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Theory of Change
Resource
YOUTH PARTICIPATION AND LEADERSHIP
APRIL 2015
Introduction
Young people1
have tremendous potential
to be both present and future drivers of
inclusive and sustainable development.
In recognising this and the power of
collective action, Oxfam Australia has
developed a Theory of Change (ToC) to
explore what needs to happen in order
for young active citizens, institutions and
communities to create positive, equitable
and sustainable change together. This
meta-theory was developed through
a series of workshops which brought
together various stakeholders from around
the world- young people working in civil
society, youth activists, Oxfam staff, Oxfam
partners, in-country programming staff and
young people from communities in which
Oxfam works.
Purpose of this document
The intent of this document is for it to be
used as a tool by Oxfam, Oxfam partners
and others working in the sector as a
starting point to help guide strategies
for collective impact, by specifically
considering youth inclusion. The ToC
provided illustrates an overarching
theory of the avenues through which
young women and young men are already
creating change, what needs to happen to
further enable this and the various roles
different actors need to play to create
broader societal (or transformational)
change. It is important to note that this is
a theory; it is envisaged that this ToC will
continue to be modified and improved as
we learn more about how best to support
youth participation.2
A point to note when using this resource, is
that each organisation/group does not need
to work across all areas of the ToC, however
each organisation/group should be thinking
about which area they are best placed to
work within and how they can strategically
connect with stakeholders working in other
areas to increase the likelihood of achieving
broader societal change.
YOUTH PARTICIPATION AND LEADERSHIP
02 . YOUTH PARTICIPATION AND LEADERSHIP RESOURCE
1
For statistical consistency across regions, Oxfam’s aligns its
definition of youth with the U.N which is, ‘youth and young people
interchangeably to mean 15-24 years’; acknowledging that youth
can represent a more fluid category than a fixed age group would
suggest. It is also important to note that young people are not a
homogeneous group; they experience different levels of privilege
and marginalisation.
2
There is an absence of consensus on a singular definition
for youth participation. A review and summation of fourteen
definitions of youth participation by Farthing (2012) is: ‘Youth
participation is a process where young people, as active citizens,
take part in, express views on, and have decision-making power
about issues that affect them.’ Sociologist Roger Hart created a
theory around the various levels of children’s and young people’s
participation, which is outlined in his ‘Ladder of Participation’:
http://bit.ly/1tWhzwo
Cover image: Onima is 15 years old and multi-talented. She
sews, she’s a keen dancer and is learning karate. Having grown
up in a slum in Mymensingh, Bangladesh, Onima was inspired
to share her knowledge of disaster preparedness and personal
hygiene with others, so she volunteers for NGO forum, Oxfam’s
partner, and leads hygiene promotion sessions. “I’m exploring my
potential. Maybe others have strong potential too but because of
lack of resources they don’t reach their potential.”
Photo: Tom Pietrasik/Oxfam
Photo:TomPietrasik/Oxfam
VISION OF CHANGE
The change envisioned is a transformation of
current unequal power structures, including
those that inhibit the advancement of
women’s rights, into equitable social and
political relations where ‘young people’s
rights and needs are understood and
respected, and young people lead and
participate in decision-making that affects
their lives and their communities.’3
The gap is huge between the societal
changes that Oxfam wants to see and
how power dynamics currently work in
most countries. Considering the number of
behaviours and policies that continually
exclude young women and young men
from participating4
, this vision may be seen
as naive or too optimistic. However what
young people have shown throughout
history, is that they are active members
of society and do have the ideas and
determination to create social change.
Adding to this, the current youth population
is the largest the world has seen. Young
people today are more connected and more
educated than any previous generation;
they’re challenging restrictive gender
norms and utilising technology to mobilise
civil society in new ways.
A recent example of this is how young
people have been mobilising around
the world out of a shared sense of deep
injustice; protesting against growing
inequality, which has been intensified by
the global financial crisis and high rates of
youth unemployment.
The question for organisations like Oxfam
is less about why we need to work with
young active citizens, and more about
how. Oxfam is already aware that unless
youth participation is strengthened at
all levels of society, broader societal
change is unlikely to happen. In some
cases, Oxfam is already working with
young women and young men around the
world (including those who are directly
affected by the issues Oxfam is seeking to
address5
), to benefit from their knowledge,
skills and motivation to create change.
