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IOWA’S JUDICIAL SYSTEM
                                 Where do Judges/Justices come from?*




   © Victoria L. Herring, 2011
                                                                 *other than their mom

Tuesday, March 15, 2011
What are Courts for anyway?
                          Dispute resolution; an alternative to fists & guns
                          To protect individual rights by enforcing the
                          Constitution and laws, even against the force of the
                          majority.
                          Balance the power of the Executive & Legislative
                          branches of government, federal and state.
                          Created by Constitutions and empowered by statutes
                   Types of Courts
                          States [Iowa]: Appellate, Trial/District, ‘lower’ [small
                          claims, juvenile, etc.]
                          Federal: District Courts, Circuit Courts [8th] &
                          Supreme Court
                                                                       © Victoria L. Herring, 2011




Tuesday, March 15, 2011
Why does it matter to me?

                          what third party should decide disputes?

                          who should sentence criminals?

                          who should award damages or other relief?

                          what do you want in a person selected to decide
                          something important to you?

                                                                     © Victoria L. Herring, 2011




Tuesday, March 15, 2011
How are Judges selected for the Court?

                          In Iowa, judicial nominating commissions [lawyers elected, Gov.
                          appointed members; both groups gender balanced] identify nominees,
                          interview and send 3 nominees to the Governor to select from.

                             Iowa Constitutional provision from 1962 to date - “merit selection” -
                             Article V, Ch. 46 of Iowa Code

                             There are 7 Supreme Court Justices, 9 Court of Appeals judges and
                             116 District Court judges.

                             Gender/Racial balance? Most Iowa judges are white males; ~ 240,
                             ~50 women incl. 2 minority females, several minority male judges.




                                                                                      © Victoria L. Herring, 2011




Tuesday, March 15, 2011
What other ways are there of selecting judges?

                          Election: Partisan, Non Partisan or a mix

                          Gubernatorial Appointment, sometimes with
                          commission or legislative consent

                          Legislative Appointment
                                                  http://www.judicialselection.us -
                                                  American Judicature Society


                                                                                      © Victoria L. Herring, 2011




Tuesday, March 15, 2011
What if the judge needs to be removed, or evaluated
                   and retained? Different states, different processes:

                          Service to age 70 or life, no review [without cause]

                          Service for a term and subject to retention election,
                          gubernatorial nomination, legislative reelection

                          Removal for cause: legislative impeachment,
                          judicial commission inquiry and court, by the
                          supreme court, by the Governor, by recall election

                                                                       © Victoria L. Herring, 2011




Tuesday, March 15, 2011
In Iowa, how are judges removed from office?

                          Each judge stands for a retention election at the
                          next election after his/her taking office and every 6
                          or 8 years after that, to age 72.

                          Commission on Judicial Qualifications can
                          investigate and recommend action to Supreme
                          Court

                          Judges may be impeached by House & convicted
                          by Senate
                                                                    © Victoria L. Herring, 2011




Tuesday, March 15, 2011
Lawyer members    Citizen appointees

                             Judicial Nominating Commission

                   Receives applications and conducts interviews


                             3 Nominees for each judgeship




                                                     30 days
                                      Governor

                                                               © Victoria L. Herring, 2011




Tuesday, March 15, 2011
Retention Election in Iowa: next general election
                   after 1 year in office by 50% + 1 of voting public.

                   Every 6 or 8 years after initial retention election, the
                   judge comes up for another retention election. Must
                   receive majority of votes, yes/no.

                   In 2010: 3 Supreme Court justices removed and a
                   Constitutional Convention was rejected by voters.


                                                                  © Victoria L. Herring, 2011




Tuesday, March 15, 2011
What if we moved ‘back’ to an electoral selection
                   system of campaigns for judgeships?

                          Fundraising?

                          Campaign finance/ethics issues

                          Independent Judiciary?

                          Lack of qualified candidates and judges


                                                                   © Victoria L. Herring, 2011




Tuesday, March 15, 2011
Caperton v. Massey: Harman Coal was forced into bankruptcy by Massey
                   Energy because from 1993-98 it prevented doing business. Harmon sued
                   Massey and won $50 million from a jury in 2002. In 2004, while appealing
                   the judgment, Massey CEO Don Blankenship spent $3 million [60% of his
                   campaign expense] on an independent campaign to back lawyer Brent D.
                   Benjamin’s campaign for the W.Va. Supreme Court. He won and sat on the
                   court, refused to recuse himself and was the deciding vote in a 2007
                   decision overturning the verdict. In the Supreme Court this was called an
                   exceptional case and a denial of due process.



