear at the pars interarticularis.
                                                                            Fa ˆ articular shear force, Fc ˆ Compressive force,
                     was assumed that the shear component of the            Fc-H ˆ horizontal component of compressive force,
                     intervertebral force added to the facet joint force    Fc-N ˆ normal component of compressive force.




* 2002 Published by Elsevier Science Ltd.
c                                                                                   Physical Therapy In Sport      (2002) 3, 79±87   83
Physical Therapy in Sport




                                                              Fdn        kN


                                       Pabd = 0                          5

                                       Pabd = Popt

                                                                         4



                                                                         3



                                                                         2



                                                                         1




                                     -80o   -60o     -40o   -20o    0o       20o   40o   60o   80o 100o 120o 140o 180o

                 Fig. 4 The relieving effect of the intra-abdominal pressure (load in hands 400 N) to the normal force (force that
                 compresses the vertebrae) in the motion segment L5±S1. Positions of the body out of the range ˆ À 20 to ˆ ‡ 100
                 were not recorded in vivo. (Reproduced with kind permission from Dietrich M, Kurowski P. The importance of
                 mechanical factors in the aetiology of spondylolysis. Spine 1985; 10(6) 532±542).


                 tissues are lengthened, more anterior shear can                     prior to the age of six, but then increases to 5%
                 occur during ¯exion before the passive restraints                   at that age. This incidence is equal to that in the
                 are activated. This increases the demand on the                     general population (Smith & Hu 1999). The
                 muscles to balance the force (Farfan et al. 1976).                  increase may be attributed to two causes:
                 The combination of increased shear and                              Firstly, it is around this age that formal
                 increased posterior muscle force puts additional                    schooling begins. Children are likely to be
                 stress on the pars. When these muscles become                       sitting for longer periods of time than they have
                 fatigued there is even less restraint to the                        before. While this is not likely to cause enough
                 damaging anterior shear forces (Farfan et al.                       pain or disability to send the child to the
                 1976; Johnson 1993; Motley et al. 1998).                            doctor, it may be starting the spondylolithic
                    The ¯exion mechanism seems to explain why                        reaction that will become a problem later in life.
                 factors such as prolonged sitting, bending, and                     The second cause is the introduction of
                 activities that demand repetitive ¯exion                            organized sport and practices. Society is
                 exacerbate symptoms of spondylolysis                                demanding much more out of young athletes
                 (Junghanns 1990). Two common mechanisms                             when their skeletons are not physically mature.
                 by which worker's compensation injuries occur                       What may have previously been a benign
                 is prolonged sitting and incorrect lifting                          deformity of the pars develops into a painful
                 techniques. Sitting with poor posture places the                    condition that limits activity and can lead to
                 lumbar spine in a functionally ¯exed position,                      long-term problems.
                 and the anterior shear force will be constant. If
                 the muscles do not balance this, the facets and
                                                                                     Clinical examination
                 pars are subjected to continued high stress.
                 While lifting, anterior shear is affected by how                    Patients with spondylyolsis/-listhesis present
                 much weight is being carried, the distance of                       complaining of pain that began as incidental
                 the weight from the body, and the amount of                         and worsened with activity. Young athletes
                 trunk ¯exion (Johnson 1993).                                        often endure the pain for a long time before they
                    Another interesting observation is that the                      are seen by a physician (Stinson 1993). The pain
                 incidence of spondylolysis is virtually zero                        is exacerbated by extension, rotation, and



84   Physical Therapy in Sport   (2002) 3, 79±87                                                        * 2002 Published by Elsevier Science Ltd.
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Mechanical aetiology, recognition, and treatment of spondylolisthesis




