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Clinical Document Management
                   Fact Sheet
The Collaborative Platform for Simplifying, Streamlining,
and Automating Clinical Trial Processes

NextDocs’ collaborative solution for clinical trials, built on Microsoft SharePoint provides an integrated platform that
streamlines processes, automates information exchange, and dramatically reduces administrative overhead associated with
running clinical trials. Our clinical portal allows clinical teams to work together in an effective and efficient manner by keeping
trial personnel connected, informed and on task – providing access to everyone at any time, from anywhere. NextDocs
Clinical Document Management solution is based on the NextDocs compliance platform, which includes a comprehensive set
of features that address all ICH, FDA, EMEA, and MHLW regulatory requirements.



CLINICAL PORTAL                                                                                  Key Features and Benefits

Internet portals that allow stakeholders to access trial information and monitor                All the benefits of traditional
overall trial progress are often viewed as the “silver bullet” to the collaboration             document management
challenge – and just as often are accompanied by claims of increased productivity               system plus more:
and decreased trial costs. Unfortunately, most portal solutions available on the
market today do not live up to these promises. They fall short because they                     » Collaborative platform for
simply present information from diverse sources in a unified way and are not well                 managing all clinical trial
integrated with the underlying processes that create, manage and disseminate                      documentation
that information.                                                                               » Workflow-driven processes
                                                                                                  ensure consistency and
At NextDocs we embrace the concept of an integrated collaboration platform                        increase efficiency
which is a unified collection of components that, in combination, provide an
                                                                                                » Advanced metadata
environment where diverse constituents can participate in the creation and                        dictionaries manage trial site
management of clinical trial artifacts in real time. Our clinical portal supports:                and personnel information

•   Investigator self-registration                                                              » Data-driven creation of key
                                                                                                  site-level documents such as
•   Automated user account provisioning
                                                                                                  the FDA 1572
•   Trial personnel and facility management
•   Role specific landing pages and navigation                                                  » Electronic alerts and
•   Standard work item inventories                                                                notifications communicate key
•   Clinical trial data integration                                                               information to trial personnel

                                                                                                » Real-time visibility into
                                                                                                  each trial site file to
ELECTRONIC TRIAL MASTER FILE (eTMF)                                                               assess completeness and
                                                                                                  compliance
All companies in the pharmaceutical industry must maintain a trial master file
(TMF) for each clinical trial they sponsor. Even though regulatory guidance (such               » Automated distribution
                                                                                                  of critical product safety
as ICH E6) exists, there is no comprehensive common model for managing those
                                                                                                  information saves time
documents. Typically, a company is left to interpret the guidance and develop a                   and money while meeting
unique TMF management strategy – one based on institutional knowledge, past                       regulatory obligations
experience and opinion.
                                                                                                » Comprehensive eTMF
                                                                                                  document inventory that is
In 2009, the Drug Information Association (DIA) embarked upon an effort to
                                                                                                  based on the DIA Reference
define a standard clinical trial master file taxonomy or “reference model” for                    Model
use by industry. This collaborative effort involved over 120 representatives from
87 biopharmaceutical companies, contract research organizations, consultancies,
technical vendors (including NextDocs), and regulatory agencies.                                The Seven Elements of a
                                                                                             Clinical Collaboration Platform
At NextDocs, we aligned our eTMF solution with the DIA TMF Reference Model from
the start – providing our clients with a comprehensive document inventory out-of-the-
box. Our clinical collaboration platform simplifies the management of essential trial
documentation by effectively integrating document management processes with the
                                                                                                      Workspace
way people work on a daily basis. Workflows, not people, drive the creation of many
                                                                                                                        Self
                                                                                                     Provisioning    Registration

documents.
                                                                                                Portal                          eTMF
SAFETY REPORT DISTRIBUTION
                                                                                                  Alerts &                   Content
Delivering safety documentation to clinical investigators is an important regulatory            Notifications              Management

obligation. Investigators must be notified of suspected serious adverse events                                  Workflow
associated with products under study. A single safety document can generate
hundreds of notifications to investigators and the timely and accurate delivery of these
documents is important for compliance with country specific regulations.

