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Chapter 15


      The Resurgence of Empire in East Asia




                                                                                                      1
   Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
The Sui Dynasty (589-618 CE)

   Regional kingdoms succeed collapse of Han
    dynasty
   Yang Jian consolidates control of all of China,
    initiates Sui Dynasty
   Massive building projects
       Military labor
       Conscripted labor



                                                                                                    2
            Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
The Grand Canal
   Intended to promote trade between north and south China
       Most Chinese rivers flow west-east
   Linked network of earlier canals
       2000k (1240 miles)
       Roads on either bank
   Succeeded only by railroad traffic in 20th century




                                                                                                     3
             Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
The Tang Dynasty (618-907 CE)

   Wide discontent over conscripted labor in Sui
    dynasty
   Military failures in Korea prompt rebellion
   Emperor assassinated in 618
       Tang Dynasty initiated




                                                                                                     4
             Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Tang Taizong
   Second emperor of Tang dynasty (r. 627-649 CE)
   Murdered two brothers, thrust father aside to take
    throne
   Strong ruler
       Built capital at Chang’an
       Law and order
       Taxes, prices low
       More effective implementation of earlier Sui
        policies

                                                                                                    5
            Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Major achievements of Tang Dynasty
   Transportation and communications
       Extensive postal, courier services
   Equal-field System
       20% of land hereditary ownership
       80% redistributed according to formula
           Family size, land fertility
       Worked well until 8th century
           Corruption, loss of land to Buddhist monasteries




                                                                                                       6
               Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Bureaucracy of Merit
   Imperial civil service examinations
       Confucian educational curriculum
   Some bribery, nepotism
   But most advance through merit
       Built loyalty to the dynasty
       System remains strong until early 20th century




                                                                                                     7
             Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Tang Military Expansion and Foreign
Relations
   Manchuria, Korea, Vietnam, Tibet
   One of the largest expansions of China in its
    history
   Established tributary relationships
       Gifts
   China as “Middle Kingdom”
       The kowtow ritual




                                                                                                        8
                Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
The Sui and Tang dynasties, 589-907 C.E.




                                                                                              9
      Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Tang Decline
   Governmental neglect: Emperor obsessed with music,
    favorite concubine
   775 rebellion under An Lushan, former military
    commander
   Captures Chang’an, but rebellion crushed by 763
   Nomadic Uighur mercenaries invited to suppress
    rebellion, sacked Chang’an and Luoyang
   Tang decline continues, rebellions in 9th century, last
    emperor abdicates 907




                                                                                                   10
           Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Song Dynasty (960-1279 CE)
   Emphasis on administration, industry, education, the arts
   Military not emphasized
   Direction of first emperor, Song Taizu (r. 960-976 CE)
       Former military leader
       Made emperor by troops
       Instituted policy of imperial favor for civil servants,
        expanded meritocracy




                                                                                                     11
             Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
The Song dynasty, 960-1279 C.E.




                                                                                              12
      Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Song Weaknesses
   Size of bureaucracy heavy drain on economy
       Two peasant rebellions in 12th c.
       Internal inertia prevents reform of bureaucracy
   Civil service leadership of military
       Lacked military training
       Unable to contain nomadic attacks
       Jurchen conquer, force Song dynasty to Hangzhou, southern
        China (Southern Song)




                                                                                                     13
             Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Agricultural Economies of the Tang
and Song Dynasties
   Developed Vietnamese fast-ripening rice, 2 crops
    per year
   Technology: iron plows, use of draft animals
   Soil fertilization, improved irrigation
       Water wheels, canals
   Terrace farming




                                                                                                    14
            Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Population Growth

120
                                                                      Result of increased
                                                                       agricultural production
100
                                                                      Effective food distribution
80
                                                                       system
60                                                                          Transportation networks
                                         Millions                            built under Tang and Song
40
                                                                             dynasties
20

 0
      600     1000
      CE


                                                                                                    15
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Urbanization

   Chang’an world’s most populous city: 2 million
    residents
       Southern Song capital Hangzhou: over 1 million
       Several cities over 100,000




                                                                                                    16
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Patriarchal Social Structures

   Increased emphasis on ancestor worship
       Elaborate grave rituals
       Extended family gatherings in honor of deceased
        ancestors
   Footbinding gains popularity
       Increased control by male family members