The challenge for Oxfam (and others in
the sector) now is to identify its own role
in supporting youth active citizenship in
different contexts. Which young people’s
participation is Oxfam actually trying to
enable? How can Oxfam build on existing
work that’s happening in the space of youth
participation and leadership to amplify the
voices of young women and young men
who are already creating change? And how
can organisations like Oxfam create space
within their own decision-making processes
for the young women and young men they’re
seeking to support?
04 . YOUTH PARTICIPATION AND LEADERSHIP RESOURCE THEORY OF CHANGE . 05
3
Oxfam Australia Strategic Plan 2014-2019
4
Young people face a number of barriers to achieving their
full participation in society. These barriers include, but are
not limited to: marginalisation of young people, political risk,
economic security as well as dominant strategies of civil society
which often include gaps in funding, mediating the voices of
young people, lacking the agility work in partnership with loosely
formed youth groups.
5
This includes women and young men from communities, those
living with a disability, those with a HIV positive status, those
from Indigenous, racial, class, caste and sexual minorities as well
as young women.
Photo:MatthewWillman/OxfamAUS
A TRANSFORMATION OF UNEQUAL POWER RELATIONS
Path B:
Young women and young men from
different regions and fields are
organising and taking collective action
For youth groups to affect change they
must first have opportunities to connect
and share their ideas about issues they
care about. There needs to be a collective
concern, with young women and young
men from affected communities and
other young active citizens working
together towards a shared aim. Roles and
responsibilities need to be defined and
strategic plans need to be made (including
operational plans), to ensure sustainability.
In order for youth movements to continue
to create change collectively, they need
to have the resources and support to
sustain their collective action, and need
to be working politically and connecting
strategically with power holders in
communities and formal institutions.
Path C:
Young women and young men
participate in formal decision-making
in institutions
For young women and young men to
influence decision-making in formal
institutions (such as governments,
government institutions, NGO’s and private
corporations), leaders of these institutions
must first be motivated and see the value
of working with young women and young
men. Organisations need to be aware
of the behaviours and practices that
exclude young women and young men from
participating, as well as what enables young
women’s and young men’s participation,
so organisational policies can be put in
place to support this participation. While
policies are one aspect, the organisational
culture, everyday processes and individuals’
practices must enable and support young
women and young men to participate, giving
equal voice to them in decision-making.
This ToC has identified three crucial
routes (paths) for supporting youth active
citizenship to enable collective impact.
In understanding the three paths, it’s
important to note the following:
-	There is no sequence or priority between
the paths intended; rather, they offer
different avenues to achieving change by
working in partnership with young women
and young men, and the changes that
need to happen throughout each path.
-	Accountability needs to occur up and
down the paths and between various
actors. This does not only include power
holders and institutions/groups being
accountable to young women and young
men, but also young women and young
men (as individuals or groups) being
accountable to each other6
and other
stakeholders.
-	These are not standalone paths; making
connections between the paths is an
essential element to achieving societal
change. This is explained in more detail in
the ‘Strategic Connections’ section later
in this document.
Path A:
Young women and young men
participate in decision-making in
affected communities
In order for young women and young men
to participate in decision-making within
communities, they must first be concerned
about issues impacting communities and
be motivated to be part of the solution.
Power holders in the community must
make space for young women’s and young
men’s participation. This will require that
power holders value and are motivated to
work with young women and young men.
Strong and open communication between
young women and young men, and power
holders will enable mutual respect to be
gained and power holders to see the value
of youth participation, increasing the
power of young women and young men
and their capacity to create change in
their communities.
06 . YOUTH PARTICIPATION AND LEADERSHIP RESOURCE THEORY OF CHANGE . 07
THREE PATHWAYS
TO SUCCESS
6
An example of this type of accountability is youth
representatives being accountable to the young women and the
young men that they represent.
