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European Research Council
FP7 IDEAS Programme
The European Research Council
… and its funding schemes.



                   Claudio Bordignon
          Member of the ERC Scientific
                             Council



     “il ruolo dell’ERC nello sviluppo della
                          ricerca europea”

                    Insieme per la Ricerca
                  Università Luigi Bocconi
            Milano, 21 settembre 2009

                                                                           │1
European Research Council



ERC Grant schemes
3R and 2 schemes



 Aim: Retain – Repatriate – Recruit
    Favour “brain gain” and “reverse brain drain”
        improve career opportunities and independence - especially for
        young researchers
        increase competition, recognition and international visibility -
        for excellent individual scientists and scholars in Europe
        Raise aspiration and achievement of basic research in Europe -
        comparability/benchmark for researchers and research systems
 Activities: Two complementary funding schemes
        ERC Starting Grant (StG): attract & retain the next generation of
        independent research leaders - up to € 2.0 Mio for 5 years
        ERC Advanced Grant (AdG): attract & reward established
        independent research leaders - up to € 3.5 Mio for 5 years

                                                                                    │2
European Research Council

ERC Grant schemes
Who can apply? – General requirements



 1. Principal Investigator (PI)
         Nationality, age or current place of work not relevant
 2. In conjunction with a Host organisation
         To be located in MS or AC
 3. Frontier Research Project
         All fields of science, engineering and scholarship are
         eligible (investigator-driven, bottom-up)
 4. Individual research team
         PI has freedom to choose National or trans-national
         character, if scientific added value proven


                                                                                       │3
European Research Council


ERC Grant schemes
All fields, budget pre-allocation in 3 + 1 areas




       ERC covers all fields of science, engineering and scholarship
       For operational reasons the ScC agreed on 3 main research
       domains + interdisciplinary research:
                   Physical Sciences & Engineering – 10 Panels
                   Life Sciences (incl. medical) – 9 Panels
                   Social Sciences & Humanities – 6 Panels
                   Interdisciplinary Research (cross-panel / cross-domain) –
                   Panel Chairs meeting
       The call budget will be pre-allocated to these areas as follows:
                   39% - 34% - 14% - 13%


                                                                                      │4
European Research Council




ERC Budget
    And
 Financials
European Research Council
European Research Council
European Research Council




National R&D funding and ERC grants
European Research Council




           Comparison:

ERC Starting Grant 2007 & 2009 calls
ERC Starting Grant: 2007 call
                                                                       Submitted 9167 proposals
                                                                          European Research Council

            5
                                                                                      by host countries
                                              477

                                                         236
                                   92

                                                          11

       132                      172                           5
                                                         17
                1144
                          542
                        294 1038               207
                           6             84
                  728                   153   40
                          201
                                        40 20 183             130
                            1625
183                                                 21
      568                                                     48

                                                                               181
                                                    339


                                        1                                      38
                                                                                 199
                                                                                                          │ 10
                                                                                          © ERC 2009: StG 07-299
ERC Starting Grant: 2007 call
                                                                                         Successful proposals
                                                                                     European Research Council



                                                                                 by country of host institution
                                                                                        Source: 299 selected proposals



                                                                       7
                                                  1

                                                          11
                  2                          4
                           58
                                      27
                                     11      31
                                                      1
                                38
                                       15             4
                                                               6
                                            25
 2
             25                                                            1

                                                                   4

                                                                                          2
                                                                                              24
                                                                                                                 │ 11
StG 07-299, 05 Dec. 2008
ERC StG 2007 & 2009                                                                                        European Research Council




Distribution of projects by host country
Source: 299 StG 07; 237 StG 09 proposals



                                                                                                                        Starting grant 2007
                                                                                                                        Starting grant 2009
                 20




                 15
 % of grantees




                 10




                 5




                 0
                      UK   FR   DE   ES   NL   IT   IL   CH   BE    SE    FI   DK   AT    HU     EL   PT    IE    PL    CY     EE      BG   CZ    NO

                                                                   Country of host institution                          ERC 2009: StG-07-299/StG-09-237
ERC StG 2007 & 2009                                                                                 European Research Council



      Distribution of grantees per nationality
      Source: 299 StG 07; 237 StG 09 proposals




