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            The International Institute for Industrial Environmental Economics
                                                        Lund University, Sweden
Project: Markets for energy efficiency. Exploring the new horizons
of tradable certificates schemes (2004-2008)

Objective: To generate knowledge about the complexities and
implications of creating tradable certificate schemes for improved
energy efficiency (so-called ‘Tradable White Certificates Schemes’)
Phase 1. To analyse the potential impacts of creating TWC schemes by conducting ex-ante
  evaluations  Main focus: cost-effectiveness, environmental effectiveness and distributional
  equity of hypothetical EU-wide TWC scheme

Phase 2. To identify and estimate the nature and scale of transaction costs under implemented
  TWC schemes  Main focus: Transaction costs for selected energy efficiency technologies


Phase 3. To analyse empirically estimated market behaviour in TWC schemes by conducting ex-
  post evaluations  Main focus: trading patterns, economic efficiency, cost-effectiveness,
  political feasibility, administrative burden and technical change

Contact: Luis.Mundaca@iiiee.lu.se; Lena.Neij@iiiee.lu.se
Tel +46-46-2220257; +46-46-2220222

                                      The International Institute for Industrial Environmental Economics
                                                                                  Lund University, Sweden
Project: Markets for energy efficiency. Exploring the new horizons
of tradable certificates schemes (2004-2008)

Publications (selected)

Mundaca, L. & Neij, L. (2009). A multi-criteria evaluation framework for ‘Tradable
   White Certificate’ schemes. Energy Policy 37(11):4557-4573

Mundaca, L. (2008). Markets for Energy Efficiency: Implications of an EU-wide
   tradable ‘White Certificate’ Scheme. Energy Economics 30 (6):3016-3043

Mundaca, L. Neij, L., Labanca, N., Duplessis, B. & Pagliano, L. (2008). Market
   Behaviour and the to-trade-or-not-to-trade dilemma in ‘Tradable White
   Certificate’ schemes. Energy Efficiency 1(4):323-347

Mundaca, L. (2007). Transaction Costs of Tradable ‘White Certificate’ schemes: The
   Energy Efficiency Commitment as Case Study. Energy Policy 35 (8):4340-4354




                                   The International Institute for Industrial Environmental Economics
                                                                               Lund University, Sweden
Project: An innovative analytical framework for analysing policy
instruments for improved energy efficiency (2008-2011)

Objective: To advance the appropriateness of bottom-up models
from a multidisciplinary energy (efficiency) policy evaluation
perspective
Phase 1. Identify and explore the wide range of determinants influencing households’ (non-)
  adoption of energy-efficient technologies  Main focus: Ex-post studies/evaluations


Phase 2. Analyse how different energy models simulate households’ purchase/investment
  decisions regarding energy-efficient technology choices  Main focus: Analysis of current
  models, ex-ante studies/evaluations

Phase 3. Analyse/evaluate policy instruments for improved energy efficiency in Swedish
  households - using an E-3 (energy-environment-economy) model  Main focus: Use, develop
  and test model improvements, scrutinise results

Contact: Luis.Mundaca@iiiee.lu.se; Lena.Neij@iiiee.lu.se
Tel +46-46-2220257; +46-46-2220222

                                       The International Institute for Industrial Environmental Economics
                                                                                   Lund University, Sweden
Project: An innovative analytical framework for analysing policy
instruments for improved energy efficiency (2008-2011)

Publications (selected)

Mundaca, L., Neij, L., Worrell, E. & McNeil, M. (2010). Evaluating Energy Efficiency
   Policies with Energy-Economy Models. Annual Review of Environment and
   Resources 35:305-344

Mundaca, L. & Neij, L. (2010). A meta-analysis of bottom-up ex-ante energy policy
   evaluation studies. In proceedings of the 2010 International Energy Program
   Evaluation Conference. Counting on Energy Programs - It's Why Evaluation
   Matters. Paris, France, 2010.

Neij, L., Mundaca, L. & Moukhametshina, E. (2009). Choice-decision determinants
      for the (non) adoption of energy efficiency technologies in households.
      European Council for an Energy Efficient Economy 2009 Summer Study. La
      Colle sur Loup, France, 2009.



