1. KEVIN CARLIN
1562 7​th​
Ave #205, San Diego, California 92101
Cell: 949­690­0040 kevin.carlin@ymail.com
EMPLOYMENT
LPL FINANCIAL​, Senior ​Trader (Mutual Funds, UIT’s and Precious Metals) 2012 ­ Present
● Fielding questions relating to capacity of Mutual Funds, Unit Investment Trusts, and Precious Metals
● Providing exceptional support to financial advisors, retail clients and internal business units
● Accurately executing trade instructions and Mutual Fund/UIT corrections
● Overseeing all UIT trading with the desk while being a direct point of contact for current sponsors
● Principal­approving large trades and reviewing daily blotters to ensure regulatory compliance is upheld
● Conforming to all trading requirements mandated by investment sponsors and FINRA
● Training new hires on various trading platforms and day operations
LPL FINANCIAL​, ​Annuity Operations Specialist ​2009 ­ 2011
● Collaborated with financial advisors and customers service reps regarding annuity contracts
● Provided instructions to advisors regarding funding options and documents required for annuities
● Worked diligently with various departments internally to ensure accurate suitability information
● Facilitated transfers of funds between client’s accounts on a daily basis
● Resolved issues directly with relationship managers of annuity sponsors regarding products
● Tested and implemented new releases for Annuity Order Entry system
INTERNATIONAL FINANCIAL & INSURANCE SERVICES​, Operations Controller 2009
● Managed underwriting of insurance policies and product analysis of competing life insurance companies
● Marketed for life insurance online and making calls to prospective clients
● Performed administrative duties within the insurance industry
​EDUCATION
SAN DIEGO STATE UNIVERSITY, San Diego, California
Bachelor of Management in Business Administration awarded​ ​2009
LICENSES
FINRA Series 7​, ​24​, ​55, 66 Licenses
QUALIFICATIONS
​ ● Proficient in Microsoft Word, Excel, PowerPoint, Beta and BranchNet
● Strong communication, interpersonal, organizational, and analytical skills
● Able to multitask in a busy work environment with competing deadlines
● Equally effective working on self­managed projects or as a team member
● Welcomes new challenges with the ability to easily grasp new ideas, concepts, methods and procedures
● Experience interacting with professional advisors in a service capacity