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Part 4: Energy harvesting due to random
excitations and optimal design
Professor Sondipon Adhikari
FRAeS
Chair of Aerospace Enginering, College of Engineering, Swansea University, Swansea UK
Email: S.Adhikari@swansea.ac.uk, Twitter: @ProfAdhikari
Web: http://engweb.swan.ac.uk/~adhikaris
Google Scholar: http://scholar.google.co.uk/citations?user=tKM35S0AAAAJ
November 2, 2017
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 1 / 52
Outline of this talk
1 Introduction
The role of uncertainty
2 The single-degree-of-freedom coupled model
Energy harvesters without an inductor
Energy harvesters with an inductor
3 Optimal Energy Harvester Under Gaussian Excitation
Stationary random vibration
Circuit without an inductor
Circuit with an inductor
4 Stochastic System Parameters
Estimating the mean harvested power by Monte Carlo simulation
Optimal parameters: Semi analytical approach
Optimal parameters by Monte-Carlo simulations
5 Summary
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 2 / 52
Introduction
Piezoelectric vibration energy harvesting
The harvesting of ambient vibration energy for use in powering
low energy electronic devices has formed the focus of much
recent research.
Of the published results that focus on the piezoelectric effect as
the transduction method, most have focused on harvesting using
cantilever beams and on single frequency ambient energy, i.e.,
resonance based energy harvesting.
Several authors have proposed methods to optimise the
parameters of the system to maximise the harvested energy.
Some authors have considered energy harvesting under wide
band excitation.
This is crucial to expand the zone of efficiency of the vibration
energy harvesters.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 3 / 52
Introduction The role of uncertainty
Why uncertainty is important for energy harvesting?
In the context of energy harvesting from ambient vibration, the
input excitation may not be always known exactly.
There may be uncertainties associated with the numerical values
considered for various parameters of the harvester. This might
arise, for example, due to the difference between the true values
and the assumed values.
If there are several nominally identical energy harvesters to be
manufactured, there may be genuine parametric variability within
the ensemble.
Any deviations from the assumed excitation may result an
optimally designed harvester to become sub-optimal.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 4 / 52
Introduction The role of uncertainty
Types of uncertainty
Suppose the set of coupled equations for energy harvesting:
L{u(t)} = f(t) (1)
Uncertainty in the input excitations
For this case in general f(t) is a random function of time. Such
functions are called random processes.
f(t) can be Gaussian/non-Gaussian stationary or non-stationary
random processes
Uncertainty in the system
The operator L{•} is in general a function of parameters
θ1, θ2, · · · , θn ∈ R.
The uncertainty in the system can be characterised by the joint
probability density function pΘ1,Θ2,··· ,Θn (θ1, θ2, · · · , θn).
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 5 / 52
Introduction The role of uncertainty
Possible physically realistic cases
Depending on the system and the excitation, several cases are
possible:
Linear system excited by harmonic excitation
Linear system excited by stochastic excitation
Linear stochastic system excited by harmonic/stochastic excitation
Nonlinear system excited by harmonic excitation
Nonlinear system excited by stochastic excitation
Nonlinear stochastic system excited by harmonic/stochastic
excitation
Multiple degree of freedom vibration energy harvesters
This talk is focused on the application of random vibration theory and
random systems theory to various energy harvesting problems.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 6 / 52
The single-degree-of-freedom coupled model
Energy harvesting circuits - cantilever based
x tb( )
PZT Layers
v t( )Rl
x t x tb( )+ ( )Tip Mass
(a) Harvesting circuit without an inductor
x tb( )
PZT Layers
L v t( )Rl
x t x tb( )+ ( )Tip Mass
(b) Harvesting circuit with an inductor
Figure: Schematic diagrams of piezoelectric energy harvesters with two
different harvesting circuits.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 7 / 52
The single-degree-of-freedom coupled model
Energy harvesting circuits - stack piezo based
Base
Piezo-
ceramic
Proof Mass
x
xb
-
+
vRl
Base
Piezo-
ceramic
Proof Mass
x
xb
-
+
vRlL
Schematic diagrams of stack piezoelectric energy harvesters with two
different harvesting circuits. (a) Harvesting circuit without an inductor,
(b) Harvesting circuit with an inductor.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 8 / 52
The single-degree-of-freedom coupled model Energy harvesters without an inductor
The equation of motion
The coupled electromechanical behaviour of the energy harvester
can be expressed by linear ordinary differential equations as
m¨x(t) + c ˙x(t) + kx(t) − θv(t) = −m ¨xb(t) (2)
Cp ˙v(t) +
1
Rl
v(t) + θ ˙x(t) = 0 (3)
x(t): displacement of the mass
m: equivalent mass of the harvester
k: equivalent stiffness of the harvester
c: damping of the harvester
xb(t): base excitation to the harvester
θ: electromechanical coupling
v(t): voltage
Rl: load resistance
Cp: capacitance of the piezoelectric layer
t: time
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 9 / 52
The single-degree-of-freedom coupled model Energy harvesters without an inductor
Frequency domain: non-dimensional form
Transforming equations (2) and (3) into the frequency domain we
obtain and dividing the first equation by m and the second
equation by Cp we obtain
−ω2
+ 2iωζωn + ω2
n X(ω) −
θ
m
V (ω) = ω2
Xb(ω) (4)
iω
θ
Cp
X(ω) + iω +
1
CpRl
V (ω) = 0 (5)
Here X(ω), V (ω) and Xb(ω) are respectively the Fourier
transforms of x(t), v(t) and xb(t).
The natural frequency of the harvester, ωn, and the damping
factor, ζ, are defined as
ωn =
k
m
and ζ =
c
2mωn
(6)
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 10 / 52
The single-degree-of-freedom coupled model Energy harvesters without an inductor
Frequency domain: non-dimensional form
Dividing the preceding equations by ωn and writing in matrix form
one has
1 − Ω2 + 2iΩζ −θ
k
iΩαθ
Cp
(iΩα + 1)
X
V
=
Ω2Xb
0
(7)
Here the dimensionless frequency and dimensionless time
constant are defined as
Ω =
ω
ωn
and α = ωnCpRl (8)
The constant α is the time constant of the first order electrical
system, non-dimensionalized using the natural frequency of the
mechanical system.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 11 / 52
The single-degree-of-freedom coupled model Energy harvesters without an inductor
Frequency domain: non-dimensional form
Inverting the coefficient matrix, the displacement and voltage in
the frequency domain can be obtained as
X
V
=
1
∆1
(iΩα + 1) θ
k
−iΩαθ
Cp
1 − Ω2 + 2iΩζ
Ω2Xb
0
=
(iΩα + 1) Ω2Xb/∆1
−iΩ3 αθ
Cp
Xb/∆1
(9)
The determinant of the coefficient matrix is
∆1(iΩ) = (iΩ)3
α+(2 ζ α + 1) (iΩ)2
+ α + κ2
α + 2 ζ (iΩ)+1 (10)
This is a cubic equation in iΩ leading to to three roots.
The non-dimensional electromechanical coupling coefficient is
κ2
=
θ2
kCp
(11)
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 12 / 52
The single-degree-of-freedom coupled model Energy harvesters with an inductor
The equation of motion
The coupled electromechanical behaviour of the energy harvester
can be expressed by linear ordinary differential equations as
m¨x(t) + c ˙x(t) + kx(t) − θv(t) = fb(t) (12)
Cp¨v(t) +
1
Rl
˙v(t) +
1
L
v(t) + θ¨x(t) = 0 (13)
Here L is the inductance of the circuit. Note that the mechanical
equation is the same as given in equation (2).
Unlike the previous case, these equations represent two coupled
second-order equations and opposed one coupled second-order
and one first-order equations.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 13 / 52
The single-degree-of-freedom coupled model Energy harvesters with an inductor
Frequency domain: non-dimensional form
Transforming equation (13) into the frequency domain and dividing
by Cpω2
n one has
− Ω2 θ
Cp
X + −Ω2
+ iΩ
1
α
+
1
β
V = 0 (14)
The second dimensionless constant is defined as
β = ω2
nLCp (15)
This is the ratio of the mechanical to electrical natural frequencies.
