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Ethics
Louise A. Stanger Ed.D, LCSW, CDWF, CIP
Clearing Your Path to Compliance
www.addiction-tx.com
Welcome
Objectives
Describe, Define and Discover
Ethics (Principles, Standards &
Values)
Describe and Define Laws
Identify Top Ethical Concerns in
Behavioral Health Care Field
Illustrate Ethical Decision Making
Models and Invite Curiosity
To Challenge Behavioral Health
Care Providers
What are Ethics ?
Beliefs an individual or
group make about what
constitutes proper
behavior
Standard of Conduct
Ethics are Not Laws
Do Not Confuse Morality (custom
and values) With Ethics
1970
1945-46 Nazi Germany, African Americans, 1966 Public Health regulations, 1980’s Watergate-
1996 Revised Codes: professions grew so did codes of ethics
Moral Principles of Ethics
Autonomy - freedom of choice
Non-malfeasance - To Cause No
Harm
Gratitude
Beneficence - To Do Good
Justice - Treat all Fairly
Fidelity - honoring Commitments
Reparation - duty to make up for
wrongs
Ethical Issues
Individual
Group
Organizational
Societal
How many groups or
organizations do you belong to
that have stated ethics?
Membership has its privileges and
its obligations.
How do Ethical Problems
Occur
Human error
Clients misreport
Inexperience
Ignorance
Unpredictable / Unforeseen
situations
Inadequate Agency policies
Ethics in conflict with law
Ethical Problems Occur
Quotas
Need Clients
Ethical Responsibilities
Micro-Individual Level
To Clients
To Colleagues
To Practice Settings
To Professional Affiliations
To Broader Society
Ethical Principles
Respect for one another
Universality
Utility - the duty to provide the
greatest good or least harm to
the greatest number of people
Ordering of priorities
Competence
Integrity
Importance Of
Human Relationships
Dignity of
Individual
Social Justice
Service
VALUES
Ethical Considerations
Fiduciary Relationships with
Provider
Call Centers
Pay per Click
Truth In Advertising
Gifts and Kickbacks
Confidentiality
The Dilemma
To tell the Truth
Herein lies the dilemma:
Between self, IP, Agency and
Outside World
Ethical Issues
Qualitative Research - SnowBall
Sample
Open-Ended Questions - to Wide
Spectrum of Professionals
Collapse Date
Triangulation of Data with other
sources - TV, Newspaper
Clippings, Social Media
Magazine Articles, etc.
Top Concerns
Patient Brokering - Paying for
Referrals
Improper Billing - UA Billings
Incorrect Billing with Insurance
and Private Pay (Waving
Deductibles)
Unlawful Kickbacks
Deployment of Staff - Having 

Non-Credentialed Staff Facilitate
Clinical Events
Top Concerns
Lack of Accreditation and
Standardization of Care
Lack of Standardization and Best
Practice Training
Knowing the Laws
Mission Statement and Code of Ethics
“Cures Promised Instead of
Solutions”
Over Promising and Under Delivering
Services
Top Issues
Dual Relationships
Friendships / Counselor-Client
Sexual Relationships
Professional - Client and
colleague are professionals
Business - Counselor and client
are business partners or have an
employer relationship
Communal (both belong to same
community: AA, ALANON, NA, etc.)
Confidentiality and Duty to
Warn
Hallmark of therapeutic relationships
Record Keeping
Gossiping/Slander
Photos
Intentional infliction of emotional
distress
Tarasoff Rule
With minors and with groups
Competence
How do you achieve and
maintain?
Cultural
Is it ok to practice outside of
cultural competence?
More Issues
Patient deaths
Non-profits set up to run call centers
Ownership - should labs own
treatment centers
Insurance companies dictate
treatment
Public's distrust of the behavioral
healthcare industry
Lack of generalized training and
standards
World Wide Web
Advertising
Misrepresentation of facility and
of its culture in website content
Misrepresenting location,
adding fake locations
Using high end photos that have
nothing to do with center
Misrepresenting amenities and
treatment modalities
Google Analytics and Other
Issues
Buying ad words
Fake positive reviews
Buying competition's keywords
Kickbacks - reciprocation
Stealing websites - called
redirecting
Global Issues
Should every home have
Narcan?
Should cannabis be used for
opiate withdrawal?
How should cannabis be
marketed and regulated?
Advertising and regulating
Drug trafficking - human
trafficking
8 Step Model For Ethical Decision
Making (Cory, Cory, Callahan)
1. Identify the Problem or Issue
Clinical
Legal
System - Policies, etc.
