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J. Smet, B. Tuffuor, S.P. Sekuma
3rd IWA Congress, Nairobi, October 2013
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







Technologies not fit for context
36% of poorest urban quintile in
SSA: unimproved water supply
Of that segment: 21% defecates
in the open and 37% uses
unimproved sanitation facilities
Promising technologies
frequently do not go beyond the
pilot stage, no scale.
No systems to validate new
technologies
TAF
Technology Applicability Framework
&

TIP
Technology Introduction Process
TAF- A decision making tool on the applicability of a
specific WASH technology and its contribution to a
sustainable service and on its readiness for
introduction to scale within a specific context
Use
 Stimulate discussion about a WASH technology
 Assess the potential of a particular WASH technology
in a specific context
 Assess readiness of a sector to scale up a technology
 Support M&E of successful or failing technology
WASH Technology to be assessed for
applicability in given context
1

Screening
Step-1: Need and Demand
Step-2: Basic Applicability

2

Assessments

of the potential of a WASH technology in a given context
3

Presentation of results
of screening and assessments

4

Interpretation and Conclusion
April 2013




Collect relevant information on
technology, e.g. CapEx, OpEx
Train staff for field assessments
Conduct field survey using
guiding questions
User/
Buyer



Producers/
Providers

Regulators/
Investors/
Facilitators

Analyse, validate & score in a
multi-stakeholder workshop
per particular dimension

Key perspectives
User/
Buyer

Producers/ Regulators/
Providers Investors/
Facilitators

Interpretation per perspective
(1)

SustainabilityDimensions

Environmental

+

+

-

(5)

(6)

+

?

0

(7)

Economic

(3)

(4)

Social

(2)

(8)

(9)

0

+

-

0

Potential impact, could become critical, needs follow up

+
0
-

-

?

?

+

?

(14)

-

0

(17)

(18)

+

-

Unclear information, should be clarified

(15)

0

Low value, negative, critical, hindering characteristics

(12)

(16)

Technology

(11)

(13)

Skills &
Know-how

High value, neutral or positive, supportive characteristics

?
(10)

Institutional
& Legal

+

?

As entire profile
or for specific topics such as O&M

June 2013
Country
Technology Rating
Burkina Faso UDDT
Successful

Ghana
Uganda

VIP latrine
EnviroLoo
Biofill toilet
UDDT

Successful
Failed
Promising
Failed









Poor access to household sanitation facilities is
a major problem in low income urban areas
High population densities and crowded
Unplanned settlements: little space for toilets
No sewerage system for users to connect to
No national level subsidy arrangements
Biofil Digester still in pilot phase; yet to be
nationally approved as a sanitation technology
Dimension
Perspective

User

Producer

Regulator

Social

Clear willingness to invest

No active promotion; producer has
strategically limited promotion

No need for behavior change and major
social marketing

Economic

Affordable if Capex is
subsidised and if it is
targeted at small towns

There is some profit margin –
Producer willing to continue
production. Huge marketing
potential but producer will not be
able to do it all alone

No subsidies for sanitation in line with
national policies

Environmental

There can be a potential for
risks though not high.
Further info on effluent
quality needed.

Potential for local production
without harmful input resources

Further info on reuse of manure &
effluent needed. MMDA monitoring units
need training & equipment which come
at a cost

Institutional,
Organizational
and Legal

Required legal structures
are feasible
No legal requirements to
register WASH
technologies, but it helps for
acceptability

Regulation of quality of
construction supervised by an
engineer. Quality of effluent checks
not being done by EPA

Not fair to say it doesn’t meet quality
standards since it has not been checked.
Alignment with policies – has not been
submitted for approval so cannot say

Skills and
Knowhow

Users can deal with
technology appropriately
with respect to O&M

In terms of product development,
sufficient skills and capacities exist.
But not proven in the promotion
and marketing side

Different orgs at the nat’l level-answering
the question lumps them together and
will present a mixed picture as some
have and some don’t have the capacity

Technological

User satisfaction high
though it is in the
developmental stage

Viable models for selling exist

Potential exists for support. Unless the
right orgs are approached, the support
won’t come.








Capital cost of Biofil digester needs attention to
make it more affordable to poor households
Risk for environmental contamination: the
quality of effluent and manure needs to be
ascertained. Continuous monitoring needed
Producer to submit the Biofil technology for
national approval
The producer to develop strategy and
collaboration to procure support to improve
upon the technology
Uptake +
Operation

Tipping
Point

Invention

Technology Introduction

Specific Tasks
per actor and
phase

Actors

April 2013

Actors Actors









TAF is well received in the 3 project countries
Global WASH professionals: TAF, great value for
validation, evaluating, monitoring and TIP for intro
TAF ready for scaling up and –out in project and
other countries for sustainable WASH services
Agreed TAF hosts; Burkina Faso (DIEE), Ghana
(CWSA-EHSD), Uganda (ATC)
Regular training institutes to consider TAF tool and
TIP in their syllabi
Context-specific validation and introduction of technologies for sustainable urban WASH Services

