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The Norwegian CCS-story
Elin Lerum Boasson, Senior Researcher CICERO
Presentation for the
The tragedy of Norwegian Climate Policy
Content
• National climate policy research challenges
• Why do we need a multi-sphere framework?
• Why has Norway produced highly varying
climate policies in the 2000-2010 period ?
• Carbon Capture and Storage, renewable
electricity and energy policy for buildings
• Specifying three spheres
• Organizational fields
• Political spheres
• The European environment
• Conclusions and important research questions
National climate research challenges
1. To what extent and how do industry, civil
society groups and governmental organizations
influence policy outcomes?
– Segmentation versus pluralists/network scholars
2. To what extent and how do politicians have
independent influence?
– Not common to investigate this
3. To what extent and how does EU play into
national processes?
– Nation states tend to be regarded as closed
systems
3 Norwegian case outcomes
Norway hardly had any industry specific climate policies in
year 2000, why do we see this explosion in the 2000 –
2010 period?
Policy criteria
State steering
Technology
development
Economic criteria
Indirect 1) Technology standards
ENERGY POLICY FOR BUILDINGS:
Energy Requirements in the
Building Code
2) Market Instruments
RENEWABLE ELECTRICITY: Green
certificate scheme
ENERGY POLICY FOR BUILDINGS:
Energy Certificate Scheme
Direct 3) Governmental Industry
Development
CCS: Technology-specific state aid,
Ban on fossil power plants without
CCS
ENERGY POLICY FOR BUILDINGS: :
Housing Bank Measures
4) Cost-minimizing state aid
ENERGY POLICY FOR BUILDINGS:
Enova State Aid Scheme
Why multi-sphere?
- Enables exploration of how different local,
social orders, influence behaviour
- Moves beyond rationality assumptions
- Enables exploration of how multiple social
systems functions and interact over time
- Builds on multi-level governance theory
- Captures the whole policy cycle
- Initiation, decisions, implementation and revision
- Each sphere has a distinct societal architecture
- May change over time
Organizational field
- Actors
- Ministries, agencies, regulators, industry,
business associations, environmental org.
- Structural resources
- Authority distribution vary from issue to issue
- Industry tends to have an information advantage
- Institutional logics
- Market
- Minimizing societal costs
- Technology development
Climate policy logics
Market Minimizing societal
costs
Technology
development
Basic assumptions Corporations maximize
profits
Corporations reap all
the profit they can
Expected increases in
demand will have to be
met by installed
capacity
Climate reducing
measures will be
introduced when
More profitable than
other investments
Profitable Climate technologies
are mature
The role of
government
Correct market
mistakes and ensure
that low-carbon
activities are more
profitable than other
activities
Ensure that the least
costly measures are
executed first
Support technological
improvement of a
whole range of
technologies
Research question 1
- Did differences in the involved organizational
fields lead to varying Norwegian climate policy
outcomes?
- Did the organizational field of petroleum underpin
governmental industry development of CCS?
- Did the organizational field of energy underpin a
green certificate scheme?
- Did the organizational field of building
construction underpin a broad menu of
measures?
National political sphere
- Actors
- Parliament, government, political parties
- Structural resources
- Authority distribution vary from issue area to issue
area
- Information distribution tends to follow authority
distribution
- Institutional features, modus operandi
- Political competition
- Garbage can
Political modus operandi
Implications
Political competition Garbage Can
Basic assumption Politicians relate to simplified
lines of conflict, develop rather
clear and stable positions and
seek to win political
discussions
Politicians have ill-defined
preferences, lack a clear
understanding of the policy
they govern, and their
involvement is influenced by a
range of factors, such as timing
Politicizing High Low
Climate measures will be
introduced when
It is supported by a majority,
and not in conflict with other
objectives
When nobody will notice
When it has symbolic
importance
Guiding institutional logics
will shift as a result of
Changes in coalitions,
elections, implementation
failure
Unpredictable
Research question 2
- Did differences in the national political sphere
lead to varying Norwegian climate policy
outcomes?
- Do the political CCS sphere underpinned
governmental industry development?
- Do the political energy sphere underpinned
market steering of renewable energy?
- Do the political building sphere underpinned a
broad menu of energy policy for buildings
measures?
