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Cyclic Olefin Copolymer:
A High Performance Modifier for
    Conventional Polyolefins




  SPE Polyolefins 2007 Conference
  February 25 – 28, 2007; updated 2013

              www.topas.com
TOPAS® Cyclic Olefin Copolymer (COC)
A New Addition to the Ethylene Copolymer Family

                                 Polyolefin Resin

                                 Amorphous

                                 Clear and Colorless

                                 High Purity

                                 High Moisture Barrier

                                 Good Chemical Resistance

                                 Easy to Process

                                 Easy to Reprocess




                        www.topas.com
TOPAS® COC - Film & Packaging Examples


                  Pouches                   Forming Webs



 Optical Film                                                Blister Packaging



                                    COC




                Soft Shrink Film            Shrink Sleeves



                   TOPAS® COC enhances a broad range
                     of film and packaging applications

                                   www.topas.com
TOPAS® COC - Enhancement in Value

 Customized Performance

  Barrier
     WVTR = extended shelf life
     Special barrier (e.g. acetic acid, alcohol, aroma, flavor, acids,
      bases, peroxide; moderate gas barrier)
  Mechanical Properties
     Added stiffness = downgauging of softer polymers
     Improved thermoforming
     Higher temperature resistance
     Controlled tear
     Superior twist retention
     Curl reduction
  Seal Properties
     Improved seal strength, hot tack and temperature window

                              www.topas.com
TOPAS® COC - Barrier Properties
        23C/50%



                                         10 000
Oxygen Barrier [cm3·mil/100 in2·atm·d]




                                          1 000                 LDPE EVA12                                                      PCL
                                                             HDPE           PC
                                                         BOPP                                                                      Cellulose Acetate

                                           100                      PP     PS                                              PVC
                                                     TOPAS® COC       PVC hard                                             plasticized

                                            10                                    PET                                     PA 6
                                                         PCTFE                                                                                                    Starch
                                                                                  PEN
                                             1
                                                                                                  PAN              MXD
                                                                      PVdC                                                             Cellulose
                                           0.1                                                         EVOH
                                                          LCP
                                                                      Sources: Permeability Properties of Plastics and Elastomers, Massey, 2nd Edition; various datasheets; internal data
                                          0.01
                                                  0.01          0.1                   1                       10                     100                     1 000                  10 000
                                                                  Water Vapor Barrier [g·mil/100 in2·atm·d]                                       38C/90%


                                                         TOPAS® COC can extend the shelf life of products
                                                              due to its very high moisture barrier

                                                                                                  www.topas.com
Barrier Properties in PE/COC Blends

                                            7


                                            6
                                                     Plastomer
       Water Permeation [g 100µm/m² 24hr]


                                            5
                                                                         38°C & 90% RH

                                            4


                                            3
                                                    LLDPE

                                            2
                                                      HDPE
                                            1


                                            0
                                                0           20      40            60       80   100
                                                                 [Weight %] COC in Blend


           Materials: LLDPE Dow 2035, Plastomer ExxonMobil 3125, HDPE ExxonMobil HDZ222, TOPAS 8007




                                                                  www.topas.com
Aroma/Odor Barrier

                                           LLDPE               80% TOPAS 8007 / 20% LLDPE


                                      1
                                     0.9
        Relative Transmission Rate

                                     0.8
                                     0.7
                                     0.6
                                     0.5
                                     0.4
                                     0.3
                                     0.2
                                     0.1
                                      0
                                           Oxygen* Water**           d-limonene*** Onion*** Sardine***
                                               * 23C & 50% RH
                                               ** 38C & 90% RH
                                               *** 23C, MOCON technique, saturated vapor of “paste”




                                                                www.topas.com
TOPAS® COC - Laminates / Pouches for Food
and Non-food Applications

                                                                   Description:
                                                                   Multi-layer pouches with PE/COC sealant
                                                                   layer

                                                                   Value Proposition:
                                                                   Improved stiffness
                      800                                          Potential for downgauging
                        LLDPE/COC
                      60020%    COC => 4x modulus
                                                  LLDPE            Excellent clarity & gloss
      E-Modul (MPa)




