2. 2 N. Borioni et al.
Disability & Rehabilitation
psychomotor, emotional, communicative functions. Equestri-
an rehabilitation (ER) improves posture, balance, and overall
function by decreasing muscle stifness, improving head and
trunk postural control, and developing balance reactions in
trunk. Also, equine therapy inluences patient’s conidence
and feeling of pleasure by touching, stroking, grooming and
giving verbal commands to the horse/donkey. he strength of
the helping relationship, characterized by warmth, empathy,
trust, acceptance and elaboration, is the most powerful pre-
dictor of positive outcome [11].
he general need of validated evaluation tools that prop-
erly assess functional changes in subjects undergoing equine
therapy was clearly emerged from the analysis of the literature.
A further priority identiied is the use of standard classiica-
tion criteria for assessing functions, such as those reported in
the International Classiication of Functioning Disability and
Health (ICF [12]). Recent papers on rehabilitation theories
suggest that ICF may be regarded as a new paradigm which
has integrated the individual model of disability with the so-
cial model of disability [13,14]. he emphasis on environmen-
tal factors and human functioning as well as the interaction
between the two represents a revolution in the way we think
about rehabilitation.
ICF is not a measurement tool but rather a classiication
system, therefore the present research faces two challenges,
translating measures of functional status and environmental
aspects into the ICF language [15], and managing major dif-
iculties which prevent a reliable and standard measurement of
the rehabilitation outcome. Among them, the heterogeneous
interpretation of terms describing therapeutic activities involv-
ing equines, the lack of common rehabilitation protocols, and
the poor sensitivity of the few available validation tools are the
most critical issues. As a direct consequence of these limita-
tions, no large scale trials have been performed so far [10,16].
In order to ill the gaps emerging from the literature, a re-
search program was started at Villa Buon Respiro in Viterbo,
Italy, a rehabilitation centre specialized in equine therapy,
inalized to (i) evaluate the beneicial efect of ER and Ono on
adults with intellectual disability (ID) (ii) explore and assess
two evaluation tools based on the ICF [12] and ICF-CY clas-
siication [17], for personnel with psychological training and
for equestrian instructors, respectively. We decided to use also
the ICF-CY classiication in order to gather as many informa-
tion as possible, given its wider and more complete range of
tools. Furthermore, the use of the ICF-CY classiication will
facilitate the use of these tools in children undergoing ER.
Materials and methods
Study design and subjects
An evaluation tool based on the ICF and ICF-CY classiication
system was developed by a team composed of neurologists,
psychiatrists, psychologists, and all equestrian instructors (pro-
fessionals specialized in ER). his tool aimed at measuring the
health condition and domains of subjects undergoing equine
rehabilitation according to relevant items reported in the ICF.
Most of the evaluation features included in this evaluation
tool were designed to be applied only by personnel with
psychological training (Tool A), and therefore, a simpliied ver-
sion of this list, ater removing neuro-psychological items, was
developed for the use of all therapists involved in the rehabilita-
tion program (Tool B). A copy of these tools, both for ER (Tool
A-ER; Tool B-ER) and for Ono (Tool A-Ono; Tool B-Ono),
can be downloaded from the oicial website of the rehabilita-
tion centre (http://buonrespiro.sanrafaele.it/rep/pubblicazioni.
asp?hw=12&id_reparto=703). he irst aim of the analysis was
to assess the degree of concordance between the two evaluation
toolsinmeasuringtheimprovementofselectedabilitiesinadults
with ID. he comparative evaluation was performed in a group
of subjects undergoing Ono (at the beginning of the study, ater
3 months, 6 months, and 12 months), and in a smaller group
undergoing ER (at the beginning of the study, ater 6 months, 12
months, and 18 months). he assessment of individual perfor-
mances was done independently and blindly between person-
nel with psychological training and equestrian instructors. he
performance of the two tools was also compared in the diferent
areas covered by the evaluation program. Finally, the timing at
which the improvements were observed and their persistence
over time were evaluated.
Eight adult individuals undergoing equine therapy with
horses (ER) (mean age=42.9; SD=1.5), and iteen individu-
als undergoing therapy with donkeys (Ono) (mean age=38.6;
SD=8.6) were evaluated with both the functioning measure-
ment tools over time. No changes were expected in the cognitive
status of subjects included in the study, given their adult age.