                                                                                                                        Starting Grants 2007
                                                                                                                        Starting Grants 2009


                14


                12



                10
% of grantees




                8


                6


                4



                2


                0
                     DE IT FR UK NL ES IL   BE SE FI HU EL US CH AT DK PT   IE PL JP CY AR CN TR AU CZ NO RO CA RU SL SK EE KR MX SG UA AL

                                                                     Nationality of grantee
                                                                                                                     ERC 2009: StG-07-299/StG-09-237
ERC StG 2007/2009 & AdG 2008/2009
                                                                                                                   European Research Council
                       5    5

                       0    3                                                                                                   Submitted proposals
                                                                                                       236 70
                                                                                                        49 22                                 StG 07 AdG 08

                                                            92    29             477 65
                                                                                                                                              StG 09 AdG 09
                                                            30    18              86 64
                                                                                                       11 4
                                1144    299                                                             2 3
           132    16             347    306                 172    33
                                                                                                               5 2
            29    16                                         47    30
                                                                                                               2 1
                                              542    107                                             17 2

                                              134     80    1038       179                           4 1
                                                                                    207 71
                                                             256       145              34 23
                                       294 63
                                        95 36        6 1                     84    29
                                                                                           40    4
                                                     0 0                     28    11
                                                                                            4    4
                                               201     96        153 42
                                                                                          183 28
                                728    206                                   40    15                       130       32
                                                61    102         52 37
                                                                                           26 18
                                228    159                                   19     8                        26       21
183   17                                                                                        21 2
            568    135                                                           20 4
 42   10                                                                                        1 0             48 22
            227        95                                                        6 3
                                                                                                 0 2              7    7
                                                            1625       301                                                           181 43
                                                                                                 0 1
                                                             434       220                                                           43 17
                                                                                                     339 92
                                                                                                       90 31
                                                                                                                           38    7
                                                                        1    1          ME AL
                                                                                                                            9    2
                                                                        1    0           0 0     0 1                                    199   141
                                                                                         0 1     0 0                                     80    79
European Research Council


                ERC StG 2007 & AdG 2008
                Grantees by nationality

                     80

                                                           Total population DE :                                    Advanced grant 08
                     70                                              82 Mio
                                                                                                                    Starting grant 07
                     60
Number of Grantees




                     50



                     40
                                                                      Total population IL :
                                                                               7.4 Mio

                     30

                                                                                   Total population CH :
                     20                                                                      7.6 Mio

                     10



                     0
                          DE UK FR IT NL IL ES SE BE FI US AT CH EL HU DK PL PT AU CA CY JP NO TR IE AR BG CN CZ IS RO RU SI SK

                                  StG-07:299; AdG-08:275                       Nationality                                              │ 15
ERC StG 2007 & AdG 2008                                                                                                             European Research Council




Success rate by host country
(i.e. ratio submitted – selected proposals)


                                12
                                          ERC Starting Grant 2007
         Success rates in %


                                10

                                8

                                6

                                4

                                2

                                0
                                     FR   UK   NL    ES    BE       DE     FI      AT   DK   SE    IT        IE    EL     PT    CY       HU   BG    CZ    IL     CH   NO

                                                                              EU - 15                                                    EU - 12              Assoc. C.

                                30

                                25                  ERC Advanced Grant 2008
             Sucess rate in %




                                20

                                15

                                10

                                 5

                                 0
                                     SE UK     AT   NL    FR   DE     FI      DK   ES   BE   IT   PT    EL        CY HU    BG       CZ   PL   CH   IS    IL     NO TR

                                                                    EU - 15                                               EU - 12                   Assoc. C.
European Research Council


                  ERC StG 2007 & AdG 2008
                  Origin of grantees

                                                 Relocation                             FR
                  110                                                                              1
                                                 Staying non-Europeans                   IT        1
                                                                                        DE                   2
                  100                            Staying Europeans (non-citizens)
                                                                                        US                              3
                                                 Staying Citizens
                  90

                                                                                        TR
                  80                                                                               1
                                                                                        SE         1
                                                                                        NL         1
                  70
No. of Grantees