                                                  m-LLDPE          Controlled easy tear properties
                      400

                                                  Plastomer
                      200
                                                                   Grade:
                       0                                           8007F-400
                            0    5     10    15      20       25
                                  Weight % 78C Tg COC

                                                                   Customer:
                                                                   Not disclosed



                                                              www.topas.com
Modulus as a Function of Temperature


                              2.7 mil Three-Layer Blown Film (COC + PE Blend / PE / COC + PE Blend)


                              250
   2% Secant Modulus in MPa




                              200

                              150                                                                     70C
                                                                                                      75C
                              100                                                                     80C
                                                                                                      85C
                               50

                                 0
                                         LLDPE        10% 8007    8% 8007       10% 6013
                                      (Dowlex 2045)   (78°C Tg)   3% 6013       (136oC Tg)



                              136°C Tg grade dramatically increases modulus of PE
                                             at hot fill temperature

                                                         www.topas.com
HDPE/COC Blends: G-Modulus


                                                100% HDPE
                                                10% TOPAS 5013 / 90% HDPE
                                                20% TOPAS 5013 / 80% HDPE
                                                10% TOPAS 6013 / 90% HDPE
                                                20% TOPAS 6013 / 80% HDPE
                                                10% TOPAS 6015 / 90% HDPE
                                                20% TOPAS 6015 / 80% HDPE




        Addition of high Tg COC (e.g. 5013 & 6013) extends
          temperature resistance of HDPE/COC blends
                           www.topas.com
HDPE/COC Blends: G-Modulus


                                10000




                                 1000
        Shear Modulus (N)/mm2

                                                                                    6017

                                                                            6015
                                  100
                                                                6013

                                                       8007

                                   10




                                    1
                                        -40   0   40      80     120       160     200     240
                                                       Temperature ( °C)



        High modulus for temperature resistant applications


                                                  www.topas.com
Formed 4.7-mil mono COC vs. 6-mil Polyolefin coex
                                         PP/LLDPE+LDPE/PP             h-LLDPE w/15% 9506 & 6013
                                                                                     COC



                                                            Cost ($/MSI)
                                                            160
                      Formed Corner Puncture (lb)           140                   Gauge (mil)

                                                            120
                                                            100
           Formed Cavity Puncture (lb)                       80                                 Haze (%)

                                                             60
                                                             40
                                                             20
Formed Cavity Gauge Variation (%)                              0                                     Gloss (60o)




                 Retained Volume (%)                                                            MD Modulus (ksi)




                          TD Tensile Strength (ksi)                               TD Modulus (ksi)

                                                      MD Tensile Strength (ksi)


                                Thermoforming: Amorphous is best
                        TOPAS® COC forms much better than other polyolefins
                                                            www.topas.com
TOPAS® COC - Medical Device Packaging

                             Description:
                             Forming web for medical device packaging with
                             PE/COC blends

                             Value Proposition:
                             Good forming properties
                             Excellent dimensional stability
                             Excellent stiffness
                             Cost-effective solution: downgauging and reclaim

             PE              COC Grades:
             PE/COC blend
             PE              68oC Tg and 78oC Tg

                             Customer:
                             Not disclosed



                            www.topas.com
TOPAS® COC - Zipper/Closure System for Bags


                           Description:
                           Zipper (Pactiv Hefty® Slide-Rite®)

                           Value Proposition:
                           Curl and Shrinkage control (no camber)
                           Easy open / close (COF)
                           Mechanical strength and stiffness
                           Moisture barrier

                           COC Grades:
                           6013F-04, 8007F-04

                           Customer:
                           Pactiv, US
                           Others




                       www.topas.com
TOPAS® COC Improves Seal Characteristics



 Seal Strength is typically maintained or improved with low Tg COC
  addition levels up to 15% in LDPE, LLDPE and plastomers.

 Hot Tack strength is increased up to 100% with the addition of 15% low Tg
  COC in LDPE, LLDPE, and plastomers.