No external controls were recruited and performance at T0 was
considered as reference. In the group undergoing Ono, there
were two subjects afected by slight (13.3%), nine afected by
moderate (60.0%), and four by severe intellectual impairment
(26.7%); in the ER sample, one subject was afected by slight
(12.5%), ive by moderate (62.5%), and two by severe intellectual
impairment (25.0%). Some selected clinical and demographic
characteristics of the two study groups are summarized in
Table I. he extent of intellectual impairment was assessed at
the beginning of treatment by a psychiatrist and a psychologist
through a physical examination and a clinical interview with the
use of the Vineland Adaptive Behavior Scale [18]. All measure-
ments were performed independently by psychologists and by
Table I. Characteristics of the two study groups undergoing equestrian
rehabilitation.
Equestrian
rehabilitation Onotherapy
N° 8 15
Age (mean) 42.9 38.6
Sex Men 87.5% 87.7%
Women 12.5% 12.3%
Environment Institutionalized 50.0% 60.0%
Non-institutionalized 50.0% 40.0%
Intellectual disability Slight 12.5% 13.3%
Moderate 62.5% 60.0%
Severe 25.0% 26.7%
Comorbidity Psychiatric 37.5% 73.3%
Medical 12.5% 6.7%
Neurologic 12.5% 6.7%
Nothing 37.5% 13.3%
Disabil
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4. 4 N. Borioni et al.
Disability & Rehabilitation
where,
F p I pb
as s
i
n
as is
i
n
a a
= and =
max( )
= =
∑ ∑
1 1
and, i=item; a=area; s=subject; p=score; pb=baseline
score.
A linear regression model was itted to each therapy and
each group of raters to determine the treatment performance
over time within and between areas. Scatter plot and quantile-
quantile plot conirmed the normality of residuals. he time
when a individual achieved the maximum score, per each
item, was considered to evaluate the timing of the treatment
efects. he persistence of these efects was evaluated accord-
ing to the average frequency of subjects achieving their maxi-
mum score, and described with time-line plots.
he critical limit for signiicance was ixed at 5%. he
sotware used for the analysis was SPSS V.13.0 (SPSS Inc.,
Chicago, IL, USA).
Results
ER
he overall agreement between the psychologists’ and the in-
structors’ evaluation scores was rather slight, although in the
cognitive area, the κ coeicient reached the value K=0.279
(p=0.001). he poorest concordance was in the motor-
praxis (K=0.122, p=0.001) and in the afective-relational
(K=0.154, p=0.001) areas. he instructors gave lower scores
to individual performance, except for the autonomy area. No
comparison between the two evaluators was possible for the
neuro-psychological and communication areas, since the in-
structor’s tool did not include these parameters.
A general improvement was observed in subjects under-
going rehabilitation with horses (Figure 1). In particular, the
psychologists observed signiicant improvements in auton-
omy (∆Bau
=31.4%, p=0.001), motor-praxis (∆Bm−p
=18.5%,
p=0.035), afective-relational (∆Ba−e
=33.7%, p < 0.001), and
cognitive(∆Bcog
=41.6%,p<0.001)areas.Ontheotherhand,the
instructors recorded improvements in autonomy (∆Bau
=39.9%,
p < 0.001), afective-relational (∆Ba−e
=26.7%, p=0.002), and
cognitive (∆Bcog
=55.2%, p < 0.001) areas. Considering the areas
of major psychological pertinence, an improvement over base-
line was observed in neuro-psychological area (∆Bn−p
=38.6%,
p < 0.001), while no evidence of improvement was reached in
the communication area (∆Bcom
=8.8%; p=1.000).
he distribution of subjects’ performances over the study
period showed that 75% of individuals reached their best per-
formance in most areas ater 12 months of therapy. he only
exception concerns the psychologists, which found the high-
est frequency of subject reaching the maximum score before
6 months in communication and afective-relational areas
Figure 1. Relative improvement over baseline (ΔRO%) by group of raters and area (*p < 0.05; **p < 0.01). (A) he improvement relative to the
equestrian rehabilitation (ER). (B) he improvement relative to the onotherapy (Ono).
Disabil
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6. 6 N. Borioni et al.
Disability & Rehabilitation
Further parameters to be evaluated were the timing in
which the improvements were observed, and their persistence
over time. he majority of subjects reached their maximum
improvement 3 months ater the start of the therapy almost in
each area for both group of raters (Table III). Two exceptions
were observed in the afective-relational and communication
areas, the instructors registered the individual maximum
score 12 months ater the start of therapy, 21% and 40% of
subjects, respectively. On the other hands, the psychologists
scored the best performance in the cognitive areas ater 6
months of treatment. To further explore the timing of sub-
jects’ best performance, we set the moment when the 75% of
subjects reached the maximum score as a threshold. For both
group of raters and for most areas, this value was reached at
3 months, with a few exceptions, i.e. according to instructors,
the maximum score in the afective-emotional and relational
area was reached at 6 months, and in the communication area,
12 months ater the start of the rehabilitation program. On the
other hand, the psychologists measured the maximum score
in the autonomy, neuro-psychological and cognitive areas af-
ter 6 months of treatment (Table III).
