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“System redesign in Animal Production:
Dutch experiences and broader relevance”

Dr. Laurens Klerkx
Knowledge, Innovation and Technology Group

ILRI, 12 September 2012, Addis Ababa
What will I talk about?

 A brief introduction of our research cluster
 The case of ‘Rondeel’ as an example of system redesign
 process following a ‘new product development
 approach’:
     ● The context in which the process emerged
     ● The NPD/system redesign process
     ● The implementation in practice of the Rondeel
       system
     ● Key issues and implications emerging from the the
       NPD/system redesign
 Discussion on implications for ILRI’s work
Our group

 Founded in 1968 as Extension Science: study of
 communication to enhance technology adoption
 In the 1980’s a more critical and systemic
 perspective to innovation: AKIS -> name changed
 to Communication and Innovation Studies
 In 2002 two groups developed:
    ● Communication and innovation studies
    ● Communication strategies
 Very recent clustering and reorganization:
    ● Knowledge, innovation and technology group
    ● Communication strategies group
    ● Applied philosphy group
Different lines of investigation of the
cluster

 Innovation systems and innovation networks/platforms
 Intermediaries/brokers in innovation systems
 Action and participatory research
 Research governance analysis
 Self-organization of actors
 Frame analysis
 Individual behaviour change and persuasive
 communication
 Risk communication
Different lines of investigation of the
cluster

 Participatory video and media analysis
 Discursive strategies of actors
 Critical technology analysis (technography) and political
 agronomy (SRI/biotech/pesticides)
 Ethical analysis of technology development and
 agricultural production
 Reflexive process monitoring
Some current projects

 Convergence of Science- Strengthening Innovation
 Systems (COS-SIS)
 The Evolution of SRI as a Socio-Technical Phenomenon
 Intermediary actors in the Kenyan AIS
 Support of Learning and Innovation Networks for
 Sustainable Agriculture (SOLINSA)
 Preparing African Farmers against Parasitic Weeds in a
 Changing Environment (PARASITE)
 Determining the cost-effectiveness of an effective
 intervention to improve adherence among treatment-
 experienced HIV-infected patients in the Netherlands
 Expert-lay interaction about food and technology
System redesign in egg production: the
Rondeel case
Starting point: crisis in Dutch animal
production systems




                     Low animal welfare
                     We import soy and keep the
                      dung
                     Contagious disease and
                      multiple resistant bacteria
                     Meat consumption and obesity
                     Animal production and climate
                      change
                     Low protein conversion ratio
Need to radically reform the ‘regime’
Government policy to stimulate radical
innovation

 Create and stimulate sustainable niches – overcome
 system failures (e.g. strong and weak networks,
 institutional failure)
 Various instruments
    ● R&D
    ● Platforms
    ● Linkage building
    ● Innovation subsidies
    ● Consumer awareness raising
What kind of R&D is needed?

 System innovation requires a holistic perspective
 connecting scientific disciplines
 Research should be transdisciplinary, involve
 stakeholders
 Beyond research, enabling conditions for innovation need
 to be brought into place (co-evolution of hard-, soft-,
 orgware)
 Research should translate desirable futures and
 stakeholder demands into appealing but attainable
 visions
 Following Sumberg and Reece (2004), research should
 take a ‘New Product Development’ focus
Method of ‘interactive reflexive design’
(e.g., Bos et al., 2010)

 Actual production system and socio-technical
  regime are ‘locked-in’
 Visionaries are invited to think in possibilities, not
  current problems and constraints
 Surveys among citizens on ideal production system
 Also views farmers , scientists, and hens (through
  ethological scientists) are integrated
 Briefs of requirements: what needs should the
  system fulfil?
 Quick prototypes: images, scale models
Main steps in RID
Program of demands
Artist impressions
Nice design process outputs, but what
next?




 Government funded design projects – pre-competitive
 phase
 Now companies should take up the ideas and develop
 them in real systems
Some firms took up the challenge:
consortium
Design process outputs gave guidance, but
these firms still had many uncertainties



  On technological development
  On resources needed
  On public policies
  On consumer behaviour
  On supplier behaviour
  On retailers behaviour
Internal and external capacities

 Vencomatic and Kwetters have well qualified staff that
 could help some of these uncertainties (e.g. on
 marketing, technology)
 But also need for external resources and comptences
    ● External consultancy (in CSR, technology, market,
      business model) – look for and verify options
    ● To make contacts in different ‘worlds’ –
      government, retail, NGOs
    ● To get to know other similar experiences and
      creative solutions
    ● To find and obtain capital
External capacities


 Livestock Research: R&D and
 brokering
 Transition and Society: CSR
 consultancy, process
 facilitation and brokering
 TransForum: brokering,
 funding, process facilitation
 and monitoring
Also visualization design helped to ‘sell
 the story’

 Towards local authorities
 Towards the national
 government
 Towards farmer’s organization
 Towards Animal Protection
 Society
 Towards supermarkets
 Towards farmers
Different components of innovation are
interdependent

  To sell egg: need to have
  system built and operational
  For funding: guaranteed retail
  purchases needed
  No construction: no purchases
  from retail
  No promise of purchase of
  retail: no funding
  Vicious cycle: who comes with
  the money?
How to get a guarantee?