Cultural
Personal
Steps 2 - 4
Identify the potential issues
Look at relevant codes of ethics
for general guidance
Consider applicable laws and
regulations and determine how
they may have bearing on
ethical dilemma
Steps 5 - 7
Seek consultation from more
then one source to gain multiple
perspectives to the dilemma
Brainstorm various courses of
Action
List pros and cons of potential
action
Step 8
What are you going to do?
As an Individual Behavioral
Healthcare Provider
Review your professional Code of Ethics
Engage in continuing education
Join professional groups, sign ethic pledges
Advocate for ethical behaviors - lobby
Walk your talk - share
As a Treatment Owner
Make sure you have a mission and ethics statement that is clear:
on website, business cards, employee handbooks, etc.
Be accredited: JACHO, CARF - HIPPA-compliant, etc.
Practice ethically in a digital electronic world
Require staff to have CEU - hold meetings
Membership in appropriate professional organizations
Let consumers know
As a Global Citizen
Be Visible, Vocal & Visionary!
About Louise Stanger
DrStanger@allaboutintervention.com
619-507-1699
http://www.allaboutinterventions.com
https://www.amazon.com/Falling-Up-Renewal-Louise-Stanger/
dp/0996761403
https://www.youtube.com/watch?v=hDf5262P7I8
https://www.thriveglobal.com/authors/3258-louise-stanger-ed-
d-lcsw-cdwf-cip-roger-porter
https://www.huffingtonpost.com/author/louise-stanger-edd-
lcsw-bri-ii-cip
Stanger Articles on Ethics
Partial Listing
Ethics 101 with Heather Hayes: https://www.huffingtonpost.com/
entry/ethics-101_us_59b70e83e4b0678066213dfd
Be Bold, Vocal and Visionary - Counselor Magazine & June 2017,
DB Recovery Magazine, 2017 Stanger-Porter
Too Big to Fail: Wealthy People - Recovery Plus - May - June 2017
- Stanger & Porter
Digital Media Marketing and Interventionists https://
www.allaboutinterventions.com/2017/03/09/digital-media-
marketing-interventionists-etiquette/ Stanger & Porter
Resources
The Ethics of an Addiction Counselor
The Association of Addiction Professional
The NASW Code of Ethic
AIS Code of Ethics
Ethics Update - HIPPA Update
The Elements of Ethics for Professionals - Brad Johnson
Center for Study of Ethics in the Professions
Internet Counseling - http:www.nbcc.org/asset/ethics/internetcounseling.pdf
http:www.mentalhealthlaw.us/10/Practice_Dilemnas.htlm
Resources
Dreamscape Dreamscape Marketing Code of Ethics 

https://www.dreamscapemarketing.com/about-dreamscape-
marketing/code-of-ethics/
Twin Town http://twintowntreatmentcenters.com/about-twin-
town-tc/our-mission/
Cinga http://www.cigna.com/about-us/corporate-governance/
code-of-ethics
Hayes and Associates http://www.hayesethicspledge.org://
www.apa.org
Resources
▪ Joint Commission on Accreditation of Rehabilitation Facilities
▪ JACHO Accreditation http://www.jointcomission.org
▪ http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3088386/The
▪ http//:www.carf.org./home/ for Commission on Accreditation of
Rehabilitation Facilities
▪ National Council for Recovery Residences http://narronline.org
▪ The ASAM National Practice Guideline for Use of Medications in
Treatment of Addiction Opioid USE
▪ Joint Commission on Accreditation of Rehabilitation Facilities
▪ JACHO Accreditation http://www.jointcomission.org
▪ http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3088386/
TheStandard
▪ http//:www.carf.org./home/ for Commission on Accreditation of
Rehabilitation Facilities
▪ National Council for Recovery Residences http://narronline.org
▪ Trauma - Informed Care in Behavioral Health Services TIP 57
▪ The ASAM National Practice Guideline for Use of Medications
in The Treatment of Addiction Opioid USE
▪ http://www.jcrinc.com/2016-cambhc-behavioral-heath
Additional Resources
Ethical Decision Making
Additional Resources
Use of Technology Tips
Secure Computer Systems
Gelman et al, 1996
Block unauthorized users from accessing info
Verify source of information to confirm authenticity
Keep a record of communications to and from system
Recover quickly and effectively from anticipated
disruptions
Computer Safeguards
Koocher & Keith Spiegal, 2008
Apply encryption software to protect data transmission
Protect stored information with complex passwords
Apply internet firewalls
Consult with professionals when storing files, back up, etc.
