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3. SMC offers institutional and retail brokerage of equity, commodities, currency, derivatives, online trading, investment banking, depository services, clearing services, IPOs, mutual funds, fixed deposits, insurance broking, portfolio & wealth management, margin funding & research.

4. SMC is a member of all the leading Equity, Commodities, Derivatives, Currency & Spot Commodity Exchanges of India

5. Highly dedicated workforce of more than 6000 employees and 7500+ financial advisors

6. More than 5,50,000 satisfied investorsBackground

8. Headquartered in Delhi with regional offices at Mumbai, Kolkata, Chennai, Hyderabad, Bangalore, Cochin, Jaipur, Ahmedabad & overseas office at Dubai

9. Dedicated Proprietary Arbitrage Desk with more than 350 Arbitragers

10. Handles over 3,50,000 trades per day

11. IPO & MF Mobilization Amount (FY 2007-08): Rs. 12592 crores (i.e. US$ 3.07 Bn)‏

12. In-house Weekly Research magazine “Wise Money” (weekly) and “Wise Fund Focus” (monthly)‏Clientele & Infrastructure

13. Evolution of SMC NRI Business Description: NRI Trading and Advisory Services KMP: Pankaj Gupta R K Singh 2008 Wealth management Services Description: Client based portfolio Management Services KMP: D K Aggarwal,S.S. Bansal, Kaustav Majumdar 1968 - 79 1968 - 79 2007 2007 1968 - 79 Insurance Distribution Description: Distribution of Life and General Insurance products KMP: Ravi Aggarwal,Praveen Aggarwal Institutional Desk Description: Institutional Trading and Advisory Services KMP: Ramakrishna 2006 1968 - 79 Distribution of Financial Products Description: Distribution of IPO & MF products KMP: Mr. M K Gupta Sushil Joshi Investment Banking Description: Fund Raising Through IPO, Debt & PE routes KMP: Shweta Aggarwal,Jagannadham T, Sanjeev Ghai 1968 - 79 2006 2006 1968 - 79 Mar 2001 2000 1968 - 79 Research Services (Equitiy & Commodities)‏ Description: Fundamental & Technical Research KMP: Rajesh Jain 1990 1995 1968 - 79 1968 - 79 - Arbitrage Description: Engaged in ‘Arbitrage’ operations employing both proprietary & client funds, for monetizing the market mis-pricings KMP: D.K. Aggarwal, Pradeep Aggarwal Equity and Commodities Brokerage* Description: Providing trading platforms to clients supported with research services KMP:S.C. Aggarwal, M.C. Gupta, Ajay Garg, Anurag Bansal, Rakesh Gupta *Commodity brokerage services commenced operations in 2003

17. Honored with ‘Pride of India’ & ‘Udyog Rattan’ Award by ‘Institute of Economic Studies’ & also IIFS has conferred him with ‘Glory of India’ award recently

18. Active participation in the conferences & seminars on securities and commodities market Mr. Subhash Chand Aggarwal Chairman and Managing Director, SMC Group

20. Fellow Member of the Institute of Chartered Accountants of India (ICAI)‏

21. Experience of more than 20 Years in stock broking and arbitrage to commodities broking, distribution of Mutual Funds, IPOs and Insurance Products

22. Co-founder of SMC Group

23. Active participation in the conferences & seminars on securities and commodities marketMr. Mahesh Chand Gupta Vice-Chairman and Managing Director, SMC Group

25. Mr. Pradeep Aggarwal (Director): A Graduate from the University of Delhi having rich experience of over14 years in Securities and Commodities market with expertise in Arbitrage Business

26. Mr. Ajay Garg (Director): A fellow member of ICAI and has around 10 years of experience in corporate, information technology, business development and internet trading businesses

27. Mr. Rakesh Gupta (Director): A fellow member of ICAI and has around 10 years of experience in legal, secretarial, taxation and other corporate issues

28. Mr. N.D. Gupta (Independent Director): Past President of ICAI, has more than 35 years of experience in Corporate affairs and Securities Market. He has served on the board of IFAC, IASC, NACAS constituted by Dept. of Company Affairs, CBDT advisory committee and IRDA. He was Chairman of DSE and is an active member of FICCI, ASSOCHAM and PHDCCI

29. Mr. Anurag Bansal (Director), A fellow member of ICAI, and has more than 10 years of experience in handling the equity and commodity broking operations. He looks after the operations of Mumbai branch

