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Amrendra Kumar Ajit
       (Assit.Professor of Law)
National Law University Orissa, Cuttack
             India-753008


               © NLUO2011
Only fulfillment of three prerequisites     (N IS U) are not
  enough for granting the patent to an invention.

An invention must not be come under non-patentable
  criteria .

(N+IS+U)+PSM= Patent
. Municipal laws relating to patent provide the list of
  non-patentable invention.

.No definite criteria for exclusion.

.But list may be categorised on three criteria….
 (i) matters which are incapable of being the subject of
  legal monopoly,
 eg. like an invention contrary to established natural
  law.
(ii) matters excluded by policy or morality
eg. Invention relating to atomic energy and

    human cloning.

(iii) Matters which are protected by others
     form of IPR
 eg. Copyright.
IN EPC + UK                                     IN USA
ART.52(2),ART.1(2)n(3)                  - no such list in US CODE 35.
                                        - depend upon judicial
-discoveries, scientific theories and
   mathematical methods                   precedent and specific
- aesthetic creations;                    legislation.
- schemes, rules and methods for         O’ Reilly vs Moore
   performing mental acts, playing        56 US (15HOW)6,132(1853)
   games or doing business, and          Held- Patent can’t be granted
   programs for computers
                                         on plant and animal due to…
                                         i) it will provide exclusive right
                                         ii) unjust enrichment
                                         iii) Lockean labour philosophy
- presentations of information.     Diamond vs Chakraborty
                                            447 US 303(1980)
                                  issue- patent for genetically
- Methods for treatment of the
  human or animal body by         engineered bacterium cap-
  surgery or therapy and          able breaking down crude
  diagnostic methods practised    oil.
  on the human or animal body     - patent was granted as human made
                                    “manufacture” or “comp-
                                    osition” of matter.
                                   Anything under the sun made by
                                    man is patentable.
                                  - Chimera issue
 ART.53                             Now excluded matter
- inventions the publication or       .products of nature
  exploitation of which would be      .laws of nature
  contrary to "ordre public" or       .printed matter
  morality                            .atomic weapons (under
- plant or animal varieties or         the Atomic Energy Act)
  essentially biological processes
  for the production of plants or     .mental step
  animals; this provision does not
  apply to microbiological
  processes or the products
  thereof.
Sections 3 and 4 of The Patent Act 1970


sec 3(a)- Frivolous inventions or contrary to natural laws.
 eg. a perpetual motion machine:- as it contravene the laws
 of physics
b) Primary or intended use or comm       ercial exploitation of
  which could be contrary to Public order or m      orality or
  which causes serious prejudice to human, animal or plant life
  or health or to the environment . For example,
  o Gambling machine, device for house-breaking,
  o Biological warfare material or a device, WMD
  o Onco- mouse case, embryonic stem cell
  o   Terminator gene technology,
C ) Mere Discovery of a Scientific Principle
 or Formulation of an Abstract Theory
 or discovery of any living thing
 or discovery of non–living substance occurring in
  nature
Discovery adds to the human knowledge by
  disclosing something ,not seen before, whereas,
Invention adds to human knowledge by suggesting
  an act to do which results in a new product or new
  process
e.g. Archimedes Principle, Superconducting
 Phenomenon etc as such – not patentable ,
 However, An apparatus/method for technological
 application may be patentable
A property of certain material to withstand
 mechanical shock is not patentable,
  but A claim to a railway-sleeper made of that
 material may be patentable
Discovery of a substance, freely occurring
 in nature is not patentable
 However,if that substance is first to be
 isolated from its surrounding and a process for
 obtaining it is developed , the process may be
 patentable
Discovery of m    icro-organism Discovery of natural
                                 ,
 gas or a m ineral, not patentable
d) The mere discovery of a new form of a known
  substance which does not result in the enhancement
  of the known efficacy of that substance OR
   the mere discovery of any new property or new use
  for a known substance OR of the mere use of a
  known process, machine or apparatus, unless    such
  known process results in a new product or employs at
       least one new reactant.
 3 d : Explanation
For the purposes of this clause,
 salts, esters, ethers, polymorphs, metabolites,
 pure form, particle size, isomers, mixture of isomers,
 complexes, combinations, and other derivatives of known
 substances shall be considered to be the same substance,
 unless they differ significantly in properties with regard to
 efficacy.
 eg. New use of Aspirin in heart ailments,
 Mere new uses of Neem
e) A substance obtained by mere admixture resulting only
  in the aggregation of the properties of the components
  thereof or a process for producing such substance
For example: Not patentable-
  1) Paracetamol (Antipyretic) +Brufen (analgesic)

