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Freeing up Investigators’
Time to Engage with
Patients

Michael Smyth
TransPerfect
Disclaimer
The views and opinions expressed in the following PowerPoint slides are those of
the individual presenter and should not be attributed to Drug Information
Association, Inc. (“DIA”), its directors, officers, employees, volunteers, members,
chapters, councils, Special Interest Area Communities or affiliates, or any
organization with which the presenter is employed or affiliated.

These PowerPoint slides are the intellectual property of the individual presenter and
are protected under the copyright laws of the United States of America and other
countries. Used by permission. All rights reserved. Drug Information Association,
DIA and DIA logo are registered trademarks or trademarks of Drug Information
Association Inc. All other trademarks are the property of their respective owners.
Agenda
•   The State of Affairs

•   Investigative Site Challenges

•   Investigative Site Surveys

•   Potential Solutions

•   Evolution in the Life Sciences Industry
Where Society is Now: iPhone 5

              Speed, user friendly interface

              •   PassPort

              •   It’s all in the “Cloud”

              •   Ability to download apps – restaurants near study sites

              •   Siri gives you directions, remembers where you are,
                  your appointments, etc.
Where Our Industry is Now: Regulatory Paper
Binders at a Typical Investigative Site
Evolution of eClinical Technologies
            1994: Initial appearance as an electronic alternative to paper-based
            records.

            2003: Industry-wide approval via the FDA’s Guidance for Providing
            Regulatory Submissions in Electronic Format – shift in life sciences
            to implement EDM to streamline clinical development.

            2006: ICH validates web-based solutions as the best implementation
            platform for an electronic common technical document (eCTD)
            delivery system.

            2008 (US)/2009 (EU): eCTD is established as the mandatory method
            of electronic submissions within the US and the EU.

            2007-Present: EDM solutions continually improve feature and
            functionality offerings in the life sciences industry. Other eClinical
            technology offerings also emerge: eTMF, CTMS, cloud-based
            platforms, and other forms of online, collaborative workspaces.
The life sciences industry is in pursuit of
    developing products faster and more cost
effectively while retaining high quality data with a
         watchful eye on patient safety…
Several Interactions at Investigative Site




                        Investigative
                            Sites
Investigator Site Survey
   The lack of centralization is a legacy that originates from a tradition of paper-
  based systems for clinical trial development that affects sponsor, CRO, vendor
                        partners and investigative sites alike

Global site survey results: Challenges in using paper vs. electronic tools

• Current studies observe a 75/25 split on EDC and paper

• “Greatest pain point with electronic document management: duplication creates
  needless labor, since the monitor still has to come to the site to verify”

• “We don’t want the paper yet sponsors and CROs continue to ship it to us”

• Online tools with passwords are considered most effective/secure method to
  send study documents yet results in inefficiencies:
         o Repetitive staff training
         o Accumulation of various portals, logins, user licenses
Technology at the Investigative Site

100%
 90%
 80%
 70%
 60%
 50%
 40%                                                         Paper
 30%
                                                             Electronic
 20%
 10%
  0%
                 Data Capture                Study Binders


Based on survey of 121 investigative sites
Productivity at Sites Diminished
Global Challenges: Opportunities for Improvement
 Dissatisfaction with a Clinical Trial Activity


 Motives for Participation                           US Sites   Asia Pacific Sites

 Tracking clinical trial costs against the budget      30%            31%

 Accurately forecasting study budget                   27%            35%

 Timely collection of billables against milestones     26%            20%

 SAE reporting                                         26%            10%

 SAE follow-up                                         5%             10%

 Patient recruitment                                   22%            21%

 Patient retention                                     4%             10%

 Study monitor time at sites                           12%            18%

 Tracking clinical trial supplies                      9%             16%

 Study closeout                                        8%             10%



 Source: Harold E. Glass and Jesse M. Glass
Distractions for Site Personnel

1. Too many vendors (and tasks/training involved with each new system)

2. Inefficient SAE collection and reporting methods

3. Too much paper

4. Excessive onsite monitoring time

5. Cumbersome study archival and retrieval for record retention
1. Too Many Vendors
Streamline site activities into a single solution



           Fewer systems require                     Familiarity with a single
          less training, passwords,                 solution yields better user
                      etc.                                 compliance




          Allows sites more time to                 Allows for higher quality
           focus on patient safety                            data
2. Inefficient SAE Collection, Reporting Methods
• Eliminate / reduce training sites go through as SAEs are standard across studies

• Many still use fax forms for completion of SAE reports. Technology can allow
  more rapid completion, submission and near-real time retrieval of any SAE
  reports

• Online redaction of subject identifying data can be done to meet HIPAA
  regulations

• Global – any documentation needing to be translated can be done in real time in
  order to meet regulatory reporting requirements

• Easy traceability to confirm investigators review Safety Notifications and
  submitted to IRBs/ECs

• One phone number for the study, including SAEs streamlines the contacts site
  personnel need to call for SAE reporting and follow up
3. Too Much Paper at the Site
“Portals” already exist: apply this technology to other site
administrative activities.

