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“JUST” BUSINESS
AND OFTEN
PERSONAL:
THE INCIDENTS THAT SOCIAL
ENTREPRENEURS IDENTIFY AS
CRITICAL TO LEADING THEIR
ENTERPRISESDissertation Defense
Presentation
Antioch Jerrid P. Kalakay
 Mitch Kusy, Ph.D., Chair
 Harriet Schwartz, Ph.D., Methodologist
 Elizabeth Holloway, Ph.D., Committee
Member
 Mary Conway Dato-on, Ph.D.,
Committee Member
 G. Thomas Lumpkin, Ph.D., External
Reader
Committee Introductions
Outline
 My Background
 Introduce the Topic
 Working Definitions
 Literature Review
 Dissertation Question
 Purpose of Research
 Methodology
 Participants
 Findings
 Implications for
Leadership and Change
Researcher’s Background
 Higher Education Professional/Faculty
Member
 Service-Learning
 Leadership Education and Development
 Social Entrepreneurship Education
 Co-Founded Leadership and Organizational
Development Practice
My Disorientating Dilemma
 Service-Learning Trip
 Volunteerism and Community Service
Realization
 Immediate Needs vs. Sustainable Change
 Fundamental misunderstanding of a “Successful
life”
 Search for a sustainable solution
Social Entrepreneurship
 Practice has existed for hundreds of years.
 Scholarship has come into being over the past
30 years.
 “Doing well, while doing good” (Embley, 1993).
Working Definitions
 Social Entrepreneurship
 Process of pursuing innovative solutions to social problems
 Mission to create and sustain social value
 Draws upon business and nonprofit worlds (Dees, 1998)
 Social Entrepreneur
 Plays the role of a change agent
 Adopts a mission to create and sustain social value
 Recognizes and relentlessly pursues new opportunities
(Dees, 1998)
Working Definitions Continued
 Social Value Creation
 Little to do with profits
 Fulfillment of basic and long-standing needs (Certo
and Miller, 2008)
 Strategic Leadership
 Management of an overall enterprise
 Substantive decision-making responsibilities
(Finkelstein and Hambrick, 1996).
Literature Review
 Social Entrepreneurs
 Values
 Tensions (Diochon & Anderson, 2010)
 Salient Identity: Activist or Entrepreneur (Simms &
Robinson, 2009)
 Strategic Leadership
 Evolution of Concept (Barnard, 1938)
 Application on Social Enterprises
Literature Review Continued
 Social Value Creation
 Measurement
 Roberts Enterprise Development Fund’s Social Return
on Investment (SROI)
 Role as a Goal (Acs, Boardman, & McNeely,
2013; Audretsch & Keilbach, 2004)
What Incidents Do Social Entrepreneurs
Identify As Critical To Leading Their
Enterprises?
Dissertation Question
Purpose of Research
 Field to continue to mature beyond its infancy
 Utilize established constructs and theories
from other disciplines.
 Better understand the probable uniqueness in
the processes, decisions, and operational
factors involved in social entrepreneurship
(Certo & Miller, 2008).
Importance of Research
 Little known about the experiences social
entrepreneurs have in leading their enterprises
 Gain insights into the experiences of leading
social enterprises
 Inform the education and development of
current and potential social entrepreneurs
Methodology
 Qualitative Constructivist Approach
 Knowledge is socially constructed through the
vantage point of the social entrepreneur (Chell &
Pittaway, 1998).
 Critical Incident Technique (CIT)
 Critical importance to the interviewee
 History in organizational science (Chell & Pittaway,
1998)
 Recent applications in entrepreneurship (Cope &
Watts, 2000; Kaulio, 2003)
Critical Incident Technique
 John Flanagan (1954) – U.S. Air force on Pilot
Performance
 Established the general guidelines and structures for
the research method.