                                   The International Institute for Industrial Environmental Economics
                                                                               Lund University, Sweden
Project: Policy instruments for efficient energy use in buildings
(2008-2010)

Objective: To analyze the introduction, technology and market
development of emergent energy efficiency technologies for buildings,
and the role of policy instruments in this development
Phase 1. Heat pump technology. To analyse in-depth the technology, market and price
  development of ground source heat pumps in different policy eras  Main focus: Country- and
  technology-specific ex-post evaluation

Phase 2. Energy efficient windows. To analyse to what extent different policy packages can support
  various learning processes and thus the development and diffusion of energy efficient end-use
  technologies  Main focus: Policy environment(s) enabling learning for innovation

Phase 3. Insulation To analyse to what extent different policy packages can support various
  learning processes and thus the development and diffusion of energy efficient end-use
  technologies  Main focus: Policy environment(s) enabling learning for innovation

Contact: Bernadett.Kiss@iiiee.lu.se; Lena.Neij@iiiee.lu.se
Tel +46-46-2220227; +46-46-2220222

                                       The International Institute for Industrial Environmental Economics
                                                                                   Lund University, Sweden
Project: Policy instruments for efficient energy use in buildings
(2008-2010)

Publications (selected)

Kiss, B., Neij, L. & Jakob, M. (2010). Comparative Diffusion of Heat Pumps: Sweden
     and Switzerland. In: Global Energy Assessment Report. International Institute
     for Applied Systems Analysis: Vienna, Austria. Accepted for publication.

Kiss, Bernadett & Neij, Lena (2010). The importance of learning when supporting
     emergent energy efficiency technologies -A case study on policy intervention
     for learning in energy efficient windows in Sweden. Submitted for publication to
     Energy Policy.

Kiss, B., Gonzalez, C. & Neij, L. (2011). The importance of learning in supporting
     energy efficient technologies – A case study on policy intervention for improved
     insulation in Germany, the UK and Sweden. To be submitted for publication to
     Cleaner Production.



                                   The International Institute for Industrial Environmental Economics
                                                                               Lund University, Sweden
Project: Experience of Policy Instruments for Energy Efficiency in
Buildings in the Nordic Countries (2008-2009)

Objective: To learn from Nordic experiences with energy efficiency
in buildings and improve the implementation and evaluation of policy
instruments for energy efficiency.
Phase 1. To make a compilation (or inventory) of policy instruments for energy efficiency in
  buildings in the Nordic countries


Phase 2. To report the results of evaluations of such instruments



Phase 3. To analyse and discuss how to advance the important learning processes related to policy
  instruments for energy efficiency.


Contact: Kes.Mccormick@iiiee.lu.se; Lena.Neij@iiiee.lu.se
Tel +46-46-2220256; +46-46-2220222

                                        The International Institute for Industrial Environmental Economics
                                                                                    Lund University, Sweden
Project: Markets for energy efficiency. Exploring the new horizons
of tradable certificates schemes (2004-2008)

Publications (selected)

Kiss, B., McCormick, K., Neij, L. & Mundaca, L. (2010) Policy Instruments for
     Energy Efficiency in Buildings: Experiences and Lessons from the Nordic
     Countries. Proceedings of the International Energy Program Evaluation
     Conference, 9 -10 June 2010, Paris, France.

McCormick, K. & Neij, L. (2009) Experience of Policy Instruments for Energy
   Efficiency in Buildings in the Nordic Countries. Research Report for the Centre
   for Energy and Resource Efficient Construction and Facilities Management
   (CERBOF).




                                  The International Institute for Industrial Environmental Economics
                                                                              Lund University, Sweden
Project: Municipal tools for decreased energy use in new buildings
(part of LETS 2050)

Objective: To evaluate voluntary and local policy initiatives for
energy efficiency in new buildings and to study their role in a broader
climate policy context.
Phase 1. Case study I – to analyse local dialogue projects within the voluntary agreement of the
  Building-Living Dialogue


Phase 2. Case study II – to analyse municipal strategies to ensure energy efficiency in buildings
  through land allocation agreements


Phase 3. Synthesis of results and incorporation into LETS 2050 scenarios for a low carbon society




Contact: Nora.Smedby@iiiee.lu.se; Lena.Neij@iiiee.lu.se
Tel +46-46-2220281; +46-46-2220222

                                       The International Institute for Industrial Environmental Economics
                                                                                   Lund University, Sweden
Project: INSPIRE - INtegrated Strategies and Policy Instruments for
Retrofitting buildings to reduce primary E use and GHG emissions (2010-2013)

Objective: To systematically evaluate retrofit strategies and to seek
for adequate and tailored policy packages.

