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Surge Protection:
Technical Background & Basics
Surge Protection – Agenda
• Introduction
• AC Power Basics
• Power Quality Scope
• Voltage Transients &
Disturbances
• Power Quality in the
Workplace & the Effects
of Transients
• MOV Technology &
Surge Protective
Devices
Course Objectives
• Describe the risk that voltage surges
pose for today’s electronic equipment
• Explain the basics of AC power
• Explain types of voltage disturbances
• Discuss various surge protection devices
Progression of Electronic Device
• Use of electronic equipment has increased
• Overall size of the equipment has decreased
• Smaller more compact electronic devices have
become more susceptible to over-voltage failures
TIME
ElectronicUsage
OverallSize
Microprocessor Electronics
• Microprocessor driven devices
can be found in almost every
commercial, industrial and
residential setting, for example:
– Computer Networks,
diagnostic equipment, alarm
sensors, CNC machines, etc…
• Integrated circuit chips are
especially sensitive to transient
voltage surges due to their:
– Microscopic size & structure
– Extremely low operating
voltages
– Increased switching speeds
A Perspective of Facility Downtime
0 20 40 60
Time (Minutes)
Steel & Aluminum
Chemical
Automotive
Industry
Average Length of Downtime per Incident
0.0 0.5 1.0 1.5 2.0
U.S. Dollars (Million)
Steel & Aluminum
Chemical
Automotive
Industry
Average Cost/Hour
• Facility downtime
costs commercial
and industrial
plants nearly $26
billion a year in lost
time, equipment
repair and
replacement
AC Power Basics
• North American Power Generation Facilities supply alternating current (AC)
power
• AC frequency is 60 cycles per second or 60Hz
What is a Voltage Surge?
• High amplitude, short duration overvoltage
– Any voltage level that is short in duration and is
also 10% greater than the systems normal
operating AC, RMS or DC voltage level. A voltage
surge is also known as a voltage transient.
Types of Voltage Disturbances
• The most common voltage
disturbance is a surge or spike in
voltage
• Less common types of
disturbances are:
– Swell – An increase in the power
frequency AC voltage with
durations from one half cycle to a
few seconds
– Sag – A rms reduction in the
power frequency AC voltage with
durations from one half cycle to a
few seconds (also known as dip)
Outages
1%
Sw ell / Sag
11%
Surge / Spike
88%
Allen-Segal IBM Study
Power Quality Problems
• There are two general causes of voltage surge
1. Natural causes (lightning)
2. Other causes due to equipment or switching devices
a. Utility switching
b. Facility equipment due to switching in your facility, your neighbors facility or at the utility
company
Sources of Power Quality Problems in the Business Place
Florida Power Study
Natural Causes (Lightning)
• Direct lightning strikes
– Can be the most damaging
• Indirect lightning strikes
– Indirect lightning strikes up to 30 miles away can still affect your facility
Initial direct or indirect
strike
Travels through power
lines or ground
Enters your facility
Causes Due to Equipment Switching
Utility Grid Switching Travels through power
lines or ground
Enters your facility
Generated from within
your facility
Switching of large transformers, motors, and other inductive loads
can generate spikes or transient impulses
Type 1: Utility Switching
Type 2: Facility generated
Harmful Effects of Transient Surges
• The most common failures produced by transients within
electronic devices are:
– Disruptive effects – Encountered when a voltage transient
enters an electronic component and the component then
interprets the transient as a valid logic command, resulting in
system lock-up, malfunctions, faulty output or corrupted files
– Dissipative effects – Associated with short duration repetitive
energy level surges, resulting in long-term degradation of the
device
– Destructive effects – Associated with high level energy surges,
resulting in immediate equipment failure
Surge Protective Device (SPD)
• A surge protective device, or SPD, reduces the
magnitude of a voltage transient surge thus
protecting equipment from damaging effects.