Keep removable data storage media in safe place
Protect passwords, change frequently
Be knowledgable about security measures when using wireless devices
Never reveal confidential information in an email or instant messaging
without encryption
Always use privacy screen to shield monitors or other screens from view
Protect physical security of all portable devices such as laptops, small
computers, personal digital devices and smartphones
Update virus protection
Remove all info when disposing of computers
Consult with technology specialists
Always consult organizations code of ethics
Professional Groups
Standards of Care
Clearing Your Path to Compliance
www.addiction-tx.com

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Ethics - the comeback kid

  • 1. Ethics Louise A. Stanger Ed.D, LCSW, CDWF, CIP
  • 2. Clearing Your Path to Compliance www.addiction-tx.com
  • 4. Objectives Describe, Define and Discover Ethics (Principles, Standards & Values) Describe and Define Laws Identify Top Ethical Concerns in Behavioral Health Care Field Illustrate Ethical Decision Making Models and Invite Curiosity To Challenge Behavioral Health Care Providers
  • 5. What are Ethics ? Beliefs an individual or group make about what constitutes proper behavior Standard of Conduct
  • 7. Do Not Confuse Morality (custom and values) With Ethics
  • 8.
  • 9. 1970 1945-46 Nazi Germany, African Americans, 1966 Public Health regulations, 1980’s Watergate- 1996 Revised Codes: professions grew so did codes of ethics
  • 10. Moral Principles of Ethics Autonomy - freedom of choice Non-malfeasance - To Cause No Harm Gratitude Beneficence - To Do Good Justice - Treat all Fairly Fidelity - honoring Commitments Reparation - duty to make up for wrongs
  • 12. How many groups or organizations do you belong to that have stated ethics? Membership has its privileges and its obligations.
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  • 15. How do Ethical Problems Occur Human error Clients misreport Inexperience Ignorance Unpredictable / Unforeseen situations Inadequate Agency policies Ethics in conflict with law
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  • 19. Ethical Responsibilities Micro-Individual Level To Clients To Colleagues To Practice Settings To Professional Affiliations To Broader Society
  • 20. Ethical Principles Respect for one another Universality Utility - the duty to provide the greatest good or least harm to the greatest number of people Ordering of priorities
  • 21. Competence Integrity Importance Of Human Relationships Dignity of Individual Social Justice Service VALUES
  • 22. Ethical Considerations Fiduciary Relationships with Provider Call Centers Pay per Click Truth In Advertising Gifts and Kickbacks Confidentiality
  • 23. The Dilemma To tell the Truth Herein lies the dilemma: Between self, IP, Agency and Outside World
  • 24. Ethical Issues Qualitative Research - SnowBall Sample Open-Ended Questions - to Wide Spectrum of Professionals Collapse Date Triangulation of Data with other sources - TV, Newspaper Clippings, Social Media Magazine Articles, etc.
  • 25. Top Concerns Patient Brokering - Paying for Referrals Improper Billing - UA Billings Incorrect Billing with Insurance and Private Pay (Waving Deductibles) Unlawful Kickbacks Deployment of Staff - Having 
 Non-Credentialed Staff Facilitate Clinical Events
  • 26. Top Concerns Lack of Accreditation and Standardization of Care Lack of Standardization and Best Practice Training Knowing the Laws Mission Statement and Code of Ethics “Cures Promised Instead of Solutions” Over Promising and Under Delivering Services
  • 27. Top Issues Dual Relationships Friendships / Counselor-Client Sexual Relationships Professional - Client and colleague are professionals Business - Counselor and client are business partners or have an employer relationship Communal (both belong to same community: AA, ALANON, NA, etc.)
  • 28. Confidentiality and Duty to Warn Hallmark of therapeutic relationships Record Keeping Gossiping/Slander Photos Intentional infliction of emotional distress Tarasoff Rule With minors and with groups
  • 29.
  • 30. Competence How do you achieve and maintain? Cultural Is it ok to practice outside of cultural competence?
  • 31. More Issues Patient deaths Non-profits set up to run call centers Ownership - should labs own treatment centers Insurance companies dictate treatment Public's distrust of the behavioral healthcare industry Lack of generalized training and standards
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  • 34. World Wide Web Advertising Misrepresentation of facility and of its culture in website content Misrepresenting location, adding fake locations Using high end photos that have nothing to do with center Misrepresenting amenities and treatment modalities
  • 35. Google Analytics and Other Issues Buying ad words Fake positive reviews Buying competition's keywords Kickbacks - reciprocation Stealing websites - called redirecting
  • 36. Global Issues Should every home have Narcan? Should cannabis be used for opiate withdrawal? How should cannabis be marketed and regulated? Advertising and regulating Drug trafficking - human trafficking
  • 37. 8 Step Model For Ethical Decision Making (Cory, Cory, Callahan) 1. Identify the Problem or Issue Clinical Legal System - Policies, etc. Cultural Personal
  • 38. Steps 2 - 4 Identify the potential issues Look at relevant codes of ethics for general guidance Consider applicable laws and regulations and determine how they may have bearing on ethical dilemma
  • 39. Steps 5 - 7 Seek consultation from more then one source to gain multiple perspectives to the dilemma Brainstorm various courses of Action List pros and cons of potential action
  • 41. What are you going to do?