 Most cited article by I/O psychologists over the past
40 years (Anderson & Wilson, 1997)
 Focus on critical events and data collection is
through interviews
 Data analysis is conducted by determining frame
of reference, form emerging categories, narrative
form of categories with operational definitions and
self descriptive titles (Butterfield et al., 2005)
CIT Reporting Framework
Antecedents
(Social Entrepreneur
Reported)
Incident
(Social Entrepreneur
Reported)
Outcome
(Social Entrepreneur
Reported)
FIGURE 3. CONCEPTUAL REPORTING FRAMEWORK OF STUDY
Social Entrepreneurs
(Participants)
 Social Entrepreneurs
 19 United States Ashoka Fellows
 English-speaking founders of the social
enterprises
 With 1 or more years of experience
 Purposeful Sampling & Snowball Sampling
 Confidentiality (demographic information only)
Incidents and Interviews
 Incidents
 Sought to reach saturation
 Same type of information
 116 incidents
 Interviews
 Were semi-structured
 Phone or Skype
 Recorded for transcription and analysis
 Professional transcription service
 Cross-referenced transcripts to recordings
Analyzing, Interpreting, and Reporting the
Data
 Dedoose Qualitative Research Data Analysis
software
 Emergent Thematic coding approach and a
constant comparative method of analysis
(Holloway & Schwartz, 2014)
 Coding Partner
Findings
 Critical Areas
 Social Entrepreneurial
Mindset
 Experiencing
Beneficial
Relationships
 Experiencing Difficult
Relationships
 Recalibration of
Enterprise
 Leadership Transition
 Founding of
Enterprise
 Experience of Losing
Funding
 Experience of
Obtaining Funding
 Recognition
Social Entrepreneurial Mindset
 Described incidents with a novel positivity
 Atypical area
 Unacknowledged or unseen domain
Experiencing Beneficial
Relationships
 Positive impacts on the social entrepreneurs
and their enterprises.
 Expansion of operations
 Financial support
 Becoming partners
Experiencing Difficult
Relationships
 Negative impacts on the social entrepreneurs
and their enterprises.
 Embarrassment at major events
 Workplace unease
 Theft of intellectual property
Recalibration of Enterprise
 A realignment, restructure, or a refocusing of
the core mission and operations of the
enterprise.
 Refocused energies and resources
 Decreased the number of people served to focus
on quality of service
 Greater satisfaction and confidence in services
provided
Leadership Transition
 Realizations leading to transition
 Experience of leadership transition
 Outcomes
 Within six months there will be a new CEO
 National spokesperson for enterprise
Implications for Leadership and
Change
 Relational Leadership
 Coordination of others through a process of social
influence (Uhl-Bien, 2006).
 Social Change Leadership
 Multi-frame perspectives
 Power dynamics
 Building the capacities to produce social change
 (Ospina and Foldy, 2005; Crosby and Bryson, 2005; Slesky
and Smith, 1994).
 Leadership for the Common Good (Crosby and
Bryson, 2005)
“When I look back on it all, like that’s where I
can say, ‘okay, it’s definitely not a failure. It’s
not what I thought it would be in many ways,
and it had some weird twists and turns along
the way, but I can definitely say that we have
made a difference and we have built an
economically viable organization”
(Art, personal communications, November 13,
2014).
Quote
THANK YOU
Questions? *References in
Dissertation
Antioch University
My greatest hope is that this
work provides even just one
person the motivation to get
started or continue their journey
in creating positive social
change.

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Dissertation Defense Hearing Presentation

  • 1. “JUST” BUSINESS AND OFTEN PERSONAL: THE INCIDENTS THAT SOCIAL ENTREPRENEURS IDENTIFY AS CRITICAL TO LEADING THEIR ENTERPRISESDissertation Defense Presentation Antioch Jerrid P. Kalakay
  • 2.  Mitch Kusy, Ph.D., Chair  Harriet Schwartz, Ph.D., Methodologist  Elizabeth Holloway, Ph.D., Committee Member  Mary Conway Dato-on, Ph.D., Committee Member  G. Thomas Lumpkin, Ph.D., External Reader Committee Introductions
  • 3. Outline  My Background  Introduce the Topic  Working Definitions  Literature Review  Dissertation Question  Purpose of Research  Methodology  Participants  Findings  Implications for Leadership and Change
  • 4. Researcher’s Background  Higher Education Professional/Faculty Member  Service-Learning  Leadership Education and Development  Social Entrepreneurship Education  Co-Founded Leadership and Organizational Development Practice
  • 5. My Disorientating Dilemma  Service-Learning Trip  Volunteerism and Community Service Realization  Immediate Needs vs. Sustainable Change  Fundamental misunderstanding of a “Successful life”  Search for a sustainable solution
  • 6. Social Entrepreneurship  Practice has existed for hundreds of years.  Scholarship has come into being over the past 30 years.  “Doing well, while doing good” (Embley, 1993).