The European environment
- Actors
- all actors in national organizational fields+
national political spheres+ EU fields and EU
politics relating to the issue area
- Structural resources
- May be concentrated (in Brussels) or distributed
- Institutional policy models
- One policy model may dominate, or several may
compete
Structural
pattern
Institutional
pattern
Structural power
gathered in Brussels
Structural powers
dispersed across
Europe
One Dominant
Model/Policy
Approach
1) EU Governs
Example: EU Emissions
Trading System 2013 – 2020
National spheres have little
importance
2) Natural
harmonization
Example: Diffusion of Feed-in
support schemes in Europe
National spheres are
important
Different
Models/Policy
Approach
3) Unpredictable EU
Governing
Example: Environmental State
Aid Guidelines
National spheres are
important
4) Let a thousand
flowers bloom
Example: Energy Policy for
Buildings
National spheres are
important
Research question 3
- Did differences in the European environment
lead to varying Norwegian climate policy
outcomes?
- Did governmental industry development of CCS
dominate in Europe?
- Did green certificates dominate in Europe?
- Was a broad portfolio of energy policy adopted all
over Europe?
CCS
- Organizational field of petroleum
- Strong: resisted CCS intervention
- The political sphere
- Strong: the governments needed CCS
compromise
- The European environment
- Weak: open to interpretation
- Conclusion: the politicians determined the policy
outcome, but did not achieve actual use of CCS
Renewable electricity
- Organizational field of energy
- Rather weak: clash of logics
- The political sphere
- 2000 – 2005: Weak
- 2005 – 2010: Strong
- The European environment
- Weak: Statkraft introduced special interpretation
- Conclusion: the lines of conflict was shaped by
the field, the politicians were slow to react
Energy policy for buildings
- Organizational field of building construction
- Weak: many experts engage more than needed
- The political sphere
- Weak: Hardly engages beyond setting a vague
target
- The European environment
- Weak: Much debate in the EU, little EU steering
- NB! Energy Certificate Scheme
- Conclusion: all the experts got it their way, but
the many measures lacked coordination
Importance of varying spheres
- Organizational fields
- Is the most important when
- Concentrated structural resources + one logic dominates
- The political sphere of CCS
- It is the most influential when
- Dispersed structural resources +political competition
- The European environment
- Is not always important, its impact largely relies on
national entrepreneurs
- It is the most influential when
- Concentrated structural resources+ one policy model
dominate
Conclusions, this far
• The strongest sphere will influence the policy
outcome the most
• National political spheres and national
organizational fields tend to be more important
than the European environment
• But also weak spheres may influence, especially
at critical junctures
• Two spheres may be strong: clash of giants
• All spheres may be weak: all (and nobody) wins
• How and to what extent will the different
spheres influence each other over time?
• How, when and to what extent are
entrepreneurs important?
Thanks!

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The Norwegian CCS-story, Elin Boasson - Ethics and Governance of CCS meeting, 7 July 2015, Cambridge

  • 1. The Norwegian CCS-story Elin Lerum Boasson, Senior Researcher CICERO Presentation for the The tragedy of Norwegian Climate Policy
  • 2. Content • National climate policy research challenges • Why do we need a multi-sphere framework? • Why has Norway produced highly varying climate policies in the 2000-2010 period ? • Carbon Capture and Storage, renewable electricity and energy policy for buildings • Specifying three spheres • Organizational fields • Political spheres • The European environment • Conclusions and important research questions
  • 3. National climate research challenges 1. To what extent and how do industry, civil society groups and governmental organizations influence policy outcomes? – Segmentation versus pluralists/network scholars 2. To what extent and how do politicians have independent influence? – Not common to investigate this 3. To what extent and how does EU play into national processes? – Nation states tend to be regarded as closed systems
  • 4. 3 Norwegian case outcomes Norway hardly had any industry specific climate policies in year 2000, why do we see this explosion in the 2000 – 2010 period? Policy criteria State steering Technology development Economic criteria Indirect 1) Technology standards ENERGY POLICY FOR BUILDINGS: Energy Requirements in the Building Code 2) Market Instruments RENEWABLE ELECTRICITY: Green certificate scheme ENERGY POLICY FOR BUILDINGS: Energy Certificate Scheme Direct 3) Governmental Industry Development CCS: Technology-specific state aid, Ban on fossil power plants without CCS ENERGY POLICY FOR BUILDINGS: : Housing Bank Measures 4) Cost-minimizing state aid ENERGY POLICY FOR BUILDINGS: Enova State Aid Scheme
  • 5. Why multi-sphere? - Enables exploration of how different local, social orders, influence behaviour - Moves beyond rationality assumptions - Enables exploration of how multiple social systems functions and interact over time - Builds on multi-level governance theory - Captures the whole policy cycle - Initiation, decisions, implementation and revision - Each sphere has a distinct societal architecture - May change over time
  • 6. Organizational field - Actors - Ministries, agencies, regulators, industry, business associations, environmental org. - Structural resources - Authority distribution vary from issue to issue - Industry tends to have an information advantage - Institutional logics - Market - Minimizing societal costs - Technology development
  • 7. Climate policy logics Market Minimizing societal costs Technology development Basic assumptions Corporations maximize profits Corporations reap all the profit they can Expected increases in demand will have to be met by installed capacity Climate reducing measures will be introduced when More profitable than other investments Profitable Climate technologies are mature The role of government Correct market mistakes and ensure that low-carbon activities are more profitable than other activities Ensure that the least costly measures are executed first Support technological improvement of a whole range of technologies
  • 8. Research question 1 - Did differences in the involved organizational fields lead to varying Norwegian climate policy outcomes? - Did the organizational field of petroleum underpin governmental industry development of CCS? - Did the organizational field of energy underpin a green certificate scheme? - Did the organizational field of building construction underpin a broad menu of measures?
