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Bibliometric network analysis:
Software tools, techniques, and an
analysis of network science at Leiden
University
Ludo Waltman and Nees Jan van Eck
Centre for Science and Technology Studies (CWTS), Leiden University
LCN2 Seminar
Leiden, November 27, 2015
Centre for Science and Technology
Studies (CWTS)
• Research center at Leiden University
focusing on science and technology
studies
• About 30 staff members
• History of more than 25 years in
bibliometric and scientometric
research
• Contract research
• Full access to large bibliographic
database (Web of Science and
Scopus)
1
Bibliographic databases: ‘Big data’
2
Web of Science Scopus
Journals 12,000 20,000
Publications 45 million 35 million
Citations 1 billion 0.9 billion
Bibliometric networks
3
Web of
Science
Scopus
Citation network
of publications
Co-authorship network
of authors / organizations
Co-citation network
of pubs / authors / journals
Co-occurrence network
of terms
Bibliographic coupling network
of pubs / authors / journals
Bibliographic
database
Outline
• Software tools
• Network analysis techniques
• Analysis of network science
4
Software tools
5
Software tools
• VOSviewer (www.vosviewer.com)
– Tool for constructing and visualizing bibliometric networks
• CitNetExplorer (www.citnetexplorer.nl)
– Tool for visualizing and analyzing citation networks of
publications
6
VOSviewer
7
Map of university co-authorship
network
8
Map of journal citation network
9
CitNetExplorer
10
• Any type of bibliometric
network
• Co-authorship, co-citation, and
bibliographic coupling
• Time dimension is ignored
• Networks of at most ~10,000
nodes are supported
• Only citation networks of
publications
• Direct citation relations
• Time dimension is explicitly
considered
• Millions of publications are
supported
11
VOSviewer CitNetExplorer
Network
analysis
techniques
12
Network analysis techniques
13
Layout:
• Visualization of similarities
(VOS)
Community detection:
• Weighted modularity
• Smart local moving algorithm
1414
Clustering can be seen as mapping
in a restricted space
1515
Clustering can be seen as mapping
in a restricted space
Unified approach to mapping and
clustering
Minimize
where
n: number of nodes in the network
m: total weight of all edges in the network
Aij: weight of edge between nodes i and j
ki: total weight of all edges of node i
16
 

ji
ij
ji
ijij
ji
n ddA
kk
m
xxQ 2
1
2
),,( 
Mapping
xi: vector denoting the location
of node i in a p-dimensional
space


p
k
jkikjiij xxxxd
1
2
)(
Clustering
xi: integer denoting the
community to which node i
belongs
: resolution parameter






ji
ji
ij
xx
xx
d
if1
if0

Unified approach: Clustering
Equivalent to a weighted variant of modularity-based
community detection (Waltman et al., 2010)
Maximize
where
(xi, xj) equals 1 if xi = xj and 0 otherwise
17








ji
ji
ijijjin
m
kk
Awxx
m
xxQ
2
),(
2
1
),,(ˆ 1 
ji
ij
kk
m
w
2

Unified approach: Mapping
• Equivalent to the VOS (visualization of similarities)
technique (Van Eck & Waltman, 2007)
• Limit case of multidimensional scaling (Van Eck et
al., 2010)
18
 