30. Mr. Rajesh Jain (Head of Research), A management graduate and has more than 20 years of experience in the areas of investment strategy, technical and fundamental analysis. He has lectured at institutes like BITS Pilani, ICFAI institute, MDI, IMT, etc. Our Pioneers

32. Clearing Member in NSE (F&O, Currency); BSE (F&O, Currency); MCX & NCDEX (Commodities); MCX-SX(Currency) & DGCX

33. Depository Participant with CDSL & NSDL

34. Category 1 Merchant banker

35. Direct Insurance Broker for Life & General Insurance (Registered with IRDA)‏

36. Distributor of IPOs & Mutual Funds (Registered with AMFI)‏

37. Portfolio Management Services (PMS) registered with SEBI

38. Non Banking Financial Company (NBFC) registered with RBIAssociations

40. 5th Largest Sub-Broker Network in the country (Source: Dun and Bradstreet, 2007)‏

41. Ranked 2nd in All India IPO mobilization for 9 months period ended December, 2008 (Source: Prime Data Rankings)‏

42. Awarded the Fastest Growing Retail Distribution Network in Financial Services (Source: Business Sphere, 2008)‏

43. Received Major Volume Driver awarded by BSE for 3 years consecutively(2004-05, 2005-06 & 2006-07)‏

44. Nominated among the Top 3, in the CNBC Optimix Financial Services Award 2008 under "National Level Retail Category"

45. Amongst the First Financial Firms in India to expand operations in the lucrative gulf market, by acquiring license for broking and clearing member with Dubai Gold and Commodities exchange (DGCX)‏

46. One of the Largest Proprietary Desk for doing risk-free arbitrage in equities and commoditiesMilestones achieved

48. Sanlam is managing over US $51 Billion of client assets and operating in over 30 countries

49. Sanlam Investments is the investment arm of South African financial services giant, Sanlam Ltd. The agreement between the parties has led to setting up of two new businesses in India – a wealth management company and an asset management company.

50. The deal was made possible through an acquisition into the SMC Group of Companies, including warrants; which will ultimately create a 5% equity stake for Sanlam Investments in SMC

51. The total financial outlay by Sanlam Investments on this joint venture with SMC is in the region of Rs 215 CroreAlliance of experience and expertise

53. Punjab National Bank is serving over 40 million customers through 4600+ Offices & over 2600 ATMs - largest amongst Nationalized Banks.

54. SMC Group has signed an Agreement with Punjab National Bank (PNB), to offer State of art online trading facilities into equities, derivatives, IPOs & Mutual funds to PNB customers

55. This alliance is providing –

56. Three in one product (Saving- Demat- Trading)‏

57. Seamless funds and securities transfer

58. No extra blockage of funds in the trading accounts after the trading hoursAlliance of Trust and Technology

59. SMC Ventures 12

60. SMC Services SMC Group Brokerage (Online/Offline Trading Platforms)‏ Description: Providing trading platforms to clients supported with research services Arbitrage Description: Engaged In ‘Arbitrage’ operations employing both proprietary & Client funds, for monetizing the market mis-pricings IPO & MF Distribution Description: Distribution of IPO & MF products Wealth Management Description: Wealth & Portfolio Management Services/ Advisory in JV with Sanlam NRI & Institutional Division Description: NRI Trading & Institutional Advisory Services Insurance Distribution Description: Distribution of Life and General Insurance products Research Services (Equity & Commodity)‏ Description: Fundamental & Technical Research Asset Management Description: In-house mutual fund In JV with Sanlam Investment Banking Description: Fund Raising Through IPO, Debt & PE routes

62. Team includes over 30 Research Professionals and Technical & statistical analysts having specialization in various charting techniques and expertise in reading of the market and scrip/commodities specific trends

63. For fundamental, technical and statistical analysis we are equipped with the best of the softwares/databases

64. We have our in house research magazine “Wise Money” (weekly) & “Wise fund focus” (monthly) distributed to clients and also Research Based SMS support, daily market update report, Fundamental research report along with Live interactive chat rooms with the market experts during trading hours are provided to client

66. Alliance with Punjab National Bank, the No.1 nationalized bank in India for offering 3 in 1 Product – Saving, Demat & Trading.

67. Different products based on the needs of customers are available.

68. Significant growth in terms of accounts in one year with close to 65% active accounts.

69. Having one of the largest number of Online Mutual Funds tie-up with various AMCs. Trading Platform also offers online IPOs.