                                                                                                     17
             Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Footbinding




                                                                                             18
     Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Technology and Industry
   Porcelain (“Chinaware”)
   Increase of iron production due to use of coke, not coal,
    in furnaces
       Agricultural tools, weaponry
   Gunpowder invented
   Earlier printing techniques refined
       Moveable type by mid-11th century
       Yet complex Chinese ideographs make wood block
        technique easier
   Naval technology



                                                                                                     19
             Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Emergence of a Market Economy
   “Flying cash:” letters of credit developed to deal with
    copper coin shortages
       Promissory notes, checks also used
   Development of independently produced paper money
       Not as stable, riots when not honored
   Government claims monopoly on money production in
    11th century




                                                                                                     20
             Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
China and the Hemispheric Economy

   Increasingly cosmopolitan nature of Chinese
    cities
   Chinese silk opens up trade routes, but increases
    local demands for imported luxury goods




                                                                                                  21
          Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Cultural Change in Tang and Song
China
   Declining confidence in Confucianism after
    collapse of Han dynasty
   Increasing popularity of Buddhism
   Christianity, Manichaeism, Zoroastrianism, Islam
    also appear
   Clientele primarily foreign merchant class




                                                                                                  22
          Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Dunhuang
   Mahayana Buddhism especially popular in western China
    (Gansu province), 600-1000 CE
   Buddhist temples, libraries
   Economic success as converts donate land holdings
   Increase popularity through donations of agricultural
    produce to the poor




                                                                                                   23
           Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Conflicts with Chinese Culture
   Buddhism:                                                           Confucianism:
       Text-based (Buddhist                                                  Text-based (Confucian
        teachings)                                                             teachings)
                                                                              Daoism not text-based
   Emphasis on Metaphysics                                             Emphasis on ethics,
   Ascetic ideal                                                        politics
       Celibacy                                                        Family-centered
       isolation                                                             Procreation
                                                                              Filial piety



                                                                                                      24
              Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Chan (Zen) Buddhism
   Buddhists adapt ideology to Chinese climate
       Dharma translated as dao
       Nirvana translated as wuwei
   Accommodated family lifestyle
       “one son in monastery for ten generations of salvation”
   Limited empahsis on textual study, meditation instead




                                                                                                     25
             Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Persecution of Buddhists
   Daoist/Confucian persecution supported in late
    Tang dynasty
   840s begins systematic closure of Buddhist
    temples, expulsions
       Zoroastrians, Christians, Manicheans as well
   Economic motive: seizure of large monastic
    landholdings




                                                                                                     26
             Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Neo-Confucianism

   Song dynasty refrains from persecuting
    Buddhists, but favors Confucians
   Neo-Confucians influenced by Buddhist thought
   Zhu Xi (1130-1200 CE) important synthesizer
   Popular to 20th century




                                                                                                  27
          Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
China and Korea

   Silla Dynasty: Tang armies withdraw, Korea
    recognizes Tang as emperor
   Technically a vassal statue, but highly
    independent
   Chinese influence on Korean culture pervasive




                                                                                                  28
          Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
China and Vietnam

   Vietnamese adaptation to Chinese culture,
    technology
   But ongoing resentment at political domination
   Assert independence when Tang dynasty falls in
    10th century




                                                                                                  29
          Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
China and Early Japan
   Chinese armies never invade Japan
   Yet Chinese culture pervasive
   Imitation of Tang administration
       Establishment of new capital at Nara, hence “Nara Japan”
        (710-794 CE)
   Adoption of Confucian, Buddhist teachings
   Yet retention of Shinto religion




                                                                                                     30
             Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Heian Japan (794-1185 CE)
   Japanese emperor moves court to Heian (Kyoto)
   Yet emperor figurehead, real power in hands of
    Fujiwara clan
       Pattern in Japanese history: weak emperor, power
        behind the throne
       Helps explain longevity of the institution




                                                                                                     31
             Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
Japanese Literature
   Influence of Chinese kanji characters
       Classic curriculum dominated by Chinese
   Development of hiragana, katakana syllabic alphabet
   Court life: The Tale of Genji
       Written by woman with weak command of Chinese,
        becomes classic of early Japanese literature