ji
ji
ji
jiij
ji
xxxxA
kk
m
Q
22
 

ji
jiijij xxDW
2

1
2

 ij
ji
ij A
m
kk
D ij
ji
ij A
kk
m
W
2

VOS
MDS
Unified approach
Commonly used clustering technique (modularity)
and commonly used mapping technique (MDS) can be
brought together in a unified framework
19
Unified
approach
Modularity
(weighted)
VOS
MDS
(limit case)
Louvain algorithm
• ‘Louvain algorithm’ (Blondel et al., 2008) is the
most popular heuristic algorithm for large-scale
modularity optimization
20
Louvain algorithm
21
Q = 0.3791
Q = 0.4151
Local
moving
heuristic
Local moving heuristic
Reduced
network
Original
network
Smart local moving algorithm
• Smart local moving algorithm extends the Louvain
algorithm in two ways:
1. Multiple algorithm iterations, with output of one iteration
serving as input for the next iteration
2. Recursive application of the local moving heuristic
22
Smart local moving algorithm
23
Q = 0.4198
Q = 0.3791
Reduced
network
Local moving
heuristic in
subnetworks
Local moving heuristic
Original
network
Empirical comparison (large networks)
• 6 networks
• Algorithms:
– Louvain (1 iteration)
– Louvain (10 iterations)
– Smart local moving (10 iterations)
• 10 algorithm runs using different random numbers
24
Empirical comparison (large networks)
25
Network Louvain Louvain (iterative) Smart local moving
Amazon
(0.5M / 0.9M)
Qmin 0.9257 0.9293 0.9335
Qmax 0.9264 0.9299 0.9338
t 6 9 28
DBLP
(0.4M / 1.0M)
Qmin 0.8203 0.8243 0.8357
Qmax 0.8227 0.8271 0.8367
t 7 9 26
IMDb
(0.4M / 15.0M)
Qmin 0.6976 0.6994 0.7050
Qmax 0.7041 0.7052 0.7077
t 18 26 100
LiveJournal
(4.0M / 34.7M)
Qmin 0.7441 0.7578 0.7676
Qmax 0.7557 0.7658 0.7720
t 350 566 1 549
WoS
(10.6M / 104.5M)
Qmin 0.7714 0.7851 0.7918
Qmax 0.7786 0.7902 0.7957
t 6 800 8 398 19 994
Web uk-2005
(39.5M / 783.0M)
Qmin 0.9793 0.9796 0.9801
Qmax 0.9795 0.9797 0.9801
t 11 006 11 736 17 074
Large-scale
analysis of the
structure of
science
26
Algorithmic classification systems of
science
• Publications (not journals) are clustered into
research areas based on citation relations
• Research areas are defined at different levels of
granularity and are organized hierarchically
• Clustering is performed using the smart local
moving algorithm (improved Louvain algorithm;
Waltman & Van Eck, 2013)
27
Algorithmically constructed
classification system of science
• 16.2 million publications from the period 2000–
2014 indexed in Web of Science
• 241.7 million citation relations
• Classification system of 3 hierarchical levels:
– 28 broad disciplines
– 813 fields
– 3,822 subfields
28
Breakdown of scientific literature into
3822 subfields
30
Social sciences
and humanities
Biomedical and
health sciences
Life and earth
sciences
Physical
sciences and
engineering
Mathematics and
computer science
Publications in scientometrics
subfield
31
Time-line map of highly cited
scientometrics publications
32
Application: Exploring the interface
between physical and medical sciences
33
Application: Emerging research areas
in physics
35
Particle physics
Astronomy and
astrophysics
Optics
Applied physics
Atomic, molecular,
and chemical
physics
Condensed matter
physics
CWTS Leiden Ranking
36
Analyzing the
structure and
evolution of
network
science
37
Network science according to
Wikipedia
Network science is an interdisciplinary academic field
which studies complex networks such as
telecommunication networks, computer networks,
biological networks, cognitive and semantic networks,
and social networks. The field draws on theories and
methods including graph theory from mathematics,
statistical mechanics from physics, data mining and
information visualization from computer science,
inferential modeling from statistics, and social
structure from sociology.
38
Networks text book by Mark Newman
The scientific study of networks, including computer
networks, social networks, and biological networks,
has received an enormous amount of interest in the
last few years. (...) The study of networks is broadly
interdisciplinary and important developments have
occurred in many fields, including mathematics,