Internal Empowerment
Enabling Environments
META-THEORY
OF CHANGE
Young people &
older people have
strong & open
communication
Older people
provide space &
opportunities for
young people to
participate
Young people
are concerned
about issues in
communities
Communities
Young people participate
in decision-making in
affected communities
AIM
Youth groups,
institutions and
communities create
positive, equitable
and sustainable
change
Youth
groups work
politically &
strategically
Young active
citizens from diverse
backgrounds &
experiences organise
& take collective
action
Youth groups
have resources &
are sustainable
Organisational
policies exist to
support youth
participation
Leaders of
institutions are
motivated &
understand the
value of youth
participation
Organisational
practices enable
young people to
participate
Opportunities
& space exist for
young people to
participate
Young people
have a common
concern & come
together
Institutions
Young people participate
in formal decision making
of institutions
youth
movements
Young people are organising
& taking collective action
for sustainable change
Strategic
Alliances
08 . YOUTH PARTICIPATION AND LEADERSHIP RESOURCE
YOUTH PARTICIPATION
AND LEADERSHIP
10 . YOUTH PARTICIPATION AND LEADERSHIP RESOURCE THEORY OF CHANGE . 11
Strategic Alliances
KEY TO ACHIEVING CHANGE
A key feature of the ToC is that while organisations/groups do not need to work across all
paths, only when strategic connections are made between paths is broader societal change
going to occur. If each path is addressed exclusively without consideration of how it relates to
the other paths, long-term change is much less likely to be achieved.
For example, if young women and young men in youth-led groups and networks work together
without collaborating with leaders in communities and institutions, it is less likely that
transformational change will occur. Thus, in order for change to occur at all levels (from the
grassroots community level, to the national and global levels), leaders from youth groups,
communities and institutions must be working together in strategic coalitions towards a
shared vision.
Underpinning factors influencing change:
INTERNAL EMPOWERMENT AND ENABLING ENVIRONMENTS
A set of underlying factors must exist across the ToC to enable collective impact and
transformational change. These factors can be grouped into ‘internal empowerment’ and
‘enabling environments’. These elements need to be present throughout all paths and at
multiple levels including the individual, family, community and institutional levels in order
to shift traditionally held beliefs and behaviours (both at the individual and collective level)
that inhibit meaningful youth participation.
•	Internal Empowerment:
These factors relate to the individual
capabilities and attributes that lead to
active citizenship:
- Knowledge7
, skills and motivation
- Awareness of oneself, one’s view of
the world and how this impacts on
behaviours.
- Awareness of power dynamics and
how this can result in behaviours that
exclude marginalised young women and
young men.
Internal empowerment not only relates to
young women and young men, but also
to power holders and other stakeholders.
Internal empowerment is a crucial element
to enabling interpersonal support, which
must occur between peers, family,
colleagues and other stakeholders to
support youth active citizenship.
•	Enabling Environments:
These factors relate to broader
environmental influences, which extend
beyond the individual, to support young
women and young men in being active
citizens:
- There are opportunities for young
people to participate and/or be included
in decision-making.
- Special measures are put in place to
further support marginalised young
women and young men.
- Space is created for young people to
take measured risks.
- Young women and young men feel safe
and secure both economically, socially
and politically.
Enabling environments not only refer to the
need to create the above environments,
but also refer to seeking out spaces
where change is already happening and
amplifying these efforts.
7
Knowledge includes awareness of the diversity and inequalities
between young women and young men- this includes the
gender-differentiated experiences, needs and perspectives
of young women and young men, as well as awareness of the
behaviours and practices that exclude other marginalised young
women and young men, such as those from such as those living
with a disability, those with a HIV positive status, those from
Indigenous, racial, class, caste and sexual minorities.
Photo:OxfamAUS
Assumptions
There are a number of assumptions which
underpin this ToC and affect whether or
not transformational change will ultimately
occur. These assumptions include:
•	Young women and young men want to
participate in decision-making in their
communities and their societies.
•	Marginalised young women and
young men are currently participating
significantly less than they could be.
•	Young women and young men bring
different ideas, perspectives and energy
to the development process that will have
a positive impact on achieving broader
societal change.
•	Young women and young men hold the
greatest potential for shifting restrictive
gender roles that perpetuate inequality
within our societies.
•	Working to address inhibiting
environmental factors will support young
people to participate.
•	Young women and young men have the
potential to be leaders in all areas.