Similar to Equation (7), this equation can be written in matrix form
with the equation of motion of the mechanical system (4) as
1 − Ω2 + 2iΩζ −θ
k
−Ω2 αβθ
Cp
α 1 − βΩ2 + iΩβ
X
V
=
Ω2Xb
0
(16)
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 14 / 52
The single-degree-of-freedom coupled model Energy harvesters with an inductor
Frequency domain: non-dimensional form
Inverting the coefficient matrix, the displacement and voltage in
the frequency domain can be obtained as
X
V
=
1
∆2
α 1 − βΩ2 + iΩβ θ
k
Ω2 αβθ
Cp
1 − Ω2 + 2iΩζ
Ω2Xb
0
=
α 1 − βΩ2 + iΩβ Ω2Xb/∆2
Ω4 αβθ
Cp
Xb/∆2
(17)
The determinant of the coefficient matrix is
∆2(iΩ) = (iΩ)4
β α + (2 ζ β α + β) (iΩ)3
+ β α + α + 2 ζ β + κ2
β α (iΩ)2
+ (β + 2 ζ α) (iΩ) + α (18)
This is a quartic equation in iΩ leading to to four roots.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 15 / 52
Optimal Energy Harvester Under Gaussian Excitation Stationary random vibration
Stationary random vibration
We consider that the base excitation xb(t) is a random process.
It is assumed that xb(t) is a weakly stationary, Gaussian,
broadband random process.
Mechanical systems driven by this type of excitation have been
discussed by Lin [1], Nigam [2], Bolotin [3], Roberts and Spanos
[4] and Newland [5] within the scope of random vibration theory.
To obtain the samples of the random response quantities such as
the displacement of the mass x(t) and the voltage v(t), one needs
to solve the coupled stochastic differential equations (2) and (3) or
(2) and (13).
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 16 / 52
Optimal Energy Harvester Under Gaussian Excitation Stationary random vibration
Stationary random vibration
0 50 100 150 200 250
Time (s)
-20
-10
0
10
20
Response(mm)
0 50 100 150 200 250
Time (s)
-5
0
5
Force/Excitation(N)
Input force and output response of a linear harvester with an inductor.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 17 / 52
Optimal Energy Harvester Under Gaussian Excitation Stationary random vibration
Stationary random vibration
Analytical results developed within the theory of random vibration
allows us to bypass numerical solutions because we are
interested in the average values of the output random processes.
Here we extend the available results to the energy harvester.
Since xb(t) is a weakly stationary random process, its
autocorrelation function depends only on the difference in the time
instants, and thus
E [xb(τ1)xb(τ2)] = Rxbxb
(τ1 − τ2) (19)
This autocorrelation function can be expressed as the inverse
Fourier transform of the spectral density Φxbxb
(ω) as
Rxbxb
(τ1 − τ2) =
∞
−∞
Φxbxb
(ω) exp[iω(τ1 − τ2)]dω (20)
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 18 / 52
Optimal Energy Harvester Under Gaussian Excitation Stationary random vibration
Stationary random vibration
We are interested in the average harvested power given by
E [P(t)] = E
v2(t)
Rl
=
E v2(t)
Rl
(21)
For a damped linear system of the form V (ω) = H(ω)Xb(ω), it can
be shown that [1, 2] the spectral density of V is related to the
spectral density of Xb by
ΦV V (ω) = |H(ω)|2
Φxbxb
(ω) (22)
Thus, for large t, we obtain
E v2
(t) = Rvv(0) =
∞
−∞
|H(ω)|2
Φxbxb
(ω) dω (23)
This expression will be used to obtain the average power for the
two cases considered. We assume that the base acceleration
¨xb(t) is Gaussian white noise so that its spectral density is
constant with respect to the frequency.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 19 / 52
Optimal Energy Harvester Under Gaussian Excitation Stationary random vibration
Stationary random vibration
The calculation of the integral on the right-hand side of
Equation (23) in general requires the calculation of integrals of the
following form
In =
∞
−∞
Ξn(ω) dω
Λn(ω)Λ∗
n(ω)
(24)
The polynomials have the form
Ξn(ω) = bn−1ω2n−2
+ bn−2ω2n−4
+ · · · + b0 (25)
Λn(ω) = an(iω)n
+ an−1(iω)n−1
+ · · · + a0 (26)
Following Roberts and Spanos [4] this integral can be evaluated
as
In =
π
an
det [Dn]
det [Nn]
(27)
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 20 / 52
Optimal Energy Harvester Under Gaussian Excitation Stationary random vibration
Stationary random vibration
Here the m × m matrices are defined as
Dn =








bn−1 bn−2 · · · b0
−an an−2 −an−4 an−6 · · · 0 · · ·
0 −an−1 an−3 −an−5 · · · 0 · · ·
0 an −an−2 an−4 · · · 0 · · ·
0 · · · · · · 0 · · ·
0 0 · · · −a2 a0








(28)
and
Nn =








an−1 −an−3 an−5 −an−7
−an an−2 −an−4 an−6 · · · 0 · · ·
0 −an−1 an−3 −an−5 · · · 0 · · ·
0 an −an−2 an−4 · · · 0 · · ·
0 · · · · · · 0 · · ·
0 0 · · · −a2 a0








(29)
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 21 / 52
Optimal Energy Harvester Under Gaussian Excitation Circuit without an inductor
Circuit without an inductor
Mean power
The average harvested power due to the white-noise base
acceleration with a circuit without an inductor can be obtained as
E P = E
|V |2
(Rlω4Φxbxb
)
=
π m α κ2
(2 ζ α2 + α) κ2 + 4 ζ2α + (2 α2 + 2) ζ
From Equation (9) we obtain the voltage in the frequency domain
as
V =
−iΩ3 αθ
Cp
∆1(iΩ)
Xb (30)
We are interested in the mean of the normalized harvested power
when the base acceleration is Gaussian white noise, that is
|V |2/(Rlω4Φxbxb
).
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 22 / 52
Optimal Energy Harvester Under Gaussian Excitation Circuit without an inductor
Mean power
The spectral density of the acceleration ω4Φxbxb
and is assumed
to be constant. After some algebra, from Equation (30), the
normalized power is
P =
|V |2
(Rlω4Φxbxb
)
=
kακ2
ω3
n
Ω2
∆1(iΩ)∆∗
1(iΩ)
(31)
Using linear stationary random vibration theory, the average
normalized power can be obtained as
E P = E
|V |2
(Rlω4Φxbxb
)
=
kακ2
ω3
n
∞
−∞
Ω2
∆1(iΩ)∆∗
1(iΩ)
dω (32)
From Equation (10) observe that ∆1(iΩ) is a third order polynomial
in (iΩ). Noting that dω = ωndΩ and from Equation (10), the
average harvested power can be obtained from Equation (32) as
E P = E
|V |2
(Rlω4Φxbxb
)
= mακ2
I(1)
(33)
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 23 / 52
Optimal Energy Harvester Under Gaussian Excitation Circuit without an inductor
Mean power
I(1)
=
∞
−∞
Ω2
∆1(iΩ)∆∗
1(iΩ)
dΩ (34)
After some algebra, this integral can be evaluated as
I(1)
=
π
α
det




0 1 0
−α α + κ2
α + 2 ζ 0
0 −2 ζ α − 1 1




det




2 ζ α + 1 −1 0
−α α + κ2
α + 2 ζ 0
0 −2 ζ α − 1 1




(35)
Combining this with Equation (33) we obtain the average
harvested power due to white-noise base acceleration.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 24 / 52
Optimal Energy Harvester Under Gaussian Excitation Circuit without an inductor
Optimal mean power
Since α and κ2 are positive the average harvested power is
monotonically decreasing with damping ratio ζ. Thus the
mechanical damping in the harvester should be minimised.
For fixed α and ζ the average harvested power is monotonically
increasing with the coupling coefficient κ2, and hence the
electromechanical coupling should be as large as possible.