physics, computer and information
sciences, biology, and the social sciences.
39
Journal of Complex Networks
The journal covers everything from the basic
mathematical, physical and computational principles
needed for studying complex networks to their
applications leading to predictive models in
molecular, biological, ecological, informational,
engineering, social, technological and other systems.
40
Network Science journal
Network Science is a new journal for a new discipline -
one using the network paradigm, focusing on actors
and relational linkages, to inform research,
methodology, and applications from many fields
across the natural, social, engineering and
informational sciences.
41
Popular network terms
42
neural network
social network
wireless sensor
network
complex network
wireless network
regulatory
network
Network publications
• Web of Science database
• Time period 1992–2014
• Research articles and review articles
• ‘network’ or ‘graph’ in title or abstract
• 0.7 million publications
43
Number of network publications per
year
44
Co-occurrence relations between terms
in network publications
45
Biology
Neuroscience
Social science
Chemistry
Mathematics
Computer science
Co-occurrence relations between terms
in network publications
46
Biology
Neuroscience
Social science
Chemistry
Mathematics
Computer science
Network fields
• Network publications are clustered into fields
• Based on 3.1 million citation relations between
network publications
• Clustering methodology of Waltman and Van Eck
(2012, 2013)
• Publications in the same journal are assigned to the
same cluster, except for multidisciplinary journals
• 13 main clusters, covering 97% of all 0.7 million
network publications
47
Number of network publications per
field
48
Citation relations between journals
with ≥ 100 network publications
49
Computer science
Mathematics
Physics
Neuroscience
Biology
Chemistry
Convergence toward an integrated
network science field?
Number of citations between network fields
(x 100; 5-year citation window)
50
2004
Physics
Math
CS
Biology SSNeuro
3 2
2 7 4 2 1 2
Physics
Math
CS
Biology SSNeuro
10 5
10 13 9 9 8 5
2014
2
5 27
6 39 1
Convergence toward an integrated
network science field?
% of publications in each of two fields citing at least one
publication in the other field (5-year citation window)
51
2004
Physics
Math
CS
Biology SSNeuro
3 4
2 6 5 3 2 2
Physics
Math
CS
Biology SSNeuro
5 5
3 6 3 5 4 5
2014
6 10
7 12
Convergence of social science and
physics
52
Citation relations between journals at
the SS-physics interface (2005–2014)
53
Scientometrics
Economics
Sociology and SNA
Physica A
PRE PRL
PLOS ONE
PNAS
Nature
Science
Sci. Rep.
JSTAT
EPL
EPJ B
Leiden University’s institutes with most
publications on network science
• LUMC
• Leiden Institute of Advanced Computer Science (Science)
• Leiden Institute of Chemistry (Science)
• Leiden Institute of Physics (Science)
• Institute of Psychology (FSW)
• Mathematical Institute (Science)
• Leiden Observatory (Science)
• Institute of Biology Leiden (Science)
• Centre for Science and Technology Studies (FSW)
54
Citation relations between journals
with ≥ 100 network publications
55
Computer science
Mathematics
Physics
Neuroscience
Biology
Chemistry
Leiden University’s publication output
in network science journals
56
Leiden University’s publication output
in network science journals
57
CWTS
Leiden Institute
of Chemistry
LIACS
Leiden Institute
of Physics
Leiden Institute
of Physics
Institute of
Psychology
LUMC
Institute of
Biology Leiden
Mathematical
Institute
Conclusions
• Network research has increased tremendously
during the past 10–15 years
• Network research covers many fields of science,
but there is only limited evidence of increasing
integration
• Network research in social science and physics is
becoming more connected
• Leiden University contributes to all major areas of
network research, although the contribution to in
the area of computer science is somewhat modest
58
Do it yourself!
59
www.vosviewer.com www.citnetexplorer.nl
Thank you for your attention!
60