CONTACT DETAILS
Oxfam Australia
132 Leicester Street
Carlton VIC 3056 Australia
Program Expertise Youth Advisors
youth@oxfam.org.au
www.oxfam.org.au
This document was written by
Oxfam Australia Youth Advisors.
For more information, or to
comment on this publication,
please email youth@oxfam.org.au
Copyright
Oxfam Australia gives permission
for excerpts from this resource
to be photocopied or reproduced
provided that the source is clearly
and properly acknowledged.
12 . YOUTH PARTICIPATION AND LEADERSHIP RESOURCE

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Oxfam Youth Participation_ToC_e-version(1)

  • 1. Theory of Change Resource YOUTH PARTICIPATION AND LEADERSHIP APRIL 2015
  • 2. Introduction Young people1 have tremendous potential to be both present and future drivers of inclusive and sustainable development. In recognising this and the power of collective action, Oxfam Australia has developed a Theory of Change (ToC) to explore what needs to happen in order for young active citizens, institutions and communities to create positive, equitable and sustainable change together. This meta-theory was developed through a series of workshops which brought together various stakeholders from around the world- young people working in civil society, youth activists, Oxfam staff, Oxfam partners, in-country programming staff and young people from communities in which Oxfam works. Purpose of this document The intent of this document is for it to be used as a tool by Oxfam, Oxfam partners and others working in the sector as a starting point to help guide strategies for collective impact, by specifically considering youth inclusion. The ToC provided illustrates an overarching theory of the avenues through which young women and young men are already creating change, what needs to happen to further enable this and the various roles different actors need to play to create broader societal (or transformational) change. It is important to note that this is a theory; it is envisaged that this ToC will continue to be modified and improved as we learn more about how best to support youth participation.2 A point to note when using this resource, is that each organisation/group does not need to work across all areas of the ToC, however each organisation/group should be thinking about which area they are best placed to work within and how they can strategically connect with stakeholders working in other areas to increase the likelihood of achieving broader societal change. YOUTH PARTICIPATION AND LEADERSHIP 02 . YOUTH PARTICIPATION AND LEADERSHIP RESOURCE 1 For statistical consistency across regions, Oxfam’s aligns its definition of youth with the U.N which is, ‘youth and young people interchangeably to mean 15-24 years’; acknowledging that youth can represent a more fluid category than a fixed age group would suggest. It is also important to note that young people are not a homogeneous group; they experience different levels of privilege and marginalisation. 2 There is an absence of consensus on a singular definition for youth participation. A review and summation of fourteen definitions of youth participation by Farthing (2012) is: ‘Youth participation is a process where young people, as active citizens, take part in, express views on, and have decision-making power about issues that affect them.’ Sociologist Roger Hart created a theory around the various levels of children’s and young people’s participation, which is outlined in his ‘Ladder of Participation’: http://bit.ly/1tWhzwo Cover image: Onima is 15 years old and multi-talented. She sews, she’s a keen dancer and is learning karate. Having grown up in a slum in Mymensingh, Bangladesh, Onima was inspired to share her knowledge of disaster preparedness and personal hygiene with others, so she volunteers for NGO forum, Oxfam’s partner, and leads hygiene promotion sessions. “I’m exploring my potential. Maybe others have strong potential too but because of lack of resources they don’t reach their potential.” Photo: Tom Pietrasik/Oxfam Photo:TomPietrasik/Oxfam
  • 3. VISION OF CHANGE The change envisioned is a transformation of current unequal power structures, including those that inhibit the advancement of women’s rights, into equitable social and political relations where ‘young people’s rights and needs are understood and respected, and young people lead and participate in decision-making that affects their lives and their communities.’3 The gap is huge between the societal changes that Oxfam wants to see and how power dynamics currently work in most countries. Considering the number of behaviours and policies that continually exclude young women and young men from participating4 , this vision may be seen as naive or too optimistic. However what young people have shown throughout history, is that they are active members of society and do have the ideas and determination to create social change. Adding to this, the current youth population is the largest the world has seen. Young people today are more connected and more educated than any previous generation; they’re challenging restrictive gender norms and utilising technology to mobilise civil society in new ways. A recent example of this is how young people have been mobilising around the world out of a shared sense of deep injustice; protesting against growing inequality, which has been intensified by the global financial crisis and high rates of youth unemployment. The question for organisations like Oxfam