 Seal Initiation Temperature (SIT) can increase by 5 to 10oC with low Tg
  COC levels of 15% depending on the base polyolefin.

 Blends using high Tg COC typically reduce sealability and can be utilized
  to reduce seal bar sticking in non-seal film surfaces.




                               www.topas.com
Typical Film Structures (blends)

  COC / Polyethylene Blend Films

   LDPE, LLDPE, Plastomer, EVA
     Semi-compatible blends
     Increasing compatibility
      EVA - HDPE - LDPE - LLDPE - Plastomer

   Depending on...
     crystallinity (density, refractive index)
     side chains, viscosity

   Typical blend mixes
     5 - 30% PE in COC




                                    www.topas.com
TOPAS® COC – Basic Properties


    Glass transition temperatures, °C(°F)         Glass Clear, Transparent
    70 - 180 (154 – 356)
                                                  Exceptional Purity
    Modulus of elasticity, N/mm2 (kpsi)
    2600 – 3200 (380 – 460)                       Low Water Transmission Rate
                                                   (WVTR)
    Tensile strength, N/mm2 (kpsi)
    66 (10)                                       High Stiffness, Deadfold
    Density, g/cm3
                                                  Resistant to Alcohols, Acids,
    1.02                                           Bases, Polar Solvents
    Water uptake, %
    < 0.01                                        Broad Regulatory Clearances

    WVTR, g × mm/m2 (mil/100 in2) × day           Halogen-free
    0.02 - 0.04 (0.05 – 0.10)


                                          www.topas.com
TOPAS® COC – Regulatory Status - Food & Medical

  USA
   FDA regulation 21 CFR § 177.1520 “Olefin polymers” (3.9)
   FDA Food Contact Notification (FCN #405), effective 2004, expanded prior FCN to cover
    all applications including bottles (See http://www.accessdata.fda.gov/scripts/fcn/fcnnavigation.cfm?rpt=fcslisting.)
   FDA FCN #1104, effective Sep 2011, covers new E-140 grade for many conditions of use
   FDA Drug Master File -- DMF #12132
   FDA Device Master File -- MAF #1043

  Europe
   Monomers and additives are listed in the EU Plastics Regulation 10/2011 (PIM - Plastic
   Implementation Measure)
   Norbornene has a Specific Migration Limit (SML) of 0.05 mg/kg

      TOPAS® COC is the only cyclic olefin resin meeting all major global
          regulatory requirements for food contact and medical use
                Contact us for compliance of specific grades!

                                               www.topas.com
Summary


 As a polyolefin, TOPAS® COC has good compatibility with most polyolefins.
 Addition of relatively low levels of COC can dramatically increase the modulus of
  polyolefins and the modulus enhancement is maintained up to the HDT of the
  COC.
 COC addition can be used to improve the barrier of polyolefins or to “fine tune” a
  target transmission.
 COC improves seal characteristics of many polyolefins.
 COC enhances thermoforming and reduces curl.




                                   www.topas.com

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Packaging Options With COC/PE Blends