                                                                                         FI        1
                                                                                        ES         1
                  60
                                                                                        BE         1
                                                                                         IT                            3
                  50
                                                                                        AT                             3
                                                                                        FR                             3
                  40
                                                                                        DE                                                                       8
                  30

                  20

                  10

                   0
                        UK   FR   DE   NL   IT     CH   ES    IL    SE   BE   FI   AT   HU    EL   DK   PT       CY     NO    CZ     IE    BG     PL   TR   IS
                                                                         Country of host institution                                                        │ 17
ERC StG 2007 & 2009                                             European Research Council



Submissions from researchers resident outside EU & AC
Source: 11670 submitted proposals (9167 + 2503)



                                                       13

                                   EU &        2
            26
                                    AC
        206                                        2                7            14

                                                                               2
                                                            3

                                                                    2
                                                                        2
                     3


                                                                                   19

                                           3
ERC StG 2007 & 2009                                                               European Research Council


                     Submissions from nationals of “third countries”
                                                                Note: 740 proposals

                                                                                                                                     Russia

                      Canada
                                                                                                                                     139
                        36                                                            Belarus     8
                                                                                            Ukraine                   Kazakhstan

                                                                                               40                          1
   USA                                                                         Bosnia                  Armenia         Uzbekistan                                          Japan

   116                                                                            2                        4                 3                                Korea            24
                                                                                             Lebanon                                                  China
                                                                              Tunisia                          Iran   1                                           10
                                                          Morocco                                 3                                                    61
                                                            2       Algeria       8             Cisjordanie 1
                                                                                            Egypt
                                                                                                                          Pakistan                                    Taiwan   5
                                                                                                                                         Bangladesh
          Mexico                                                       7                      4                              2
           12        Cuba                                                                                                        India        5           Hong Kong

                       5                                                                                                           53                             1
                                                                                                                                                  Thailand Viet Nam

                                                                        Nigeria
                                                                                                                                                      1           2 Philippines
                              Venezuela                         Togo
                                                                              1                   Ethiopia   1                        Sri Lanka
                    Colombia
                                   4                              1                                                                           Singapore Malaysia
                                                                                                                                                                           1
                                                                                                  Kenya    1                             3
                        2                                                                                                                         8           5
                                                                                  Congo
                                                                                        1     Tanzania     1
                       Peru
                                        Brasilia
                        4                                                                     Malawi
                                           21                                                      1                   Mauritius

                           Chile
                                                                                        Zimbabwe       1                   1
                                                                                                                                                              Australia
                              3
                                           Uruguay                                South Africa                                                                        35
                               Argentina
                                                3                                       2
                                   18
                                                                                                                                                                                    New Zealand

                                                                                                                                                                                        8


Source: STG 07 and StG 2009: 9167 submitted proposals
ERC StG 2007 & AdG 2008                                                European Research Council



Top twenty most successful Host Institutions
(ranked by total budget of grants received)

              1.    CNRS
              2.    University of Oxford
              3.    EPF Lausanne
              4.    Imperial College of Science Technology and Medicine
              5.    Weizmann Institute of Science
              6.    University of Cambridge
              7.    Max Planck Society
              8.    ETH Zurich
              9.    University of Helsinki
              10.   University College London
              11.   The Hebrew University of Jerusalem
              12.   University of Nijmegen
              13.   Karolinska Institute
              14.   University of Edinburgh
              15.   Free University of Amsterdam
              16.   Technion - Israel Institute of Technology
              17.   Catholic University Leuven
              18.   University of Genève
              19.   Institute National de la Santé et de la Recherché Medical
              20.   University of St Andrews
European Research Council




L’ERC rappresenta una straordinaria opportunità
         per I nostri migliori ricercatori

L’ERC non può risolvere I problemi della ricerca
                   italiana

I risultati dei bandi ERC offrono (e offriranno) una
 misura precisa dei progressi della nostra ricerca

