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The Future of Local Transport Delivery: Birmingham road show
       Birmingham Council House, 27 September 2011
Taking Forward Successful
Elements of PFI Contracts
in the Future
Tuesday 27th September 2011




                              Allison Page, Partner
                                 DLA Piper UK LLP
Introduction



 How We Structured the Contract
 Key provisions
     understanding the Condition of the Network
     Surveys and Inspections regime
     Service Provider Programmes
     Preparing for and managing Change
     Handing the Network Back




Insert filename here                               Date of presentation
Surveys and Inspections


 Based on the Codes of Practice:
     what do we use these provisions for?
     understanding the condition of the Network
     confidence that the Service Provider Programmes reflect
      maintenance requirements
     maintaining s58 defence
     enabling the Authority to run the NCI calculation methodology




Insert filename here                                        Date of presentation
Surveys and Inspections


 Safety and Service Inspections and Strategies
 Condition surveys
     Deflectograph
     DVI
 Skid Resistance Surveys and Strategies
 Electrical safety inspections
 Bridges
     PIs, GIs and Special Inspection




Insert filename here                              Date of presentation
Service Provider Programmes


 Consultation and Co-ordination
     Council
     Constituency Committees
     Statutory Undertakers
     Affected members of the public




Insert filename here                   Date of presentation
Change Management


 How do we anticipate and manage change on a live Network?
     Maintainability assessment
     Highways works Authority works
     Accruals
     Change




Insert filename here                              Date of presentation
Change Management


 Maintainability Assessment
     Cradle to Grave approach
     Service Provider notified about relevant planning applications
           consider impact on interface with Network
           health and safety, geometry, design, layout
     New Works Notice
           do the proposed project network parts meet the service provider
            assumptions or output specification
     Service Provider Assumptions?




Insert filename here                                                 Date of presentation
Change Management


 Maintainability Assessment – the Process
     Site Meetings
     Inspections
     Does the work meet the OS standards
     net effect on Unitary Charge
     managing disputes




Insert filename here                         Date of presentation
Change Management Highways Works
Authority (HWA)

   Small/medium/major HWA
   Impact of Maintainability Assessment
   Impact on Service Provider's obligations
   DRP – keep calm and carry on !
   What if the HWA doesn't meet the PFI contract requirements
   Adjustment to the Unitary Charge




Insert filename here                                  Date of presentation
Change Management


   Accruals or de-accruals of Project Network Parts
   What does this mean?
   Why do we need it?
   How does it work?




Insert filename here                                   Date of presentation
Change Management


   When do we use Change and not Accruals?
   Low Value Change
   Medium Value Change
   High Value Change




Insert filename here                          Date of presentation
Handback


 How do we manage the process?
     structures
     carriageway and footways
     street lights
 Retaining money
     what money is retained?
     when do we pay back the retention?




Insert filename here                       Date of presentation

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Allison Page, Taking Forward Successful Elements of PFI Contracts in the Future

  • 1. The Future of Local Transport Delivery: Birmingham road show Birmingham Council House, 27 September 2011
  • 2. Taking Forward Successful Elements of PFI Contracts in the Future Tuesday 27th September 2011 Allison Page, Partner DLA Piper UK LLP
  • 3. Introduction  How We Structured the Contract  Key provisions  understanding the Condition of the Network  Surveys and Inspections regime  Service Provider Programmes  Preparing for and managing Change  Handing the Network Back Insert filename here Date of presentation
  • 4. Surveys and Inspections  Based on the Codes of Practice:  what do we use these provisions for?  understanding the condition of the Network  confidence that the Service Provider Programmes reflect maintenance requirements  maintaining s58 defence  enabling the Authority to run the NCI calculation methodology Insert filename here Date of presentation
  • 5. Surveys and Inspections  Safety and Service Inspections and Strategies  Condition surveys  Deflectograph  DVI  Skid Resistance Surveys and Strategies  Electrical safety inspections  Bridges  PIs, GIs and Special Inspection Insert filename here Date of presentation
  • 6. Service Provider Programmes  Consultation and Co-ordination  Council  Constituency Committees  Statutory Undertakers  Affected members of the public Insert filename here Date of presentation
  • 7. Change Management  How do we anticipate and manage change on a live Network?  Maintainability assessment  Highways works Authority works  Accruals  Change Insert filename here Date of presentation
  • 8. Change Management  Maintainability Assessment  Cradle to Grave approach  Service Provider notified about relevant planning applications  consider impact on interface with Network  health and safety, geometry, design, layout  New Works Notice  do the proposed project network parts meet the service provider assumptions or output specification  Service Provider Assumptions? Insert filename here Date of presentation
  • 9. Change Management  Maintainability Assessment – the Process  Site Meetings  Inspections  Does the work meet the OS standards  net effect on Unitary Charge  managing disputes Insert filename here Date of presentation
  • 10. Change Management Highways Works Authority (HWA)  Small/medium/major HWA  Impact of Maintainability Assessment  Impact on Service Provider's obligations  DRP – keep calm and carry on !  What if the HWA doesn't meet the PFI contract requirements  Adjustment to the Unitary Charge Insert filename here Date of presentation
  • 11. Change Management  Accruals or de-accruals of Project Network Parts  What does this mean?  Why do we need it?  How does it work? Insert filename here Date of presentation
  • 12. Change Management  When do we use Change and not Accruals?  Low Value Change  Medium Value Change  High Value Change Insert filename here Date of presentation
  • 13. Handback  How do we manage the process?  structures  carriageway and footways  street lights  Retaining money  what money is retained?  when do we pay back the retention? Insert filename here Date of presentation

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