                                                                                                     32
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Institution of the Shogun

   Civil war between Taira and Minamoto clans in
    12th century
   Minamoto leader named shogun, 1185 CE
   Ruled from Kamakura, allowed imperial throne to
    continue in Kyoto




                                                                                                  33
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Medieval Japan

   Kamakura (1185-1333 CE) and Muromachi
    (1336-1573 CE) periods
   Decentralized power in hands of warlords
   Military authority in hands of samurai
   Professional warriors




                                                                                                  34
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  • 1. Chapter 15 The Resurgence of Empire in East Asia 1 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 2. The Sui Dynasty (589-618 CE)  Regional kingdoms succeed collapse of Han dynasty  Yang Jian consolidates control of all of China, initiates Sui Dynasty  Massive building projects  Military labor  Conscripted labor 2 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 3. The Grand Canal  Intended to promote trade between north and south China  Most Chinese rivers flow west-east  Linked network of earlier canals  2000k (1240 miles)  Roads on either bank  Succeeded only by railroad traffic in 20th century 3 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 4. The Tang Dynasty (618-907 CE)  Wide discontent over conscripted labor in Sui dynasty  Military failures in Korea prompt rebellion  Emperor assassinated in 618  Tang Dynasty initiated 4 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 5. Tang Taizong  Second emperor of Tang dynasty (r. 627-649 CE)  Murdered two brothers, thrust father aside to take throne  Strong ruler  Built capital at Chang’an  Law and order  Taxes, prices low  More effective implementation of earlier Sui policies 5 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 6. Major achievements of Tang Dynasty  Transportation and communications  Extensive postal, courier services  Equal-field System  20% of land hereditary ownership  80% redistributed according to formula  Family size, land fertility  Worked well until 8th century  Corruption, loss of land to Buddhist monasteries 6 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 7. Bureaucracy of Merit  Imperial civil service examinations  Confucian educational curriculum  Some bribery, nepotism  But most advance through merit  Built loyalty to the dynasty  System remains strong until early 20th century 7 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 8. Tang Military Expansion and Foreign Relations  Manchuria, Korea, Vietnam, Tibet  One of the largest expansions of China in its history  Established tributary relationships  Gifts  China as “Middle Kingdom”  The kowtow ritual 8 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 9. The Sui and Tang dynasties, 589-907 C.E. 9 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 10. Tang Decline  Governmental neglect: Emperor obsessed with music, favorite concubine  775 rebellion under An Lushan, former military commander  Captures Chang’an, but rebellion crushed by 763  Nomadic Uighur mercenaries invited to suppress rebellion, sacked Chang’an and Luoyang  Tang decline continues, rebellions in 9th century, last emperor abdicates 907 10 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 11. Song Dynasty (960-1279 CE)  Emphasis on administration, industry, education, the arts  Military not emphasized  Direction of first emperor, Song Taizu (r. 960-976 CE)  Former military leader  Made emperor by troops  Instituted policy of imperial favor for civil servants, expanded meritocracy 11 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 12. The Song dynasty, 960-1279 C.E. 12 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 13. Song Weaknesses  Size of bureaucracy heavy drain on economy  Two peasant rebellions in 12th c.  Internal inertia prevents reform of bureaucracy  Civil service leadership of military  Lacked military training  Unable to contain nomadic attacks  Jurchen conquer, force Song dynasty to Hangzhou, southern China (Southern Song) 13 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 14. Agricultural Economies of the Tang and Song Dynasties  Developed Vietnamese fast-ripening rice, 2 crops per year  Technology: iron plows, use of draft animals  Soil fertilization, improved irrigation  Water wheels, canals  Terrace farming 14 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 15. Population Growth 120  Result of increased agricultural production 100  Effective food distribution 80 system 60  Transportation networks Millions built under Tang and Song 40 dynasties 20 0 600 1000 CE 15 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 16. Urbanization  Chang’an world’s most populous city: 2 million residents  Southern Song capital Hangzhou: over 1 million  Several cities over 100,000 16 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 17. Patriarchal Social