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Bibliometric network analysis: Software tools, techniques, and an analysis of network science at Leiden University

  • 1. Bibliometric network analysis: Software tools, techniques, and an analysis of network science at Leiden University Ludo Waltman and Nees Jan van Eck Centre for Science and Technology Studies (CWTS), Leiden University LCN2 Seminar Leiden, November 27, 2015
  • 2. Centre for Science and Technology Studies (CWTS) • Research center at Leiden University focusing on science and technology studies • About 30 staff members • History of more than 25 years in bibliometric and scientometric research • Contract research • Full access to large bibliographic database (Web of Science and Scopus) 1
  • 3. Bibliographic databases: ‘Big data’ 2 Web of Science Scopus Journals 12,000 20,000 Publications 45 million 35 million Citations 1 billion 0.9 billion
  • 4. Bibliometric networks 3 Web of Science Scopus Citation network of publications Co-authorship network of authors / organizations Co-citation network of pubs / authors / journals Co-occurrence network of terms Bibliographic coupling network of pubs / authors / journals Bibliographic database
  • 5. Outline • Software tools • Network analysis techniques • Analysis of network science 4
  • 7. Software tools • VOSviewer (www.vosviewer.com) – Tool for constructing and visualizing bibliometric networks • CitNetExplorer (www.citnetexplorer.nl) – Tool for visualizing and analyzing citation networks of publications 6
  • 9. Map of university co-authorship network 8
  • 10. Map of journal citation network 9
  • 12. • Any type of bibliometric network • Co-authorship, co-citation, and bibliographic coupling • Time dimension is ignored • Networks of at most ~10,000 nodes are supported • Only citation networks of publications • Direct citation relations • Time dimension is explicitly considered • Millions of publications are supported 11 VOSviewer CitNetExplorer
  • 14. Network analysis techniques 13 Layout: • Visualization of similarities (VOS) Community detection: • Weighted modularity • Smart local moving algorithm
  • 15. 1414 Clustering can be seen as mapping in a restricted space
  • 16. 1515 Clustering can be seen as mapping in a restricted space
  • 17. Unified approach to mapping and clustering Minimize where n: number of nodes in the network m: total weight of all edges in the network Aij: weight of edge between nodes i and j ki: total weight of all edges of node i 16    ji ij ji ijij ji n ddA kk m xxQ 2 1 2 ),,(  Mapping xi: vector denoting the location of node i in a p-dimensional space   p k jkikjiij xxxxd 1 2 )( Clustering xi: integer denoting the community to which node i belongs : resolution parameter       ji ji ij xx xx d if1 if0 
  • 18. Unified approach: Clustering Equivalent to a weighted variant of modularity-based community detection (Waltman et al., 2010) Maximize where (xi, xj) equals 1 if xi = xj and 0 otherwise 17         ji ji ijijjin m kk Awxx m xxQ 2 ),( 2 1 ),,(ˆ 1  ji ij kk m w 2 
  • 19. Unified approach: Mapping • Equivalent to the VOS (visualization of similarities) technique (Van Eck & Waltman, 2007) • Limit case of multidimensional scaling (Van Eck et al., 2010) 18    ji ji ji jiij ji xxxxA kk m Q 22    ji jiijij xxDW 2  1 2   ij ji ij A m kk D ij ji ij A kk m W 2  VOS MDS
  • 20. Unified approach Commonly used clustering technique (modularity) and commonly used mapping technique (MDS) can be brought together in a unified framework 19 Unified approach Modularity (weighted) VOS MDS (limit case)
  • 21. Louvain algorithm • ‘Louvain algorithm’ (Blondel et al., 2008) is the most popular heuristic algorithm for large-scale modularity optimization 20
  • 22. Louvain algorithm 21 Q = 0.3791 Q = 0.4151 Local moving heuristic Local moving heuristic Reduced network Original network
  • 23. Smart local moving algorithm • Smart local moving algorithm extends the Louvain algorithm in two ways: 1. Multiple algorithm iterations, with output of one iteration serving as input for the next iteration 2. Recursive application of the local moving heuristic 22
  • 24. Smart local moving algorithm 23 Q = 0.4198 Q = 0.3791 Reduced network Local moving heuristic in subnetworks Local moving heuristic Original network
  • 25. Empirical comparison (large networks) • 6 networks • Algorithms: – Louvain (1 iteration) – Louvain (10 iterations) – Smart local moving (10 iterations) • 10 algorithm runs using different random numbers 24
  • 26. Empirical comparison (large networks) 25 Network Louvain Louvain (iterative) Smart local moving Amazon (0.5M / 0.9M) Qmin 0.9257 0.9293 0.9335 Qmax 0.9264 0.9299 0.9338 t 6 9 28 DBLP (0.4M / 1.0M) Qmin 0.8203 0.8243 0.8357 Qmax 0.8227 0.8271 0.8367 t 7 9 26 IMDb (0.4M / 15.0M) Qmin 0.6976 0.6994 0.7050 Qmax 0.7041 0.7052 0.7077 t 18 26 100 LiveJournal (4.0M / 34.7M) Qmin 0.7441 0.7578 0.7676 Qmax 0.7557 0.7658 0.7720 t 350 566 1 549 WoS (10.6M / 104.5M) Qmin 0.7714 0.7851 0.7918 Qmax 0.7786 0.7902 0.7957 t 6 800 8 398 19 994 Web uk-2005 (39.5M / 783.0M) Qmin 0.9793 0.9796 0.9801 Qmax 0.9795 0.9797 0.9801 t 11 006 11 736 17 074
  • 28. Algorithmic classification systems of science • Publications (not journals) are clustered into research areas based on citation relations • Research areas are defined at different levels of granularity and are organized hierarchically • Clustering is performed using the smart local moving algorithm (improved Louvain algorithm; Waltman & Van Eck, 2013) 27
  • 29. Algorithmically constructed classification system of science • 16.2 million publications from the period 2000– 2014 indexed in Web of Science • 241.7 million citation relations • Classification system of 3 hierarchical levels: – 28 broad disciplines – 813 fields – 3,822 subfields 28