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Context-specific validation and introduction of technologies for sustainable urban WASH Services

  • 1. J. Smet, B. Tuffuor, S.P. Sekuma 3rd IWA Congress, Nairobi, October 2013
  • 2.      Technologies not fit for context 36% of poorest urban quintile in SSA: unimproved water supply Of that segment: 21% defecates in the open and 37% uses unimproved sanitation facilities Promising technologies frequently do not go beyond the pilot stage, no scale. No systems to validate new technologies
  • 3.
  • 5. TAF- A decision making tool on the applicability of a specific WASH technology and its contribution to a sustainable service and on its readiness for introduction to scale within a specific context Use  Stimulate discussion about a WASH technology  Assess the potential of a particular WASH technology in a specific context  Assess readiness of a sector to scale up a technology  Support M&E of successful or failing technology
  • 6. WASH Technology to be assessed for applicability in given context 1 Screening Step-1: Need and Demand Step-2: Basic Applicability 2 Assessments of the potential of a WASH technology in a given context 3 Presentation of results of screening and assessments 4 Interpretation and Conclusion April 2013
  • 7.
  • 8.    Collect relevant information on technology, e.g. CapEx, OpEx Train staff for field assessments Conduct field survey using guiding questions User/ Buyer  Producers/ Providers Regulators/ Investors/ Facilitators Analyse, validate & score in a multi-stakeholder workshop
  • 9. per particular dimension Key perspectives User/ Buyer Producers/ Regulators/ Providers Investors/ Facilitators Interpretation per perspective (1) SustainabilityDimensions Environmental + + - (5) (6) + ? 0 (7) Economic (3) (4) Social (2) (8) (9) 0 + - 0 Potential impact, could become critical, needs follow up + 0 - - ? ? + ? (14) - 0 (17) (18) + - Unclear information, should be clarified (15) 0 Low value, negative, critical, hindering characteristics (12) (16) Technology (11) (13) Skills & Know-how High value, neutral or positive, supportive characteristics ? (10) Institutional & Legal + ? As entire profile or for specific topics such as O&M June 2013
  • 10. Country Technology Rating Burkina Faso UDDT Successful Ghana Uganda VIP latrine EnviroLoo Biofill toilet UDDT Successful Failed Promising Failed
  • 11.       Poor access to household sanitation facilities is a major problem in low income urban areas High population densities and crowded Unplanned settlements: little space for toilets No sewerage system for users to connect to No national level subsidy arrangements Biofil Digester still in pilot phase; yet to be nationally approved as a sanitation technology
  • 12.
  • 13. Dimension Perspective User Producer Regulator Social Clear willingness to invest No active promotion; producer has strategically limited promotion No need for behavior change and major social marketing Economic Affordable if Capex is subsidised and if it is targeted at small towns There is some profit margin – Producer willing to continue production. Huge marketing potential but producer will not be able to do it all alone No subsidies for sanitation in line with national policies Environmental There can be a potential for risks though not high. Further info on effluent quality needed. Potential for local production without harmful input resources Further info on reuse of manure & effluent needed. MMDA monitoring units need training & equipment which come at a cost Institutional, Organizational and Legal Required legal structures are feasible No legal requirements to register WASH technologies, but it helps for acceptability Regulation of quality of construction supervised by an engineer. Quality of effluent checks not being done by EPA Not fair to say it doesn’t meet quality standards since it has not been checked. Alignment with policies – has not been submitted for approval so cannot say Skills and Knowhow Users can deal with technology appropriately with respect to O&M In terms of product development, sufficient skills and capacities exist. But not proven in the promotion and marketing side Different orgs at the nat’l level-answering the question lumps them together and will present a mixed picture as some have and some don’t have the capacity Technological User satisfaction high though it is in the developmental stage Viable models for selling exist Potential exists for support. Unless the right orgs are approached, the support won’t come.
  • 14.     Capital cost of Biofil digester needs attention to make it more affordable to poor households Risk for environmental contamination: the quality of effluent and manure needs to be ascertained. Continuous monitoring needed Producer to submit the Biofil technology for national approval The producer to develop strategy and collaboration to procure support to improve upon the technology
  • 15. Uptake + Operation Tipping Point Invention Technology Introduction Specific Tasks per actor and phase Actors April 2013 Actors Actors
  • 16.      TAF is well received in the 3 project countries Global WASH professionals: TAF, great value for validation, evaluating, monitoring and TIP for intro TAF ready for scaling up and –out in project and other countries for sustainable WASH services Agreed TAF hosts; Burkina Faso (DIEE), Ghana (CWSA-EHSD), Uganda (ATC) Regular training institutes to consider TAF tool and TIP in their syllabi