Personal Information
Entreprise/Lieu de travail
New York, New York United States
Secteur d’activité
Finance / Banking / Insurance
À propos
We believe in great governance. We provide automated software solutions for; Compliance, GRC, Vendor Risk, AML, and our own unique Risk Transparency Matrix
Mots-clés
mycomplianceoffice
mco
compliance
finra
sec
third party risk management
senior managers regime
smcr
fcpa
anti money laundering
regulations
vendor risk management
anti-corruption
compliance management
fiduciary rule
sm&cr
senior managers and certification regime
wrap fee programs
foreign corrupt practices act
due diligence
dla
jennifer lin
gifts and entertainment
g&e
entertainment
gifts
financial services
lessons
challenges
training
banking
liz hornby
eukleia
certification regime
risk
technology lawyer
emily mahoney
mason hayes & curran
general data protection regulation
gdpr
rules
linda tuck chapman
ontala
consulting
eversheds sutherland
conduct rules
regulatory
bribery
cco liability
gatekeeper liability
personal liability
fiduciary duty
revenue sharing
pay to play
robin singh
sifma seminar
sifma
financial choice act
security
smr
robo advisers
share class selection
sec exam priorities
electronic investment advice
sec exam
private fund advisers
department of justice
doj
enforcement actions
fines
aml
sutherland
audit
Tout plus
Présentations
(9)Personal Information
Entreprise/Lieu de travail
New York, New York United States
Secteur d’activité
Finance / Banking / Insurance
À propos
We believe in great governance. We provide automated software solutions for; Compliance, GRC, Vendor Risk, AML, and our own unique Risk Transparency Matrix
Mots-clés
mycomplianceoffice
mco
compliance
finra
sec
third party risk management
senior managers regime
smcr
fcpa
anti money laundering
regulations
vendor risk management
anti-corruption
compliance management
fiduciary rule
sm&cr
senior managers and certification regime
wrap fee programs
foreign corrupt practices act
due diligence
dla
jennifer lin
gifts and entertainment
g&e
entertainment
gifts
financial services
lessons
challenges
training
banking
liz hornby
eukleia
certification regime
risk
technology lawyer
emily mahoney
mason hayes & curran
general data protection regulation
gdpr
rules
linda tuck chapman
ontala
consulting
eversheds sutherland
conduct rules
regulatory
bribery
cco liability
gatekeeper liability
personal liability
fiduciary duty
revenue sharing
pay to play
robin singh
sifma seminar
sifma
financial choice act
security
smr
robo advisers
share class selection
sec exam priorities
electronic investment advice
sec exam
private fund advisers
department of justice
doj
enforcement actions
fines
aml
sutherland
audit
Tout plus