                     extending from a ¯exed position (Stinson 1993;          of the injury can be determined by radiographic
                     Comstock et al. 1994; Motley et al. 1998). Weak         ®ndings. An old injury is detectable on
                     abdominal muscles increase lordosis, which              radiographs, but no active healing is evident
                     increases the anterior shear on the vertebrae           with a bone scan. In this case, the defect has
                     (Motley et al. 1998). Hamstring tightness is a          probably ®lled with ®brocartilage and scar
                     frequent occurrence, and is thought to be an            tissue, and bony healing is no longer possible
                     attempt to tilt the pelvis anteriorly to move the       (Johnson 1993; Renshaw 1995). If the patient is
                     center of mass forward on the vertebral bodies          symptomatic, pain control modalities such as
                     (Stinson 1993; Comstock et al. 1994; Motley et al.      NSAIDs, thermal agents, and electrotherapy
                     1998). If spondylolisthesis has occurred,               should be used until symptoms resolve.
                     palpation of the lumbar spine will reveal a             Conservative rehabilitation can include
                     `step-off' of one spinous process to the next. The      abdominal strengthening, postural and
                     step-off is a result of the vertebrae superior to the   movement mechanics training, hamstring and
                     damaged one slipping forward (Motley et al.             psoas stretching, pelvic stabilization training
                     1998). A `pelvic waddle' gait is described as a         (Comstock et al. 1994). A soft lumbosacral brace
                     shortened stride length, with increased pelvic          is often used in conjunction with rehabilitation
                     rotation and decreased knee extension. This is          (Morita et al. 1995; Smith & Hu 1999). High-risk
                     believed to be a result of the hamstring tightness      activities should be limited, and follow-up
                     (Comstock et al. 1994).                                 evaluation is necessary to monitor progression
                        Spondylolisthesis will appear on lateral and         (Johnson 1993; Comstock et al. 1994).
                     oblique radiographs. The severity is most often            If plain radiographs do not show a fracture
                     measured by the Talliard method that divides            line, and a bone scan reveals increased uptake,
                     the slip distance by the total sacral thickness and     bony healing is possible with proper
                     this is interpreted as percent slip. Spondylolysis      immobilization (Comstock et al. 1994; Renshaw
                     in its early stages may not be visible on plain         1995). Bony healing is possible if symptoms
                     radiographs. A bone scan will reveal increased          have been present for less than two months
                     uptake in the pars indicating a stress reaction         (Renshaw 1995). Morita et al. (1995) determined
                     (Letts et al. 1986; Stinson 1993; Comstock et al.       that conservative treatment was successful and
                     1994; Renshaw 1995; Omey 2000).                         bony healing occurred in 73% of those with
                        Radiography can be used to determine                 early stage spondylolysis (hairline fracture),
                     whether a pars defect occurring in a young child        while this number declines to 0% for those with
                     will progress to spondylolisthesis. The extent of       terminal stage spondylolisthesis (separation
                     the listhesis has been correlated to the amount of      with sclerotic changes). This supports the
                     damage to the cartilage end plate of the                necessity of early detection to obtain optimal
                     vertebrae (Ikata et al. 1996). Radiographs              results. Lumbar movement is limited by a rigid
                     demonstrating a listhesis also revealed                 brace similar to that used in scoliosis treatment.
                     signi®cant damage to the end plate of S1 or L5.         The brace should be worn 23 hours a day for
                     Increased damage to the endplate increases              12 weeks, with follow up X-rays every 4 weeks
                     instability, and therefore increases the likelihood     (Letts et al. 1986; Comstock et al. 1994; Renshaw
                     of listhesis. It was once thought that the shape of     1995). If, at the end of 12 weeks, symptoms
                     L5 and S1 were factors in how much a segment            have resolved, bracing is continued for another
                     slipped, but it is now believed that the shape of       6 months (Comstock et al. 1994). If symptoms
                     L5±S1 is a result of endplate damage. The               have not resolved with bracing and decreased
                     amount of endplate damage present can be used           activity, surgical intervention should be
                     as a predictive factor of how much the slip will        considered. This treatment is most successful in
                     progress (Ikata et al. 1996).                           young children whose growth plates are still
                                                                             open. Displacements that progress to 50% or
                                                                             more are treated surgically. Bilateral fusion of
                     Treatment
                                                                             the transverse processes of the involved
                     Treatment is based on the age of the patient, the       segments is a common procedure (Comstock
                     age of the fracture, the progression of the             et al. 1994; Renshaw 1995). Any case of
                     listhesis, and the patient's activity level. The age    adolescent spondylolysis should be treated



* 2002 Published by Elsevier Science Ltd.
c                                                                                  Physical Therapy In Sport   (2002) 3, 79±87   85
Physical Therapy in Sport