                 +               =

= A drug (antipyretic & analgesic)
2) A mixture of sugar and some colorants in water
  toproduce a soft drink is mere admixture
But, a mixture resulting into synergistic properties of
  mixture of ingredients however, may be patentable
     e.g Soap, Detergents,lubricantsssss etc
f) The mere arrangement or rearrangement
    or duplication of known devices each
    functioning independently of one another
    in a known way,
    eg. Workshop improvement, combination of known integers
        Timer +( watch +TV+ street light)= No Patent
g) Ommited in 2002 (a method or process of testing applicable during the
  process of manufacture )

h) A method of agriculture or horticulture;
i)     Any process for medicinal, surgical, curative,
     prophylactic, diagnostic, therapeutic or other treatment of
     human beings   or   a similar treatment of animals to
     render them free of disease or to increase their economic
     value or that of their products
For example:
o   Removal of cancer tumor

o Removal of dental plaque and carries,
o Surgical processes, any process relating
    to therapy,

o Method of vaccination,
o Method of therapy carried out on materials
    temporarily removed from the body for example,
    blood transfusion
However ,
 Method performed on tissues or fluids permanently
  removed from the body
 Surgical,therapeutic or diagnostic Apparatus or instrument
      are not excluded from patentability
j) Plants & animals in whole or any part
 thereof other than micro- organisms, but
 including seeds, varieties and species and
 essentially biological process for
 production or propagation of plants &
 animals
For example,Clones and new varieties of plants: Not
 patentable
 Microorganisms, per se: Not patentable,
    If human intervention in the process plays a
 significant role- not an essentially biological process

A process for the production of plants or animals if it
 consists entirely of natural phenomena such as
 crossing or selection”- essentially biological
k) A mathematical or business method or
   computer programe per se or alogrithms;




,   an algorithm is a type of effective method(related to mathematics,
     computing, linguistics, and related disciplines) in which a definite list of
     well-defined instructions for completing a task, when given an initial
     state, will proceed through a well-defined series of successive states,
     eventually terminating in an end-state
   A literary , dramatic , musical or artistic work or
    any other aesthetic creation,




m) A mere scheme or rule or method of performing
    mental act or method of playing game,
   eg. Rules of cricket (20-20 rule), football etc.
n) Presentation of information




O) topography of integrated circuits,
p) An invention which, in effect, is the
    Traditional Knowledge

    or an aggregation or duplication of
     known properties of traditionally known
     component or components
          +         =
SEC.4 – Invention relating to atomic energy can’t be
  patented.




Invention relating to atomic has been described in
  sec.20(1) of the Atomic Energy Act,1962.
Study Material-
 Intellectual Property Law (Lionel Bently and Brad
  Sherman)-
     Chapter 17,18,19-- Pg. 362-456
.Intellectual Property (David Brainbridge)
      Pg.– 338-375
THANK u 2 ALL