  • 7. Working Definitions  Social Entrepreneurship  Process of pursuing innovative solutions to social problems  Mission to create and sustain social value  Draws upon business and nonprofit worlds (Dees, 1998)  Social Entrepreneur  Plays the role of a change agent  Adopts a mission to create and sustain social value  Recognizes and relentlessly pursues new opportunities (Dees, 1998)
  • 8. Working Definitions Continued  Social Value Creation  Little to do with profits  Fulfillment of basic and long-standing needs (Certo and Miller, 2008)  Strategic Leadership  Management of an overall enterprise  Substantive decision-making responsibilities (Finkelstein and Hambrick, 1996).
  • 9. Literature Review  Social Entrepreneurs  Values  Tensions (Diochon & Anderson, 2010)  Salient Identity: Activist or Entrepreneur (Simms & Robinson, 2009)  Strategic Leadership  Evolution of Concept (Barnard, 1938)  Application on Social Enterprises
  • 10. Literature Review Continued  Social Value Creation  Measurement  Roberts Enterprise Development Fund’s Social Return on Investment (SROI)  Role as a Goal (Acs, Boardman, & McNeely, 2013; Audretsch & Keilbach, 2004)
  • 11. What Incidents Do Social Entrepreneurs Identify As Critical To Leading Their Enterprises? Dissertation Question
  • 12. Purpose of Research  Field to continue to mature beyond its infancy  Utilize established constructs and theories from other disciplines.  Better understand the probable uniqueness in the processes, decisions, and operational factors involved in social entrepreneurship (Certo & Miller, 2008).
  • 13. Importance of Research  Little known about the experiences social entrepreneurs have in leading their enterprises  Gain insights into the experiences of leading social enterprises  Inform the education and development of current and potential social entrepreneurs
  • 14. Methodology  Qualitative Constructivist Approach  Knowledge is socially constructed through the vantage point of the social entrepreneur (Chell & Pittaway, 1998).  Critical Incident Technique (CIT)  Critical importance to the interviewee  History in organizational science (Chell & Pittaway, 1998)  Recent applications in entrepreneurship (Cope & Watts, 2000; Kaulio, 2003)
  • 15. Critical Incident Technique  John Flanagan (1954) – U.S. Air force on Pilot Performance  Established the general guidelines and structures for the research method.  Most cited article by I/O psychologists over the past 40 years (Anderson & Wilson, 1997)  Focus on critical events and data collection is through interviews  Data analysis is conducted by determining frame of reference, form emerging categories, narrative form of categories with operational definitions and self descriptive titles (Butterfield et al., 2005)
  • 16. CIT Reporting Framework Antecedents (Social Entrepreneur Reported) Incident (Social Entrepreneur Reported) Outcome (Social Entrepreneur Reported) FIGURE 3. CONCEPTUAL REPORTING FRAMEWORK OF STUDY
  • 17. Social Entrepreneurs (Participants)  Social Entrepreneurs  19 United States Ashoka Fellows  English-speaking founders of the social enterprises  With 1 or more years of experience  Purposeful Sampling & Snowball Sampling  Confidentiality (demographic information only)
  • 18. Incidents and Interviews  Incidents  Sought to reach saturation  Same type of information  116 incidents  Interviews  Were semi-structured  Phone or Skype  Recorded for transcription and analysis  Professional transcription service  Cross-referenced transcripts to recordings
  • 19. Analyzing, Interpreting, and Reporting the Data  Dedoose Qualitative Research Data Analysis software  Emergent Thematic coding approach and a constant comparative method of analysis (Holloway & Schwartz, 2014)  Coding Partner
  • 20. Findings  Critical Areas  Social Entrepreneurial Mindset  Experiencing Beneficial Relationships  Experiencing Difficult Relationships  Recalibration of Enterprise  Leadership Transition  Founding of Enterprise  Experience of Losing Funding  Experience of Obtaining Funding  Recognition
  • 21. Social Entrepreneurial Mindset  Described incidents with a novel positivity  Atypical area  Unacknowledged or unseen domain
  • 22.
