1. RESUME
KRIPA SHANKER LAL
k.slal@yahoo.co.in | +91-9930454681
Name - Kripa Shanker Lal
Father’s name - Late Shri Champalal
Date of birth - 04th
May,1957
Address - Flat No.C-201, Aklvya CHS, Plot No.69-D, J,K, Sector-21,
Kharghar, Navi Mumbai-41021
SUMMARY
• A first class Law Graduate with degree in Commerce, CS(Inter) holding certificate
( CAIIB-UTI Part-II) and presently working as Vice President - Legal in Legal Department
of UTI AMC Ltd.
• Having more than 29 years working experience in financial sector.
• I Have exposure in different areas and different capacities. Out of that more than 25
years experience of working in UTI Mutual Fund as direct recruit Officer , For 4 years I
have worked in one of the nationalized Bank, also. For last ten years I have been
working in Legal Department of UTI AMC Ltd.
EDUCATIONAL QUALIFICTION
1. LL.B. with First Division from Lucknow University.
2. B.Com. from Lucknow University.
3. High School and Intermediate from U.P. Board Allahabad
4. CAIIB ( UTI Part II)
5. CS(Inter)
CERTIFICATIONS
CAIIB - UTI Part (II)
• Certificate from National Institute of Bank Management (NIBM) at Pune for participation in its
Program on Management of Non- Performing Advances : Effective Strategies for Prevention ,
Restructuring and Recovery , during the period July 29 to August 02, 2013.
WORK EXPERIENCE
UTI Asset Management Company Ltd. – June 2005 till date
Manager-Legal / Vice President - Legal
• Litigation- Handling matters related to (a) recovery of dues against the NPA companies in
various Courts & Tribunals all over India (b) Enforcement of various rights (c) Challenging
corporate actions viz Scheme of Arrangement (d) Dishonor of Cheques (e) Criminal complaints
(f) winding up petitions before High Courts (f) filing of claim before Official Liquidator and
follow up for its adjudication (g) Action under SARFAESI Act through Debenture Trustee / Lead
Institutions.
• Advising the Management on various operational and legal issues pertaining to the Operations
of the Company.

2. • Finalization of Pleadings /claims to be filed in all the matters pending / to be filed before
various Courts/ Forums - City Civil Court, High Court, Supreme Court, Debt Recovery Tribunal,
BIFR/AAIFR, Company Law Board and before Official Liquidator etc.
• Attending hearing before various Courts/Tribunal for affirmation of Affidavits etc. Preparation
and finalization of the case for Opinion for seeking external opinion on the requirement of the
company.
• Attending conference with Senior Counsels/Advocates related to the litigations etc.
• Finalization of Transactional Documents/Agreement, Undertaking, Indemnity Bond, Consent
Terms etc. Verifying Security Documents executed for securing the Facilities such as
hypothecation, Mortgage Deed ,Interacting with various Departments in the Company and
with Advocates, Solicitors. Debenture Trustee, Lead Institutions, Official Liquidators in relation
to matters pending before various Courts / Forums.
• Appointed as Liaison Officer for coordinating issues between the Company and SC/ST/OBC
employees.
Unit Trust of India & UTI Asset Management Company Limited- May 2002 to May 2005
Manager – Operations
• Worked as Group Leader in processing of service requests such as repurchase transaction of
NAV based schemes of UTI/UTI AMC received from branches spread across the country.
• Coordination with Head Office /Registrars & Transfer Agents etc.
• Coordination with various functional department viz Information Technology , Administration
etc for early processing of service requests, dispatch of cheques etc. within stipulated time.
• Motivating Group Members for processing of repurchase request with efficiency and accuracy.
• Worked as Project Manager for migration of Schemes from one R & T agent and handing
over to another R & T Agent.
Unit Trust of India - Jan 1996 to Apr 2002
Branch Head / Manager - Field
• Worked as Branch Head during the period June 2000 to April 2002.
• Supervised all the functional team of Branch independently including Accounts, Salary &
Administration , Marketing etc.
• Supervision , Motivation and Guidance to the Staff Members / Officers of the branch to
achieve the desired result.
• Taken care of all Consumer Forum / Court cases appearing before various District Consumer
Disputes Redressal Forums , State Consumer Disputes Redressal Commissions, Courts etc.
for filing reply etc.
• Liaisoning with R & T Agent for finalization of the reply in court cases and redressal of the
grievance of the investors..
• Investor services. Dealing with investors, redressing their grievances and educating them
about various schemes and plans for investment as per requirement, choice and needs.
• Marketing of Schemes / Plans through appointment, training & motivation of agents and Chief
Representative etc.
• Conducting meetings of Agents and Chief Representatives at district head quarters
periodically.
• Meeting with Institutional Investors and High Net Worth Investors in the jurisdiction of Branch
for motivating them for investment in Schemes / Plans suitable to them.
Unit Trust of India - Mar 1992 to Dec 1995
Assistant Manager- at field offices
• Worked in the branch and performed as a second officer next to Branch head in diversified
areas such as Accounts, Salary & Administration , Investor Services,

3. • Maintaining Scheme Wise Books of Account. Reconciliation of Accounts periodically.
• Handling Consumer Forum cases and
• Marketing of Schemes / Plans through appointment, training & motivation of agents and Chief
Representative etc. Conducting meetings of Agents and Chief Representatives at district head
quarters periodically.
• Liaisoning with R & T Agent, Zonal Office for Reconciliation of Inter Branch Accounts etc.
Unit Trust of India - August - 1989 to February - 1992
Assistant Manager – at Corporate office
• Worked in Investment Section dealing investment of funds in Debt Products like Call Deposit
Receipt, Commercial paper, Bills Rediscounting etc.
• Preparation of Ways & Means Statement,
• Reconciliation of Books of Account ,
• Coordinating with other functional departments viz. Market Operations, Investment Accounts,
and Branches .
• Preparation of MIS Reports of the related areas .
SKILLS
• Supervision & Management
• Liaison & Networking
• Litigation Management
• Communication Skills
• Interpersonal Skills
• Analytical Skills
• Problem Solving
• Organizational Skills
• Team Management
• Analytical Skill