                 conservatively to prevent progression and              1975). It is now known that defects in the pars
                 problems in later life.                                interarticularis are not present at birth in the
                    Some researchers are suggesting that                majority of the cases, and instead are often the
                 traditional treatment of rest and lumbar ¯exion        result of fatigue fractures. The high incidence of
                 exercises may not be appropriate for                   spondylolysis may be due to increased
                 spondylolysis (Panjanbi 1992; Renshaw 1995;            compression of the posterior elements due to
                 Richardson & Jull 1995) Patients with lumbar           extension, or increased shear caused by ¯exion
                 dysfunction often lack voluntary control of the        on the immature spine. The incidence of
                 deep stabilization muscles and therefore use           spondylolysis in young people may be on an
                 substitution patterns to stabilize the spine           increase as a result of more children being
                 (Panjabi 1992; Richardson & Jull 1995). Exercises      involved in highly competitive training at an
                 such as the pelvic tilt and abdominal crunch           early age.
                 require strong contractions of the large torque           Testing has indicated that the pars
                 producing muscles which may enforce                    interarticularis is subjected to very high forces
                 substitution patterns. The abdominal hollowing         and indeed is the mechanically weak link of the
                 technique has been described by Richardson             vertebra. There are several mechanisms
                 and Jull (1995) as targeting the transverse            available to decrease the forces imposed on the
                 abdominus and internal oblique. To perform             facet joints, such as increasing intra-abdominal
                 this activity, subjects are instructed to lift their   pressure, strengthening the erector spinae, and
                 ribcage, and attempt to draw the navel closer to       tightening the posterior ligamentous structures.
                 the spine. Biofeedback would be an effective tool      However, when repetitive movements that stress
                 to assist patients in performing this task without     the pars are performed, normal protective
                 substitution patterns (Allison et al. 1998).           mechanisms sometimes fail, subjecting the bone
                 Contraction of these muscles increases intra-          to fatigue failure. Repeated stress after pars
                 abdominal pressure which has been shown to             failure can cause adjoining vertebrae to slide
                 decrease the stress on the pars interarticularis       apart, resulting in spondylolisthesis. If the initial
                 (Dietrich & Kurowski 1985; Junghanns 1990;             defect is detected early, bony healing can occur,
                 Simons 1994).                                          with conservative treatment preventing further
                    Recent research indicates that targeting the        separation. Most often, the defect is ®lled with
                 deep stabilizing muscles of the abdomen and            ®brocartilage and therefore will always be
                 lower back may be more bene®cial than                  weaker than the rest of the bone. Much debate
                 traditional rehabilitation exercises in the            still exists on which type of motion is more likely
                 treatment of spondylolysis (O'Sullivan                 to cause the problem, but it seems that
                 et al. 1997). A group of patients with                 unbalanced shear forces are a likely culprit.
                 spondylolysis who performed speci®c exercises             Given the substantial effect of the deep
                 to train the deep abdominal muscles reported           abdominal muscles on spinal mechanics, it is
                 decreased pain, increased function, and less           important to include speci®c exercises to train
                 medication use as compared to a group of               these muscles. Traditional exercise routines may
                 similar patients who performed traditional             enforce substitution patterns and, while the
                 exercises (O'Sullivan et al. 1997). Once               patient recovers temporarily, future recurrences
                 contraction of the deep abdominal muscles was          are likely due to continued improper
                 mastered, functional positions and activities          mechanics. Early detection of spondylolysis in
                 were performed while maintaining the                   children is crucial to insure bony healing and
                 contraction of the deep abdominals. This               minimize the chance of future instability. Any
                 allowed patients to learn how to safely perform        child or adolescent being evaluated for low
                 activities that had been painful.                      back pain should be carefully screened for
                                                                        spondylytic defects.
                 Conclusion
                                                                        References
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86   Physical Therapy in Sport   (2002) 3, 79±87                                           * 2002 Published by Elsevier Science Ltd.
                                                                                           c
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* 2002 Published by Elsevier Science Ltd.
c                                                                                              Physical Therapy In Sport         (2002) 3, 79±87   87

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Earl etiologia mecânica, recognição e tto de espondilolistes

