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orcid.orgContact Info: p. +1-301-922-9062 a. 10411 Motor City Drive, Suite 750, Bethesda, MD 20817 USA
The role of ORCID in the publication
process
ORCID Kenya Workshop
23 July 2015 Matthew Buys
Regional Director, ORCID
m.buys@orcid.org
http://orcid.org/0000-0001-7234-3684
2
Digital scholarly communications require
information that is machine readable
Algorithms not enough
•  Different versions (full
name vs. initials)
•  Shared names
•  Transliteration
•  ALT characters
•  Name changes
•  Multiple family names
J. Å. S. Sørensen
J.Aa. S. Sørensen
J. Åge S. Sørensen
J.Aage S. Sørensen
J. Åge Smærup Sørensen
J.Aage Smaerup Sørensen
4
What is ORCID?
ORCID provides a persistent digital identifier that
distinguishes researchers from each other
Member-built integrations in key research workflows
such as manuscript and grant submission support
automated linkages between researchers and their
professional activities and affiliations, ensuring that
works are appropriately attributed and discoverable
ORCID serves as a hub enabling machine-readable
connections between identifiers for organizations,
works, and person IDs
ORCID provides plumbing for
research information
orcid.org 5
“Enter once, re-use
often”
orcid.org 6
One researcher may have many
profiles or identifiers
7	
  
Thomson
Reuters
ResearcherID
Elsevier
Scopus
Author
Profiles
Altmetric
profiles
LinkedIn
Other
profile/iD
systems…
orcid.org 8
Connecting profiles and iDs
ORCID institutional integrations
orcid.org 9
Research
Mgt System
Repositories
i.e. D-Space
Other data
Analytics
Finance,
HR etc.
and others..
and others..
Converis,
Pure,
InfoEd,
Digital
Science, and
others..
ORCID institutional integrations
orcid.org 10
Research
Mgt System
Repositories Other data
Analytics
Finance,
HR etc.
Putting together the
puzzle:
•  Connecting
researchers to
research
•  Providing a hub
to connect
systems
orcid.org 11
Building trust:
orcid.org 12
•  Tools to allow for easy addition of identifiers (for
people, places, and things) during publishing, grant
application, thesis deposit, etc.
•  …and assertion of connection by trusted
organization
Researcher Responsibility
orcid.org 13
To benefit from ORCID, researchers
need only do two things:
①  Register
②  Use iD
orcid.org 14
Over 1.4 million researchers have registered!
ORCID responsibility
Build the infrastructure:
•  Create the tools to allow for easy addition of
ORCID iD during publishing, grant application, thesis
deposit, etc.
•  Engage the community to embed connection tools
•  Ensure that the iD is published with the paper /
dataset / grant / thesis, etc., and ORCID record is
updated
orcid.org 15
Integration in research systems
orcid.org 16
Over 200 members and nearing 200
integrations in every sector of the research
community and region of the world.
Americas
48%
EMEA
36%
Asia Pacific
16%
Funder
7%
Publishing
16%
Repository
20%
Research
Institute
45%
Association
12%
Registry use in Africa
orcid.org 17
ORCID Registry traffic from
African countries represents
about 3% of total usage.
Cairo
Tunis
Lagos
Algiers
Giza
Cape Town
Pretoria
Alexandria
Abuja
Addis Ababa
Johannesburg
Casablanca
Accra
Nairobi
Rabat
4 members in Africa:
•  GIBS
•  Hindawi
•  Stellenbosch University
•  University of Cape Town
Over 7000 registered users,
most in South Africa, Egypt,
Nigeria,Tunisia, Ghana, Kenya,
Botswana
Top 15 cities in Africa, by usage:
National approach
Community starting to take a national approach to ORCID
adoption and implementation.
