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Tackling the Unthinkable:
     Digitizing the Backlist
 Laura Young Bost, Rights Manager,
  University of Texas Press
 Kathleen Kornell, Rights &
  Permissions/Award Manager, University of
  Illinois Press
 Claire Lewis Evans, Editor for Digital and
  Electronic Publishing, University of Alabama
  Press
Digitizing the Backlist
University of Texas Press’s
          Process
Things to Consider
 Contracts
 Royalties/rights payments
 Authors
 Where do you start?
 Permissions
 How do you keep track?
 ESTABLISH YOUR RULES BEFORE YOU
  START
First Things First
 What is the first thing? The first thing is your
  AUTHOR CONTRACTS
 All publishing rights, all formats, all media
 Book and related forms
 Aggregated databases and disaggregated
  content, chapter sales, short-term loans, pay-
  per-view
 Apps, future developments, etc.
 Will you write contract amendments?
What Is Next?
 What is the second thing? EBOOK
  ROYALTIES / RIGHTS PAYMENTS
 If your new books are in eBook programs, how
  do you pay authors? Will you pay backlist
  authors the same way/s?
 What is a sale? What is a license?
 Do you pay a per-unit royalty? Do you pay
  aggregated content as a sale or as a license?
 Do you set different rates for sales and
  licenses?
 Do you set a flat rate for sales and licenses?
What Do You Tell Authors?
 What is the third thing? AUTHORS
 Do you send contract amendments or
  information letters informing them their book
  will be made available in digital formats if you
  are not sending contract amendments?
 If so, who will do this?
Ah, Permissions…
 What is the fourth thing? PERMISSIONS
 Do the permissions you have for third-party
  content allow for digital editions? What about
  permissions from years or decades ago?
 If you determine that a permission needs to
  be re-cleared, who is going to do that? The
  Press or the author? If an additional fee is
  asked for, who is going to pay for that?
 If you aren’t sure of the permission, will you
  redact content?
 Establish your rules before you start
And Then…

 What is the fifth thing? WHERE TO START
  ON YOUR BACKLIST
 We started with the books that were currently
  in print.
 Then we did a second round of books that
  were out of print but that we still held
  publishing rights to and that we were bringing
  back into print via POD.
Keeping Track of Things
 It is absolutely essential to keep track of what
  you have checked, approved or rejected, and
  what still needs to be checked
 You also should keep track of which eBook
  programs receive which titles
 A presswide database is a great tool for this;
  if you don’t have one, you probably should!
 Let others at your Press know what you are
  doing, especially editors and royalty folks
Thank you!

   Laura Young Bost

University of Texas Press

lbost@utpress.utexas.edu
Digitizing the Backlist
How the University of Illinois Press
    Tackled the Unthinkable
Where to Begin?
• 2300 titles live in the Google
  Search/Partners Program
• Removed those titles which were out of
  print, rights reverted, distributed titles, and
  acquired reprints for which we wouldn’t
  have e-rights
• 1700 titles to check
• Once you have a list of titles to check, you
  need volunteers!
Volunteers
• 25 staff volunteers
• Shift schedules – 2 two-hours shifts a day
  with two to four volunteers per shift,
  depending on their availability
• Training sessions – provided an
  opportunity to go over the various
  contracts they might encounter, clauses,
  what permission/contractual issues to look
  for, explain the process
• Checklist
Our Process
• Ten red contract folders per volunteer for each shift
• Check author/publisher contract with the Press,
  territory rights, and existing royalty for digital sales
• If the author/publisher agreement granted the press
  full rights, move onto 3rd party permissions
• Post-it notes! (lots of post-it notes)
• Note any permissions with a post-it that might be
  problematic – for example; no electronic rights,
  print rights only, restrictions to the format/print
  run/term, etc.
Our Process continued…

• Keep checklist with contract folder
• Place contract folder in boxes labeled
  either “approved” (no issues other than
  royalty addendum) or “not yet
  approved”
• How long? – six weeks to check every
  title
Keeping Track
• Press-wide database
• If a title is approved, “Yes” is added in the
  appropriate e-book field
• If a title has contract/permission issues,
  “No” is added along with a short
  explanation in the comment field
• Status applies to all e-book vendors
• Approved about 80% of our titles for e-
  book
• Additional fields for royalty percentage
  and keeping track of which vendors
  received what files and when
• What material did we redact?
• Fair use and public domain material
• Author information letters and royalty
  addendums
Thank you!
      Kathleen Kornell
Rights & Permissions/Awards
           Manager
  University of Illinois Press
   kkornell@uillinois.edu