  • 1. Review Article Mechanical aetiology, recognition, and treatment of spondylolisthesis Jennifer E. Earl Objectives: To provide the reader with information about the aetiology of spondylolysis and spondylolisthesis, and describe a new treatment approach that has been successful in treating these conditions. Data sources: A MEDLINE search was performed using the keywords `spondylolysis', `spondylolisthesis', and `low back pain' for the years 1980±2000. Data synthesis: Spondylolysis is a very common cause of low back pain, and is characterized by the presence of a fatigue fracture of the pars interarticularis region of the vertebra. The mechanical design of the lumbar spine allows it to withstand the high forces that are placed on it. When these stresses are above the threshold that can be tolerated by the bone, a fatigue fracture results. Poor healing leads to instability of the pars interarticularis and eventually spondylolisthesis. Although this condition often develops in early adolescence, it is frequently undetected until adulthood. A thorough assessment of adolescents with low back pain may allow these fatigue fractures to heal properly, and prevent problems later in life. Recent emphasis on training the deep abdominal muscles has shown to be a more effective rehabilitation technique than traditional measures. Conclusions: Early detection and treatment is the key to successful rehabilitation of spondylolysis. Decreasing the offending activity while increasing the neuromuscular control of the deep abdominal muscles provides the best atmosphere for bony healing, and decreases the chance of future complications. * 2002 Published by Elsevier Science Ltd. c Introduction result in spondylolisthesis, which is de®ned as Jennifer E. Earl MEd, Low back pain is one of the most common a subluxation or `slippage' of two adjacent ATC, Doctoral musculoskeletal complaints, and can be vertebrae (Wiltse et al. 1975; Stinson 1993; Candidate, Athletic Training Research attributed to many different causes. Children Whiting & Zernicke 1998). Laboratory, and adolescents often endure low back pain for Epidemiological studies have shown that the Department of several years before being evaluated by a incidence of spondylolysis is related to age, Kinesiology, Pennsylvania State clinician (King 1999). The differential diagnosis heredity, gender, race, and activity level (Wiltse University, should include, but not be limited to, tumour, et al. 1975; Johnson 1993; Comstock et al. 1994; University Park, Philadelphia, USA. herniated disc, spondylolysis, Hickey et al. 1997). Spondylolysis most spondylolisthesis, infection, and in¯ammation frequently manifests during adolescence (8±20 Correspondence to: Jennifer E. Earl, 266 (Renshaw 1995). Spondylolysis and years) (Johnson 1993; Comstock et al. 1994), Recreation Hall, spondylolisthesis are two conditions that particularly during the teenage growth spurt Pennsylvania State directly involve changes in the vertebra. (Comstock et al. 1994). Of patients less than 19 University, University Park, PA Spondylolysis is de®ned as a defect in the pars years old, 32% of those whose chief complaint 16802, USA. Tel: ‡1 interarticularis ( pars), the region of the lamina was back pain had at least one pars defect 814 865 7936; Fax: between the superior and inferior articular (Morita et al. 1995). The risk declines through ‡1 814 865 1275; E-mail: jee128@psu. facets (Wiltse et al. 1975; Stinson 1993; Whiting middle age, then increases slightly from 60±80 edu & Zernicke 1998). Progression of the defect can years (Johnson 1993). There appears to be a * 2002 Published by Elsevier Science Ltd. c Physical Therapy In Sport (2002) 3, 79±87 79 1466-853X/02/$ - see front matter doi : 10.1054/ptsp.2001.0084, available online at http://www.idealibrary.com on
  • 2. Physical Therapy in Sport genetic predisposition in that 33±50% of in deformation and incongruence of the relatives may also have spondylolysis (Johnson vertebrae (Junghanns 1990). Although the 1993; Stinson 1993). The genetic contribution is defect may appear radiographically before age higher in boys than in girls, but the overall 8, symptoms may not develop until later in life incidence is highest in girls, possibly because (Johnson 1993; Smith & Hu 1999). girls participate in more at risk activities such as gymnastics, ®gure skating, and dance (Comstock et al. 1994; Omey et al. 2000). In the Isthmic USA spondylolysis occurs in 2% of the African American population and 6% of the white Isthmic spondylolysis is the most common type, population, while up to 60% of native Alaskans and occurs at the L5±S1 level in adolescents may develop this condition (Wiltse et al. 1975). and young adults (Wiltse et al. 1976; Whiting & As will become clear in the following sections, Zernicke 1998), It results from fatigue failure of activities that require repetitive hyperextension the pars due to repetitive stress. While some or hyper¯exion of the lumbar spine increases cases may indeed be dysplastic, current thought the risk for spondylolysis/listhesis (Comstock is that very few defects are noted before the age et al. 1994). Sports such as gymnastics, football, of 5±61 (Smith & Hu 1999). Perhaps the 2 diving, wrestling, weight-lifting, cricket, and incidence increases during this time because rowing have exceptionally high incidences long periods of sitting are introduced as (Johnson 1993; Hickey et al. 1997; Whiting & schooling begins. Spondylolisthesis results Zernicke 1998; Leary & White 2000). when the pars elongates or separates and Spondylolysis is classi®ed into ®ve categories allows the superior vertebra to slide forward on based on the suspected aetiology: dysplastic, the inferior one (Wiltse et al. 1976). isthmic, degenerative, traumatic and pathologic (Wiltse et al. 1976). Although these conditions have been studied for many years, there is Degenerative much debate on possible aetiologies. The This type of spondylolisthesis occurs more purpose of this review is to de®ne each type of frequently in adults over 40, and more spondylolysis, describe the aetiology of the two frequently in women than men (Wiltse 1976). most common types, and present a brief over Sometimes called pseudospondylolisthesis, it view of clinical ®ndings and