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Resilience	and	Agricultural	
Systems	in	Brazil	– a	Pilot	
Project	
Centro	Ecológico	/	SSNC
May,	2015
Objectives
• Develop	and	test	a	methodology	to	assess	the	
resilience	of	agricultural	systems
• To	demonstrate	the	potential	of	agricultural	
systems	in	adapting	to	a	context	of	climate	
uncertainties
• To	assess	the	potential	of	agricultural	systems	
in	mitigating	the	effects	of	GHG
• To	assess	the	potential	of	agricultural	systems	
in	protecting	biodiversity
What we have so far...
• Centro Ecológico: 15 farms with permanent plots
(samples) assessing carbon and biodiversity; a number of
dissertations and other reports; local support; etc.; and
• Centro Sabiá (Northeast): a current project related with
climate change where we will assess15 cases; many
farmers` organizations ; two influential NGOs; semi-arid
region which is very vulnerable to climate change effects
Site	location
Methodology/	current studies
• Centro	ecológico:	12	farms	with	permanent	plots	
assessing	carbon	and	biodiversity;		a	number	of	
commercialization	initiatives;	social	organizations;	and
• Centro	Sabiá:	15	farms	with	plots	assessing	carbon	and	
biodiversity;	detailed	questionnaire.
Centro	ecológico
Centro	Sabiá
Questionnaire	– Resilience	indicators	
/	Sabiá
Social	dimension
1. How is the history of your property (how and when you
purchased / won, how it was like and what changes you
havemade​​)?
2. How was the impact of the last drought (period between
2011 and 2014)
3. Does the family participates in organizational spaces such as
trade unions, cooperatives, associations, groups, councils,
networks of articulation, etc..? Which ones?
4. In the opinions of the family such participation helps to
improve the property? Examples: joint marketing processes,
access and demands for public policies, achievement of
strategic areas,etc..
Questionnaire	– Resilience	indicators	
/	Sabiá
5. Does family members participate in the construction of
knowledge such as technical advice, courses, exchange
visits, field days, research, etc. activities.? What are the
benefits and advancements associatedwith these activities?
6. How is the division of labor in the property? Who is
involved? How is the participation of women in decision
making?
7. Do you hire outside labor? Is it paid or it is under
collaborativeeffort?At what time of year?
8. How do you evaluate the question of continuity / succession
on the property?
9. Does the family, community or association of which you take
part has received some recognition for the work with the
AFS?
Questionnaire	– Resilience	indicators	
/	Sabiá
Productive	and	environmental	dimension	
10. Which strategies the family uses for longer periods of
droughtto ensureincome, food and propertymaintenance?
11. Which are the sources of water that the family has in the
property?What is the storage capacity?
12. There are initiatives to maintain and / or restore the water
springs? Which ones?
13. Is there sufficient forage production and storage
technologies to meet the demand during the most critical
periods?
14. What are the flows of inputs and interdependencies in the
property and among the neighbors? Can you make a map of
these flows?
Questionnaire	– Resilience	indicators	
/	Sabiá
15. What degree of autonomy in the production of inputs?
What is produced and what is acquired outsidethe farm?
16. Does the family develops initiatives to control and
destination of garbageand sewage?
17. Does the family adopts eco-technologies for using
renewable energies (eco-stove, biodigestor, etc.) and
sanitation (bio-water,drysump, etc.)? Which ones?
18. What are the property characteristics (size, altitude, soil,
vegetation, rainfall)?
19. What are the sizeand age of your AFS?
20. How was the process of land reclamation using AFS (litter,
soil color, organic matter, indicator plants, etc..)? (may
include chromatographydata if you have)
Questionnaire	– Resilience	indicators	
/	Sabiá
21. Do you have legal reserve in the property? Are permanent
protection areas preserved?
22. Does the family has a habit of producing, collecting and
storing seeds and propagatingmaterialfor plantations?
23. Which plant species and varieties (fruit, grains, native,
fodder,honey, etc..) and animals exist on the property?
24. What is the AFS production (species and quantities), and the
work involved during the year? Are there any use of inputs
AFS? Which and how much?
25. Among these species which resisted better to longer periods
of drought?
Questionnaire	– Resilience	indicators	
/	Sabiá
Economic	dimension
26. Which marketing strategies the family adopts? Fairs?
Community sales? Government programs (EAP and PNAE)?