Phase 1. To review current policy strategies, actors and networks for more energy efficient and cost
  effective retrofitting  Main focus: Country-specific ex-post evaluations


Phase 2. To analyse the economic and social dimension of building retrofit projects  Main focus:
  cost-effectiveness, transaction cost (nature and scale), institutional settings, actors
  (intermediaries), learning and networking in retrofit projects

Phase 3. Analyse/evaluate/compare policy instruments for energy efficient retrofit projects in
  Sweden and Denmark  Main focus: best practice strategies (technology, economic, actors,
  policy) to overcome barriers to energy efficient retrofitting

Contact: Bernadett.Kiss@iiiee.lu.se; Lena.Neij@iiiee.lu.se
Tel +46-46-2220227; +46-46-2220222

                                       The International Institute for Industrial Environmental Economics
                                                                                   Lund University, Sweden
Project: Policy intervention for a competitive green energy-based
economy (2011-2014)

Objective: To generate empirical knowledge about the performance
of policy instruments targeting clean energy technology change, taking
a competitive green energy-based economy as the main framework
Phase 1. To analyse in-depth the linkages and performance of policy driven clean energy
  investments to foster a transition to a truly competitive green economy  Main focus: Country-
  and technology-specific ex-post evaluations

Phase 2. To analyse to what extent different policy packages can support the development and
  diffusion of new energy technologies  Main focus: Enabling processes and local learning
  environments that foster a competitive green economy

Phase 3. To provide policy recommendations for improving the design, choice and implementation
  of policy instruments  Main focus: Policy, social and market conditions affecting performance
  of policies. Synthesis of outcomes and dissemination activities

Contact: Luis.Mundaca@iiiee.lu.se; Lena.Neij@iiiee.lu.se
Tel +46-46-2220257; +46-46-2220222

                                      The International Institute for Industrial Environmental Economics
                                                                                  Lund University, Sweden

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Annex 2 Sustainable Buildings