treatments. usually occurs at the L4±L5 level (Whiting & Zernicke 1998). The slippage is a result of degeneration of the disc and/or inter-segmental Classi®cation of spondylolysis instability, rather than a defect in the pars Dysplastic interarticularis. Hypomobility of the L5±S1 joint causes the L4±L5 joint to become hypermobile Dysplastic spondylolysis was ®rst described by and degenerative changes are likely to occur at Wiltse (1975) and results from abnormal tissue this site as well as anterior sliding (Wiltse et al. development of the neural arch. The neural arch 1976; Whiting & Zernicke 1998). develops from each side of the vertebral body and joins together via sutures in the region of the pars interarticularis (Junghanns 1990). Traumatic and pathologic Failure or delay of suture closure during development results in abnormal formation of These types of spondylolysis are much less the neural arch. Examples of this would be common, and therefore will receive little spina bi®da and an abnormal isthmus angle. A attention in this review. Traumatic fracture to defective pars is less able to withstand the the pars usually occurs in conjunction with forces that are applied to it. In a `normal' other fractures, and heals well with vertebra, the hyaline cartilage growth plates immobilization. Other pathologies, such as a remain active until about 20 years of age, so tumour, can weaken the tissue of the vertebra intense activity during childhood that places and make it susceptible to damage (Wiltse et al. high stresses on the immature spine can result 1975). 80 Physical Therapy in Sport (2002) 3, 79±87 * 2002 Published by Elsevier Science Ltd. c
  • 3. Mechanical aetiology, recognition, and treatment of spondylolisthesis Aetiology of isthmic produced by the muscles. The pars interarti- spondylolysis cularis is the thickest part of the lamina because it is subjected to the high force being transferred Children and adolescents most commonly suffer between superior and inferior facets. The from isthmic spondylolysis, therefore the posterior position of the ligaments is suited to aetiology of this type will be the focus of this withstand the high tensile forces that are applied review. There are two theories about which to the posterior elements. The viscoelastic movements cause increased stress at the pars. properties of the ligaments indicate that their The ®rst and most common is that direct loading ability to withstand forces is dependent on the of the facets during hyperextension causes high loading conditions (Simons 1994). A posterior stress concentrations at the pars. The second is shift in the bodies' centre of mass causes the that unbalanced shear forces at the pars during posterior elements to become compressed and ¯exion causes high stress concentrations. their structure is poorly suited for this (Schulitz To understand these mechanisms, it is & Niethard 1980; Haher et al. 1993). As the spine necessary to examine the structure and normal moves into extension, the force between the mechanics of the lumbar vertebrae. The body of facets increases, thus directly increasing the the vertebra is designed like a cardboard box strain on the pars interarticularis (Schulitz & with walls made out of cortical bone. The Niethard 1980; Simons 1994). Introducing mechanical properties of the vertebra are highly rotation to a spine that is already extended dependent of the trabecular structure within the vertebra (Whiting & Zernicke 1998). Vertically COMPRESSION oriented trabeculae are supported by horizontal ones to prevent them from buckling and further strengthen the structure (Fig. 1). This design is well adapted to withstand the high compressive forces on the anterior spine during standing (Junghanns 1990; Pope 1991; Simons 1994). Age + or repetitive stress causes a decrease in the COMPRESSION Tension number of horizontal trabeculae, therefore the rest of the structure is susceptible to collapse (Haher et al. 1993). Marrow and water in the vertebral body act as a hydraulic cushion to absorb some of the compressive force (Haher + et al. 1993; Simons 1994; Whiting & Zernicke 1998). The discs and cartilage end plates assist in Tension this shock absorptive capacity (Junghanns 1990). Intense cyclic loading of the spine decreases the water content of the discs and vertebral bodies, therefore decreasing the hydraulic effect (Haher COMPRESSION Tension et al. 1993). Tension = The posterior elements of the spine are the pedicles, laminae, and associated processes. All Segment of Relative of the muscles attached to the posterior spine Weakness exert a downward force on the posterior elements. This means the pedicle is subject to a bending moment where the inferior surface is Fig. 1 Bony trabeculae within the vertebra are oriented compressed and the superior surface is under according to the type of load that occurs at that region. In the vertebral body, they are vertical and suited for tension. The pedicles are thick-walled cylinders compressive forces. In the posterior elements, they are of cortical bone that are suited to withstand aligned according to the line of tensile stress. these bending forces (Simons 1994). The cortical (Reproduced with kind permission from Pope MH et al. Structure and function of the lumbar spine. In: layer in the lamina is very thin. The trabeculae Occupational Low Back Pain: Assessment, Treatment, and are oriented in a way to resist the tensile stress Prevention. St Louis, MO: C V Mosby). * 2002 Published by Elsevier Science Ltd. c Physical Therapy In Sport (2002) 3, 79±87 81