                                                                                 © Victoria L. Herring, 2011




Tuesday, March 15, 2011
FURTHER RESOURCES
                   http://www.judicialselection.us - American Judicature Society

                   http://www.justicenotpolitics.org - Justice Not Politics

                   http://www.justiceatstake.org - Justice at Stake

                   http://www.brennancenter.org - Brennan Center for Justice

                   http://www.lwvia.org/ - Iowa League of Women Voters

                   http://iabar.net/ - Iowa State Bar Association

                   http://www.ncsc.org - National Center for State Courts

                   http://www.iowacourts.gov - Iowa Judicial Branch
                                                                                   © Victoria L. Herring, 2011




Tuesday, March 15, 2011

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The Iowa judicial System: Merit-based Selection

  • 1. IOWA’S JUDICIAL SYSTEM Where do Judges/Justices come from?* © Victoria L. Herring, 2011 *other than their mom Tuesday, March 15, 2011
  • 2. What are Courts for anyway? Dispute resolution; an alternative to fists & guns To protect individual rights by enforcing the Constitution and laws, even against the force of the majority. Balance the power of the Executive & Legislative branches of government, federal and state. Created by Constitutions and empowered by statutes Types of Courts States [Iowa]: Appellate, Trial/District, ‘lower’ [small claims, juvenile, etc.] Federal: District Courts, Circuit Courts [8th] & Supreme Court © Victoria L. Herring, 2011 Tuesday, March 15, 2011
  • 3. Why does it matter to me? what third party should decide disputes? who should sentence criminals? who should award damages or other relief? what do you want in a person selected to decide something important to you? © Victoria L. Herring, 2011 Tuesday, March 15, 2011
  • 4. How are Judges selected for the Court? In Iowa, judicial nominating commissions [lawyers elected, Gov. appointed members; both groups gender balanced] identify nominees, interview and send 3 nominees to the Governor to select from. Iowa Constitutional provision from 1962 to date - “merit selection” - Article V, Ch. 46 of Iowa Code There are 7 Supreme Court Justices, 9 Court of Appeals judges and 116 District Court judges. Gender/Racial balance? Most Iowa judges are white males; ~ 240, ~50 women incl. 2 minority females, several minority male judges. © Victoria L. Herring, 2011 Tuesday, March 15, 2011
  • 5. What other ways are there of selecting judges? Election: Partisan, Non Partisan or a mix Gubernatorial Appointment, sometimes with commission or legislative consent Legislative Appointment http://www.judicialselection.us - American Judicature Society © Victoria L. Herring, 2011 Tuesday, March 15, 2011
  • 6. What if the judge needs to be removed, or evaluated and retained? Different states, different processes: Service to age 70 or life, no review [without cause] Service for a term and subject to retention election, gubernatorial nomination, legislative reelection Removal for cause: legislative impeachment, judicial commission inquiry and court, by the supreme court, by the Governor, by recall election © Victoria L. Herring, 2011 Tuesday, March 15, 2011
  • 7. In Iowa, how are judges removed from office? Each judge stands for a retention election at the next election after his/her taking office and every 6 or 8 years after that, to age 72. Commission on Judicial Qualifications can investigate and recommend action to Supreme Court Judges may be impeached by House & convicted by Senate © Victoria L. Herring, 2011 Tuesday, March 15, 2011
  • 8. Lawyer members Citizen appointees Judicial Nominating Commission Receives applications and conducts interviews 3 Nominees for each judgeship 30 days Governor © Victoria L. Herring, 2011 Tuesday, March 15, 2011
  • 9. Retention Election in Iowa: next general election after 1 year in office by 50% + 1 of voting public. Every 6 or 8 years after initial retention election, the judge comes up for another retention election. Must receive majority of votes, yes/no. In 2010: 3 Supreme Court justices removed and a Constitutional Convention was rejected by voters. © Victoria L. Herring, 2011 Tuesday, March 15, 2011
  • 10. What if we moved ‘back’ to an electoral selection system of campaigns for judgeships? Fundraising? Campaign finance/ethics issues Independent Judiciary? Lack of qualified candidates and judges © Victoria L. Herring, 2011 Tuesday, March 15, 2011
  • 11. Caperton v. Massey: Harman Coal was forced into bankruptcy by Massey Energy because from 1993-98 it prevented doing business. Harmon sued Massey and won $50 million from a jury in 2002. In 2004, while appealing the judgment, Massey CEO Don Blankenship spent $3 million [60% of his campaign expense] on an independent campaign to back lawyer Brent D. Benjamin’s campaign for the W.Va. Supreme Court. He won and sat on the court, refused to recuse himself and was the deciding vote in a 2007 decision overturning the verdict. In the Supreme Court this was called an exceptional case and a denial of due process. © Victoria L. Herring, 2011 Tuesday, March 15, 2011
  • 12. FURTHER RESOURCES http://www.judicialselection.us - American Judicature Society http://www.justicenotpolitics.org - Justice Not Politics http://www.justiceatstake.org - Justice at Stake http://www.brennancenter.org - Brennan Center for Justice http://www.lwvia.org/ - Iowa League of Women Voters http://iabar.net/ - Iowa State Bar Association http://www.ncsc.org - National Center for State Courts http://www.iowacourts.gov - Iowa Judicial Branch © Victoria L. Herring, 2011 Tuesday, March 15, 2011