 Vencomatic as SME can invest,
 but not bear all risks
 Innovation subsidies are
 insufficient
 Banks do not lend for
 uncertain innovations
 But state support also has its
 limits
 Continuous lobby and
 opportunity searching needed
Guarantee paved the way

 Bank gave loan
 Construction of first Rondeel
Guarantee paved the way
Guarantee paved the way

 Construction first
 Rondeel enabled
 having serous
 negotiations with
 supermarkets for
 shelve space
 Eggs sold under
 private label ‘AH
 Pure and Honest’
 NGO’s enthousiastic
 – free publicity
Key elements

  Building strong but
  adaptive vision through
  interactive design
  Building interfaces –
  spanning boundaries
  and mediating
  Mobilizing powerful and
  influential advocates
  Role of science as
  designer, advisor
  Reflexive process
  monitoring to enhance
  adaptive management
Rondeel project is just beginning – part of
niche
Reflection: is there a relevance for ILRI
work?

 Different system boundaries in smallholder agriculture–
 less discrete systems
 Different resource endowments and enabling (or
 disabling) environments
 Many more people involved/targeted in innovation
 processes ILRI works in
 But parts of RID have been applied on dairy chains in
 Ethiopia (system analysis)
So what lessons can be learned, e.g. for ILRI’s R4D/
innovation platform work?
Thank you for
your attention!

Further reading on this topic, see:
Bos, A.P., Groot Koerkamp, P.W.G., Gosselink, J.M.J., Bokma, S., 2009. Reflexive
interactive design and its application in a project on sustainable dairy husbandry
systems. Outlook on Agriculture 38, 137-145.

Klerkx, L., Aarts, N., Leeuwis, C., 2010. Adaptive management in agricultural innovation
systems: The interactions between innovation networks and their environment.
Agricultural Systems 103, 390-400.

Klerkx, L., Van Bommel, S., Bos, B., Holster, H., Zwartkruis, J.V., Aarts, N., 2012. Design
process outputs as boundary objects in agricultural innovation projects: Functions and
limitations. Agricultural Systems 113, 39-49.

Sumberg, J., Reece, D., 2004. Agricultural research through a new product development
lens. Experimental Agriculture 40, 295-314

See also my homepage for links to related articles:
http://www.com.wur.nl/UK/Staff/Klerkx

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System redesign in animal production: Dutch experiences and broader relevance