  • 4. Physical Therapy in Sport further increases the stress experienced at the vertebrae is increased during ¯exion. The pars (Schulitz & Niethard 1980). This is believed anterior shear causes increased pressure on the to be the mechanism by which gymnasts, facet joints, which in turn increases the stress on American football linemen, divers, and the pars (Farfan et al. 1976; Johnson 1993). wrestlers develop or exacerbate spondylolysis. Testing has shown that when these forces are The second theory is that repetitive ¯exion applied the pars is the ®rst structure to movements produce unbalanced shear forces experience stress concentrations (Farfan et al. that results in stress at the pars. During quiet 1976). This mechanism has been postulated to stance, the vertebral bodies, the spinal lead to micro fracture of the pars that progresses ligaments, and the psoas muscle support the with repetitive ¯exion. Sports such as weight of the trunk. Compressive force is gymnastics, rowing, weight-lifting, diving, sustained by the bony structure of the vertebral cricket and wrestling require repetitive or bodies (Junghanns 1990; Simons 1994). Because constant ¯exion movements that exposes the of the incline of S1, an anterior shear force acts pars to high stress (Johnson 1993; Hickey et al. upon the L5±S1 joint (Farfan et al. 1976). As the 1997; Motley et al. 1998 ; Whiting & Zernicke trunk ¯exes, higher shear forces are developed 1998; Leary & White 2000). Spondylolysis in (Schulitz & Niethard 1980). In addition to rowers has been especially attributed to psoas compression, gravity causes a ¯exion moment at hypertrophy (Hickey et al. 1997). The psoas L5±S1. The forces acting upon a lumbar vertebra originates from the anterior lumbar vertebrae in a forward ¯exed position are illustrated in and acts to ¯ex the hip. Contraction of the psoas Fig. 2. The shear stress that acts on the pars can increases the anterior shear force on the lumbar be mostly attributed to the forces between the vertebrae (Kreighbaum & Barthels 1996). superior and inferior facets (Farfan et al. 1976). Fatigue fractures result when a sub-maximal The erector spinae muscles must exert an load is repeatedly applied to a region of bone. A extension moment to equal the bending moment fatigue fracture at the pars interarticularis caused by the weight of the trunk. Because most occurs because increased stress at that region of the erector spinae muscles have a downward causes bone resorption to occur faster than line of action, compression between the bone formation (Martin et al. 1998). Fatigue F Fc M Fm F’ Fc Fig. 2 Forces acting upon a lumbar vertebra when the trunk is in a ¯exed position. F,FH ˆ forces on articular facets, causes shearing across pars region. M ˆ ¯exion moment caused by gravity acting upon the trunk, Fc ˆ compressive disc force, FM ˆ force produced by posterior ligaments and muscles. 82 Physical Therapy in Sport (2002) 3, 79±87 * 2002 Published by Elsevier Science Ltd. c
  • 5. Mechanical aetiology, recognition, and treatment of spondylolisthesis fractures in this region do not heal like they do (Fig. 3). Therefore, anything that increased the in other locations. Less periosteal callus is seen, compressive force also increased the facet joint and the defect often is ®lled with ®brocartilage force (Dietrich & Kurowski 1985). The total without bony healing (Junghanns 1990; Johnson reaction force was greatest for all lumbar 1993). Poor blood supply to the neural arch and vertebrae in ¯exion, as compared to neutral and excessive motion at the healing site could be the extension, and the L5±S1 segment had the cause of the non-union fractures (Junghanns highest force of all. The highest loads were 1990). If the same loads continue to be applied, found in the pars when the trunk was ¯exed to the defect can become unstable and 808. Tests to failure resulted in fracture of the spondylolisthesis occurs (Farfan et al. 1976). pars in all vertebrae that were tested. An Fatigue tests have been performed on cadaver interesting ®nding was that, when intra- vertebrae to determine where and when a abdominal pressure was increased, the reaction fatigue fracture might occur (Cyron & Hutton force at all levels was decreased by as much as 1978). A model was designed to simulate an 20% (Fig. 4). This supports the theory that average person walking with a 50-kg back-pack contraction of the abdominal muscles lessens with 408 of trunk ¯exion. Out of 74 vertebrae the compressive load on the vertebra by acting tested, 53 fractured across the pars, the as a hydraulic lift (Dietrich & Kurowski 1985; remainder fractured in the pedicles or did not Junghanns 1990; Simons 1994). fracture. This indicates that the posterior In addition to intra-abdominal pressure, elements are the most susceptible to fatigue passive structures have been hypothesized as fracture under sub-maximal cyclic loading. In playing a role in reducing anterior shear. the 14±30 year age group, all vertebrae According to one group of researchers, once 608 fractured within ten hours of cyclic loading. of ¯exion is reached, the posterior ligaments and The 40±60 year group had a very wide range of fascia become taut and resist the bending failure times, from 2 minutes to 100 hours when moment. Beyond 608, the posterior ligament the cyclic loading was stopped. This indicated system becomes tighter, producing more that the neural arch was stronger during this posterior resistance, thereby decreasing the stage of life than during the adolescent period. anterior shear forces imposed on the facets The oldest age group (60±80) fractured within 8 (Farfan et al. 1976). If the posterior connective hours, suggesting that osteoporosis or other disease had weakened the bone (Cyron & Hutton 1978). The results of this study are supported by Schulitz & Niethard (1980), who also demonstrated that during axial loading of the spine even small movements greatly increase the strain at the pars. One group of researchers examined the loads Fa and stresses placed on the lumbar spine during different conditions with the use of a model. An epoxy resin vertebral model was created from information gained through radiographs of a human spine and cadaver dissection. The Fc-N model was created with relatively accurate Fc-H geometric and physical properties. Forces exerted by the erector spinae and abdominal Fc muscles were altered, as well as the amount of trunk ¯exion. Reaction forces of interest were Fig. 3 The position of the intervertebral disc relative to the inferior facet causes the horizontal component of the compressive force between vertebral bodies, the intervertebral disc compressive force to be additive and the facet joint force. Due to the relationship with the reaction force of the inferior facet. This of the inferior facet to the intervertebral disc, it increases the anterior shear at the pars interarticularis. Fa ˆ articular shear force, Fc ˆ Compressive force, was assumed that the shear component of the Fc-H ˆ horizontal component of compressive force, intervertebral force added to the facet joint force Fc-N ˆ normal component of compressive force. * 2002 Published by Elsevier Science Ltd. c Physical Therapy In Sport (2002) 3, 79±87 83