  • 9. National political sphere - Actors - Parliament, government, political parties - Structural resources - Authority distribution vary from issue area to issue area - Information distribution tends to follow authority distribution - Institutional features, modus operandi - Political competition - Garbage can
  • 10. Political modus operandi Implications Political competition Garbage Can Basic assumption Politicians relate to simplified lines of conflict, develop rather clear and stable positions and seek to win political discussions Politicians have ill-defined preferences, lack a clear understanding of the policy they govern, and their involvement is influenced by a range of factors, such as timing Politicizing High Low Climate measures will be introduced when It is supported by a majority, and not in conflict with other objectives When nobody will notice When it has symbolic importance Guiding institutional logics will shift as a result of Changes in coalitions, elections, implementation failure Unpredictable
  • 11. Research question 2 - Did differences in the national political sphere lead to varying Norwegian climate policy outcomes? - Do the political CCS sphere underpinned governmental industry development? - Do the political energy sphere underpinned market steering of renewable energy? - Do the political building sphere underpinned a broad menu of energy policy for buildings measures?
  • 12. The European environment - Actors - all actors in national organizational fields+ national political spheres+ EU fields and EU politics relating to the issue area - Structural resources - May be concentrated (in Brussels) or distributed - Institutional policy models - One policy model may dominate, or several may compete
  • 13. Structural pattern Institutional pattern Structural power gathered in Brussels Structural powers dispersed across Europe One Dominant Model/Policy Approach 1) EU Governs Example: EU Emissions Trading System 2013 – 2020 National spheres have little importance 2) Natural harmonization Example: Diffusion of Feed-in support schemes in Europe National spheres are important Different Models/Policy Approach 3) Unpredictable EU Governing Example: Environmental State Aid Guidelines National spheres are important 4) Let a thousand flowers bloom Example: Energy Policy for Buildings National spheres are important
  • 14. Research question 3 - Did differences in the European environment lead to varying Norwegian climate policy outcomes? - Did governmental industry development of CCS dominate in Europe? - Did green certificates dominate in Europe? - Was a broad portfolio of energy policy adopted all over Europe?
  • 15. CCS - Organizational field of petroleum - Strong: resisted CCS intervention - The political sphere - Strong: the governments needed CCS compromise - The European environment - Weak: open to interpretation - Conclusion: the politicians determined the policy outcome, but did not achieve actual use of CCS
  • 16. Renewable electricity - Organizational field of energy - Rather weak: clash of logics - The political sphere - 2000 – 2005: Weak - 2005 – 2010: Strong - The European environment - Weak: Statkraft introduced special interpretation - Conclusion: the lines of conflict was shaped by the field, the politicians were slow to react
  • 17. Energy policy for buildings - Organizational field of building construction - Weak: many experts engage more than needed - The political sphere - Weak: Hardly engages beyond setting a vague target - The European environment - Weak: Much debate in the EU, little EU steering - NB! Energy Certificate Scheme - Conclusion: all the experts got it their way, but the many measures lacked coordination
  • 18. Importance of varying spheres - Organizational fields - Is the most important when - Concentrated structural resources + one logic dominates - The political sphere of CCS - It is the most influential when - Dispersed structural resources +political competition - The European environment - Is not always important, its impact largely relies on national entrepreneurs - It is the most influential when - Concentrated structural resources+ one policy model dominate
  • 19. Conclusions, this far • The strongest sphere will influence the policy outcome the most • National political spheres and national organizational fields tend to be more important than the European environment • But also weak spheres may influence, especially at critical junctures • Two spheres may be strong: clash of giants • All spheres may be weak: all (and nobody) wins • How and to what extent will the different spheres influence each other over time? • How, when and to what extent are entrepreneurs important?