  • 1. “System redesign in Animal Production: Dutch experiences and broader relevance” Dr. Laurens Klerkx Knowledge, Innovation and Technology Group ILRI, 12 September 2012, Addis Ababa
  • 2. What will I talk about?  A brief introduction of our research cluster  The case of ‘Rondeel’ as an example of system redesign process following a ‘new product development approach’: ● The context in which the process emerged ● The NPD/system redesign process ● The implementation in practice of the Rondeel system ● Key issues and implications emerging from the the NPD/system redesign  Discussion on implications for ILRI’s work
  • 3. Our group  Founded in 1968 as Extension Science: study of communication to enhance technology adoption  In the 1980’s a more critical and systemic perspective to innovation: AKIS -> name changed to Communication and Innovation Studies  In 2002 two groups developed: ● Communication and innovation studies ● Communication strategies  Very recent clustering and reorganization: ● Knowledge, innovation and technology group ● Communication strategies group ● Applied philosphy group
  • 4. Different lines of investigation of the cluster  Innovation systems and innovation networks/platforms  Intermediaries/brokers in innovation systems  Action and participatory research  Research governance analysis  Self-organization of actors  Frame analysis  Individual behaviour change and persuasive communication  Risk communication
  • 5. Different lines of investigation of the cluster  Participatory video and media analysis  Discursive strategies of actors  Critical technology analysis (technography) and political agronomy (SRI/biotech/pesticides)  Ethical analysis of technology development and agricultural production  Reflexive process monitoring
  • 6. Some current projects  Convergence of Science- Strengthening Innovation Systems (COS-SIS)  The Evolution of SRI as a Socio-Technical Phenomenon  Intermediary actors in the Kenyan AIS  Support of Learning and Innovation Networks for Sustainable Agriculture (SOLINSA)  Preparing African Farmers against Parasitic Weeds in a Changing Environment (PARASITE)  Determining the cost-effectiveness of an effective intervention to improve adherence among treatment- experienced HIV-infected patients in the Netherlands  Expert-lay interaction about food and technology
  • 7. System redesign in egg production: the Rondeel case
  • 8. Starting point: crisis in Dutch animal production systems  Low animal welfare  We import soy and keep the dung  Contagious disease and multiple resistant bacteria  Meat consumption and obesity  Animal production and climate change  Low protein conversion ratio
  • 9. Need to radically reform the ‘regime’
  • 10. Government policy to stimulate radical innovation  Create and stimulate sustainable niches – overcome system failures (e.g. strong and weak networks, institutional failure)  Various instruments ● R&D ● Platforms ● Linkage building ● Innovation subsidies ● Consumer awareness raising
  • 11. What kind of R&D is needed?  System innovation requires a holistic perspective connecting scientific disciplines  Research should be transdisciplinary, involve stakeholders  Beyond research, enabling conditions for innovation need to be brought into place (co-evolution of hard-, soft-, orgware)  Research should translate desirable futures and stakeholder demands into appealing but attainable visions  Following Sumberg and Reece (2004), research should take a ‘New Product Development’ focus
  • 12. Method of ‘interactive reflexive design’ (e.g., Bos et al., 2010)  Actual production system and socio-technical regime are ‘locked-in’  Visionaries are invited to think in possibilities, not current problems and constraints  Surveys among citizens on ideal production system  Also views farmers , scientists, and hens (through ethological scientists) are integrated  Briefs of requirements: what needs should the system fulfil?  Quick prototypes: images, scale models
  • 16. Nice design process outputs, but what next?  Government funded design projects – pre-competitive phase  Now companies should take up the ideas and develop them in real systems
  • 17. Some firms took up the challenge: consortium
  • 18. Design process outputs gave guidance, but these firms still had many uncertainties  On technological development  On resources needed  On public policies  On consumer behaviour  On supplier behaviour  On retailers behaviour
  • 19. Internal and external capacities  Vencomatic and Kwetters have well qualified staff that could help some of these uncertainties (e.g. on marketing, technology)  But also need for external resources and comptences ● External consultancy (in CSR, technology, market, business model) – look for and verify options ● To make contacts in different ‘worlds’ – government, retail, NGOs ● To get to know other similar experiences and creative solutions ● To find and obtain capital
  • 20. External capacities  Livestock Research: R&D and brokering  Transition and Society: CSR consultancy, process facilitation and brokering  TransForum: brokering, funding, process facilitation and monitoring
  • 21. Also visualization design helped to ‘sell the story’  Towards local authorities  Towards the national government  Towards farmer’s organization  Towards Animal Protection Society  Towards supermarkets  Towards farmers
  • 22. Different components of innovation are interdependent  To sell egg: need to have system built and operational  For funding: guaranteed retail purchases needed  No construction: no purchases from retail  No promise of purchase of retail: no funding  Vicious cycle: who comes with the money?
  • 23. How to get a guarantee?  Vencomatic as SME can invest, but not bear all risks  Innovation subsidies are insufficient  Banks do not lend for uncertain innovations  But state support also has its limits  Continuous lobby and opportunity searching needed
  • 24. Guarantee paved the way  Bank gave loan  Construction of first Rondeel
  • 26. Guarantee paved the way  Construction first Rondeel enabled having serous negotiations with supermarkets for shelve space  Eggs sold under private label ‘AH Pure and Honest’  NGO’s enthousiastic – free publicity
  • 27. Key elements  Building strong but adaptive vision through interactive design  Building interfaces – spanning boundaries and mediating  Mobilizing powerful and influential advocates  Role of science as designer, advisor  Reflexive process monitoring to enhance adaptive management
  • 28. Rondeel project is just beginning – part of niche
  • 29. Reflection: is there a relevance for ILRI work?  Different system boundaries in smallholder agriculture– less discrete systems  Different resource endowments and enabling (or disabling) environments  Many more people involved/targeted in innovation processes ILRI works in  But parts of RID have been applied on dairy chains in Ethiopia (system analysis) So what lessons can be learned, e.g. for ILRI’s R4D/ innovation platform work?
  • 30. Thank you for your attention! Further reading on this topic, see: Bos, A.P., Groot Koerkamp, P.W.G., Gosselink, J.M.J., Bokma, S., 2009. Reflexive interactive design and its application in a project on sustainable dairy husbandry systems. Outlook on Agriculture 38, 137-145. Klerkx, L., Aarts, N., Leeuwis, C., 2010. Adaptive management in agricultural innovation systems: The interactions between innovation networks and their environment. Agricultural Systems 103, 390-400. Klerkx, L., Van Bommel, S., Bos, B., Holster, H., Zwartkruis, J.V., Aarts, N., 2012. Design process outputs as boundary objects in agricultural innovation projects: Functions and limitations. Agricultural Systems 113, 39-49. Sumberg, J., Reece, D., 2004. Agricultural research through a new product development lens. Experimental Agriculture 40, 295-314 See also my homepage for links to related articles: http://www.com.wur.nl/UK/Staff/Klerkx