is less about why we need to work with young active citizens, and more about how. Oxfam is already aware that unless youth participation is strengthened at all levels of society, broader societal change is unlikely to happen. In some cases, Oxfam is already working with young women and young men around the world (including those who are directly affected by the issues Oxfam is seeking to address5 ), to benefit from their knowledge, skills and motivation to create change. The challenge for Oxfam (and others in the sector) now is to identify its own role in supporting youth active citizenship in different contexts. Which young people’s participation is Oxfam actually trying to enable? How can Oxfam build on existing work that’s happening in the space of youth participation and leadership to amplify the voices of young women and young men who are already creating change? And how can organisations like Oxfam create space within their own decision-making processes for the young women and young men they’re seeking to support? 04 . YOUTH PARTICIPATION AND LEADERSHIP RESOURCE THEORY OF CHANGE . 05 3 Oxfam Australia Strategic Plan 2014-2019 4 Young people face a number of barriers to achieving their full participation in society. These barriers include, but are not limited to: marginalisation of young people, political risk, economic security as well as dominant strategies of civil society which often include gaps in funding, mediating the voices of young people, lacking the agility work in partnership with loosely formed youth groups. 5 This includes women and young men from communities, those living with a disability, those with a HIV positive status, those from Indigenous, racial, class, caste and sexual minorities as well as young women. Photo:MatthewWillman/OxfamAUS A TRANSFORMATION OF UNEQUAL POWER RELATIONS
  • 4. Path B: Young women and young men from different regions and fields are organising and taking collective action For youth groups to affect change they must first have opportunities to connect and share their ideas about issues they care about. There needs to be a collective concern, with young women and young men from affected communities and other young active citizens working together towards a shared aim. Roles and responsibilities need to be defined and strategic plans need to be made (including operational plans), to ensure sustainability. In order for youth movements to continue to create change collectively, they need to have the resources and support to sustain their collective action, and need to be working politically and connecting strategically with power holders in communities and formal institutions. Path C: Young women and young men participate in formal decision-making in institutions For young women and young men to influence decision-making in formal institutions (such as governments, government institutions, NGO’s and private corporations), leaders of these institutions must first be motivated and see the value of working with young women and young men. Organisations need to be aware of the behaviours and practices that exclude young women and young men from participating, as well as what enables young women’s and young men’s participation, so organisational policies can be put in place to support this participation. While policies are one aspect, the organisational culture, everyday processes and individuals’ practices must enable and support young women and young men to participate, giving equal voice to them in decision-making. This ToC has identified three crucial routes (paths) for supporting youth active citizenship to enable collective impact. In understanding the three paths, it’s important to note the following: - There is no sequence or priority between the paths intended; rather, they offer different avenues to achieving change by working in partnership with young women and young men, and the changes that need to happen throughout each path. - Accountability needs to occur up and down the paths and between various actors. This does not only include power holders and institutions/groups being accountable to young women and young men, but also young women and young men (as individuals or groups) being accountable to each other6 and other stakeholders. - These are not standalone paths; making connections between the paths is an essential element to achieving societal change. This is explained in more detail in the ‘Strategic Connections’ section later in this document. Path A: Young women and young men participate in decision-making in affected communities In order for young women and young men to participate in decision-making within communities, they must first be concerned about issues impacting communities and be motivated to be part of the solution. Power holders in the community must make space for young women’s and young men’s participation. This will require that power holders value and are motivated to work with young women and young men. Strong and open communication between young women and young men, and power holders will enable mutual respect to be gained and power holders to see the value of youth participation, increasing the power of young women and young men and their capacity to create change in their communities. 06 . YOUTH PARTICIPATION AND LEADERSHIP RESOURCE THEORY OF CHANGE . 07 THREE PATHWAYS TO SUCCESS 6 An example of this type of accountability is youth representatives being accountable to the young women and the young men that they represent.