  • 1. Sustainable Buildings + ... The International Institute for Industrial Environmental Economics Lund University, Sweden
  • 2. Project: Markets for energy efficiency. Exploring the new horizons of tradable certificates schemes (2004-2008) Objective: To generate knowledge about the complexities and implications of creating tradable certificate schemes for improved energy efficiency (so-called ‘Tradable White Certificates Schemes’) Phase 1. To analyse the potential impacts of creating TWC schemes by conducting ex-ante evaluations  Main focus: cost-effectiveness, environmental effectiveness and distributional equity of hypothetical EU-wide TWC scheme Phase 2. To identify and estimate the nature and scale of transaction costs under implemented TWC schemes  Main focus: Transaction costs for selected energy efficiency technologies Phase 3. To analyse empirically estimated market behaviour in TWC schemes by conducting ex- post evaluations  Main focus: trading patterns, economic efficiency, cost-effectiveness, political feasibility, administrative burden and technical change Contact: Luis.Mundaca@iiiee.lu.se; Lena.Neij@iiiee.lu.se Tel +46-46-2220257; +46-46-2220222 The International Institute for Industrial Environmental Economics Lund University, Sweden
  • 3. Project: Markets for energy efficiency. Exploring the new horizons of tradable certificates schemes (2004-2008) Publications (selected) Mundaca, L. & Neij, L. (2009). A multi-criteria evaluation framework for ‘Tradable White Certificate’ schemes. Energy Policy 37(11):4557-4573 Mundaca, L. (2008). Markets for Energy Efficiency: Implications of an EU-wide tradable ‘White Certificate’ Scheme. Energy Economics 30 (6):3016-3043 Mundaca, L. Neij, L., Labanca, N., Duplessis, B. & Pagliano, L. (2008). Market Behaviour and the to-trade-or-not-to-trade dilemma in ‘Tradable White Certificate’ schemes. Energy Efficiency 1(4):323-347 Mundaca, L. (2007). Transaction Costs of Tradable ‘White Certificate’ schemes: The Energy Efficiency Commitment as Case Study. Energy Policy 35 (8):4340-4354 The International Institute for Industrial Environmental Economics Lund University, Sweden
  • 4. Project: An innovative analytical framework for analysing policy instruments for improved energy efficiency (2008-2011) Objective: To advance the appropriateness of bottom-up models from a multidisciplinary energy (efficiency) policy evaluation perspective Phase 1. Identify and explore the wide range of determinants influencing households’ (non-) adoption of energy-efficient technologies  Main focus: Ex-post studies/evaluations Phase 2. Analyse how different energy models simulate households’ purchase/investment decisions regarding energy-efficient technology choices  Main focus: Analysis of current models, ex-ante studies/evaluations Phase 3. Analyse/evaluate policy instruments for improved energy efficiency in Swedish households - using an E-3 (energy-environment-economy) model  Main focus: Use, develop and test model improvements, scrutinise results Contact: Luis.Mundaca@iiiee.lu.se; Lena.Neij@iiiee.lu.se Tel +46-46-2220257; +46-46-2220222 The International Institute for Industrial Environmental Economics Lund University, Sweden
  • 5. Project: An innovative analytical framework for analysing policy instruments for improved energy efficiency (2008-2011) Publications (selected) Mundaca, L., Neij, L., Worrell, E. & McNeil, M. (2010). Evaluating Energy Efficiency Policies with Energy-Economy Models. Annual Review of Environment and Resources 35:305-344 Mundaca, L. & Neij, L. (2010). A meta-analysis of bottom-up ex-ante energy policy evaluation studies. In proceedings of the 2010 International Energy Program Evaluation Conference. Counting on Energy Programs - It's Why Evaluation Matters. Paris, France, 2010. Neij, L., Mundaca, L. & Moukhametshina, E. (2009). Choice-decision determinants for the (non) adoption of energy efficiency technologies in households. European Council for an Energy Efficient Economy 2009 Summer Study. La Colle sur Loup, France, 2009. The International Institute for Industrial Environmental Economics Lund University, Sweden
  • 6. Project: Policy instruments for efficient energy use in buildings (2008-2010) Objective: To analyze the introduction, technology and market development of emergent energy efficiency technologies for buildings, and the role of policy instruments in this development Phase 1. Heat pump technology. To analyse in-depth the technology, market and price development of ground source heat pumps in different policy eras  Main focus: Country- and technology-specific ex-post evaluation Phase 2. Energy efficient windows. To analyse to what extent different policy packages can support various learning processes and thus the development and diffusion of energy efficient end-use technologies  Main focus: Policy environment(s) enabling learning for innovation Phase 3. Insulation To analyse to what extent different policy packages can support various learning processes and thus the development and diffusion of energy efficient end-use technologies  Main focus: Policy environment(s) enabling learning for innovation Contact: Bernadett.Kiss@iiiee.lu.se; Lena.Neij@iiiee.lu.se Tel +46-46-2220227; +46-46-2220222 The International Institute for Industrial Environmental Economics Lund University, Sweden