•  Austria: Funder requirement 2016
•  Finland: National recommendation 2015
•  Australia: National recommendation 2015
•  Denmark: University launch 2014
•  Portugal: Funder requirement 2013
•  Sweden: National recommendation 2013
•  UK: National recommendation 2012
National membership
•  Italy: National membership 2015
•  UK: National membership 2015
orcid.org 18
ORCID iDs are being embedded in articles
orcid.org 20
…and data management
… and datasets…
Witt 2014
PeerJ 2015
…and publication search engines
orcid.org 21
orcid.org 22
… and association membership systems …
…and also in theses, personnel records…
orcid.org 23
orcid.org 24
... and grants…
…and repositories
•  DataCite
•  Dspace
•  ePrints
•  EThOS
•  HUBzero
•  Hydra/Fedora
•  InSPIRE
•  Vireo
•  Reactome
More at
http://orcid.org/blog/2014/03/10/orcid-
repositories-and-researchers
25
XML to
CrossRef
PublisherWorkflows
ReviewerAuthor
DOI or
persistent
URL
Notice to
Reviewer
Notice to
Author
Author
Database
Manuscript
submission
+
Reviewer
Database
AUTHOR
RECORD
Review
process
Accepted
Paper
Production
Process
Published
Paper
Review
request
REVIEWER
RECORD
+
Option to update
ORCID record
Leveraging existing standards
orcid.org 27
ORCID works collaboratively
with the research community
to ensure adoption and use of
research information standards
The metadata “round trip” enables auto-updates
for systems linked to the ORCID registry
Metadata auto-updates
http://orcid.org/blog/2015/01/13/new-webinar-metadata-round-trip
orcid.org 29
The author can pre-populate
submission form fields:
preferred name, affiliation,
funding
The authenticated iD becomes
a part of the paper
Upon publication, the iD is
indexed by CrossRef, Scopus,
Web of Science, and other
services.
Information flows through
ORCID to linked platforms
What can Institutions Do?
•  Integrate ORCID iD using authentication
•  Collect iD during staff/student onboarding
•  Collect iD during thesis submission
•  Connect iD to organization
•  Update ORCID record
•  Connect iD to faculty profile system
•  Pull data from ORCID to update local system
orcid.org 30
Collect, Connect, and Update
orcid.org 31
•  Click and Create
•  Library Guide
•  Training Sessions
•  Theses and Dissertations
http://libguides.kaust.edu.sa/orcid
http://orcid.kaust.edu.sa/
How does ORCID work?
•  Members build integrations to connect
researchers to new works and affiliations
•  Registry allows researchers to connect to
existing works and affiliations (free service)
orcid.org 32
•  Take 30 seconds to
register at
http://orcid.org/register
•  Free to researchers
•  Individual owns the
record and controls
privacy settings
•  Works on laptops,
tablets, and phones
Register for your
Getting started
Use free tools to connect your ORCID identifier to your name
variations, other IDs, affiliations, and existing works and funding
Connect to organization
27 July 2015 orcid.org 35
•  List auto-populates based
on type-ahead
•  All organizations have
unique iD
•  University or employer can
pre-populate and validate
association
•  Can associate with multiple
organizations
Connect to existing works
36
Connect your ORCID iD to
existing works using tools in
ORCID interface or in external
platforms
Researchers can
connect to existing
works and push
ORCID iD into
indexes including
Web of Science,
Scopus, and Europe
PubMedCentral
Updating award information
orcid.org 37
Researchers can connect
to existing projects AND
can receive updates when
grant awarded
Funders can
embed ORCID iD
during the grant
application
workflow
ORCID record includes,
funder name, grant number,
source, source provenance
•  ORCID iDs in research information and profile
systems
•  Connect ORCID iDs to repository systems
•  Create ORCID records on behalf of faculty,
staff, or students
•  Enable ORCID support in third party CRIS
systems or Repositories
•  For research organisations that also act as
publishers, include ORCID iDs in the
publication process
orcid.org 38
Integration points
•  Encourage researchers to register for
ORCID iDs and explain the benefits
•  Explore free integrations via the public
API i.e. D-Space
•  Create a libguide for researchers
•  Consider membership options to ORCID
27 July 2015 orcid.org 39
Closing remarks
Researcher engagement
orcid.org 40
•  Find out more at http://orcid.org
•  Register at http://orcid.org/register
41orcid.org
Thank you!