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  • 1. European Research Council FP7 IDEAS Programme The European Research Council … and its funding schemes. Claudio Bordignon Member of the ERC Scientific Council “il ruolo dell’ERC nello sviluppo della ricerca europea” Insieme per la Ricerca Università Luigi Bocconi Milano, 21 settembre 2009 │1
  • 2. European Research Council ERC Grant schemes 3R and 2 schemes Aim: Retain – Repatriate – Recruit Favour “brain gain” and “reverse brain drain” improve career opportunities and independence - especially for young researchers increase competition, recognition and international visibility - for excellent individual scientists and scholars in Europe Raise aspiration and achievement of basic research in Europe - comparability/benchmark for researchers and research systems Activities: Two complementary funding schemes ERC Starting Grant (StG): attract & retain the next generation of independent research leaders - up to € 2.0 Mio for 5 years ERC Advanced Grant (AdG): attract & reward established independent research leaders - up to € 3.5 Mio for 5 years │2
  • 3. European Research Council ERC Grant schemes Who can apply? – General requirements 1. Principal Investigator (PI) Nationality, age or current place of work not relevant 2. In conjunction with a Host organisation To be located in MS or AC 3. Frontier Research Project All fields of science, engineering and scholarship are eligible (investigator-driven, bottom-up) 4. Individual research team PI has freedom to choose National or trans-national character, if scientific added value proven │3
  • 4. European Research Council ERC Grant schemes All fields, budget pre-allocation in 3 + 1 areas ERC covers all fields of science, engineering and scholarship For operational reasons the ScC agreed on 3 main research domains + interdisciplinary research: Physical Sciences & Engineering – 10 Panels Life Sciences (incl. medical) – 9 Panels Social Sciences & Humanities – 6 Panels Interdisciplinary Research (cross-panel / cross-domain) – Panel Chairs meeting The call budget will be pre-allocated to these areas as follows: 39% - 34% - 14% - 13% │4
  • 5. European Research Council ERC Budget And Financials
  • 8. European Research Council National R&D funding and ERC grants
  • 9. European Research Council Comparison: ERC Starting Grant 2007 & 2009 calls
  • 10. ERC Starting Grant: 2007 call Submitted 9167 proposals European Research Council 5 by host countries 477 236 92 11 132 172 5 17 1144 542 294 1038 207 6 84 728 153 40 201 40 20 183 130 1625 183 21 568 48 181 339 1 38 199 │ 10 © ERC 2009: StG 07-299
  • 11. ERC Starting Grant: 2007 call Successful proposals European Research Council by country of host institution Source: 299 selected proposals 7 1 11 2 4 58 27 11 31 1 38 15 4 6 25 2 25 1 4 2 24 │ 11 StG 07-299, 05 Dec. 2008
  • 12. ERC StG 2007 & 2009 European Research Council Distribution of projects by host country Source: 299 StG 07; 237 StG 09 proposals Starting grant 2007 Starting grant 2009 20 15 % of grantees 10 5 0 UK FR DE ES NL IT IL CH BE SE FI DK AT HU EL PT IE PL CY EE BG CZ NO Country of host institution ERC 2009: StG-07-299/StG-09-237
  • 13. ERC StG 2007 & 2009 European Research Council Distribution of grantees per nationality Source: 299 StG 07; 237 StG 09 proposals Starting Grants 2007 Starting Grants 2009 14 12 10 % of grantees 8 6 4 2 0 DE IT FR UK NL ES IL BE SE FI HU EL US CH AT DK PT IE PL JP CY AR CN TR AU CZ NO RO CA RU SL SK EE KR MX SG UA AL Nationality of grantee ERC 2009: StG-07-299/StG-09-237