  • 5. Internal Empowerment Enabling Environments META-THEORY OF CHANGE Young people & older people have strong & open communication Older people provide space & opportunities for young people to participate Young people are concerned about issues in communities Communities Young people participate in decision-making in affected communities AIM Youth groups, institutions and communities create positive, equitable and sustainable change Youth groups work politically & strategically Young active citizens from diverse backgrounds & experiences organise & take collective action Youth groups have resources & are sustainable Organisational policies exist to support youth participation Leaders of institutions are motivated & understand the value of youth participation Organisational practices enable young people to participate Opportunities & space exist for young people to participate Young people have a common concern & come together Institutions Young people participate in formal decision making of institutions youth movements Young people are organising & taking collective action for sustainable change Strategic Alliances 08 . YOUTH PARTICIPATION AND LEADERSHIP RESOURCE YOUTH PARTICIPATION AND LEADERSHIP
  • 6. 10 . YOUTH PARTICIPATION AND LEADERSHIP RESOURCE THEORY OF CHANGE . 11 Strategic Alliances KEY TO ACHIEVING CHANGE A key feature of the ToC is that while organisations/groups do not need to work across all paths, only when strategic connections are made between paths is broader societal change going to occur. If each path is addressed exclusively without consideration of how it relates to the other paths, long-term change is much less likely to be achieved. For example, if young women and young men in youth-led groups and networks work together without collaborating with leaders in communities and institutions, it is less likely that transformational change will occur. Thus, in order for change to occur at all levels (from the grassroots community level, to the national and global levels), leaders from youth groups, communities and institutions must be working together in strategic coalitions towards a shared vision. Underpinning factors influencing change: INTERNAL EMPOWERMENT AND ENABLING ENVIRONMENTS A set of underlying factors must exist across the ToC to enable collective impact and transformational change. These factors can be grouped into ‘internal empowerment’ and ‘enabling environments’. These elements need to be present throughout all paths and at multiple levels including the individual, family, community and institutional levels in order to shift traditionally held beliefs and behaviours (both at the individual and collective level) that inhibit meaningful youth participation. • Internal Empowerment: These factors relate to the individual capabilities and attributes that lead to active citizenship: - Knowledge7 , skills and motivation - Awareness of oneself, one’s view of the world and how this impacts on behaviours. - Awareness of power dynamics and how this can result in behaviours that exclude marginalised young women and young men. Internal empowerment not only relates to young women and young men, but also to power holders and other stakeholders. Internal empowerment is a crucial element to enabling interpersonal support, which must occur between peers, family, colleagues and other stakeholders to support youth active citizenship. • Enabling Environments: These factors relate to broader environmental influences, which extend beyond the individual, to support young women and young men in being active citizens: - There are opportunities for young people to participate and/or be included in decision-making. - Special measures are put in place to further support marginalised young women and young men. - Space is created for young people to take measured risks. - Young women and young men feel safe and secure both economically, socially and politically. Enabling environments not only refer to the need to create the above environments, but also refer to seeking out spaces where change is already happening and amplifying these efforts. 7 Knowledge includes awareness of the diversity and inequalities between young women and young men- this includes the gender-differentiated experiences, needs and perspectives of young women and young men, as well as awareness of the behaviours and practices that exclude other marginalised young women and young men, such as those from such as those living with a disability, those with a HIV positive status, those from Indigenous, racial, class, caste and sexual minorities. Photo:OxfamAUS
  • 7. Assumptions There are a number of assumptions which underpin this ToC and affect whether or not transformational change will ultimately occur. These assumptions include: • Young women and young men want to participate in decision-making in their communities and their societies. • Marginalised young women and young men are currently participating significantly less than they could be. • Young women and young men bring different ideas, perspectives and energy to the development process that will have a positive impact on achieving broader societal change. • Young women and young men hold the greatest potential for shifting restrictive gender roles that perpetuate inequality within our societies. • Working to address inhibiting environmental factors will support young people to participate. • Young women and young men have the potential to be leaders in all areas. CONTACT DETAILS Oxfam Australia 132 Leicester Street Carlton VIC 3056 Australia Program Expertise Youth Advisors youth@oxfam.org.au www.oxfam.org.au This document was written by Oxfam Australia Youth Advisors. For more information, or to comment on this publication, please email youth@oxfam.org.au Copyright Oxfam Australia gives permission for excerpts from this resource to be photocopied or reproduced provided that the source is clearly and properly acknowledged. 12 . YOUTH PARTICIPATION AND LEADERSHIP RESOURCE