  • 1. Cyclic Olefin Copolymer: A High Performance Modifier for Conventional Polyolefins SPE Polyolefins 2007 Conference February 25 – 28, 2007; updated 2013 www.topas.com
  • 2. TOPAS® Cyclic Olefin Copolymer (COC) A New Addition to the Ethylene Copolymer Family  Polyolefin Resin  Amorphous  Clear and Colorless  High Purity  High Moisture Barrier  Good Chemical Resistance  Easy to Process  Easy to Reprocess www.topas.com
  • 3. TOPAS® COC - Film & Packaging Examples Pouches Forming Webs Optical Film Blister Packaging COC Soft Shrink Film Shrink Sleeves TOPAS® COC enhances a broad range of film and packaging applications www.topas.com
  • 4. TOPAS® COC - Enhancement in Value Customized Performance  Barrier  WVTR = extended shelf life  Special barrier (e.g. acetic acid, alcohol, aroma, flavor, acids, bases, peroxide; moderate gas barrier)  Mechanical Properties  Added stiffness = downgauging of softer polymers  Improved thermoforming  Higher temperature resistance  Controlled tear  Superior twist retention  Curl reduction  Seal Properties  Improved seal strength, hot tack and temperature window www.topas.com
  • 5. TOPAS® COC - Barrier Properties 23C/50% 10 000 Oxygen Barrier [cm3·mil/100 in2·atm·d] 1 000 LDPE EVA12 PCL HDPE PC BOPP Cellulose Acetate 100 PP PS PVC TOPAS® COC PVC hard plasticized 10 PET PA 6 PCTFE Starch PEN 1 PAN MXD PVdC Cellulose 0.1 EVOH LCP Sources: Permeability Properties of Plastics and Elastomers, Massey, 2nd Edition; various datasheets; internal data 0.01 0.01 0.1 1 10 100 1 000 10 000 Water Vapor Barrier [g·mil/100 in2·atm·d] 38C/90% TOPAS® COC can extend the shelf life of products due to its very high moisture barrier www.topas.com
  • 6. Barrier Properties in PE/COC Blends 7 6 Plastomer Water Permeation [g 100µm/m² 24hr] 5 38°C & 90% RH 4 3 LLDPE 2 HDPE 1 0 0 20 40 60 80 100 [Weight %] COC in Blend Materials: LLDPE Dow 2035, Plastomer ExxonMobil 3125, HDPE ExxonMobil HDZ222, TOPAS 8007 www.topas.com
  • 7. Aroma/Odor Barrier LLDPE 80% TOPAS 8007 / 20% LLDPE 1 0.9 Relative Transmission Rate 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0 Oxygen* Water** d-limonene*** Onion*** Sardine*** * 23C & 50% RH ** 38C & 90% RH *** 23C, MOCON technique, saturated vapor of “paste” www.topas.com
  • 8. TOPAS® COC - Laminates / Pouches for Food and Non-food Applications Description: Multi-layer pouches with PE/COC sealant layer Value Proposition: Improved stiffness 800 Potential for downgauging LLDPE/COC 60020% COC => 4x modulus LLDPE Excellent clarity & gloss E-Modul (MPa) m-LLDPE Controlled easy tear properties 400 Plastomer 200 Grade: 0 8007F-400 0 5 10 15 20 25 Weight % 78C Tg COC Customer: Not disclosed www.topas.com
  • 9. Modulus as a Function of Temperature 2.7 mil Three-Layer Blown Film (COC + PE Blend / PE / COC + PE Blend) 250 2% Secant Modulus in MPa 200 150 70C 75C 100 80C 85C 50 0 LLDPE 10% 8007 8% 8007 10% 6013 (Dowlex 2045) (78°C Tg) 3% 6013 (136oC Tg) 136°C Tg grade dramatically increases modulus of PE at hot fill temperature www.topas.com
  • 10. HDPE/COC Blends: G-Modulus 100% HDPE 10% TOPAS 5013 / 90% HDPE 20% TOPAS 5013 / 80% HDPE 10% TOPAS 6013 / 90% HDPE 20% TOPAS 6013 / 80% HDPE 10% TOPAS 6015 / 90% HDPE 20% TOPAS 6015 / 80% HDPE Addition of high Tg COC (e.g. 5013 & 6013) extends temperature resistance of HDPE/COC blends www.topas.com
  • 11. HDPE/COC Blends: G-Modulus 10000 1000 Shear Modulus (N)/mm2 6017 6015 100 6013 8007 10 1 -40 0 40 80 120 160 200 240 Temperature ( °C) High modulus for temperature resistant applications www.topas.com