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Non patentable inventions

  • 1. Amrendra Kumar Ajit (Assit.Professor of Law) National Law University Orissa, Cuttack India-753008 © NLUO2011
  • 2. Only fulfillment of three prerequisites (N IS U) are not enough for granting the patent to an invention. An invention must not be come under non-patentable criteria . (N+IS+U)+PSM= Patent
  • 3. . Municipal laws relating to patent provide the list of non-patentable invention. .No definite criteria for exclusion. .But list may be categorised on three criteria…. (i) matters which are incapable of being the subject of legal monopoly, eg. like an invention contrary to established natural law.
  • 4. (ii) matters excluded by policy or morality eg. Invention relating to atomic energy and human cloning. (iii) Matters which are protected by others form of IPR eg. Copyright.
  • 5. IN EPC + UK IN USA ART.52(2),ART.1(2)n(3) - no such list in US CODE 35. - depend upon judicial -discoveries, scientific theories and mathematical methods precedent and specific - aesthetic creations; legislation. - schemes, rules and methods for O’ Reilly vs Moore performing mental acts, playing 56 US (15HOW)6,132(1853) games or doing business, and Held- Patent can’t be granted programs for computers on plant and animal due to… i) it will provide exclusive right ii) unjust enrichment iii) Lockean labour philosophy
  • 6. - presentations of information. Diamond vs Chakraborty 447 US 303(1980) issue- patent for genetically - Methods for treatment of the human or animal body by engineered bacterium cap- surgery or therapy and able breaking down crude diagnostic methods practised oil. on the human or animal body - patent was granted as human made “manufacture” or “comp- osition” of matter. Anything under the sun made by man is patentable. - Chimera issue
  • 7.  ART.53 Now excluded matter - inventions the publication or .products of nature exploitation of which would be .laws of nature contrary to "ordre public" or .printed matter morality .atomic weapons (under - plant or animal varieties or the Atomic Energy Act) essentially biological processes for the production of plants or .mental step animals; this provision does not apply to microbiological processes or the products thereof.
  • 8. Sections 3 and 4 of The Patent Act 1970 sec 3(a)- Frivolous inventions or contrary to natural laws. eg. a perpetual motion machine:- as it contravene the laws of physics
  • 9. b) Primary or intended use or comm ercial exploitation of which could be contrary to Public order or m orality or which causes serious prejudice to human, animal or plant life or health or to the environment . For example, o Gambling machine, device for house-breaking, o Biological warfare material or a device, WMD o Onco- mouse case, embryonic stem cell o Terminator gene technology,
  • 10. C ) Mere Discovery of a Scientific Principle or Formulation of an Abstract Theory or discovery of any living thing or discovery of non–living substance occurring in nature Discovery adds to the human knowledge by disclosing something ,not seen before, whereas, Invention adds to human knowledge by suggesting an act to do which results in a new product or new process
  • 11. e.g. Archimedes Principle, Superconducting Phenomenon etc as such – not patentable , However, An apparatus/method for technological application may be patentable A property of certain material to withstand mechanical shock is not patentable, but A claim to a railway-sleeper made of that material may be patentable
  • 12. Discovery of a substance, freely occurring in nature is not patentable However,if that substance is first to be isolated from its surrounding and a process for obtaining it is developed , the process may be patentable Discovery of m icro-organism Discovery of natural , gas or a m ineral, not patentable
  • 13. d) The mere discovery of a new form of a known substance which does not result in the enhancement of the known efficacy of that substance OR the mere discovery of any new property or new use for a known substance OR of the mere use of a known process, machine or apparatus, unless such known process results in a new product or employs at least one new reactant.
  • 14.  3 d : Explanation For the purposes of this clause,  salts, esters, ethers, polymorphs, metabolites, pure form, particle size, isomers, mixture of isomers, complexes, combinations, and other derivatives of known substances shall be considered to be the same substance, unless they differ significantly in properties with regard to efficacy.  eg. New use of Aspirin in heart ailments,  Mere new uses of Neem
  • 15. e) A substance obtained by mere admixture resulting only in the aggregation of the properties of the components thereof or a process for producing such substance For example: Not patentable- 1) Paracetamol (Antipyretic) +Brufen (analgesic) + = = A drug (antipyretic & analgesic)
  • 16. 2) A mixture of sugar and some colorants in water toproduce a soft drink is mere admixture But, a mixture resulting into synergistic properties of mixture of ingredients however, may be patentable e.g Soap, Detergents,lubricantsssss etc
  • 17. f) The mere arrangement or rearrangement or duplication of known devices each functioning independently of one another in a known way, eg. Workshop improvement, combination of known integers Timer +( watch +TV+ street light)= No Patent g) Ommited in 2002 (a method or process of testing applicable during the process of manufacture ) h) A method of agriculture or horticulture;
  • 18. i) Any process for medicinal, surgical, curative, prophylactic, diagnostic, therapeutic or other treatment of human beings or a similar treatment of animals to render them free of disease or to increase their economic value or that of their products
  • 19. For example: o Removal of cancer tumor o Removal of dental plaque and carries, o Surgical processes, any process relating to therapy, o Method of vaccination, o Method of therapy carried out on materials temporarily removed from the body for example, blood transfusion
  • 20. However ,  Method performed on tissues or fluids permanently removed from the body  Surgical,therapeutic or diagnostic Apparatus or instrument are not excluded from patentability
  • 21. j) Plants & animals in whole or any part thereof other than micro- organisms, but including seeds, varieties and species and essentially biological process for production or propagation of plants & animals
  • 22. For example,Clones and new varieties of plants: Not patentable Microorganisms, per se: Not patentable,  If human intervention in the process plays a significant role- not an essentially biological process A process for the production of plants or animals if it consists entirely of natural phenomena such as crossing or selection”- essentially biological
  • 23. k) A mathematical or business method or computer programe per se or alogrithms; , an algorithm is a type of effective method(related to mathematics, computing, linguistics, and related disciplines) in which a definite list of well-defined instructions for completing a task, when given an initial state, will proceed through a well-defined series of successive states, eventually terminating in an end-state
  • 24. A literary , dramatic , musical or artistic work or any other aesthetic creation, m) A mere scheme or rule or method of performing mental act or method of playing game, eg. Rules of cricket (20-20 rule), football etc.
  • 25. n) Presentation of information O) topography of integrated circuits,
  • 26. p) An invention which, in effect, is the Traditional Knowledge or an aggregation or duplication of known properties of traditionally known component or components  + =
  • 27. SEC.4 – Invention relating to atomic energy can’t be patented. Invention relating to atomic has been described in sec.20(1) of the Atomic Energy Act,1962.
  • 28. Study Material-  Intellectual Property Law (Lionel Bently and Brad Sherman)- Chapter 17,18,19-- Pg. 362-456 .Intellectual Property (David Brainbridge) Pg.– 338-375
  • 29. THANK u 2 ALL