Maximizing the average power with respect to α gives the
condition
α2
1 + κ2
= 1 (36)
or in terms of physical quantities
R2
l Cp kCp + θ2
= m (37)
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 25 / 52
Optimal Energy Harvester Under Gaussian Excitation Circuit without an inductor
Normalised mean power: numerical illustration
0
0.05
0.1
0.15
0.2 0
1
2
30
1
2
3
4
5
6
α
ζ
Meanpower
The normalised mean power of a harvester without an inductor as a function
of α and ζ, with κ = 0.6.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 26 / 52
Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor
Circuit with an inductor
Mean power
The average harvested power due to the white-noise base
acceleration with a circuit with an inductor can be obtained as
E P =
mαβκ2π (β + 2αζ)
β (β + 2αζ) (1 + 2αζ) (ακ2 + 2ζ) + 2α2ζ (β − 1)2
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 27 / 52
Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor
Mean power
Here
I(2)
=
∞
−∞
Ω4
∆2(iΩ)∆∗
2(iΩ)
dΩ. (38)
Using the expression of ∆2(iΩ) in Equation (18) and comparing
I(2) with the general integral in Equation (24) we have
n = 4, b3 = 0, b2 = 1, b1 = 0, b0 = 0, a4 = βα, a3 = (2 ζ β α + β)
a2 = β α + α + 2 ζ β + κ2
β α , a1 = (β + 2 ζ α) , a0 = α
(39)
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 28 / 52
Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor
Mean power
Using Equation (27), the integral can be evaluated as
I
(2)
=
π
βα
det








0 1 0 0
−β α β α + α + 2 ζ β + κ2
β α −α 0
0 −2 ζ β α − β β + 2 ζ α 0
0 −β α β α + α + 2 ζ β + κ2
β α α








det








2 ζ β α + β −β − 2 ζ α 0 0
−β α β α + α + 2 ζ β + κ2
β α −α 0
0 −2 ζ β α − β β + 2 ζ α 0
0 −β α β α + α + 2 ζ β + κ2
β α α








(40)
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 29 / 52
Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor
Mean power
Combining this with Equation (33) we finally obtain the average
normalized harvested power as
E P = E
|V |2
(Rlω4Φxbxb
)
= mαβκ2
π (β + 2αζ)/ 4βα3
ζ2
+ 2βα2
(β + 1) ζ + β2
α κ2
+8βα2
ζ3
+ 4βα (β + 1) ζ2
+ 2 β2
α2
+ β2
− 2βα2
+ α2
ζ
=
mαβκ2π (β + 2αζ)
β (β + 2αζ) (1 + 2αζ) (ακ2 + 2ζ) + 2α2ζ (β − 1)2 (41)
This is the complete closed-form expression of the normalised
harvested power under Gaussian white noise base acceleration.
Since α, β and κ2 are positive the average harvested power is
monotonically decreasing with damping ratio ζ.
The mechanical damping in the harvester should be minimised.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 30 / 52
Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor
Mean power
For fixed α, β and ζ the average harvested power is monotonically
increasing with the coupling coefficient κ2, and hence the
electromechanical coupling should be as large as possible.
We can also determine optimum values for α and β. Dividing both
the numerator and denominator of the last expression in
Equation (41) by β (β + 2αζ) shows that the optimum value of β
for all values of the other parameters is β = 1.
This value of β implies that ω2
nLCp = 1, and thus the mechanical
and electrical natural frequencies are equal. With β = 1 the
average normalised harvested power is
E P =
mακ2π
(1 + 2αζ) (ακ2 + 2ζ)
. (42)
If κ and ζ are fixed then the maximum power with respect to α is
obtained when α = 1/κ.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 31 / 52
Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor
Normalised mean power: numerical illustration
0
0.5
1
1.5
0
0.5
1
1.5
0
0.5
1
1.5
2
2.5
3
3.5
β
α
Meanpower
The normalized mean power of a harvester with an inductor as a function of α
and β, with ζ = 0.1 and κ = 0.6.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 32 / 52
Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor
Optimal parameter selection
0 1 2 3 4
0
0.5
1
1.5
β
Normalizedmeanpower
The normalized mean power of a harvester with an inductor as a function of β
for α = 0.6, ζ = 0.1 and κ = 0.6. The * corresponds to the optimal value of
β(= 1) for the maximum mean harvested power.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 33 / 52
Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor
Optimal parameter selection
0 1 2 3 4
0
0.5
1
1.5
α
Normalizedmeanpower
The normalized mean power of a harvester with an inductor as a function of α
for β = 1, ζ = 0.1 and κ = 0.6. The * corresponds to the optimal value of
α(= 1.667) for the maximum mean harvested power.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 34 / 52
Stochastic System Parameters
Stochastic system parameters
Energy harvesting devices are expected to be produced in bulk
quantities
It is expected to have some parametric variability across the
‘samples’
How can we take this into account and optimally design the
parameters?
The natural frequency of the harvester, ωn, and the damping factor, ζn,
are assumed to be random in nature and are defined as
ωn = ¯ωnΨω (43)
ζ = ¯ζΨζ (44)
where Ψω and Ψζ are the random parts of the natural frequency and
damping coefficient. ¯ωn and ¯ζ are the mean values of the natural
frequency and damping coefficient.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 35 / 52
Stochastic System Parameters
Mean harvested power: Harmonic excitation
The average (mean) normalized power can be obtained as
E [P] = E
|V |2
(Rlω4X2
b )
=
¯kακ2Ω2
¯ω3
n
∞
−∞
∞
−∞
fΨω (x1)fΨζ
(x2)
∆1(iΩ, x1, x2)∆∗
1(iΩ, x1, x2)
dx1dx2 (45)
where
∆1(iΩ, Ψω, Ψζ) = (iΩ)3
α + 2¯ζαΨωΨζ + 1 (iΩ)2
+
αΨ2
ω + κ2
α + 2¯ζΨωΨζ (iΩ) + Ψ2
ω (46)
The probability density functions (pdf) of Ψω and Ψζ are denoted by
fΨω (x) and fΨζ
(x) respectively.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 36 / 52
Stochastic System Parameters Estimating the mean harvested power by Monte Carlo simulation
Parameter values used in the simulation
Table: Parameter values used in the simulation
Parameter Value Unit
m 9.12 × 10−3 kg
¯k 4.1 × 103 N/m
¯c 0.218 Ns/m
α 0.8649 –
Rl 3 × 104 Ohm
κ2 0.1185 –
Cp 4.3 × 10−8 F
θ −4.57 × 10−3 N/V
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 37 / 52
Stochastic System Parameters Estimating the mean harvested power by Monte Carlo simulation
The mean power
0.2 0.4 0.6 0.8 1 1.2 1.4
10
−7
10
−6
10
−5
10
−4
Normalized Frequency (Ω)
E[P](Watt)
σ=0.00
σ=0.05
σ=0.10
σ=0.15
σ=0.20
The mean power for various values of standard deviation in natural
frequency with ¯ωn = 670.5 rad/s, Ψζ = 1, α = 0.8649, κ2 = 0.1185.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 38 / 52
Stochastic System Parameters Estimating the mean harvested power by Monte Carlo simulation
The mean power
0 0.02 0.04 0.06 0.08 0.1 0.12 0.14 0.16 0.18 0.2
20
30
40
50
60
70
80
90
100
Standard Deviation (σ)
Max(E[P])/Max(Pdet
)(%)
The mean harvested power for various values of standard deviation of
the natural frequency, normalised by the deterministic power
(¯ωn = 670.5 rad/s, Ψζ = 1, α = 0.8649, κ2 = 0.1185).
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 39 / 52
Stochastic System Parameters Estimating the mean harvested power by Monte Carlo simulation
The mean harvested power
0 0.05 0.1 0.15 0.2 0
0.05
0.1
0.15
0.220
40
60
80
100
120
Standard deviation (σζ
)
Standard deviation (σ
ω
)
Max(E[P])/Max(Pdet
)(%)
The mean harvested power for various values of standard deviation of the
natural frequency (σω) and damping coefficient (σζ ), normalised by the
deterministic power (¯ωn = 670.5 rad/s, ¯ζ = 0.0178, α = 0.8649, κ2
= 0.1185).