Structures  Increased emphasis on ancestor worship  Elaborate grave rituals  Extended family gatherings in honor of deceased ancestors  Footbinding gains popularity  Increased control by male family members 17 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 18. Footbinding 18 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 19. Technology and Industry  Porcelain (“Chinaware”)  Increase of iron production due to use of coke, not coal, in furnaces  Agricultural tools, weaponry  Gunpowder invented  Earlier printing techniques refined  Moveable type by mid-11th century  Yet complex Chinese ideographs make wood block technique easier  Naval technology 19 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 20. Emergence of a Market Economy  “Flying cash:” letters of credit developed to deal with copper coin shortages  Promissory notes, checks also used  Development of independently produced paper money  Not as stable, riots when not honored  Government claims monopoly on money production in 11th century 20 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 21. China and the Hemispheric Economy  Increasingly cosmopolitan nature of Chinese cities  Chinese silk opens up trade routes, but increases local demands for imported luxury goods 21 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 22. Cultural Change in Tang and Song China  Declining confidence in Confucianism after collapse of Han dynasty  Increasing popularity of Buddhism  Christianity, Manichaeism, Zoroastrianism, Islam also appear  Clientele primarily foreign merchant class 22 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 23. Dunhuang  Mahayana Buddhism especially popular in western China (Gansu province), 600-1000 CE  Buddhist temples, libraries  Economic success as converts donate land holdings  Increase popularity through donations of agricultural produce to the poor 23 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 24. Conflicts with Chinese Culture  Buddhism:  Confucianism:  Text-based (Buddhist  Text-based (Confucian teachings) teachings)  Daoism not text-based  Emphasis on Metaphysics  Emphasis on ethics,  Ascetic ideal politics  Celibacy  Family-centered  isolation  Procreation  Filial piety 24 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 25. Chan (Zen) Buddhism  Buddhists adapt ideology to Chinese climate  Dharma translated as dao  Nirvana translated as wuwei  Accommodated family lifestyle  “one son in monastery for ten generations of salvation”  Limited empahsis on textual study, meditation instead 25 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 26. Persecution of Buddhists  Daoist/Confucian persecution supported in late Tang dynasty  840s begins systematic closure of Buddhist temples, expulsions  Zoroastrians, Christians, Manicheans as well  Economic motive: seizure of large monastic landholdings 26 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 27. Neo-Confucianism  Song dynasty refrains from persecuting Buddhists, but favors Confucians  Neo-Confucians influenced by Buddhist thought  Zhu Xi (1130-1200 CE) important synthesizer  Popular to 20th century 27 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 28. China and Korea  Silla Dynasty: Tang armies withdraw, Korea recognizes Tang as emperor  Technically a vassal statue, but highly independent  Chinese influence on Korean culture pervasive 28 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 29. China and Vietnam  Vietnamese adaptation to Chinese culture, technology  But ongoing resentment at political domination  Assert independence when Tang dynasty falls in 10th century 29 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 30. China and Early Japan  Chinese armies never invade Japan  Yet Chinese culture pervasive  Imitation of Tang administration  Establishment of new capital at Nara, hence “Nara Japan” (710-794 CE)  Adoption of Confucian, Buddhist teachings  Yet retention of Shinto religion 30 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 31. Heian Japan (794-1185 CE)  Japanese emperor moves court to Heian (Kyoto)  Yet emperor figurehead, real power in hands of Fujiwara clan  Pattern in Japanese history: weak emperor, power behind the throne  Helps explain longevity of the institution 31 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 32. Japanese Literature  Influence of Chinese kanji characters  Classic curriculum dominated by Chinese  Development of hiragana, katakana syllabic alphabet  Court life: The Tale of Genji  Written by woman with weak command of Chinese, becomes classic of early Japanese literature 32 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 33. Institution of the Shogun  Civil war between Taira and Minamoto clans in 12th century  Minamoto leader named shogun, 1185 CE  Ruled from Kamakura, allowed imperial throne to continue in Kyoto 33 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.
  • 34. Medieval Japan  Kamakura (1185-1333 CE) and Muromachi (1336-1573 CE) periods  Decentralized power in hands of warlords  Military authority in hands of samurai  Professional warriors 34 Copyright © 2006 The McGraw-Hill Companies Inc. Permission Required for Reproduction or Display.