NextDocs Safety Report Distribution feature not only ensures that these critical
documents are delivered, but also eliminates physical handling and courier costs
associated with manual distribution methods. NextDocs provides on-demand
distribution of a single approved report, batch distribution of all approved reports and a
comprehensive report distribution history.


Clinical Solution Components
When you purchase the NextDocs Clinical Document Management solution, you start with a product that is fully
configured for use in managing clinical trial documents, and which could be validated and deployed by doing nothing
more than adding specific information about your products, studies, etc. to pre-existing lists, importing your templates,
and adding your users to appropriate roles.

STANDARD SOLUTION COMPONENTS
» Complete inventory built on EDM Reference Model specifications
» Predefined lists that limit valid values for document properties to values that you supply
» Best practice lifecycle for review and approval
» Smart Document Wizard that minimizes user metadata entry by auto-populating document properties and filing in
   a standard folder structure
» Comprehensive lifecycle including review and approval workflows
» Role-based security
» Optional digital signature
» Audit trail
» 21 CFR Part 11 Compliance
NEXTDOCS COMPLIANCE PLATFORM
The NextDocs Compliance Platform includes a comprehensive set of features that addresses all ICH, FDA, EMEA, and MHLW
regulatory requirements. It is built in and fully integrated with the Microsoft SharePoint Server framework.




    ■    Real-time Adobe PDF conversion triggered by                         ■    Version tracking with major and minor versioning, version
         document state change or workflow step                                   history and previous version restoration
    ■    Controlled document management including                            ■    Configurable document numbering
         configurable application of watermarks & overlays
                                                                             ■    Auto population of document properties
    ■    Full lifecycle management of the document from
         inception to obsolescence                                           ■    Electronic/digital signatures that address all regulatory
                                                                                  requirements
    ■    Flexible and powerful process automation tools for
         change requests, document review, and approval                      ■    Audit trails that provide a detailed log of every activity
                                                                                  performed in the system
    ■    Check in/Check out controls to prevent documents
         from being overwritten




NextDocs is the global leader in providing Microsoft SharePoint-based document and            Main Headquarters               EU Headquarters
quality management solutions to life sciences organizations. It enables businesses in         500 N. Gulph Road               Elisabethstrasse 91,
regulated industries to achieve compliance with FDA and other agencies while automating       Suite 240                       80797 Munich
processes, improving efficiency and dramatically reducing costs. NextDocs customers           King of Prussia, PA 19406       Germany
include Pharmaceutical companies, Bio-Techs, Medical Device companies and CROs.               Tel: 610.265.9474               Tel: +49.89.5908.1435


For more Information visit www.nextdocs.com




                                                                                                                                        Accredited by
                                                                                                                                        ANAB

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Clinical Document Management Factsheet