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 40 / 52
Stochastic System Parameters Estimating the mean harvested power by Monte Carlo simulation
The mean harvested power
0 0.05 0.1 0.15 0.2 0
0.05
0.1
0.15
0.220
30
40
50
60
70
80
90
100
Standard deviation (σκ
)
Standard deviation (σ
ω
)
Max(E[P])/Max(Pdet
)(%)
The mean harvested power for various values of standard deviation of the
natural frequency (σω) and non-dimensional coupling coefficient (σκ),
normalised by the deterministic power with
¯ωn = 670.5 rad/s, ¯κ = 0.3342, Ψζ = 1, α = 0.8649.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 41 / 52
Stochastic System Parameters Estimating the mean harvested power by Monte Carlo simulation
Standard deviation of harvested power
0 0.05 0.1 0.15 0.2 0
0.05
0.1
0.15
0.20
0.5
1
1.5
2
2.5
3
x 10
−5
Standard deviation (σκ
)
Standard deviation (σ
ω
)
StandarddeviationofPower
The standard deviation of harvested power for various values of standard
deviation of the natural frequency (σω) and non-dimensional coupling
coefficient (σκ), normalised by the deterministic power with
¯ωn = 670.5 rad/s, ¯κ = 0.3342, Ψζ = 1, α = 0.8649.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 42 / 52
Stochastic System Parameters Optimal parameters: Semi analytical approach
Optimal parameter selection
The optimal value of α:
α2
opt ≈
(c1 + c2σ2 + 3c3σ4)
(c4 + c5σ2 + 3c6σ4)
(47)
where
c1 =1 + 4¯ζ2
− 2 Ω2
+ Ω4
, c2 = 6 + 4¯ζ2
− 2 Ω2
, c3 = 1, (48)
c4 = 1 + 2κ2
+ κ4
Ω2
+ 4¯ζ2
− 2 − 2κ2
Ω4
+ Ω6
, (49)
c5 = 2κ2
+ 6 Ω2
+ 4¯ζ2
− 2 Ω4
, c6 = Ω2
, (50)
and σ is the standard deviation in natural frequency.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 43 / 52
Stochastic System Parameters Optimal parameters: Semi analytical approach
Optimal non-dimensional time constant
0
0.5
1
1.5
2 0
0.05
0.1
0.15
0.2
0
2
4
6
8
10
12
14
Standard deviation (σ ω
)
Normalized frequency (Ω)
Optimalnon−dimensionaltimeconstant(α
opt
2
)
The optimal non-dimensional time constant αopt for various standard
deviations of the natural frequency under a broad band excitation
(¯ω = 670.5 rad/s, κ2
= 0.1185).S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 44 / 52
Stochastic System Parameters Optimal parameters: Semi analytical approach
Optimal parameter selection
The optimal value of κ:
κ2
opt ≈
1
(α Ω)
(d1 + d2σ2 + d3σ4) (51)
where
d1 =1 + 4¯ζ2
+ α2
− 2 Ω2
+ 4¯ζ2
α2
− 2α2
+ 1 Ω4
+ α2
Ω6
(52)
d2 =6 + 4¯ζ2
+ 6α2
− 2 Ω2
+ 4¯ζ2
α2
− 2α2
Ω4
(53)
d3 =3 + 3α2
Ω2
(54)
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 45 / 52
Stochastic System Parameters Optimal parameters: Semi analytical approach
Optimal non-dimensional coupling coefficient
0.8 1 1.2 1.4 0
0.05
0.1
0.15
0.20
0.2
0.4
0.6
0.8
1
1.2
1.4
Standard deviation (σω
)
Normalized frequency (Ω)
Optimalnondimensionalcouplingcoefficient(κopt
)
The optimal non-dimensional coupling coefficient κopt for various standard
deviations of the natural frequency under a broad band excitation
(¯ωn = 670.5 rad/s, α = 0.8649).
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 46 / 52
Stochastic System Parameters Optimal parameters by Monte-Carlo simulations
Monte-Carlo simulations
The simulation is performed using 5000 sample realisations, with
the standard deviation of natural frequency between 0 and 20% at
an interval of 1%.
The non-dimensional time constant α is varied from 0 to 5 with an
interval of 0.1.
For the non-dimensional coupling coefficient, the simulation range
considered is from 0 to 1 at an interval of 0.05. The optimal values
of the parameters lie well within conventional ranges. For the
various simulations, any constant parameters used are given in
Table 1.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 47 / 52
Stochastic System Parameters Optimal parameters by Monte-Carlo simulations
The optimal non-dimensional frequency
0
1
2
3
4
5 0
0.05
0.1
0.15
0.2
0.92
0.94
0.96
0.98
1
1.02
1.04
1.06
Standard Deviation (σω
)Non−dimensional time constant (α)
Optimalnon−dimensionalfrequency(Ω
opt
)
The optimal non-dimensional frequency (Ωopt) obtained using MCS
(¯ωn = 670.5 rad/s, κ2
= 0.1185).
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 48 / 52
Stochastic System Parameters Optimal parameters by Monte-Carlo simulations
The maximum of the mean non-dimensional power
0
0.05
0.1
0.15
0.2 0
1
2
3
4
5
0
0.2
0.4
0.6
0.8
1
x 10
−4
Non−dimensional time constant (α)Standard Deviation (σ
ω )
Maximumofmeanpower(Max(E[P])inWatt)
The maximum of the mean non-dimensional power (max(E [P])) obtained
using MCS (¯ωn = 670.5 rad/s, κ2
= 0.1185).
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 49 / 52
Stochastic System Parameters Optimal parameters by Monte-Carlo simulations
The mean non-dimensional power
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
x 10
−4
X: 0.55
Y: 2.69e−05
Non−dimensional coupling coefficient (κ)
Maximumofmeanpower(Max(E[P])inWatt)
X: 0.5
Y: 3.247e−05
X: 0.45
Y: 4.154e−05
X: 0.35
Y: 5.905e−05
X: 0.25
Y: 9.478e−05
σω
=0.00
σω
=0.05
σω
=0.10
σω
=0.15
σ
ω
=0.20
The mean non-dimensional power (max(E [P])) obtained using MCS
(¯ωn = 670.5 rad/s, α = 0.8649).
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 50 / 52
Stochastic System Parameters Optimal parameters by Monte-Carlo simulations
Main observations
The mean harvested power decreases abruptly with uncertainty in
the natural frequency, as shown by the approximate analytical
results and the Monte-Carlo simulation studies
The harvested power varies only slightly due to uncertainty in the
damping (up to a standard deviation of 20%)
The sharp peak in the optimal non-dimensional time constant
gradually vanishes with increasing standard deviation of the
natural frequency
The harvested power decreases with increase in uncertainty in
coupling coefficient at low uncertainty in natural frequency. As the
uncertainty in natural frequency increases the effect of uncertainty
in coupling coefficient decreases
The value of the non-dimensional coupling coefficient at which the
mean harvested power is maximum increases with increasing
standard deviation of the natural frequency
The optimal value for the non-dimensional frequency decreases
with increasing standard deviation of the natural frequency.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 51 / 52
Summary
Summary
Vibration energy based piezoelectric energy harvesters are
expected to operate under a wide range of ambient environments.
This talk considers energy harvesting of such systems under
broadband random excitations.
Specifically, analytical expressions of the normalised mean
harvested power due to stationary Gaussian white noise base
excitation has been derived.
Two cases, namely the harvesting circuit with and without an
inductor, have been considered.
It was observed that in order to maximise the mean of the
harvested power (a) the mechanical damping in the harvester
should be minimised, and (b) the electromechanical coupling
should be as large as possible.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 52 / 52
Summary
Further reading
[1] Y. K. Lin, Probabilistic Thoery of Strcutural Dynamics, McGraw-Hill Inc, Ny, USA, 1967.
[2] N. C. Nigam, Introduction to Random Vibration, The MIT Press, Cambridge, Massachusetts, 1983.