  • 6. Physical Therapy in Sport Fdn kN Pabd = 0 5 Pabd = Popt 4 3 2 1 -80o -60o -40o -20o 0o 20o 40o 60o 80o 100o 120o 140o 180o Fig. 4 The relieving effect of the intra-abdominal pressure (load in hands 400 N) to the normal force (force that compresses the vertebrae) in the motion segment L5±S1. Positions of the body out of the range ˆ À 20 to ˆ ‡ 100 were not recorded in vivo. (Reproduced with kind permission from Dietrich M, Kurowski P. The importance of mechanical factors in the aetiology of spondylolysis. Spine 1985; 10(6) 532±542). tissues are lengthened, more anterior shear can prior to the age of six, but then increases to 5% occur during ¯exion before the passive restraints at that age. This incidence is equal to that in the are activated. This increases the demand on the general population (Smith & Hu 1999). The muscles to balance the force (Farfan et al. 1976). increase may be attributed to two causes: The combination of increased shear and Firstly, it is around this age that formal increased posterior muscle force puts additional schooling begins. Children are likely to be stress on the pars. When these muscles become sitting for longer periods of time than they have fatigued there is even less restraint to the before. While this is not likely to cause enough damaging anterior shear forces (Farfan et al. pain or disability to send the child to the 1976; Johnson 1993; Motley et al. 1998). doctor, it may be starting the spondylolithic The ¯exion mechanism seems to explain why reaction that will become a problem later in life. factors such as prolonged sitting, bending, and The second cause is the introduction of activities that demand repetitive ¯exion organized sport and practices. Society is exacerbate symptoms of spondylolysis demanding much more out of young athletes (Junghanns 1990). Two common mechanisms when their skeletons are not physically mature. by which worker's compensation injuries occur What may have previously been a benign is prolonged sitting and incorrect lifting deformity of the pars develops into a painful techniques. Sitting with poor posture places the condition that limits activity and can lead to lumbar spine in a functionally ¯exed position, long-term problems. and the anterior shear force will be constant. If the muscles do not balance this, the facets and Clinical examination pars are subjected to continued high stress. While lifting, anterior shear is affected by how Patients with spondylyolsis/-listhesis present much weight is being carried, the distance of complaining of pain that began as incidental the weight from the body, and the amount of and worsened with activity. Young athletes trunk ¯exion (Johnson 1993). often endure the pain for a long time before they Another interesting observation is that the are seen by a physician (Stinson 1993). The pain incidence of spondylolysis is virtually zero is exacerbated by extension, rotation, and 84 Physical Therapy in Sport (2002) 3, 79±87 * 2002 Published by Elsevier Science Ltd. c
  • 7. Mechanical aetiology, recognition, and treatment of spondylolisthesis extending from a ¯exed position (Stinson 1993; of the injury can be determined by radiographic Comstock et al. 1994; Motley et al. 1998). Weak ®ndings. An old injury is detectable on abdominal muscles increase lordosis, which radiographs, but no active healing is evident increases the anterior shear on the vertebrae with a bone scan. In this case, the defect has (Motley et al. 1998). Hamstring tightness is a probably ®lled with ®brocartilage and scar frequent occurrence, and is thought to be an tissue, and bony healing is no longer possible attempt to tilt the pelvis anteriorly to move the (Johnson 1993; Renshaw 1995). If the patient is center of mass forward on the vertebral bodies symptomatic, pain control modalities such as (Stinson 1993; Comstock et al. 1994; Motley et al. NSAIDs, thermal agents, and electrotherapy 1998). If spondylolisthesis has occurred, should be used until symptoms resolve. palpation of the lumbar spine will reveal a Conservative rehabilitation can include `step-off' of one spinous process to the next. The abdominal strengthening, postural and step-off is a result of the vertebrae superior to the movement mechanics training, hamstring and damaged one slipping forward (Motley et al. psoas stretching, pelvic stabilization training 1998). A `pelvic waddle' gait is described as a (Comstock et al. 1994). A soft lumbosacral brace shortened stride length, with increased pelvic is often used in conjunction with rehabilitation rotation and decreased knee extension. This is (Morita et al. 1995; Smith & Hu 1999). High-risk believed to be a result of the hamstring tightness activities should be limited, and follow-up (Comstock et al. 1994). evaluation is necessary to monitor progression Spondylolisthesis will appear on lateral and (Johnson 1993; Comstock et al. 1994). oblique radiographs. The severity is most often If plain radiographs do not show a fracture measured by the Talliard method that divides line, and a bone scan reveals increased uptake, the slip distance by the total sacral thickness and bony healing is possible with proper this is interpreted as percent slip. Spondylolysis immobilization (Comstock et al. 1994; Renshaw in its early stages may not be visible on plain 1995). Bony healing is possible if symptoms radiographs. A bone scan will reveal increased have been present for less than two months uptake in the pars indicating a stress reaction (Renshaw 1995). Morita et al. (1995) determined (Letts et al. 1986; Stinson 1993; Comstock et al. that conservative treatment was successful and 1994; Renshaw 1995; Omey 2000). bony healing occurred in 73% of those with Radiography can be used to determine early stage spondylolysis (hairline fracture), whether a pars defect occurring in a young child while this number declines to 0% for those with will progress to spondylolisthesis. The extent of terminal stage spondylolisthesis (separation the listhesis has been correlated to the