  • 2. The Collaborative Platform for Simplifying, Streamlining, and Automating Clinical Trial Processes NextDocs’ collaborative solution for clinical trials, built on Microsoft SharePoint provides an integrated platform that streamlines processes, automates information exchange, and dramatically reduces administrative overhead associated with running clinical trials. Our clinical portal allows clinical teams to work together in an effective and efficient manner by keeping trial personnel connected, informed and on task – providing access to everyone at any time, from anywhere. NextDocs Clinical Document Management solution is based on the NextDocs compliance platform, which includes a comprehensive set of features that address all ICH, FDA, EMEA, and MHLW regulatory requirements. CLINICAL PORTAL Key Features and Benefits Internet portals that allow stakeholders to access trial information and monitor All the benefits of traditional overall trial progress are often viewed as the “silver bullet” to the collaboration document management challenge – and just as often are accompanied by claims of increased productivity system plus more: and decreased trial costs. Unfortunately, most portal solutions available on the market today do not live up to these promises. They fall short because they » Collaborative platform for simply present information from diverse sources in a unified way and are not well managing all clinical trial integrated with the underlying processes that create, manage and disseminate documentation that information. » Workflow-driven processes ensure consistency and At NextDocs we embrace the concept of an integrated collaboration platform increase efficiency which is a unified collection of components that, in combination, provide an » Advanced metadata environment where diverse constituents can participate in the creation and dictionaries manage trial site management of clinical trial artifacts in real time. Our clinical portal supports: and personnel information • Investigator self-registration » Data-driven creation of key site-level documents such as • Automated user account provisioning the FDA 1572 • Trial personnel and facility management • Role specific landing pages and navigation » Electronic alerts and • Standard work item inventories notifications communicate key • Clinical trial data integration information to trial personnel » Real-time visibility into each trial site file to ELECTRONIC TRIAL MASTER FILE (eTMF) assess completeness and compliance All companies in the pharmaceutical industry must maintain a trial master file (TMF) for each clinical trial they sponsor. Even though regulatory guidance (such » Automated distribution of critical product safety as ICH E6) exists, there is no comprehensive common model for managing those information saves time documents. Typically, a company is left to interpret the guidance and develop a and money while meeting unique TMF management strategy – one based on institutional knowledge, past regulatory obligations experience and opinion. » Comprehensive eTMF document inventory that is In 2009, the Drug Information Association (DIA) embarked upon an effort to based on the DIA Reference define a standard clinical trial master file taxonomy or “reference model” for Model
  • 3. use by industry. This collaborative effort involved over 120 representatives from 87 biopharmaceutical companies, contract research organizations, consultancies, technical vendors (including NextDocs), and regulatory agencies. The Seven Elements of a Clinical Collaboration Platform At NextDocs, we aligned our eTMF solution with the DIA TMF Reference Model from the start – providing our clients with a comprehensive document inventory out-of-the- box. Our clinical collaboration platform simplifies the management of essential trial documentation by effectively integrating document management processes with the Workspace way people work on a daily basis. Workflows, not people, drive the creation of many Self Provisioning Registration documents. Portal eTMF SAFETY REPORT DISTRIBUTION Alerts & Content Delivering safety documentation to clinical investigators is an important regulatory Notifications Management obligation. Investigators must be notified of suspected serious adverse events Workflow associated with products under study. A single safety document can generate hundreds of notifications to investigators and the timely and accurate delivery of these documents is important for compliance with country specific regulations. NextDocs Safety Report Distribution feature not only ensures that these critical documents are delivered, but also eliminates physical handling and courier costs associated with manual distribution methods. NextDocs provides on-demand distribution of a single approved report, batch distribution of all approved reports and a comprehensive report distribution history. Clinical Solution Components When you purchase the NextDocs Clinical Document Management solution, you start with a product that is fully configured for use in managing clinical trial documents, and which could be validated and deployed by doing nothing more than adding specific information about your products, studies, etc. to pre-existing lists, importing your templates, and adding your users to appropriate roles. STANDARD SOLUTION COMPONENTS » Complete inventory built on EDM Reference Model specifications » Predefined lists that limit valid values for document properties to values that you supply » Best practice lifecycle for review and approval » Smart Document Wizard that minimizes user metadata entry by auto-populating document properties and filing in a standard folder structure » Comprehensive lifecycle including review and approval workflows » Role-based security » Optional digital signature » Audit trail » 21 CFR Part 11 Compliance
  • 4. NEXTDOCS COMPLIANCE PLATFORM The NextDocs Compliance Platform includes a comprehensive set of features that addresses all ICH, FDA, EMEA, and MHLW regulatory requirements. It is built in and fully integrated with the Microsoft SharePoint Server framework. ■ Real-time Adobe PDF conversion triggered by ■ Version tracking with major and minor versioning, version document state change or workflow step history and previous version restoration ■ Controlled document management including ■ Configurable document numbering configurable application of watermarks & overlays ■ Auto population of document properties ■ Full lifecycle management of the document from inception to obsolescence ■ Electronic/digital signatures that address all regulatory requirements ■ Flexible and powerful process automation tools for change requests, document review, and approval ■ Audit trails that provide a detailed log of every activity performed in the system ■ Check in/Check out controls to prevent documents from being overwritten NextDocs is the global leader in providing Microsoft SharePoint-based document and Main Headquarters EU Headquarters quality management solutions to life sciences organizations. It enables businesses in 500 N. Gulph Road Elisabethstrasse 91, regulated industries to achieve compliance with FDA and other agencies while automating Suite 240 80797 Munich processes, improving efficiency and dramatically reducing costs. NextDocs customers King of Prussia, PA 19406 Germany include Pharmaceutical companies, Bio-Techs, Medical Device companies and CROs. Tel: 610.265.9474 Tel: +49.89.5908.1435 For more Information visit www.nextdocs.com Accredited by ANAB