[3] V. V. Bolotin, Random vibration of elastic systems, Martinus and Nijhoff Publishers, The Hague, 1984.
[4] J. B. Roberts, P. D. Spanos, Random Vibration and Statistical Linearization, John Wiley and Sons Ltd, Chichester, England,
1990.
[5] D. E. Newland, Mechanical Vibration Analysis and Computation, Longman, Harlow and John Wiley, New York, 1989.
S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 52 / 52

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Eh4 energy harvesting due to random excitations and optimal design

  • 1. Part 4: Energy harvesting due to random excitations and optimal design Professor Sondipon Adhikari FRAeS Chair of Aerospace Enginering, College of Engineering, Swansea University, Swansea UK Email: S.Adhikari@swansea.ac.uk, Twitter: @ProfAdhikari Web: http://engweb.swan.ac.uk/~adhikaris Google Scholar: http://scholar.google.co.uk/citations?user=tKM35S0AAAAJ November 2, 2017 S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 1 / 52
  • 2. Outline of this talk 1 Introduction The role of uncertainty 2 The single-degree-of-freedom coupled model Energy harvesters without an inductor Energy harvesters with an inductor 3 Optimal Energy Harvester Under Gaussian Excitation Stationary random vibration Circuit without an inductor Circuit with an inductor 4 Stochastic System Parameters Estimating the mean harvested power by Monte Carlo simulation Optimal parameters: Semi analytical approach Optimal parameters by Monte-Carlo simulations 5 Summary S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 2 / 52
  • 3. Introduction Piezoelectric vibration energy harvesting The harvesting of ambient vibration energy for use in powering low energy electronic devices has formed the focus of much recent research. Of the published results that focus on the piezoelectric effect as the transduction method, most have focused on harvesting using cantilever beams and on single frequency ambient energy, i.e., resonance based energy harvesting. Several authors have proposed methods to optimise the parameters of the system to maximise the harvested energy. Some authors have considered energy harvesting under wide band excitation. This is crucial to expand the zone of efficiency of the vibration energy harvesters. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 3 / 52
  • 4. Introduction The role of uncertainty Why uncertainty is important for energy harvesting? In the context of energy harvesting from ambient vibration, the input excitation may not be always known exactly. There may be uncertainties associated with the numerical values considered for various parameters of the harvester. This might arise, for example, due to the difference between the true values and the assumed values. If there are several nominally identical energy harvesters to be manufactured, there may be genuine parametric variability within the ensemble. Any deviations from the assumed excitation may result an optimally designed harvester to become sub-optimal. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 4 / 52
  • 5. Introduction The role of uncertainty Types of uncertainty Suppose the set of coupled equations for energy harvesting: L{u(t)} = f(t) (1) Uncertainty in the input excitations For this case in general f(t) is a random function of time. Such functions are called random processes. f(t) can be Gaussian/non-Gaussian stationary or non-stationary random processes Uncertainty in the system The operator L{•} is in general a function of parameters θ1, θ2, · · · , θn ∈ R. The uncertainty in the system can be characterised by the joint probability density function pΘ1,Θ2,··· ,Θn (θ1, θ2, · · · , θn). S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 5 / 52
  • 6. Introduction The role of uncertainty Possible physically realistic cases Depending on the system and the excitation, several cases are possible: Linear system excited by harmonic excitation Linear system excited by stochastic excitation Linear stochastic system excited by harmonic/stochastic excitation Nonlinear system excited by harmonic excitation Nonlinear system excited by stochastic excitation Nonlinear stochastic system excited by harmonic/stochastic excitation Multiple degree of freedom vibration energy harvesters This talk is focused on the application of random vibration theory and random systems theory to various energy harvesting problems. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 6 / 52
  • 7. The single-degree-of-freedom coupled model Energy harvesting circuits - cantilever based x tb( ) PZT Layers v t( )Rl x t x tb( )+ ( )Tip Mass (a) Harvesting circuit without an inductor x tb( ) PZT Layers L v t( )Rl x t x tb( )+ ( )Tip Mass (b) Harvesting circuit with an inductor Figure: Schematic diagrams of piezoelectric energy harvesters with two different harvesting circuits. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 7 / 52
  • 8. The single-degree-of-freedom coupled model Energy harvesting circuits - stack piezo based Base Piezo- ceramic Proof Mass x xb - + vRl Base Piezo- ceramic Proof Mass x xb - + vRlL Schematic diagrams of stack piezoelectric energy harvesters with two different harvesting circuits. (a) Harvesting circuit without an inductor, (b) Harvesting circuit with an inductor. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 8 / 52
  • 9. The single-degree-of-freedom coupled model Energy harvesters without an inductor The equation of motion The coupled electromechanical behaviour of the energy harvester can be expressed by linear ordinary differential equations as m¨x(t) + c ˙x(t) + kx(t) − θv(t) = −m ¨xb(t) (2) Cp ˙v(t) + 1 Rl v(t) + θ ˙x(t) = 0 (3) x(t): displacement of the mass m: equivalent mass of the harvester k: equivalent stiffness of the harvester c: damping of the harvester xb(t): base excitation to the harvester θ: electromechanical coupling v(t): voltage Rl: load resistance Cp: capacitance of the piezoelectric layer t: time S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 9 / 52
  • 10. The single-degree-of-freedom coupled model Energy harvesters without an inductor Frequency domain: non-dimensional form Transforming equations (2) and (3) into the frequency domain we obtain and dividing the first equation by m and the second equation by Cp we obtain −ω2 + 2iωζωn + ω2 n X(ω) − θ m V (ω) = ω2 Xb(ω) (4) iω θ Cp X(ω) + iω + 1 CpRl V (ω) = 0 (5) Here X(ω), V (ω) and Xb(ω) are respectively the Fourier transforms of x(t), v(t) and xb(t). The natural frequency of the harvester, ωn, and the damping factor, ζ, are defined as ωn = k m and ζ = c 2mωn (6) S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 10 / 52
  • 11. The single-degree-of-freedom coupled model Energy harvesters without an inductor Frequency domain: non-dimensional form Dividing the preceding equations by ωn and writing in matrix form one has 1 − Ω2 + 2iΩζ −θ k iΩαθ Cp (iΩα + 1) X V = Ω2Xb 0 (7) Here the dimensionless frequency and dimensionless time constant are defined as Ω = ω ωn and α = ωnCpRl (8) The constant α is the time constant of the first order electrical system, non-dimensionalized using the natural frequency of the mechanical system. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 11 / 52
  • 12. The single-degree-of-freedom coupled model Energy harvesters without an inductor Frequency domain: non-dimensional form Inverting the coefficient matrix, the displacement and voltage in the frequency domain can be obtained as X V = 1 ∆1 (iΩα + 1) θ k −iΩαθ Cp 1 − Ω2 + 2iΩζ Ω2Xb 0 = (iΩα + 1) Ω2Xb/∆1 −iΩ3 αθ Cp Xb/∆1 (9) The determinant of the coefficient matrix is ∆1(iΩ) = (iΩ)3 α+(2 ζ α + 1) (iΩ)2 + α + κ2 α + 2 ζ (iΩ)+1 (10) This is a cubic equation in iΩ leading to to three roots. The non-dimensional electromechanical coupling coefficient is κ2 = θ2 kCp (11) S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 12 / 52