  • 42. As an Individual Behavioral Healthcare Provider Review your professional Code of Ethics Engage in continuing education Join professional groups, sign ethic pledges Advocate for ethical behaviors - lobby Walk your talk - share
  • 43. As a Treatment Owner Make sure you have a mission and ethics statement that is clear: on website, business cards, employee handbooks, etc. Be accredited: JACHO, CARF - HIPPA-compliant, etc. Practice ethically in a digital electronic world Require staff to have CEU - hold meetings Membership in appropriate professional organizations Let consumers know
  • 44. As a Global Citizen
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  • 46. Be Visible, Vocal & Visionary!
  • 48. Stanger Articles on Ethics Partial Listing Ethics 101 with Heather Hayes: https://www.huffingtonpost.com/ entry/ethics-101_us_59b70e83e4b0678066213dfd Be Bold, Vocal and Visionary - Counselor Magazine & June 2017, DB Recovery Magazine, 2017 Stanger-Porter Too Big to Fail: Wealthy People - Recovery Plus - May - June 2017 - Stanger & Porter Digital Media Marketing and Interventionists https:// www.allaboutinterventions.com/2017/03/09/digital-media- marketing-interventionists-etiquette/ Stanger & Porter
  • 49. Resources The Ethics of an Addiction Counselor The Association of Addiction Professional The NASW Code of Ethic AIS Code of Ethics Ethics Update - HIPPA Update The Elements of Ethics for Professionals - Brad Johnson Center for Study of Ethics in the Professions Internet Counseling - http:www.nbcc.org/asset/ethics/internetcounseling.pdf http:www.mentalhealthlaw.us/10/Practice_Dilemnas.htlm
  • 50. Resources Dreamscape Dreamscape Marketing Code of Ethics 
 https://www.dreamscapemarketing.com/about-dreamscape- marketing/code-of-ethics/ Twin Town http://twintowntreatmentcenters.com/about-twin- town-tc/our-mission/ Cinga http://www.cigna.com/about-us/corporate-governance/ code-of-ethics Hayes and Associates http://www.hayesethicspledge.org:// www.apa.org
  • 51. Resources ▪ Joint Commission on Accreditation of Rehabilitation Facilities ▪ JACHO Accreditation http://www.jointcomission.org ▪ http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3088386/The ▪ http//:www.carf.org./home/ for Commission on Accreditation of Rehabilitation Facilities ▪ National Council for Recovery Residences http://narronline.org ▪ The ASAM National Practice Guideline for Use of Medications in Treatment of Addiction Opioid USE
  • 52. ▪ Joint Commission on Accreditation of Rehabilitation Facilities ▪ JACHO Accreditation http://www.jointcomission.org ▪ http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3088386/ TheStandard ▪ http//:www.carf.org./home/ for Commission on Accreditation of Rehabilitation Facilities ▪ National Council for Recovery Residences http://narronline.org ▪ Trauma - Informed Care in Behavioral Health Services TIP 57 ▪ The ASAM National Practice Guideline for Use of Medications in The Treatment of Addiction Opioid USE ▪ http://www.jcrinc.com/2016-cambhc-behavioral-heath
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  • 56. Additional Resources Use of Technology Tips
  • 57. Secure Computer Systems Gelman et al, 1996 Block unauthorized users from accessing info Verify source of information to confirm authenticity Keep a record of communications to and from system Recover quickly and effectively from anticipated disruptions
  • 58. Computer Safeguards Koocher & Keith Spiegal, 2008 Apply encryption software to protect data transmission Protect stored information with complex passwords Apply internet firewalls Consult with professionals when storing files, back up, etc. Keep removable data storage media in safe place Protect passwords, change frequently
  • 59. Be knowledgable about security measures when using wireless devices Never reveal confidential information in an email or instant messaging without encryption Always use privacy screen to shield monitors or other screens from view Protect physical security of all portable devices such as laptops, small computers, personal digital devices and smartphones Update virus protection Remove all info when disposing of computers Consult with technology specialists Always consult organizations code of ethics
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  • 64. Clearing Your Path to Compliance www.addiction-tx.com