Personal Information
Entreprise/Lieu de travail
Windsor, CT United States
Profession
AVP, Social Media and Regulator Relations
Secteur d’activité
Finance / Banking / Insurance
Site Web
www.limra.com
À propos
I am currently with LIMRAs Regulatory Services Department. We provide regulatory compliance consulting and auditing services for broker-dealers and investment advisers.
Compliance professional in retail broker / dealer regulatory compliance since 1997, in the financial services industry since 1991. I have passed the following Series Exams 4, 6, 7, 24, 26, 66. (Inactive)
Member of the SocialTurns Council.
Contact me to learn more about LIMRA Compliance and Regulatory Services.
Mots-clés
social media
limra_crs
limra
erisa
disclosure
investment
insurance
fiduciary
regulations
marketing
finra
compliance
regulatory compliance
financial services
Tout plus
Présentations
(8)J’aime
(1)Social Media Compliance for Financial Services 2013 by LIMRA
Stephen Selby
•
il y a 11 ans
Personal Information
Entreprise/Lieu de travail
Windsor, CT United States
Profession
AVP, Social Media and Regulator Relations
Secteur d’activité
Finance / Banking / Insurance
Site Web
www.limra.com
À propos
I am currently with LIMRAs Regulatory Services Department. We provide regulatory compliance consulting and auditing services for broker-dealers and investment advisers.
Compliance professional in retail broker / dealer regulatory compliance since 1997, in the financial services industry since 1991. I have passed the following Series Exams 4, 6, 7, 24, 26, 66. (Inactive)
Member of the SocialTurns Council.
Contact me to learn more about LIMRA Compliance and Regulatory Services.
Mots-clés
social media
limra_crs
limra
erisa
disclosure
investment
insurance
fiduciary
regulations
marketing
finra
compliance
regulatory compliance
financial services
Tout plus