  • 13. The single-degree-of-freedom coupled model Energy harvesters with an inductor The equation of motion The coupled electromechanical behaviour of the energy harvester can be expressed by linear ordinary differential equations as m¨x(t) + c ˙x(t) + kx(t) − θv(t) = fb(t) (12) Cp¨v(t) + 1 Rl ˙v(t) + 1 L v(t) + θ¨x(t) = 0 (13) Here L is the inductance of the circuit. Note that the mechanical equation is the same as given in equation (2). Unlike the previous case, these equations represent two coupled second-order equations and opposed one coupled second-order and one first-order equations. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 13 / 52
  • 14. The single-degree-of-freedom coupled model Energy harvesters with an inductor Frequency domain: non-dimensional form Transforming equation (13) into the frequency domain and dividing by Cpω2 n one has − Ω2 θ Cp X + −Ω2 + iΩ 1 α + 1 β V = 0 (14) The second dimensionless constant is defined as β = ω2 nLCp (15) This is the ratio of the mechanical to electrical natural frequencies. Similar to Equation (7), this equation can be written in matrix form with the equation of motion of the mechanical system (4) as 1 − Ω2 + 2iΩζ −θ k −Ω2 αβθ Cp α 1 − βΩ2 + iΩβ X V = Ω2Xb 0 (16) S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 14 / 52
  • 15. The single-degree-of-freedom coupled model Energy harvesters with an inductor Frequency domain: non-dimensional form Inverting the coefficient matrix, the displacement and voltage in the frequency domain can be obtained as X V = 1 ∆2 α 1 − βΩ2 + iΩβ θ k Ω2 αβθ Cp 1 − Ω2 + 2iΩζ Ω2Xb 0 = α 1 − βΩ2 + iΩβ Ω2Xb/∆2 Ω4 αβθ Cp Xb/∆2 (17) The determinant of the coefficient matrix is ∆2(iΩ) = (iΩ)4 β α + (2 ζ β α + β) (iΩ)3 + β α + α + 2 ζ β + κ2 β α (iΩ)2 + (β + 2 ζ α) (iΩ) + α (18) This is a quartic equation in iΩ leading to to four roots. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 15 / 52
  • 16. Optimal Energy Harvester Under Gaussian Excitation Stationary random vibration Stationary random vibration We consider that the base excitation xb(t) is a random process. It is assumed that xb(t) is a weakly stationary, Gaussian, broadband random process. Mechanical systems driven by this type of excitation have been discussed by Lin [1], Nigam [2], Bolotin [3], Roberts and Spanos [4] and Newland [5] within the scope of random vibration theory. To obtain the samples of the random response quantities such as the displacement of the mass x(t) and the voltage v(t), one needs to solve the coupled stochastic differential equations (2) and (3) or (2) and (13). S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 16 / 52
  • 17. Optimal Energy Harvester Under Gaussian Excitation Stationary random vibration Stationary random vibration 0 50 100 150 200 250 Time (s) -20 -10 0 10 20 Response(mm) 0 50 100 150 200 250 Time (s) -5 0 5 Force/Excitation(N) Input force and output response of a linear harvester with an inductor. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 17 / 52
  • 18. Optimal Energy Harvester Under Gaussian Excitation Stationary random vibration Stationary random vibration Analytical results developed within the theory of random vibration allows us to bypass numerical solutions because we are interested in the average values of the output random processes. Here we extend the available results to the energy harvester. Since xb(t) is a weakly stationary random process, its autocorrelation function depends only on the difference in the time instants, and thus E [xb(τ1)xb(τ2)] = Rxbxb (τ1 − τ2) (19) This autocorrelation function can be expressed as the inverse Fourier transform of the spectral density Φxbxb (ω) as Rxbxb (τ1 − τ2) = ∞ −∞ Φxbxb (ω) exp[iω(τ1 − τ2)]dω (20) S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 18 / 52
  • 19. Optimal Energy Harvester Under Gaussian Excitation Stationary random vibration Stationary random vibration We are interested in the average harvested power given by E [P(t)] = E v2(t) Rl = E v2(t) Rl (21) For a damped linear system of the form V (ω) = H(ω)Xb(ω), it can be shown that [1, 2] the spectral density of V is related to the spectral density of Xb by ΦV V (ω) = |H(ω)|2 Φxbxb (ω) (22) Thus, for large t, we obtain E v2 (t) = Rvv(0) = ∞ −∞ |H(ω)|2 Φxbxb (ω) dω (23) This expression will be used to obtain the average power for the two cases considered. We assume that the base acceleration ¨xb(t) is Gaussian white noise so that its spectral density is constant with respect to the frequency. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 19 / 52
  • 20. Optimal Energy Harvester Under Gaussian Excitation Stationary random vibration Stationary random vibration The calculation of the integral on the right-hand side of Equation (23) in general requires the calculation of integrals of the following form In = ∞ −∞ Ξn(ω) dω Λn(ω)Λ∗ n(ω) (24) The polynomials have the form Ξn(ω) = bn−1ω2n−2 + bn−2ω2n−4 + · · · + b0 (25) Λn(ω) = an(iω)n + an−1(iω)n−1 + · · · + a0 (26) Following Roberts and Spanos [4] this integral can be evaluated as In = π an det [Dn] det [Nn] (27) S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 20 / 52
  • 21. Optimal Energy Harvester Under Gaussian Excitation Stationary random vibration Stationary random vibration Here the m × m matrices are defined as Dn =         bn−1 bn−2 · · · b0 −an an−2 −an−4 an−6 · · · 0 · · · 0 −an−1 an−3 −an−5 · · · 0 · · · 0 an −an−2 an−4 · · · 0 · · · 0 · · · · · · 0 · · · 0 0 · · · −a2 a0         (28) and Nn =         an−1 −an−3 an−5 −an−7 −an an−2 −an−4 an−6 · · · 0 · · · 0 −an−1 an−3 −an−5 · · · 0 · · · 0 an −an−2 an−4 · · · 0 · · · 0 · · · · · · 0 · · · 0 0 · · · −a2 a0         (29) S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 21 / 52
  • 22. Optimal Energy Harvester Under Gaussian Excitation Circuit without an inductor Circuit without an inductor Mean power The average harvested power due to the white-noise base acceleration with a circuit without an inductor can be obtained as E P = E |V |2 (Rlω4Φxbxb ) = π m α κ2 (2 ζ α2 + α) κ2 + 4 ζ2α + (2 α2 + 2) ζ From Equation (9) we obtain the voltage in the frequency domain as V = −iΩ3 αθ Cp ∆1(iΩ) Xb (30) We are interested in the mean of the normalized harvested power when the base acceleration is Gaussian white noise, that is |V |2/(Rlω4Φxbxb ). S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 22 / 52
  • 23. Optimal Energy Harvester Under Gaussian Excitation Circuit without an inductor Mean power The spectral density of the acceleration ω4Φxbxb and is assumed to be constant. After some algebra, from Equation (30), the normalized power is P = |V |2 (Rlω4Φxbxb ) = kακ2 ω3 n Ω2 ∆1(iΩ)∆∗ 1(iΩ) (31) Using linear stationary random vibration theory, the average normalized power can be obtained as E P = E |V |2 (Rlω4Φxbxb ) = kακ2 ω3 n ∞ −∞ Ω2 ∆1(iΩ)∆∗ 1(iΩ) dω (32) From Equation (10) observe that ∆1(iΩ) is a third order polynomial in (iΩ). Noting that dω = ωndΩ and from Equation (10), the average harvested power can be obtained from Equation (32) as E P = E |V |2 (Rlω4Φxbxb ) = mακ2 I(1) (33) S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 23 / 52
  • 24. Optimal Energy Harvester Under Gaussian Excitation Circuit without an inductor Mean power I(1) = ∞ −∞ Ω2 ∆1(iΩ)∆∗ 1(iΩ) dΩ (34) After some algebra, this integral can be evaluated as I(1) = π α det     0 1 0 −α α + κ2 α + 2 ζ 0 0 −2 ζ α − 1 1     det     2 ζ α + 1 −1 0 −α α + κ2 α + 2 ζ 0 0 −2 ζ α − 1 1     (35) Combining this with Equation (33) we obtain the average harvested power due to white-noise base acceleration. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 24 / 52