SPD’s were commonly known in the past as TVSS
(Transient Voltage Surge Suppressor)
• A SPD tries to:
– Send surge away (to ground)
– Acts as a momentary ‘short circuit’
• ‘short circuit’ ≈ voltage equalization ≈ no overvoltage ≈
protected load
How a SPD Works
• The SPD acts as a pressure relief valve
• The pressure relief valve (SPD) does
nothing until an over-pressure pulse
(voltage surge) occurs in the water
SPD
Transient
Voltage
SPD Shunt Path
Term to Know: “Clamping”
• Clamping describes the process by which an SPD reduces voltage transients
and surges to a specified lower voltage level suitable for the protected load
Voltage Surge Residual Voltage
(Let-Through Voltage)
* Images from slides 6, 7 and 16 taken from Leviton Technical and Applications Module for Power Quality Products
Metal Oxide Varistors (MOV) Contains a ceramic mass of zinc oxide grains,
combined with other metal oxides sandwiched
between two metal plates forming a network of
back-to-back diode pairs
Silicon Junction Diode The diode is installed reverse-biased under
normal conditions. When the voltage rises
above normal conditions the diode becomes
forward-biased
Spark Gap If a voltage surge is experienced a spark ignites
gases creating an arc across the gap
Gas Tube Arrestor Commonly used for telephone lines as they
enter a building
Sophisticated spark gap that safely shunts the
surge to ground
Types of SPD Technologies
MOV Technology
• Contains a ceramic mass of zinc
oxide grains combined with small
quantities of bismuth, cobalt and
manganese sandwiched between
two metal plates
• The boundary between each grain
and its neighbor forms a diode
junction, allowing current to only
flow in one direction
• Equivalent to a mass of back-to-
back diode pairs, each in parallel
Schematic Symbols
MOV Failure Modes
• There are two types of
MOV failure modes:
1. High energy over-voltages
2. Lower energy repetitive
pulses
MOV Failure due to High Energy Over Voltages
• Event: Large single energy event
spike or transient beyond the rated
capacity of the device
– Failure: Device will rupture or
explode
• Event: Sustained over-voltage
condition building up energy
– Failure: Device will go into thermal
overheating and rupture (thermal
overload)
• Event: Repeated lower level spikes or
transient over-voltage conditions
– Failure: Device will slowly degrade
until failure
Due to the destructive nature of this failure
surge rated fuses are required for all MOV
installations. (Except TPMOV®)
MOV Failure
Every time an MOV switches, it’s life is slightly
degraded. The greater the transient hit, the
greater the degradation of the MOV

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Over voltage protection pert. 6

  • 2. Surge Protection – Agenda • Introduction • AC Power Basics • Power Quality Scope • Voltage Transients & Disturbances • Power Quality in the Workplace & the Effects of Transients • MOV Technology & Surge Protective Devices
  • 3. Course Objectives • Describe the risk that voltage surges pose for today’s electronic equipment • Explain the basics of AC power • Explain types of voltage disturbances • Discuss various surge protection devices
  • 4. Progression of Electronic Device • Use of electronic equipment has increased • Overall size of the equipment has decreased • Smaller more compact electronic devices have become more susceptible to over-voltage failures TIME ElectronicUsage OverallSize
  • 5. Microprocessor Electronics • Microprocessor driven devices can be found in almost every commercial, industrial and residential setting, for example: – Computer Networks, diagnostic equipment, alarm sensors, CNC machines, etc… • Integrated circuit chips are especially sensitive to transient voltage surges due to their: – Microscopic size & structure – Extremely low operating voltages – Increased switching speeds
  • 6. A Perspective of Facility Downtime 0 20 40 60 Time (Minutes) Steel & Aluminum Chemical Automotive Industry Average Length of Downtime per Incident 0.0 0.5 1.0 1.5 2.0 U.S. Dollars (Million) Steel & Aluminum Chemical Automotive Industry Average Cost/Hour • Facility downtime costs commercial and industrial plants nearly $26 billion a year in lost time, equipment repair and replacement
  • 7. AC Power Basics • North American Power Generation Facilities supply alternating current (AC) power • AC frequency is 60 cycles per second or 60Hz
  • 8. What is a Voltage Surge? • High amplitude, short duration overvoltage – Any voltage level that is short in duration and is also 10% greater than the systems normal operating AC, RMS or DC voltage level. A voltage surge is also known as a voltage transient.