   • Sites use several “portals” within a given study: IRBs,
     labs, sponsor/CRO, IVR, EDC providers, etc.

   • The majority of sites rely on electronic means for
     75% or more of their data collection and processing.

   • Email/fax used for sending/receiving essential and
     regulatory documents and there is a trend towards
     online delivery and submission.

   • Portal usage can reduce reliance on paper
4. Excessive Onsite Monitoring Time
• Remote access for clinical study documents means less monitoring time required
  at the site

• Benefits include:
     o Sites spend less time hosting CRAs, more time focusing on patients
     o All study stakeholders (sponsor, CRO, site) have access to same files
           Better version control
           Multiple users can simultaneously view a document/file
5. Cumbersome Study Records Archival/Retrieval

• Efficient use of technology can improve the process of study closeout visit

• Eliminating the use of paper Regulatory Binders would reduce misplacing
  documents and pages

• Site focused portal would allow aggregation of all ISF files into one location

• Audit preparation and retrieval of documents would be markedly improved

• All documentation in one location across sponsors would make it easier for
  investigative site personnel and regulatory authorities (when needed)
Global Trial Direction: eClinical and Clinical Initiatives
 Sponsor selects single functional technology provider to supply across several
 functional areas:
 • ↓ number of systems ↑ user adoption
 • Consume fewer resources
 •  Central access to investigative site files via portals
       o Eliminates need for most paper files
       o Streamline the archive and audit process
       o Real-time access
 • Integrated solutions benefit CROs and Sponsors of all sizes – large/global, midsize,
    small/virtual
 eClinical initiatives localized
 •   Need to find, develop and train new sites, especially in emerging markets
       o Train to GCP standards
       o Too much focus on same sites across sponsors
 •   Wider use of mobile devices, smartphones, iPads… think iPhone 5
Global Trial Direction
Allows sites to focus on their tasks of
                                                Recruitment: time
finding, consenting, enrolling and completing   to evaluate more
evaluable subjects while overseeing the              patients
safety of each study subject.
                                                  Better patient
                                                   experience


          More time spent                        Focus on patient
           with patients                             safety



                                                Higher quality data



                                                 Competition: site
                                                  willingness to
                                                participate in study
Technology within Our Industry’s Reach
         “Siri, for study 1234, what procedures do I need to do for Visit 1?”

                      “Siri, what subject visits do I have today?”

               “Siri, what monitoring visits are scheduled this week?”

“Siri, can you let me know the best flights for the investigator meeting I have in Oct?”
Thank You!

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Freeing up Investigators’ Time to Engage with Patients