Intermediaries?Sales to restaurants and cafeterias?What?
27. Performs exchanges as a mean of generating income for the
family?
28. Does the family adopts strategies for processing of products
such as flour production, dairy and sugar, fruit pulp, meat,
etc..?
29. Overall food produced in the property, what amount is
intended for self-consumption? It is possible to quantify the
types of foods that are intended for family consumption?
Questionnaire	– Resilience	indicators	
/	Sabiá
• Indicator
• Carbon sequestration
• Number of trees
• Number of species
• Number of families
• Shannon-Weaver (H`) index
• Number of marketing strategies
• Number of organizational structures
• Capacity of water storage
• Income
• Food production
• Ecosystems Protection and the Maintenance of Biodiversity
• Rate of recovery from extreme environmental and climate change-related stresses
and shocks
• Diversity of local food system
• Innovation in agricultural biodiversity management for improved resilience and
sustainability
• Access and exchange of agricultural biodiversity
• Autonomy in relation to land and resource management
• Social infrastructure
Preliminary	findings
• Agroforestry systems can sequester up to 60 tons/ha
of CO2eq in a period of 12 years for production
systems located in the Atlantic Forest region, while in
the semiarid region some of the systems can store up
to 40 tons/ha of CO2 eq in the biomass for the same
period;
• As expected plant diversity is considerably higher in
the agroforestry systems, when compared with
conventional production. Some of the systems have a
significant number of endemic species;
Preliminary	findings
• Most of the farmers in both regions have different
marketing strategies for their products, suggesting a
way to guarantee economic resilience;
• It was also found that most of the families participate
in a number of organizational structures such as
producers’ cooperatives, associations, unions,
church councils, and political parties among others;
Preliminary	findings
• In both regions most of the farmers have been
favoured by recent public policies to promote family
farming, such as the Program of Food Acquisition
(PAA – Programa de Aquisição de Alimentos) and
the National Program for School Food (PNAE –
Programa Nacional de Alimentação Escolar); and
• Specifically in the semiarid region farmers have
been adopting a number of strategies to store water
such as cisterns, tanks, and small dams.
Research	questions
üHow can we infer that these agroforestry systems
are more resilient, compared with traditional land-
use systems in both regions?
üAre the agroforestry systems in the semiarid region
(Caatinga) playing a role in combating
desertification?
üWhat is the role of public policies in promoting
resilient agricultural systems;
ü How can we simplify the methodology?
üIf we find that these systems are more resilient, so
what?
Some	preliminary	analysis

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Resilience and Agricultural Systems in Brazil

  • 2. Objectives • Develop and test a methodology to assess the resilience of agricultural systems • To demonstrate the potential of agricultural systems in adapting to a context of climate uncertainties • To assess the potential of agricultural systems in mitigating the effects of GHG • To assess the potential of agricultural systems in protecting biodiversity
  • 3. What we have so far... • Centro Ecológico: 15 farms with permanent plots (samples) assessing carbon and biodiversity; a number of dissertations and other reports; local support; etc.; and • Centro Sabiá (Northeast): a current project related with climate change where we will assess15 cases; many farmers` organizations ; two influential NGOs; semi-arid region which is very vulnerable to climate change effects
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  • 12. Questionnaire – Resilience indicators / Sabiá Social dimension 1. How is the history of your property (how and when you purchased / won, how it was like and what changes you havemade​​)? 2. How was the impact of the last drought (period between 2011 and 2014) 3. Does the family participates in organizational spaces such as trade unions, cooperatives, associations, groups, councils, networks of articulation, etc..? Which ones? 4. In the opinions of the family such participation helps to improve the property? Examples: joint marketing processes, access and demands for public policies, achievement of strategic areas,etc..
  • 13. Questionnaire – Resilience indicators / Sabiá 5. Does family members participate in the construction of knowledge such as technical advice, courses, exchange visits, field days, research, etc. activities.? What are the benefits and advancements associatedwith these activities? 6. How is the division of labor in the property? Who is involved? How is the participation of women in decision making? 7. Do you hire outside labor? Is it paid or it is under collaborativeeffort?At what time of year? 8. How do you evaluate the question of continuity / succession on the property? 9. Does the family, community or association of which you take part has received some recognition for the work with the AFS?