  • 25. Optimal Energy Harvester Under Gaussian Excitation Circuit without an inductor Optimal mean power Since α and κ2 are positive the average harvested power is monotonically decreasing with damping ratio ζ. Thus the mechanical damping in the harvester should be minimised. For fixed α and ζ the average harvested power is monotonically increasing with the coupling coefficient κ2, and hence the electromechanical coupling should be as large as possible. Maximizing the average power with respect to α gives the condition α2 1 + κ2 = 1 (36) or in terms of physical quantities R2 l Cp kCp + θ2 = m (37) S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 25 / 52
  • 26. Optimal Energy Harvester Under Gaussian Excitation Circuit without an inductor Normalised mean power: numerical illustration 0 0.05 0.1 0.15 0.2 0 1 2 30 1 2 3 4 5 6 α ζ Meanpower The normalised mean power of a harvester without an inductor as a function of α and ζ, with κ = 0.6. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 26 / 52
  • 27. Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor Circuit with an inductor Mean power The average harvested power due to the white-noise base acceleration with a circuit with an inductor can be obtained as E P = mαβκ2π (β + 2αζ) β (β + 2αζ) (1 + 2αζ) (ακ2 + 2ζ) + 2α2ζ (β − 1)2 S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 27 / 52
  • 28. Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor Mean power Here I(2) = ∞ −∞ Ω4 ∆2(iΩ)∆∗ 2(iΩ) dΩ. (38) Using the expression of ∆2(iΩ) in Equation (18) and comparing I(2) with the general integral in Equation (24) we have n = 4, b3 = 0, b2 = 1, b1 = 0, b0 = 0, a4 = βα, a3 = (2 ζ β α + β) a2 = β α + α + 2 ζ β + κ2 β α , a1 = (β + 2 ζ α) , a0 = α (39) S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 28 / 52
  • 29. Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor Mean power Using Equation (27), the integral can be evaluated as I (2) = π βα det         0 1 0 0 −β α β α + α + 2 ζ β + κ2 β α −α 0 0 −2 ζ β α − β β + 2 ζ α 0 0 −β α β α + α + 2 ζ β + κ2 β α α         det         2 ζ β α + β −β − 2 ζ α 0 0 −β α β α + α + 2 ζ β + κ2 β α −α 0 0 −2 ζ β α − β β + 2 ζ α 0 0 −β α β α + α + 2 ζ β + κ2 β α α         (40) S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 29 / 52
  • 30. Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor Mean power Combining this with Equation (33) we finally obtain the average normalized harvested power as E P = E |V |2 (Rlω4Φxbxb ) = mαβκ2 π (β + 2αζ)/ 4βα3 ζ2 + 2βα2 (β + 1) ζ + β2 α κ2 +8βα2 ζ3 + 4βα (β + 1) ζ2 + 2 β2 α2 + β2 − 2βα2 + α2 ζ = mαβκ2π (β + 2αζ) β (β + 2αζ) (1 + 2αζ) (ακ2 + 2ζ) + 2α2ζ (β − 1)2 (41) This is the complete closed-form expression of the normalised harvested power under Gaussian white noise base acceleration. Since α, β and κ2 are positive the average harvested power is monotonically decreasing with damping ratio ζ. The mechanical damping in the harvester should be minimised. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 30 / 52
  • 31. Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor Mean power For fixed α, β and ζ the average harvested power is monotonically increasing with the coupling coefficient κ2, and hence the electromechanical coupling should be as large as possible. We can also determine optimum values for α and β. Dividing both the numerator and denominator of the last expression in Equation (41) by β (β + 2αζ) shows that the optimum value of β for all values of the other parameters is β = 1. This value of β implies that ω2 nLCp = 1, and thus the mechanical and electrical natural frequencies are equal. With β = 1 the average normalised harvested power is E P = mακ2π (1 + 2αζ) (ακ2 + 2ζ) . (42) If κ and ζ are fixed then the maximum power with respect to α is obtained when α = 1/κ. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 31 / 52
  • 32. Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor Normalised mean power: numerical illustration 0 0.5 1 1.5 0 0.5 1 1.5 0 0.5 1 1.5 2 2.5 3 3.5 β α Meanpower The normalized mean power of a harvester with an inductor as a function of α and β, with ζ = 0.1 and κ = 0.6. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 32 / 52
  • 33. Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor Optimal parameter selection 0 1 2 3 4 0 0.5 1 1.5 β Normalizedmeanpower The normalized mean power of a harvester with an inductor as a function of β for α = 0.6, ζ = 0.1 and κ = 0.6. The * corresponds to the optimal value of β(= 1) for the maximum mean harvested power. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 33 / 52
  • 34. Optimal Energy Harvester Under Gaussian Excitation Circuit with an inductor Optimal parameter selection 0 1 2 3 4 0 0.5 1 1.5 α Normalizedmeanpower The normalized mean power of a harvester with an inductor as a function of α for β = 1, ζ = 0.1 and κ = 0.6. The * corresponds to the optimal value of α(= 1.667) for the maximum mean harvested power. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 34 / 52
  • 35. Stochastic System Parameters Stochastic system parameters Energy harvesting devices are expected to be produced in bulk quantities It is expected to have some parametric variability across the ‘samples’ How can we take this into account and optimally design the parameters? The natural frequency of the harvester, ωn, and the damping factor, ζn, are assumed to be random in nature and are defined as ωn = ¯ωnΨω (43) ζ = ¯ζΨζ (44) where Ψω and Ψζ are the random parts of the natural frequency and damping coefficient. ¯ωn and ¯ζ are the mean values of the natural frequency and damping coefficient. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 35 / 52
  • 36. Stochastic System Parameters Mean harvested power: Harmonic excitation The average (mean) normalized power can be obtained as E [P] = E |V |2 (Rlω4X2 b ) = ¯kακ2Ω2 ¯ω3 n ∞ −∞ ∞ −∞ fΨω (x1)fΨζ (x2) ∆1(iΩ, x1, x2)∆∗ 1(iΩ, x1, x2) dx1dx2 (45) where ∆1(iΩ, Ψω, Ψζ) = (iΩ)3 α + 2¯ζαΨωΨζ + 1 (iΩ)2 + αΨ2 ω + κ2 α + 2¯ζΨωΨζ (iΩ) + Ψ2 ω (46) The probability density functions (pdf) of Ψω and Ψζ are denoted by fΨω (x) and fΨζ (x) respectively. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 36 / 52
  • 37. Stochastic System Parameters Estimating the mean harvested power by Monte Carlo simulation Parameter values used in the simulation Table: Parameter values used in the simulation Parameter Value Unit m 9.12 × 10−3 kg ¯k 4.1 × 103 N/m ¯c 0.218 Ns/m α 0.8649 – Rl 3 × 104 Ohm κ2 0.1185 – Cp 4.3 × 10−8 F θ −4.57 × 10−3 N/V S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 37 / 52
  • 38. Stochastic System Parameters Estimating the mean harvested power by Monte Carlo simulation The mean power 0.2 0.4 0.6 0.8 1 1.2 1.4 10 −7 10 −6 10 −5 10 −4 Normalized Frequency (Ω) E[P](Watt) σ=0.00 σ=0.05 σ=0.10 σ=0.15 σ=0.20 The mean power for various values of standard deviation in natural frequency with ¯ωn = 670.5 rad/s, Ψζ = 1, α = 0.8649, κ2 = 0.1185. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 38 / 52
  • 39. Stochastic System Parameters Estimating the mean harvested power by Monte Carlo simulation The mean power 0 0.02 0.04 0.06 0.08 0.1 0.12 0.14 0.16 0.18 0.2 20 30 40 50 60 70 80 90 100 Standard Deviation (σ) Max(E[P])/Max(Pdet )(%) The mean harvested power for various values of standard deviation of the natural frequency, normalised by the deterministic power (¯ωn = 670.5 rad/s, Ψζ = 1, α = 0.8649, κ2 = 0.1185). S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 39 / 52
  • 40. Stochastic System Parameters Estimating the mean harvested power by Monte Carlo simulation The mean harvested power 0 0.05 0.1 0.15 0.2 0 0.05 0.1 0.15 0.220 40 60 80 100 120 Standard deviation (σζ ) Standard deviation (σ ω ) Max(E[P])/Max(Pdet )(%) The mean harvested power for various values of standard deviation of the natural frequency (σω) and damping coefficient (σζ ), normalised by the deterministic power (¯ωn = 670.5 rad/s, ¯ζ = 0.0178, α = 0.8649, κ2 = 0.1185). S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 40 / 52