  • 30. Breakdown of scientific literature into 3822 subfields 30 Social sciences and humanities Biomedical and health sciences Life and earth sciences Physical sciences and engineering Mathematics and computer science
  • 32. Time-line map of highly cited scientometrics publications 32
  • 33. Application: Exploring the interface between physical and medical sciences 33
  • 34. Application: Emerging research areas in physics 35 Particle physics Astronomy and astrophysics Optics Applied physics Atomic, molecular, and chemical physics Condensed matter physics
  • 36. Analyzing the structure and evolution of network science 37
  • 37. Network science according to Wikipedia Network science is an interdisciplinary academic field which studies complex networks such as telecommunication networks, computer networks, biological networks, cognitive and semantic networks, and social networks. The field draws on theories and methods including graph theory from mathematics, statistical mechanics from physics, data mining and information visualization from computer science, inferential modeling from statistics, and social structure from sociology. 38
  • 38. Networks text book by Mark Newman The scientific study of networks, including computer networks, social networks, and biological networks, has received an enormous amount of interest in the last few years. (...) The study of networks is broadly interdisciplinary and important developments have occurred in many fields, including mathematics, physics, computer and information sciences, biology, and the social sciences. 39
  • 39. Journal of Complex Networks The journal covers everything from the basic mathematical, physical and computational principles needed for studying complex networks to their applications leading to predictive models in molecular, biological, ecological, informational, engineering, social, technological and other systems. 40
  • 40. Network Science journal Network Science is a new journal for a new discipline - one using the network paradigm, focusing on actors and relational linkages, to inform research, methodology, and applications from many fields across the natural, social, engineering and informational sciences. 41
  • 41. Popular network terms 42 neural network social network wireless sensor network complex network wireless network regulatory network
  • 42. Network publications • Web of Science database • Time period 1992–2014 • Research articles and review articles • ‘network’ or ‘graph’ in title or abstract • 0.7 million publications 43
  • 43. Number of network publications per year 44
  • 44. Co-occurrence relations between terms in network publications 45 Biology Neuroscience Social science Chemistry Mathematics Computer science
  • 45. Co-occurrence relations between terms in network publications 46 Biology Neuroscience Social science Chemistry Mathematics Computer science
  • 46. Network fields • Network publications are clustered into fields • Based on 3.1 million citation relations between network publications • Clustering methodology of Waltman and Van Eck (2012, 2013) • Publications in the same journal are assigned to the same cluster, except for multidisciplinary journals • 13 main clusters, covering 97% of all 0.7 million network publications 47
  • 47. Number of network publications per field 48
  • 48. Citation relations between journals with ≥ 100 network publications 49 Computer science Mathematics Physics Neuroscience Biology Chemistry
  • 49. Convergence toward an integrated network science field? Number of citations between network fields (x 100; 5-year citation window) 50 2004 Physics Math CS Biology SSNeuro 3 2 2 7 4 2 1 2 Physics Math CS Biology SSNeuro 10 5 10 13 9 9 8 5 2014 2 5 27 6 39 1
  • 50. Convergence toward an integrated network science field? % of publications in each of two fields citing at least one publication in the other field (5-year citation window) 51 2004 Physics Math CS Biology SSNeuro 3 4 2 6 5 3 2 2 Physics Math CS Biology SSNeuro 5 5 3 6 3 5 4 5 2014 6 10 7 12
  • 51. Convergence of social science and physics 52
  • 52. Citation relations between journals at the SS-physics interface (2005–2014) 53 Scientometrics Economics Sociology and SNA Physica A PRE PRL PLOS ONE PNAS Nature Science Sci. Rep. JSTAT EPL EPJ B
  • 53. Leiden University’s institutes with most publications on network science • LUMC • Leiden Institute of Advanced Computer Science (Science) • Leiden Institute of Chemistry (Science) • Leiden Institute of Physics (Science) • Institute of Psychology (FSW) • Mathematical Institute (Science) • Leiden Observatory (Science) • Institute of Biology Leiden (Science) • Centre for Science and Technology Studies (FSW) 54
  • 54. Citation relations between journals with ≥ 100 network publications 55 Computer science Mathematics Physics Neuroscience Biology Chemistry
  • 55. Leiden University’s publication output in network science journals 56
  • 56. Leiden University’s publication output in network science journals 57 CWTS Leiden Institute of Chemistry LIACS Leiden Institute of Physics Leiden Institute of Physics Institute of Psychology LUMC Institute of Biology Leiden Mathematical Institute
  • 57. Conclusions • Network research has increased tremendously during the past 10–15 years • Network research covers many fields of science, but there is only limited evidence of increasing integration • Network research in social science and physics is becoming more connected • Leiden University contributes to all major areas of network research, although the contribution to in the area of computer science is somewhat modest 58
  • 58. Do it yourself! 59 www.vosviewer.com www.citnetexplorer.nl
  • 59. Thank you for your attention! 60