  • 9. Types of Voltage Disturbances • The most common voltage disturbance is a surge or spike in voltage • Less common types of disturbances are: – Swell – An increase in the power frequency AC voltage with durations from one half cycle to a few seconds – Sag – A rms reduction in the power frequency AC voltage with durations from one half cycle to a few seconds (also known as dip) Outages 1% Sw ell / Sag 11% Surge / Spike 88% Allen-Segal IBM Study
  • 10. Power Quality Problems • There are two general causes of voltage surge 1. Natural causes (lightning) 2. Other causes due to equipment or switching devices a. Utility switching b. Facility equipment due to switching in your facility, your neighbors facility or at the utility company Sources of Power Quality Problems in the Business Place Florida Power Study
  • 11. Natural Causes (Lightning) • Direct lightning strikes – Can be the most damaging • Indirect lightning strikes – Indirect lightning strikes up to 30 miles away can still affect your facility Initial direct or indirect strike Travels through power lines or ground Enters your facility
  • 12. Causes Due to Equipment Switching Utility Grid Switching Travels through power lines or ground Enters your facility Generated from within your facility Switching of large transformers, motors, and other inductive loads can generate spikes or transient impulses Type 1: Utility Switching Type 2: Facility generated
  • 13. Harmful Effects of Transient Surges • The most common failures produced by transients within electronic devices are: – Disruptive effects – Encountered when a voltage transient enters an electronic component and the component then interprets the transient as a valid logic command, resulting in system lock-up, malfunctions, faulty output or corrupted files – Dissipative effects – Associated with short duration repetitive energy level surges, resulting in long-term degradation of the device – Destructive effects – Associated with high level energy surges, resulting in immediate equipment failure
  • 14. Surge Protective Device (SPD) • A surge protective device, or SPD, reduces the magnitude of a voltage transient surge thus protecting equipment from damaging effects. SPD’s were commonly known in the past as TVSS (Transient Voltage Surge Suppressor) • A SPD tries to: – Send surge away (to ground) – Acts as a momentary ‘short circuit’ • ‘short circuit’ ≈ voltage equalization ≈ no overvoltage ≈ protected load
  • 15. How a SPD Works • The SPD acts as a pressure relief valve • The pressure relief valve (SPD) does nothing until an over-pressure pulse (voltage surge) occurs in the water SPD Transient Voltage SPD Shunt Path
  • 16. Term to Know: “Clamping” • Clamping describes the process by which an SPD reduces voltage transients and surges to a specified lower voltage level suitable for the protected load Voltage Surge Residual Voltage (Let-Through Voltage) * Images from slides 6, 7 and 16 taken from Leviton Technical and Applications Module for Power Quality Products
  • 17. Metal Oxide Varistors (MOV) Contains a ceramic mass of zinc oxide grains, combined with other metal oxides sandwiched between two metal plates forming a network of back-to-back diode pairs Silicon Junction Diode The diode is installed reverse-biased under normal conditions. When the voltage rises above normal conditions the diode becomes forward-biased Spark Gap If a voltage surge is experienced a spark ignites gases creating an arc across the gap Gas Tube Arrestor Commonly used for telephone lines as they enter a building Sophisticated spark gap that safely shunts the surge to ground Types of SPD Technologies
  • 18. MOV Technology • Contains a ceramic mass of zinc oxide grains combined with small quantities of bismuth, cobalt and manganese sandwiched between two metal plates • The boundary between each grain and its neighbor forms a diode junction, allowing current to only flow in one direction • Equivalent to a mass of back-to- back diode pairs, each in parallel Schematic Symbols
  • 19. MOV Failure Modes • There are two types of MOV failure modes: 1. High energy over-voltages 2. Lower energy repetitive pulses
  • 20. MOV Failure due to High Energy Over Voltages • Event: Large single energy event spike or transient beyond the rated capacity of the device – Failure: Device will rupture or explode • Event: Sustained over-voltage condition building up energy – Failure: Device will go into thermal overheating and rupture (thermal overload) • Event: Repeated lower level spikes or transient over-voltage conditions – Failure: Device will slowly degrade until failure Due to the destructive nature of this failure surge rated fuses are required for all MOV installations. (Except TPMOV®) MOV Failure Every time an MOV switches, it’s life is slightly degraded. The greater the transient hit, the greater the degradation of the MOV