Matthew Buys
Regional Director, ORCID
m.buys@orcid.org
http://orcid.org/0000-0001-7234-3684

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The role of ORCID in the publication process

  • 1. orcid.orgContact Info: p. +1-301-922-9062 a. 10411 Motor City Drive, Suite 750, Bethesda, MD 20817 USA The role of ORCID in the publication process ORCID Kenya Workshop 23 July 2015 Matthew Buys Regional Director, ORCID m.buys@orcid.org http://orcid.org/0000-0001-7234-3684
  • 2. 2 Digital scholarly communications require information that is machine readable
  • 3. Algorithms not enough •  Different versions (full name vs. initials) •  Shared names •  Transliteration •  ALT characters •  Name changes •  Multiple family names J. Å. S. Sørensen J.Aa. S. Sørensen J. Åge S. Sørensen J.Aage S. Sørensen J. Åge Smærup Sørensen J.Aage Smaerup Sørensen
  • 4. 4 What is ORCID? ORCID provides a persistent digital identifier that distinguishes researchers from each other Member-built integrations in key research workflows such as manuscript and grant submission support automated linkages between researchers and their professional activities and affiliations, ensuring that works are appropriately attributed and discoverable ORCID serves as a hub enabling machine-readable connections between identifiers for organizations, works, and person IDs
  • 5. ORCID provides plumbing for research information orcid.org 5
  • 7. One researcher may have many profiles or identifiers 7  
  • 9. ORCID institutional integrations orcid.org 9 Research Mgt System Repositories i.e. D-Space Other data Analytics Finance, HR etc. and others.. and others.. Converis, Pure, InfoEd, Digital Science, and others..
  • 10. ORCID institutional integrations orcid.org 10 Research Mgt System Repositories Other data Analytics Finance, HR etc. Putting together the puzzle: •  Connecting researchers to research •  Providing a hub to connect systems
  • 12. Building trust: orcid.org 12 •  Tools to allow for easy addition of identifiers (for people, places, and things) during publishing, grant application, thesis deposit, etc. •  …and assertion of connection by trusted organization
  • 13. Researcher Responsibility orcid.org 13 To benefit from ORCID, researchers need only do two things: ①  Register ②  Use iD
  • 14. orcid.org 14 Over 1.4 million researchers have registered!
  • 15. ORCID responsibility Build the infrastructure: •  Create the tools to allow for easy addition of ORCID iD during publishing, grant application, thesis deposit, etc. •  Engage the community to embed connection tools •  Ensure that the iD is published with the paper / dataset / grant / thesis, etc., and ORCID record is updated orcid.org 15
  • 16. Integration in research systems orcid.org 16 Over 200 members and nearing 200 integrations in every sector of the research community and region of the world. Americas 48% EMEA 36% Asia Pacific 16% Funder 7% Publishing 16% Repository 20% Research Institute 45% Association 12%
  • 17. Registry use in Africa orcid.org 17 ORCID Registry traffic from African countries represents about 3% of total usage. Cairo Tunis Lagos Algiers Giza Cape Town Pretoria Alexandria Abuja Addis Ababa Johannesburg Casablanca Accra Nairobi Rabat 4 members in Africa: •  GIBS •  Hindawi •  Stellenbosch University •  University of Cape Town Over 7000 registered users, most in South Africa, Egypt, Nigeria,Tunisia, Ghana, Kenya, Botswana Top 15 cities in Africa, by usage:
  • 18. National approach Community starting to take a national approach to ORCID adoption and implementation. •  Austria: Funder requirement 2016 •  Finland: National recommendation 2015 •  Australia: National recommendation 2015 •  Denmark: University launch 2014 •  Portugal: Funder requirement 2013 •  Sweden: National recommendation 2013 •  UK: National recommendation 2012 National membership •  Italy: National membership 2015 •  UK: National membership 2015 orcid.org 18
  • 19. ORCID iDs are being embedded in articles
  • 20. orcid.org 20 …and data management … and datasets… Witt 2014 PeerJ 2015