  • 23. Experiencing Beneficial Relationships  Positive impacts on the social entrepreneurs and their enterprises.  Expansion of operations  Financial support  Becoming partners
  • 24. Experiencing Difficult Relationships  Negative impacts on the social entrepreneurs and their enterprises.  Embarrassment at major events  Workplace unease  Theft of intellectual property
  • 25. Recalibration of Enterprise  A realignment, restructure, or a refocusing of the core mission and operations of the enterprise.  Refocused energies and resources  Decreased the number of people served to focus on quality of service  Greater satisfaction and confidence in services provided
  • 26. Leadership Transition  Realizations leading to transition  Experience of leadership transition  Outcomes  Within six months there will be a new CEO  National spokesperson for enterprise
  • 27. Implications for Leadership and Change  Relational Leadership  Coordination of others through a process of social influence (Uhl-Bien, 2006).  Social Change Leadership  Multi-frame perspectives  Power dynamics  Building the capacities to produce social change  (Ospina and Foldy, 2005; Crosby and Bryson, 2005; Slesky and Smith, 1994).  Leadership for the Common Good (Crosby and Bryson, 2005)
  • 28. “When I look back on it all, like that’s where I can say, ‘okay, it’s definitely not a failure. It’s not what I thought it would be in many ways, and it had some weird twists and turns along the way, but I can definitely say that we have made a difference and we have built an economically viable organization” (Art, personal communications, November 13, 2014). Quote
  • 29. THANK YOU Questions? *References in Dissertation Antioch University My greatest hope is that this work provides even just one person the motivation to get started or continue their journey in creating positive social change.

Notes de l'éditeur

  1. I chose for this study allows for a broad interpretation of the field by outlining the individuals, processes, in addition to the variety of organization type, size, and structure.
  2. Social Well-Being vs. Economic Well-Being Innovation vs. Conformity Independence vs. Interdependence
  3. Much of the research on social entrepreneurship has been phenomenon driven that has been primarily focused on defining and exploring the key terms and constructs developing in the field (Mair & Marti, 2006; Hoogendoorm, Pennings, & Thurik, 2010). The exploration of the critical incidents experienced by social entrepreneurs in the operation of their enterprises; not only in an effort to add to the empirical research in the field by focusing on the experiences of social entrepreneurs, but also to provide insights into leading social enterprises. There is little known about the experiences social entrepreneurs have in leading their enterprises. Gain insights into the experiences of leading social enterprises Gain insights into the probably connections in concepts and constructs of social entrepreneurs, strategic leadership, and social value creation (Mair & Marti, 2006; Hoogendoorm, Pennings, & Thurik, 2010)
  4. Butterfield et al. (2005): “a. Focus on critical events, incidents, or factors that help promote or detract from the effective performance of some activity or the experience of a specific situation or event; b. Discipline origin is from industrial and organizational psychology; c. Data collection is primarily through interviews, either in person (individually or in groups) d. Data analysis is conducted by determining the frame of reference, forming categories that emerge from the data, and determining the specificity or generality of the categories; e. Narrative form is that of categories with operational definitions and self descriptive titles (p. 483).
  5. Transformational Grit: The drive and resolve to work towards a challenging goal without losing personal motivation during times of setback.
  6. “So, when I got the partnership that we have today, the real benefit of it was that they wanted to do it and they wanted to do it immediately...It turned out to be the meeting to end all meetings” (Art, personal communications, November 13, 2014)
  7. “And so, long story short, he ended up – for lack of a better way of putting this basically taking what I had created over almost 10 years, well before he started with us I’d already done it for about seven years, [and] he basically kicked us out and created his own thing that looked just like our stuff” (MLK, personal communications, December 1, 2014)
  8. “I think the most important [point] was when we realized that we were over accentuating going broad instead of going deep. So we were focused on getting a lot of attention, getting a lot of interest and engagement at the expense of defining quality, setting high standards, and working to get people fully demonstrating or modeling what it is that we believe and know needs to occur in order for social change to happen” (Jim, personal communications, March 9, 2015)
  9. “I think this is a huge issue for social entrepreneurs...that what it takes to be a social entrepreneur is not necessarily what it takes to be a good scale-up or growth or management leader. And I think right now I am sort of at the crux of deciding should I continue to lead this organization as the chief operating [officer] and decision maker? Or are my skills best used in trying to figure out new solutions to problems?” (Bo, personal communications, December 9, 2014).
  10. Leadership in context Personal leadership Team leadership Organizational leadership Visionary leadership Political leadership Ethical leadership Policy leadership (Crosby and Bryson, 2005, p. 34-35)