72. SMC is a leading player in the country for doing delivery based trades.

74. Division is also focused towards development of channels to provide best in class trading and clearing facilities to the clients.

75. Division offers trading through all mode of connection, offering franchisee and clients wide choice based on their need.

76. Highly transparent and compliance oriented process with competitive charges.

77. All services offered by SMC Group is also offered through Sub-broker Division network.

78. Personalized Business Development manager for each Sub-broker.

79. Research Based Advisory to each sub-broker through mails and “Wise Money ” &”Wise Fund Focus” magazine.

80. Daily Market updates and advise through SMS and emails.

82. Portfolio Management Services – Growth and Arbitrage Schemes

83. Strategies

84. Private Wealth Group

85. Wealth Advisory Services

86. Nationwide offices of SMC Wealth: 6 Regional offices and 15 branch offices

89. It enjoys a unique blend of manpower with both experience of veterans and enthusiasm of youth.

90. It offers a wide range of Insurance products of all the leading Insurance Companies.

91. Expert Advice and product offering based on the risk and personal ambitions of the client /corporate.

96. It has strong management teams, financial sponsors and corporate partners to help companies achieve their financial and strategic goals.

97. It offers wide spectrum of services covering Corporate Advisory, Public Issues Management, Capital Structuring, Private Equity and Debt Syndication, Merger & Acquisition Advisory, valuation services.

98. Adherence to strict business process ensures delivery of superior services quality in all transaction we undertake.

99. Our innovative mindset with unparalleled research and intensive execution system has enabled us to relentlessly service our client in newer and different ways.

100. Company enjoys credibility with regulatory authorities, analysts, brokers, media, law firms, banks, mutual funds, FII’s, Government Agencies and PE Funds.

101. Ranked 8th in “Domestic private Investment Bankers” category and 12th in “All Investment Bankers” category for QE June’ 2008.(Source: Prime Database)

103. Broking operations and arbitrage shall provide strong market positioning and knowledge in the financial services space through:

104. Increased retail presence further, targeting to increase their presence multifold via branch/ sub broker network of 5000+ offices over the next 3 years in 700+ cities

105. Inorganic growth through acquisition of small brokers and sub-brokers

106. Build institutional business

107. Build online trading

108. Distribution footprint

109. Be a major distributor of financial products such as insurance, mutual funds, IPOs in India

110. Wealth Management business including PMS

111. Asset Management businessFuture Plans

113. Catering to NRI population through exclusive offices in Gulf, UK and USA

114. Acquire membership of International Commodity Exchanges, i.e. International Continental Exchange (ICE), Chicago Board of Trade (CBOT) etc.

115. Grow online business organically, as well as through tie-ups with the leading Indian banks & other organizations having wide network

116. Other Future Ventures:

117. Private Equity Fund, Real Estate Fund

118. Insurance company – Both Life & General

119. Asset Reconstruction Company (ARC)‏Future Plans

121. Coverage in Television media such as CNBC, NDTV etc. and print media such as Mint

123. 26 26

124. DISCLAIMER Whilst every effort has been made to ensure the quality and accuracy of the contents of this presentation, SMC or its affiliates, agents, associates, subsidiaries or any of their respective officers, directors, employees, or agents make no warranty, express or implied, concerning the accuracy, completeness or updating of content. This presentation does not purport to create any contractual relationship between you and SMC. The Contents of the presentation is not tax or professional advice or any kind of services and should not be relied upon as such. This presentation is not an offer of any kind. There are risks involved in investment in securities, commodities and derivatives. The presentation may have some forwarding looking statements. Any views expressed are not necessarily endorsed by SMC. Information as to any company is as provided by it or gathered from public sources.SMC assumes no responsibility towards investments / trading in commodities, securities, currency or futures done based on the information / recommendation given in the presentation. It is assumed that you will make independent judgment / assessment of the information with independent inquiries and arrive at decisions that meet your requirements. SMC, its affiliates, officers, directors, and employees, including persons involved in the preparation or issuance of this material; (a) from time to time, may have long or short positions in, and buy or sell the securities / commodities or derivatives thereof, mentioned here in; (b) be engaged in any other transaction involving such securities /commodities or derivatives and earn brokerage or other compensation ; (c) may have any other potential conflict of interest with respect to any recommendation and related information and opinions. All disputes shall be subject to the exclusive jurisdiction of courts at Delhi.