  • 1. Freeing up Investigators’ Time to Engage with Patients Michael Smyth TransPerfect
  • 2. Disclaimer The views and opinions expressed in the following PowerPoint slides are those of the individual presenter and should not be attributed to Drug Information Association, Inc. (“DIA”), its directors, officers, employees, volunteers, members, chapters, councils, Special Interest Area Communities or affiliates, or any organization with which the presenter is employed or affiliated. These PowerPoint slides are the intellectual property of the individual presenter and are protected under the copyright laws of the United States of America and other countries. Used by permission. All rights reserved. Drug Information Association, DIA and DIA logo are registered trademarks or trademarks of Drug Information Association Inc. All other trademarks are the property of their respective owners.
  • 3. Agenda • The State of Affairs • Investigative Site Challenges • Investigative Site Surveys • Potential Solutions • Evolution in the Life Sciences Industry
  • 4. Where Society is Now: iPhone 5 Speed, user friendly interface • PassPort • It’s all in the “Cloud” • Ability to download apps – restaurants near study sites • Siri gives you directions, remembers where you are, your appointments, etc.
  • 5. Where Our Industry is Now: Regulatory Paper Binders at a Typical Investigative Site
  • 6. Evolution of eClinical Technologies 1994: Initial appearance as an electronic alternative to paper-based records. 2003: Industry-wide approval via the FDA’s Guidance for Providing Regulatory Submissions in Electronic Format – shift in life sciences to implement EDM to streamline clinical development. 2006: ICH validates web-based solutions as the best implementation platform for an electronic common technical document (eCTD) delivery system. 2008 (US)/2009 (EU): eCTD is established as the mandatory method of electronic submissions within the US and the EU. 2007-Present: EDM solutions continually improve feature and functionality offerings in the life sciences industry. Other eClinical technology offerings also emerge: eTMF, CTMS, cloud-based platforms, and other forms of online, collaborative workspaces.
  • 7. The life sciences industry is in pursuit of developing products faster and more cost effectively while retaining high quality data with a watchful eye on patient safety…
  • 8. Several Interactions at Investigative Site Investigative Sites
  • 9. Investigator Site Survey The lack of centralization is a legacy that originates from a tradition of paper- based systems for clinical trial development that affects sponsor, CRO, vendor partners and investigative sites alike Global site survey results: Challenges in using paper vs. electronic tools • Current studies observe a 75/25 split on EDC and paper • “Greatest pain point with electronic document management: duplication creates needless labor, since the monitor still has to come to the site to verify” • “We don’t want the paper yet sponsors and CROs continue to ship it to us” • Online tools with passwords are considered most effective/secure method to send study documents yet results in inefficiencies: o Repetitive staff training o Accumulation of various portals, logins, user licenses
  • 10. Technology at the Investigative Site 100% 90% 80% 70% 60% 50% 40% Paper 30% Electronic 20% 10% 0% Data Capture Study Binders Based on survey of 121 investigative sites
  • 11. Productivity at Sites Diminished
  • 12. Global Challenges: Opportunities for Improvement Dissatisfaction with a Clinical Trial Activity Motives for Participation US Sites Asia Pacific Sites Tracking clinical trial costs against the budget 30% 31% Accurately forecasting study budget 27% 35% Timely collection of billables against milestones 26% 20% SAE reporting 26% 10% SAE follow-up 5% 10% Patient recruitment 22% 21% Patient retention 4% 10% Study monitor time at sites 12% 18% Tracking clinical trial supplies 9% 16% Study closeout 8% 10% Source: Harold E. Glass and Jesse M. Glass
  • 13. Distractions for Site Personnel 1. Too many vendors (and tasks/training involved with each new system) 2. Inefficient SAE collection and reporting methods 3. Too much paper 4. Excessive onsite monitoring time 5. Cumbersome study archival and retrieval for record retention
  • 14. 1. Too Many Vendors Streamline site activities into a single solution Fewer systems require Familiarity with a single less training, passwords, solution yields better user etc. compliance Allows sites more time to Allows for higher quality focus on patient safety data
  • 15. 2. Inefficient SAE Collection, Reporting Methods • Eliminate / reduce training sites go through as SAEs are standard across studies • Many still use fax forms for completion of SAE reports. Technology can allow more rapid completion, submission and near-real time retrieval of any SAE reports • Online redaction of subject identifying data can be done to meet HIPAA regulations • Global – any documentation needing to be translated can be done in real time in order to meet regulatory reporting requirements • Easy traceability to confirm investigators review Safety Notifications and submitted to IRBs/ECs • One phone number for the study, including SAEs streamlines the contacts site personnel need to call for SAE reporting and follow up
  • 16. 3. Too Much Paper at the Site “Portals” already exist: apply this technology to other site administrative activities. • Sites use several “portals” within a given study: IRBs, labs, sponsor/CRO, IVR, EDC providers, etc. • The majority of sites rely on electronic means for 75% or more of their data collection and processing. • Email/fax used for sending/receiving essential and regulatory documents and there is a trend towards online delivery and submission. • Portal usage can reduce reliance on paper
  • 17. 4. Excessive Onsite Monitoring Time • Remote access for clinical study documents means less monitoring time required at the site • Benefits include: o Sites spend less time hosting CRAs, more time focusing on patients o All study stakeholders (sponsor, CRO, site) have access to same files  Better version control  Multiple users can simultaneously view a document/file
  • 18. 5. Cumbersome Study Records Archival/Retrieval • Efficient use of technology can improve the process of study closeout visit • Eliminating the use of paper Regulatory Binders would reduce misplacing documents and pages • Site focused portal would allow aggregation of all ISF files into one location • Audit preparation and retrieval of documents would be markedly improved • All documentation in one location across sponsors would make it easier for investigative site personnel and regulatory authorities (when needed)
  • 19. Global Trial Direction: eClinical and Clinical Initiatives Sponsor selects single functional technology provider to supply across several functional areas: • ↓ number of systems ↑ user adoption • Consume fewer resources • Central access to investigative site files via portals o Eliminates need for most paper files o Streamline the archive and audit process o Real-time access • Integrated solutions benefit CROs and Sponsors of all sizes – large/global, midsize, small/virtual eClinical initiatives localized • Need to find, develop and train new sites, especially in emerging markets o Train to GCP standards o Too much focus on same sites across sponsors • Wider use of mobile devices, smartphones, iPads… think iPhone 5
  • 20. Global Trial Direction Allows sites to focus on their tasks of Recruitment: time finding, consenting, enrolling and completing to evaluate more evaluable subjects while overseeing the patients safety of each study subject. Better patient experience More time spent Focus on patient with patients safety Higher quality data Competition: site willingness to participate in study
  • 21. Technology within Our Industry’s Reach “Siri, for study 1234, what procedures do I need to do for Visit 1?” “Siri, what subject visits do I have today?” “Siri, what monitoring visits are scheduled this week?” “Siri, can you let me know the best flights for the investigator meeting I have in Oct?”