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AAUP 2012: Digitizing the Backlist 1 (L. Young Bost and K. Kornell)

  • 1. Tackling the Unthinkable: Digitizing the Backlist  Laura Young Bost, Rights Manager, University of Texas Press  Kathleen Kornell, Rights & Permissions/Award Manager, University of Illinois Press  Claire Lewis Evans, Editor for Digital and Electronic Publishing, University of Alabama Press
  • 2. Digitizing the Backlist University of Texas Press’s Process
  • 3. Things to Consider  Contracts  Royalties/rights payments  Authors  Where do you start?  Permissions  How do you keep track?  ESTABLISH YOUR RULES BEFORE YOU START
  • 4. First Things First  What is the first thing? The first thing is your AUTHOR CONTRACTS  All publishing rights, all formats, all media  Book and related forms  Aggregated databases and disaggregated content, chapter sales, short-term loans, pay- per-view  Apps, future developments, etc.  Will you write contract amendments?
  • 5. What Is Next?  What is the second thing? EBOOK ROYALTIES / RIGHTS PAYMENTS  If your new books are in eBook programs, how do you pay authors? Will you pay backlist authors the same way/s?  What is a sale? What is a license?  Do you pay a per-unit royalty? Do you pay aggregated content as a sale or as a license?  Do you set different rates for sales and licenses?  Do you set a flat rate for sales and licenses?
  • 6. What Do You Tell Authors?  What is the third thing? AUTHORS  Do you send contract amendments or information letters informing them their book will be made available in digital formats if you are not sending contract amendments?  If so, who will do this?
  • 7. Ah, Permissions…  What is the fourth thing? PERMISSIONS  Do the permissions you have for third-party content allow for digital editions? What about permissions from years or decades ago?  If you determine that a permission needs to be re-cleared, who is going to do that? The Press or the author? If an additional fee is asked for, who is going to pay for that?  If you aren’t sure of the permission, will you redact content?  Establish your rules before you start
  • 8. And Then…  What is the fifth thing? WHERE TO START ON YOUR BACKLIST  We started with the books that were currently in print.  Then we did a second round of books that were out of print but that we still held publishing rights to and that we were bringing back into print via POD.
  • 9. Keeping Track of Things  It is absolutely essential to keep track of what you have checked, approved or rejected, and what still needs to be checked  You also should keep track of which eBook programs receive which titles  A presswide database is a great tool for this; if you don’t have one, you probably should!  Let others at your Press know what you are doing, especially editors and royalty folks
  • 10.
  • 11. Thank you! Laura Young Bost University of Texas Press lbost@utpress.utexas.edu
  • 12. Digitizing the Backlist How the University of Illinois Press Tackled the Unthinkable
  • 13. Where to Begin? • 2300 titles live in the Google Search/Partners Program • Removed those titles which were out of print, rights reverted, distributed titles, and acquired reprints for which we wouldn’t have e-rights • 1700 titles to check • Once you have a list of titles to check, you need volunteers!
  • 14. Volunteers • 25 staff volunteers • Shift schedules – 2 two-hours shifts a day with two to four volunteers per shift, depending on their availability • Training sessions – provided an opportunity to go over the various contracts they might encounter, clauses, what permission/contractual issues to look for, explain the process • Checklist
  • 15. Our Process • Ten red contract folders per volunteer for each shift • Check author/publisher contract with the Press, territory rights, and existing royalty for digital sales • If the author/publisher agreement granted the press full rights, move onto 3rd party permissions • Post-it notes! (lots of post-it notes) • Note any permissions with a post-it that might be problematic – for example; no electronic rights, print rights only, restrictions to the format/print run/term, etc.
  • 16. Our Process continued… • Keep checklist with contract folder • Place contract folder in boxes labeled either “approved” (no issues other than royalty addendum) or “not yet approved” • How long? – six weeks to check every title
  • 17. Keeping Track • Press-wide database • If a title is approved, “Yes” is added in the appropriate e-book field • If a title has contract/permission issues, “No” is added along with a short explanation in the comment field • Status applies to all e-book vendors • Approved about 80% of our titles for e- book
  • 18.
  • 19. • Additional fields for royalty percentage and keeping track of which vendors received what files and when • What material did we redact? • Fair use and public domain material • Author information letters and royalty addendums
  • 20. Thank you! Kathleen Kornell Rights & Permissions/Awards Manager University of Illinois Press kkornell@uillinois.edu