  • 21. …and publication search engines orcid.org 21
  • 22. orcid.org 22 … and association membership systems …
  • 23. …and also in theses, personnel records… orcid.org 23
  • 24. orcid.org 24 ... and grants…
  • 25. …and repositories •  DataCite •  Dspace •  ePrints •  EThOS •  HUBzero •  Hydra/Fedora •  InSPIRE •  Vireo •  Reactome More at http://orcid.org/blog/2014/03/10/orcid- repositories-and-researchers 25
  • 26. XML to CrossRef PublisherWorkflows ReviewerAuthor DOI or persistent URL Notice to Reviewer Notice to Author Author Database Manuscript submission + Reviewer Database AUTHOR RECORD Review process Accepted Paper Production Process Published Paper Review request REVIEWER RECORD + Option to update ORCID record
  • 27. Leveraging existing standards orcid.org 27 ORCID works collaboratively with the research community to ensure adoption and use of research information standards
  • 28. The metadata “round trip” enables auto-updates for systems linked to the ORCID registry Metadata auto-updates http://orcid.org/blog/2015/01/13/new-webinar-metadata-round-trip
  • 29. orcid.org 29 The author can pre-populate submission form fields: preferred name, affiliation, funding The authenticated iD becomes a part of the paper Upon publication, the iD is indexed by CrossRef, Scopus, Web of Science, and other services. Information flows through ORCID to linked platforms
  • 30. What can Institutions Do? •  Integrate ORCID iD using authentication •  Collect iD during staff/student onboarding •  Collect iD during thesis submission •  Connect iD to organization •  Update ORCID record •  Connect iD to faculty profile system •  Pull data from ORCID to update local system orcid.org 30
  • 31. Collect, Connect, and Update orcid.org 31 •  Click and Create •  Library Guide •  Training Sessions •  Theses and Dissertations http://libguides.kaust.edu.sa/orcid http://orcid.kaust.edu.sa/
  • 32. How does ORCID work? •  Members build integrations to connect researchers to new works and affiliations •  Registry allows researchers to connect to existing works and affiliations (free service) orcid.org 32
  • 33. •  Take 30 seconds to register at http://orcid.org/register •  Free to researchers •  Individual owns the record and controls privacy settings •  Works on laptops, tablets, and phones Register for your
  • 34. Getting started Use free tools to connect your ORCID identifier to your name variations, other IDs, affiliations, and existing works and funding
  • 35. Connect to organization 27 July 2015 orcid.org 35 •  List auto-populates based on type-ahead •  All organizations have unique iD •  University or employer can pre-populate and validate association •  Can associate with multiple organizations
  • 36. Connect to existing works 36 Connect your ORCID iD to existing works using tools in ORCID interface or in external platforms Researchers can connect to existing works and push ORCID iD into indexes including Web of Science, Scopus, and Europe PubMedCentral
  • 37. Updating award information orcid.org 37 Researchers can connect to existing projects AND can receive updates when grant awarded Funders can embed ORCID iD during the grant application workflow ORCID record includes, funder name, grant number, source, source provenance
  • 38. •  ORCID iDs in research information and profile systems •  Connect ORCID iDs to repository systems •  Create ORCID records on behalf of faculty, staff, or students •  Enable ORCID support in third party CRIS systems or Repositories •  For research organisations that also act as publishers, include ORCID iDs in the publication process orcid.org 38 Integration points
  • 39. •  Encourage researchers to register for ORCID iDs and explain the benefits •  Explore free integrations via the public API i.e. D-Space •  Create a libguide for researchers •  Consider membership options to ORCID 27 July 2015 orcid.org 39 Closing remarks
  • 41. •  Find out more at http://orcid.org •  Register at http://orcid.org/register 41orcid.org Thank you! Matthew Buys Regional Director, ORCID m.buys@orcid.org http://orcid.org/0000-0001-7234-3684