amount of with sclerotic changes). This supports the damage to the cartilage end plate of the necessity of early detection to obtain optimal vertebrae (Ikata et al. 1996). Radiographs results. Lumbar movement is limited by a rigid demonstrating a listhesis also revealed brace similar to that used in scoliosis treatment. signi®cant damage to the end plate of S1 or L5. The brace should be worn 23 hours a day for Increased damage to the endplate increases 12 weeks, with follow up X-rays every 4 weeks instability, and therefore increases the likelihood (Letts et al. 1986; Comstock et al. 1994; Renshaw of listhesis. It was once thought that the shape of 1995). If, at the end of 12 weeks, symptoms L5 and S1 were factors in how much a segment have resolved, bracing is continued for another slipped, but it is now believed that the shape of 6 months (Comstock et al. 1994). If symptoms L5±S1 is a result of endplate damage. The have not resolved with bracing and decreased amount of endplate damage present can be used activity, surgical intervention should be as a predictive factor of how much the slip will considered. This treatment is most successful in progress (Ikata et al. 1996). young children whose growth plates are still open. Displacements that progress to 50% or more are treated surgically. Bilateral fusion of Treatment the transverse processes of the involved Treatment is based on the age of the patient, the segments is a common procedure (Comstock age of the fracture, the progression of the et al. 1994; Renshaw 1995). Any case of listhesis, and the patient's activity level. The age adolescent spondylolysis should be treated * 2002 Published by Elsevier Science Ltd. c Physical Therapy In Sport (2002) 3, 79±87 85
  • 8. Physical Therapy in Sport conservatively to prevent progression and 1975). It is now known that defects in the pars problems in later life. interarticularis are not present at birth in the Some researchers are suggesting that majority of the cases, and instead are often the traditional treatment of rest and lumbar ¯exion result of fatigue fractures. The high incidence of exercises may not be appropriate for spondylolysis may be due to increased spondylolysis (Panjanbi 1992; Renshaw 1995; compression of the posterior elements due to Richardson & Jull 1995) Patients with lumbar extension, or increased shear caused by ¯exion dysfunction often lack voluntary control of the on the immature spine. The incidence of deep stabilization muscles and therefore use spondylolysis in young people may be on an substitution patterns to stabilize the spine increase as a result of more children being (Panjabi 1992; Richardson & Jull 1995). Exercises involved in highly competitive training at an such as the pelvic tilt and abdominal crunch early age. require strong contractions of the large torque Testing has indicated that the pars producing muscles which may enforce interarticularis is subjected to very high forces substitution patterns. The abdominal hollowing and indeed is the mechanically weak link of the technique has been described by Richardson vertebra. There are several mechanisms and Jull (1995) as targeting the transverse available to decrease the forces imposed on the abdominus and internal oblique. To perform facet joints, such as increasing intra-abdominal this activity, subjects are instructed to lift their pressure, strengthening the erector spinae, and ribcage, and attempt to draw the navel closer to tightening the posterior ligamentous structures. the spine. Biofeedback would be an effective tool However, when repetitive movements that stress to assist patients in performing this task without the pars are performed, normal protective substitution patterns (Allison et al. 1998). mechanisms sometimes fail, subjecting the bone Contraction of these muscles increases intra- to fatigue failure. Repeated stress after pars abdominal pressure which has been shown to failure can cause adjoining vertebrae to slide decrease the stress on the pars interarticularis apart, resulting in spondylolisthesis. If the initial (Dietrich & Kurowski 1985; Junghanns 1990; defect is detected early, bony healing can occur, Simons 1994). with conservative treatment preventing further Recent research indicates that targeting the separation. Most often, the defect is ®lled with deep stabilizing muscles of the abdomen and ®brocartilage and therefore will always be lower back may be more bene®cial than weaker than the rest of the bone. Much debate traditional rehabilitation exercises in the still exists on which type of motion is more likely treatment of spondylolysis (O'Sullivan to cause the problem, but it seems that et al. 1997). A group of patients with unbalanced shear forces are a likely culprit. spondylolysis who performed speci®c exercises Given the substantial effect of the deep to train the deep abdominal muscles reported abdominal muscles on spinal mechanics, it is decreased pain, increased function, and less important to include speci®c exercises to train medication use as compared to a group of these muscles. Traditional exercise routines may similar patients who performed traditional enforce substitution patterns and, while the exercises (O'Sullivan et al. 1997). Once patient recovers temporarily, future recurrences contraction of the deep abdominal muscles was are likely due to continued improper mastered, functional positions and activities mechanics. Early detection of spondylolysis in were performed while maintaining the children is crucial to insure bony healing and contraction of the deep abdominals. This minimize the chance of future instability. Any allowed patients to learn how to safely perform child or adolescent being evaluated for low activities that had been painful. back pain should be carefully screened for spondylytic defects. Conclusion References Spondylolysis was once considered to be a Allison G T, Godfrey P, Robinson G 1998 EMG amplitude congenital condition that was present at birth assessment during abdominal bracing and hollowing. and progressed through adulthood (Wiltse et al. Journal of Electromyography and Kinesiology 8: 51±57 86 Physical Therapy in Sport (2002) 3, 79±87 * 2002 Published by Elsevier Science Ltd. c
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