  • 14. Questionnaire – Resilience indicators / Sabiá Productive and environmental dimension 10. Which strategies the family uses for longer periods of droughtto ensureincome, food and propertymaintenance? 11. Which are the sources of water that the family has in the property?What is the storage capacity? 12. There are initiatives to maintain and / or restore the water springs? Which ones? 13. Is there sufficient forage production and storage technologies to meet the demand during the most critical periods? 14. What are the flows of inputs and interdependencies in the property and among the neighbors? Can you make a map of these flows?
  • 15. Questionnaire – Resilience indicators / Sabiá 15. What degree of autonomy in the production of inputs? What is produced and what is acquired outsidethe farm? 16. Does the family develops initiatives to control and destination of garbageand sewage? 17. Does the family adopts eco-technologies for using renewable energies (eco-stove, biodigestor, etc.) and sanitation (bio-water,drysump, etc.)? Which ones? 18. What are the property characteristics (size, altitude, soil, vegetation, rainfall)? 19. What are the sizeand age of your AFS? 20. How was the process of land reclamation using AFS (litter, soil color, organic matter, indicator plants, etc..)? (may include chromatographydata if you have)
  • 16. Questionnaire – Resilience indicators / Sabiá 21. Do you have legal reserve in the property? Are permanent protection areas preserved? 22. Does the family has a habit of producing, collecting and storing seeds and propagatingmaterialfor plantations? 23. Which plant species and varieties (fruit, grains, native, fodder,honey, etc..) and animals exist on the property? 24. What is the AFS production (species and quantities), and the work involved during the year? Are there any use of inputs AFS? Which and how much? 25. Among these species which resisted better to longer periods of drought?
  • 17. Questionnaire – Resilience indicators / Sabiá Economic dimension 26. Which marketing strategies the family adopts? Fairs? Community sales? Government programs (EAP and PNAE)? Intermediaries?Sales to restaurants and cafeterias?What? 27. Performs exchanges as a mean of generating income for the family? 28. Does the family adopts strategies for processing of products such as flour production, dairy and sugar, fruit pulp, meat, etc..? 29. Overall food produced in the property, what amount is intended for self-consumption? It is possible to quantify the types of foods that are intended for family consumption?
  • 18. Questionnaire – Resilience indicators / Sabiá • Indicator • Carbon sequestration • Number of trees • Number of species • Number of families • Shannon-Weaver (H`) index • Number of marketing strategies • Number of organizational structures • Capacity of water storage • Income • Food production • Ecosystems Protection and the Maintenance of Biodiversity • Rate of recovery from extreme environmental and climate change-related stresses and shocks • Diversity of local food system • Innovation in agricultural biodiversity management for improved resilience and sustainability • Access and exchange of agricultural biodiversity • Autonomy in relation to land and resource management • Social infrastructure
  • 19. Preliminary findings • Agroforestry systems can sequester up to 60 tons/ha of CO2eq in a period of 12 years for production systems located in the Atlantic Forest region, while in the semiarid region some of the systems can store up to 40 tons/ha of CO2 eq in the biomass for the same period; • As expected plant diversity is considerably higher in the agroforestry systems, when compared with conventional production. Some of the systems have a significant number of endemic species;
  • 20. Preliminary findings • Most of the farmers in both regions have different marketing strategies for their products, suggesting a way to guarantee economic resilience; • It was also found that most of the families participate in a number of organizational structures such as producers’ cooperatives, associations, unions, church councils, and political parties among others;
  • 21. Preliminary findings • In both regions most of the farmers have been favoured by recent public policies to promote family farming, such as the Program of Food Acquisition (PAA – Programa de Aquisição de Alimentos) and the National Program for School Food (PNAE – Programa Nacional de Alimentação Escolar); and • Specifically in the semiarid region farmers have been adopting a number of strategies to store water such as cisterns, tanks, and small dams.
  • 22. Research questions üHow can we infer that these agroforestry systems are more resilient, compared with traditional land- use systems in both regions? üAre the agroforestry systems in the semiarid region (Caatinga) playing a role in combating desertification? üWhat is the role of public policies in promoting resilient agricultural systems; ü How can we simplify the methodology? üIf we find that these systems are more resilient, so what?