  • 12. Formed 4.7-mil mono COC vs. 6-mil Polyolefin coex PP/LLDPE+LDPE/PP h-LLDPE w/15% 9506 & 6013 COC Cost ($/MSI) 160 Formed Corner Puncture (lb) 140 Gauge (mil) 120 100 Formed Cavity Puncture (lb) 80 Haze (%) 60 40 20 Formed Cavity Gauge Variation (%) 0 Gloss (60o) Retained Volume (%) MD Modulus (ksi) TD Tensile Strength (ksi) TD Modulus (ksi) MD Tensile Strength (ksi) Thermoforming: Amorphous is best TOPAS® COC forms much better than other polyolefins www.topas.com
  • 13. TOPAS® COC - Medical Device Packaging Description: Forming web for medical device packaging with PE/COC blends Value Proposition: Good forming properties Excellent dimensional stability Excellent stiffness Cost-effective solution: downgauging and reclaim PE COC Grades: PE/COC blend PE 68oC Tg and 78oC Tg Customer: Not disclosed www.topas.com
  • 14. TOPAS® COC - Zipper/Closure System for Bags Description: Zipper (Pactiv Hefty® Slide-Rite®) Value Proposition: Curl and Shrinkage control (no camber) Easy open / close (COF) Mechanical strength and stiffness Moisture barrier COC Grades: 6013F-04, 8007F-04 Customer: Pactiv, US Others www.topas.com
  • 15. TOPAS® COC Improves Seal Characteristics  Seal Strength is typically maintained or improved with low Tg COC addition levels up to 15% in LDPE, LLDPE and plastomers.  Hot Tack strength is increased up to 100% with the addition of 15% low Tg COC in LDPE, LLDPE, and plastomers.  Seal Initiation Temperature (SIT) can increase by 5 to 10oC with low Tg COC levels of 15% depending on the base polyolefin.  Blends using high Tg COC typically reduce sealability and can be utilized to reduce seal bar sticking in non-seal film surfaces. www.topas.com
  • 16. Typical Film Structures (blends) COC / Polyethylene Blend Films  LDPE, LLDPE, Plastomer, EVA  Semi-compatible blends  Increasing compatibility EVA - HDPE - LDPE - LLDPE - Plastomer  Depending on...  crystallinity (density, refractive index)  side chains, viscosity  Typical blend mixes  5 - 30% PE in COC www.topas.com
  • 17. TOPAS® COC – Basic Properties Glass transition temperatures, °C(°F)  Glass Clear, Transparent 70 - 180 (154 – 356)  Exceptional Purity Modulus of elasticity, N/mm2 (kpsi) 2600 – 3200 (380 – 460)  Low Water Transmission Rate (WVTR) Tensile strength, N/mm2 (kpsi) 66 (10)  High Stiffness, Deadfold Density, g/cm3  Resistant to Alcohols, Acids, 1.02 Bases, Polar Solvents Water uptake, % < 0.01  Broad Regulatory Clearances WVTR, g × mm/m2 (mil/100 in2) × day  Halogen-free 0.02 - 0.04 (0.05 – 0.10) www.topas.com
  • 18. TOPAS® COC – Regulatory Status - Food & Medical USA  FDA regulation 21 CFR § 177.1520 “Olefin polymers” (3.9)  FDA Food Contact Notification (FCN #405), effective 2004, expanded prior FCN to cover all applications including bottles (See http://www.accessdata.fda.gov/scripts/fcn/fcnnavigation.cfm?rpt=fcslisting.)  FDA FCN #1104, effective Sep 2011, covers new E-140 grade for many conditions of use  FDA Drug Master File -- DMF #12132  FDA Device Master File -- MAF #1043 Europe  Monomers and additives are listed in the EU Plastics Regulation 10/2011 (PIM - Plastic Implementation Measure)  Norbornene has a Specific Migration Limit (SML) of 0.05 mg/kg TOPAS® COC is the only cyclic olefin resin meeting all major global regulatory requirements for food contact and medical use Contact us for compliance of specific grades! www.topas.com
  • 19. Summary  As a polyolefin, TOPAS® COC has good compatibility with most polyolefins.  Addition of relatively low levels of COC can dramatically increase the modulus of polyolefins and the modulus enhancement is maintained up to the HDT of the COC.  COC addition can be used to improve the barrier of polyolefins or to “fine tune” a target transmission.  COC improves seal characteristics of many polyolefins.  COC enhances thermoforming and reduces curl. www.topas.com