  • 41. Stochastic System Parameters Estimating the mean harvested power by Monte Carlo simulation The mean harvested power 0 0.05 0.1 0.15 0.2 0 0.05 0.1 0.15 0.220 30 40 50 60 70 80 90 100 Standard deviation (σκ ) Standard deviation (σ ω ) Max(E[P])/Max(Pdet )(%) The mean harvested power for various values of standard deviation of the natural frequency (σω) and non-dimensional coupling coefficient (σκ), normalised by the deterministic power with ¯ωn = 670.5 rad/s, ¯κ = 0.3342, Ψζ = 1, α = 0.8649. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 41 / 52
  • 42. Stochastic System Parameters Estimating the mean harvested power by Monte Carlo simulation Standard deviation of harvested power 0 0.05 0.1 0.15 0.2 0 0.05 0.1 0.15 0.20 0.5 1 1.5 2 2.5 3 x 10 −5 Standard deviation (σκ ) Standard deviation (σ ω ) StandarddeviationofPower The standard deviation of harvested power for various values of standard deviation of the natural frequency (σω) and non-dimensional coupling coefficient (σκ), normalised by the deterministic power with ¯ωn = 670.5 rad/s, ¯κ = 0.3342, Ψζ = 1, α = 0.8649. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 42 / 52
  • 43. Stochastic System Parameters Optimal parameters: Semi analytical approach Optimal parameter selection The optimal value of α: α2 opt ≈ (c1 + c2σ2 + 3c3σ4) (c4 + c5σ2 + 3c6σ4) (47) where c1 =1 + 4¯ζ2 − 2 Ω2 + Ω4 , c2 = 6 + 4¯ζ2 − 2 Ω2 , c3 = 1, (48) c4 = 1 + 2κ2 + κ4 Ω2 + 4¯ζ2 − 2 − 2κ2 Ω4 + Ω6 , (49) c5 = 2κ2 + 6 Ω2 + 4¯ζ2 − 2 Ω4 , c6 = Ω2 , (50) and σ is the standard deviation in natural frequency. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 43 / 52
  • 44. Stochastic System Parameters Optimal parameters: Semi analytical approach Optimal non-dimensional time constant 0 0.5 1 1.5 2 0 0.05 0.1 0.15 0.2 0 2 4 6 8 10 12 14 Standard deviation (σ ω ) Normalized frequency (Ω) Optimalnon−dimensionaltimeconstant(α opt 2 ) The optimal non-dimensional time constant αopt for various standard deviations of the natural frequency under a broad band excitation (¯ω = 670.5 rad/s, κ2 = 0.1185).S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 44 / 52
  • 45. Stochastic System Parameters Optimal parameters: Semi analytical approach Optimal parameter selection The optimal value of κ: κ2 opt ≈ 1 (α Ω) (d1 + d2σ2 + d3σ4) (51) where d1 =1 + 4¯ζ2 + α2 − 2 Ω2 + 4¯ζ2 α2 − 2α2 + 1 Ω4 + α2 Ω6 (52) d2 =6 + 4¯ζ2 + 6α2 − 2 Ω2 + 4¯ζ2 α2 − 2α2 Ω4 (53) d3 =3 + 3α2 Ω2 (54) S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 45 / 52
  • 46. Stochastic System Parameters Optimal parameters: Semi analytical approach Optimal non-dimensional coupling coefficient 0.8 1 1.2 1.4 0 0.05 0.1 0.15 0.20 0.2 0.4 0.6 0.8 1 1.2 1.4 Standard deviation (σω ) Normalized frequency (Ω) Optimalnondimensionalcouplingcoefficient(κopt ) The optimal non-dimensional coupling coefficient κopt for various standard deviations of the natural frequency under a broad band excitation (¯ωn = 670.5 rad/s, α = 0.8649). S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 46 / 52
  • 47. Stochastic System Parameters Optimal parameters by Monte-Carlo simulations Monte-Carlo simulations The simulation is performed using 5000 sample realisations, with the standard deviation of natural frequency between 0 and 20% at an interval of 1%. The non-dimensional time constant α is varied from 0 to 5 with an interval of 0.1. For the non-dimensional coupling coefficient, the simulation range considered is from 0 to 1 at an interval of 0.05. The optimal values of the parameters lie well within conventional ranges. For the various simulations, any constant parameters used are given in Table 1. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 47 / 52
  • 48. Stochastic System Parameters Optimal parameters by Monte-Carlo simulations The optimal non-dimensional frequency 0 1 2 3 4 5 0 0.05 0.1 0.15 0.2 0.92 0.94 0.96 0.98 1 1.02 1.04 1.06 Standard Deviation (σω )Non−dimensional time constant (α) Optimalnon−dimensionalfrequency(Ω opt ) The optimal non-dimensional frequency (Ωopt) obtained using MCS (¯ωn = 670.5 rad/s, κ2 = 0.1185). S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 48 / 52
  • 49. Stochastic System Parameters Optimal parameters by Monte-Carlo simulations The maximum of the mean non-dimensional power 0 0.05 0.1 0.15 0.2 0 1 2 3 4 5 0 0.2 0.4 0.6 0.8 1 x 10 −4 Non−dimensional time constant (α)Standard Deviation (σ ω ) Maximumofmeanpower(Max(E[P])inWatt) The maximum of the mean non-dimensional power (max(E [P])) obtained using MCS (¯ωn = 670.5 rad/s, κ2 = 0.1185). S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 49 / 52
  • 50. Stochastic System Parameters Optimal parameters by Monte-Carlo simulations The mean non-dimensional power 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 x 10 −4 X: 0.55 Y: 2.69e−05 Non−dimensional coupling coefficient (κ) Maximumofmeanpower(Max(E[P])inWatt) X: 0.5 Y: 3.247e−05 X: 0.45 Y: 4.154e−05 X: 0.35 Y: 5.905e−05 X: 0.25 Y: 9.478e−05 σω =0.00 σω =0.05 σω =0.10 σω =0.15 σ ω =0.20 The mean non-dimensional power (max(E [P])) obtained using MCS (¯ωn = 670.5 rad/s, α = 0.8649). S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 50 / 52
  • 51. Stochastic System Parameters Optimal parameters by Monte-Carlo simulations Main observations The mean harvested power decreases abruptly with uncertainty in the natural frequency, as shown by the approximate analytical results and the Monte-Carlo simulation studies The harvested power varies only slightly due to uncertainty in the damping (up to a standard deviation of 20%) The sharp peak in the optimal non-dimensional time constant gradually vanishes with increasing standard deviation of the natural frequency The harvested power decreases with increase in uncertainty in coupling coefficient at low uncertainty in natural frequency. As the uncertainty in natural frequency increases the effect of uncertainty in coupling coefficient decreases The value of the non-dimensional coupling coefficient at which the mean harvested power is maximum increases with increasing standard deviation of the natural frequency The optimal value for the non-dimensional frequency decreases with increasing standard deviation of the natural frequency. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 51 / 52
  • 52. Summary Summary Vibration energy based piezoelectric energy harvesters are expected to operate under a wide range of ambient environments. This talk considers energy harvesting of such systems under broadband random excitations. Specifically, analytical expressions of the normalised mean harvested power due to stationary Gaussian white noise base excitation has been derived. Two cases, namely the harvesting circuit with and without an inductor, have been considered. It was observed that in order to maximise the mean of the harvested power (a) the mechanical damping in the harvester should be minimised, and (b) the electromechanical coupling should be as large as possible. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 52 / 52
  • 53. Summary Further reading [1] Y. K. Lin, Probabilistic Thoery of Strcutural Dynamics, McGraw-Hill Inc, Ny, USA, 1967. [2] N. C. Nigam, Introduction to Random Vibration, The MIT Press, Cambridge, Massachusetts, 1983. [3] V. V. Bolotin, Random vibration of elastic systems, Martinus and Nijhoff Publishers, The Hague, 1984. [4] J. B. Roberts, P. D. Spanos, Random Vibration and Statistical Linearization, John Wiley and Sons Ltd, Chichester, England, 1990. [5] D. E. Newland, Mechanical Vibration Analysis and Computation, Longman, Harlow and John Wiley, New York, 1989. S. Adhikari (Swansea) GIAN 171003L27 Oct-Nov 17 — IIT-M 52 / 52