As far as persistence is concerned, according to the in-
structors, the improvements remained constant ater the
third month with the exception of the communication area,
whereas the psychologists reported a constant increment in
most areas until 6 months. A diferent trend was observed in
the motor-praxis area, with stable scores up to sixth month,
followed by a rapid decrease, and for the communication area,
with scores decreasing from 3 to 6 months and then increas-
ing again up to 12 months (Figure 2).
Discussion
Equine rehabilitation successfully rehabilitates people with in-
tellectualandlearningdisabilities.hehorse/donkeymovement
andthenon-clinicalenvironmentimprovenotonlyphysicalbut
also mental, social, communication, and behavioral outcomes.
Disabled people oten develop a bond with the horse/donkey
that alleviates feelings of loneliness and isolation.
he need of a reliable evaluation of beneits from ER on
physical and cognitive abilities of subjects with ID is a lead-
ing priority in the ield. he assessment of suitable outcomes
to quantify the improvement, and the development of vali-
dated tools of evaluation, are the two major milestones. In
this manuscript, we presented the results of a double analysis
comparing psychologists and equestrian instructors, as well
as and ER vs. Ono.
he irst aim of the study was to evaluate the beneicial ef-
fect of equine rehabilitation with horse and donkey on physi-
cal and psycho-social performances of adults with ID.
he study results showed that both psychologists and in-
structors recorded a signiicant improvement in the autonomy,
cognitive and afective-relational areas in ER. hese indings
conirmed the suitability of the tool developed by the authors
to register behavioral changes in the study subjects, as well as
the beneicial efect of treatment. Furthermore, the study pro-
vided a basic information useful for the planning of individual
rehabilitation programs, which is the time required to get the
treatment efect. he highest performance was reached ater
12 months of therapy with the exception of the communica-
tion and afective-relational areas rated by psychologists which
found the best performance before 6 months.
AsregardsOno,theevaluationofpsychologistsandinstruc-
tors was quite diferent. he psychologists recorded signiicant
improvements in autonomy, afective-relational and cognitive
areas, in contrast with the instructors scores, which emphasiz-
es the improvement in the motor-praxis and communication
areas. he highest improvement was reached for both raters
at 3 months with a few exception. As far as the persistence
of beneits over time is concerned, the instructors reported
a constant increasing trend ater the third month, while the
psychologists ater 6 months.
he results of this study showed that both horse and don-
key therapies help disabled people to become more aware of
the surrounding environment, thanks to the consistent reac-
tion of the animal to patient’s actions. his controlled interac-
tion allows the patient to engage his mind and to lengthen the
attention span and focus. Horse and donkey also provide
positive acceptance and increase conidence and self-esteem
in the patient which enhances the level of participation.
he diiculty of measuring the efect of equine rehabili-
tation, along with the need of standard classiication criteria
for assessing outcomes, was the second aim of the study. Two
new measurement tools, based on the ICF-CY classiication,
Table III. Frequency distribution of 15 subjects undergoing onotherapy according to the moment when they reach the maximum score, by group of raters and
by area.
Areas Number of items
Baseline 3 months 6 months 12 months
% % % cum. % % cum. % % cum.
Instructors
Autonomy 2 40.0 40.0 80.0 3.3 83.3 16.7 100.0
Motor-praxis 1 46.7 33.3 80.0 13.3 93.3 6.7 100.0
Afective-relational 5 50.7 18.7 69.3 9.3 78.7 21.3 100.0
Cognitive 3 51.1 26.7 77.8 8.9 86.7 13.3 100.0
Communication 2 46.7 10.0 56.7 3.3 60.0 40.0 100.0
Psychologists
Autonomy 10 34.7 28.0 62.7 27.3 90.0 10.0 100.0
Motor-praxis 10 68.5 12.1 80.6 6.1 86.7 4.2 90.9
Neuro-psychological 6 45.6 24.4 70.0 21.1 91.1 8.9 100.0
Afective-relational 18 59.6 17.0 76.7 13.7 90.4 8.1 98.5
Cognitive 4 38.3 11.7 50.0 30.0 80.0 20.0 100.0
Communication 10 67.3 14.7 82.0 6.7 88.7 11.3 100.0
Disabil
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