  • 7. Project: Policy instruments for efficient energy use in buildings (2008-2010) Publications (selected) Kiss, B., Neij, L. & Jakob, M. (2010). Comparative Diffusion of Heat Pumps: Sweden and Switzerland. In: Global Energy Assessment Report. International Institute for Applied Systems Analysis: Vienna, Austria. Accepted for publication. Kiss, Bernadett & Neij, Lena (2010). The importance of learning when supporting emergent energy efficiency technologies -A case study on policy intervention for learning in energy efficient windows in Sweden. Submitted for publication to Energy Policy. Kiss, B., Gonzalez, C. & Neij, L. (2011). The importance of learning in supporting energy efficient technologies – A case study on policy intervention for improved insulation in Germany, the UK and Sweden. To be submitted for publication to Cleaner Production. The International Institute for Industrial Environmental Economics Lund University, Sweden
  • 8. Project: Experience of Policy Instruments for Energy Efficiency in Buildings in the Nordic Countries (2008-2009) Objective: To learn from Nordic experiences with energy efficiency in buildings and improve the implementation and evaluation of policy instruments for energy efficiency. Phase 1. To make a compilation (or inventory) of policy instruments for energy efficiency in buildings in the Nordic countries Phase 2. To report the results of evaluations of such instruments Phase 3. To analyse and discuss how to advance the important learning processes related to policy instruments for energy efficiency. Contact: Kes.Mccormick@iiiee.lu.se; Lena.Neij@iiiee.lu.se Tel +46-46-2220256; +46-46-2220222 The International Institute for Industrial Environmental Economics Lund University, Sweden
  • 9. Project: Markets for energy efficiency. Exploring the new horizons of tradable certificates schemes (2004-2008) Publications (selected) Kiss, B., McCormick, K., Neij, L. & Mundaca, L. (2010) Policy Instruments for Energy Efficiency in Buildings: Experiences and Lessons from the Nordic Countries. Proceedings of the International Energy Program Evaluation Conference, 9 -10 June 2010, Paris, France. McCormick, K. & Neij, L. (2009) Experience of Policy Instruments for Energy Efficiency in Buildings in the Nordic Countries. Research Report for the Centre for Energy and Resource Efficient Construction and Facilities Management (CERBOF). The International Institute for Industrial Environmental Economics Lund University, Sweden
  • 10. Project: Municipal tools for decreased energy use in new buildings (part of LETS 2050) Objective: To evaluate voluntary and local policy initiatives for energy efficiency in new buildings and to study their role in a broader climate policy context. Phase 1. Case study I – to analyse local dialogue projects within the voluntary agreement of the Building-Living Dialogue Phase 2. Case study II – to analyse municipal strategies to ensure energy efficiency in buildings through land allocation agreements Phase 3. Synthesis of results and incorporation into LETS 2050 scenarios for a low carbon society Contact: Nora.Smedby@iiiee.lu.se; Lena.Neij@iiiee.lu.se Tel +46-46-2220281; +46-46-2220222 The International Institute for Industrial Environmental Economics Lund University, Sweden
  • 11. Project: INSPIRE - INtegrated Strategies and Policy Instruments for Retrofitting buildings to reduce primary E use and GHG emissions (2010-2013) Objective: To systematically evaluate retrofit strategies and to seek for adequate and tailored policy packages. Phase 1. To review current policy strategies, actors and networks for more energy efficient and cost effective retrofitting  Main focus: Country-specific ex-post evaluations Phase 2. To analyse the economic and social dimension of building retrofit projects  Main focus: cost-effectiveness, transaction cost (nature and scale), institutional settings, actors (intermediaries), learning and networking in retrofit projects Phase 3. Analyse/evaluate/compare policy instruments for energy efficient retrofit projects in Sweden and Denmark  Main focus: best practice strategies (technology, economic, actors, policy) to overcome barriers to energy efficient retrofitting Contact: Bernadett.Kiss@iiiee.lu.se; Lena.Neij@iiiee.lu.se Tel +46-46-2220227; +46-46-2220222 The International Institute for Industrial Environmental Economics Lund University, Sweden
  • 12. Project: Policy intervention for a competitive green energy-based economy (2011-2014) Objective: To generate empirical knowledge about the performance of policy instruments targeting clean energy technology change, taking a competitive green energy-based economy as the main framework Phase 1. To analyse in-depth the linkages and performance of policy driven clean energy investments to foster a transition to a truly competitive green economy  Main focus: Country- and technology-specific ex-post evaluations Phase 2. To analyse to what extent different policy packages can support the development and diffusion of new energy technologies  Main focus: Enabling processes and local learning environments that foster a competitive green economy Phase 3. To provide policy recommendations for improving the design, choice and implementation of policy instruments  Main focus: Policy, social and market conditions affecting performance of policies. Synthesis of outcomes and dissemination activities Contact: Luis.Mundaca@iiiee.lu.se; Lena.Neij@iiiee.lu.se Tel +46-46-2220257; +46-46-2220222 The International Institute for Industrial Environmental Economics Lund University, Sweden