  • 14. ERC StG 2007/2009 & AdG 2008/2009 European Research Council 5 5 0 3 Submitted proposals 236 70 49 22 StG 07 AdG 08 92 29 477 65 StG 09 AdG 09 30 18 86 64 11 4 1144 299 2 3 132 16 347 306 172 33 5 2 29 16 47 30 2 1 542 107 17 2 134 80 1038 179 4 1 207 71 256 145 34 23 294 63 95 36 6 1 84 29 40 4 0 0 28 11 4 4 201 96 153 42 183 28 728 206 40 15 130 32 61 102 52 37 26 18 228 159 19 8 26 21 183 17 21 2 568 135 20 4 42 10 1 0 48 22 227 95 6 3 0 2 7 7 1625 301 181 43 0 1 434 220 43 17 339 92 90 31 38 7 1 1 ME AL 9 2 1 0 0 0 0 1 199 141 0 1 0 0 80 79
  • 15. European Research Council ERC StG 2007 & AdG 2008 Grantees by nationality 80 Total population DE : Advanced grant 08 70 82 Mio Starting grant 07 60 Number of Grantees 50 40 Total population IL : 7.4 Mio 30 Total population CH : 20 7.6 Mio 10 0 DE UK FR IT NL IL ES SE BE FI US AT CH EL HU DK PL PT AU CA CY JP NO TR IE AR BG CN CZ IS RO RU SI SK StG-07:299; AdG-08:275 Nationality │ 15
  • 16. ERC StG 2007 & AdG 2008 European Research Council Success rate by host country (i.e. ratio submitted – selected proposals) 12 ERC Starting Grant 2007 Success rates in % 10 8 6 4 2 0 FR UK NL ES BE DE FI AT DK SE IT IE EL PT CY HU BG CZ IL CH NO EU - 15 EU - 12 Assoc. C. 30 25 ERC Advanced Grant 2008 Sucess rate in % 20 15 10 5 0 SE UK AT NL FR DE FI DK ES BE IT PT EL CY HU BG CZ PL CH IS IL NO TR EU - 15 EU - 12 Assoc. C.
  • 17. European Research Council ERC StG 2007 & AdG 2008 Origin of grantees Relocation FR 110 1 Staying non-Europeans IT 1 DE 2 100 Staying Europeans (non-citizens) US 3 Staying Citizens 90 TR 80 1 SE 1 NL 1 70 No. of Grantees FI 1 ES 1 60 BE 1 IT 3 50 AT 3 FR 3 40 DE 8 30 20 10 0 UK FR DE NL IT CH ES IL SE BE FI AT HU EL DK PT CY NO CZ IE BG PL TR IS Country of host institution │ 17
  • 18. ERC StG 2007 & 2009 European Research Council Submissions from researchers resident outside EU & AC Source: 11670 submitted proposals (9167 + 2503) 13 EU & 2 26 AC 206 2 7 14 2 3 2 2 3 19 3
  • 19. ERC StG 2007 & 2009 European Research Council Submissions from nationals of “third countries” Note: 740 proposals Russia Canada 139 36 Belarus 8 Ukraine Kazakhstan 40 1 USA Bosnia Armenia Uzbekistan Japan 116 2 4 3 Korea 24 Lebanon China Tunisia Iran 1 10 Morocco 3 61 2 Algeria 8 Cisjordanie 1 Egypt Pakistan Taiwan 5 Bangladesh Mexico 7 4 2 12 Cuba India 5 Hong Kong 5 53 1 Thailand Viet Nam Nigeria 1 2 Philippines Venezuela Togo 1 Ethiopia 1 Sri Lanka Colombia 4 1 Singapore Malaysia 1 Kenya 1 3 2 8 5 Congo 1 Tanzania 1 Peru Brasilia 4 Malawi 21 1 Mauritius Chile Zimbabwe 1 1 Australia 3 Uruguay South Africa 35 Argentina 3 2 18 New Zealand 8 Source: STG 07 and StG 2009: 9167 submitted proposals
  • 20. ERC StG 2007 & AdG 2008 European Research Council Top twenty most successful Host Institutions (ranked by total budget of grants received) 1. CNRS 2. University of Oxford 3. EPF Lausanne 4. Imperial College of Science Technology and Medicine 5. Weizmann Institute of Science 6. University of Cambridge 7. Max Planck Society 8. ETH Zurich 9. University of Helsinki 10. University College London 11. The Hebrew University of Jerusalem 12. University of Nijmegen 13. Karolinska Institute 14. University of Edinburgh 15. Free University of Amsterdam 16. Technion - Israel Institute of Technology 17. Catholic University Leuven 18. University of Genève 19. Institute National de la Santé et de la Recherché Medical 20. University of St Andrews
  • 21. European Research Council L’ERC rappresenta una straordinaria opportunità per I nostri migliori ricercatori L’ERC non può risolvere I problemi della ricerca italiana I risultati dei bandi ERC offrono (e offriranno) una misura precisa dei progressi della nostra ricerca