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Research Paradigms
     Honors RMD
     February 2012
Research paradigms
Broadly speaking the are two dominant views or
paradigms over the nature of knowledge and how it is
developed (Epistemology).

• Positivism (scientific method) and
• Interpretivism.

Note: They are often in warring camps.
Some see these oppositions as false and detrimental
to research.
PARADIGMS OF SOCIAL RESEARCH


  POSITIVIST      INTERPRETIVE


MIXED METHODS    POST-POSITIVIST


    POST-         POST-MODERNIST
STRUCTURALIST

          COMPLEXITY
            THEORY
                             Cohen et al, 2011
Positivism

Positivism is a philosophy states that the
 only authentic knowledge is scientific
 knowledge, and that such knowledge can
 only come from positive affirmation of
 theories through strict scientific method.
POSITIVISM
 Positivism refers to the school of thought that the only „true‟
  or valid form of knowledge is that which is „scientific‟.
 The principles and methods of the natural sciences (such as
  chemistry or physics) are used to study human
  behaviour, which in itself is objective and tangible in nature.
 The researcher can observe human behaviour and measure
  „facts‟, and „laws‟ or theories of behaviour can be developed.
 Concepts such as feelings, emotions, beliefs and so on have
  no place in research as they cannot be directly observed or
  measured, they are unreliable and they are not constant over
  time.
POSITIVISM-             cont

 Positivists attempt to mirror the methods of the natural
  and physical scientists.
 Through observing reality you can produce laws of the
  social world which can be generalised from one context to
  another
 Your role is to be an objective analyst, collecting data and
  interpreting it in a value free way.
 You are detached, neither affect nor are affected by the
  subject of your research.
 Emphasise the quantifiable, the observable, and
  replication (the ability to repeat research)
Interpretivism
Interpretivism, is a way to gain insights
 through discovering meanings by
 improving our comprehension of the
 whole. Qualitative research explores the
 richness, depth, and complexity of
 phenomena.
Interpretivism       emphasises -


 That the world is too complex to be reduced to a
  series of law-like generalisations.

 the uniqueness of people, and circumstances and
  the constant nature of change.

 details matter - in an attempt to better
  understand reality.

 subjective reality matters.
Features of research paradigms
         Positivistic paradigm                    Interpretivist paradigm

World is external and objective         World is socially constructed and subjective
Observer is independent                 Observer is part of what is being observed
Science is value free                   Science is driven by human interests
Look for causality                      Understand what is happening
Reduce phenomena to simple elements Look at totality of each situation
Focus on facts                          Focus on meaning
Generalises from sample to population   Generalises from one setting to another

Tends to produce quantitative data      Tends to produce qualitative data
The location is artificial              The location is natural
Concerned with hypothesis testing       Concerned with generating theories

                                         Easterby Smit, et al, 2004
Criticism – Positivist research
 Reduces nature and life into measureable terms
  and ignore notions of individuality, freedom, and
  moral responsibility
 Fails to take into account our unique ability to
  interpret the world
 Regards human behaviour as passive, and control
 Findings are general not related to the real word as
  research is conducted in control conditions
Criticism - Interpretivist research
 Abandons the scientific procedures of verification
  and generalisation
 Overlooks fact that the very process of observation
  and interpretation that researchers engage in is it
  self a product of the circumstances
 Focus too narrowly on specific instances and cases
Post positivist research
 Research is broad rather than specialised – lots of
  different things qualify as research;
 Theory and practice cannot be kept separate. We
 cannot afford to ignore theory for the sake of ‘just the facts’;
 The researcher’s motivations for and commitment
  to research are central and crucial to the enterprise
 The idea that research is concerned only with
  correct techniques for collecting and categorising
  information is now inadequate

          Ryan, n.d.
Questions

Comments
Positivist and Interpretivist Research
 How does all this link to the practice of research in
 education?

   Paradigm                Research Methodology
Your belief system         Your research approach


 Positivist                Quantitative

 Interpretivist            Qualitative
Positivist research
 Research which combines a deductive approach
  with precise measurement of quantitative data to
  enable the discovery and confirmation of causal
  laws
Interpretivist research
 Research which combines an inductive approach
  with communication and observation of qualitative
  data to discover the reasons for events.
Few more concepts
before a short break
Deductive vs Inductive
Deductive - begins with an abstract idea and
 principle and works toward the concrete details
 to test these ideas.
  Theory Testing


Inductive - begins with concrete details and
 then works toward abstract ideas or general
 principles or laws.
  Theory Building
REASONING: INDUCTIVE
  Start with EXAMPLES/OBSERVATION and conclude a
   theory/IDEA
  Moving from specific observations, looking for pattern &
   regularities, formulate some possible hypothesis
   (explanations) and end up with broader generalisations
  “Bottom-up approach
                                                                     Theory

                                            Tentative
                                           Explanation
                     Identify
                     Pattern

Observation

                http://www.socialresearchmethods.net/kb/dedind.php
REASONING DEDUCTIVE
 Start with THEORY/IDEA and apply it to EXAMPLES
 Moving from THEORY, then narrow it down to specific
  HYPOTHESIS (proposed explanation), collect
  OBSERVATIONS to address the hypothesis. APPLY the
  knowledge to EXAMPLES
 ”top-down” approach

Theory

            Possible
          Explanations

                                  Observation
                                                         Confirmation/
                                                          examples
    http://www.socialresearchmethods.net/kb/dedind.php
Why does the approach matter?
  Whether you take a scientific (positivistic) or
  phenomenological approach will influence:


 What research questions you ask
 What methods you use to collect your data
 What type of data you collect
 What techniques you use to analyse your data
Methods

Refers to techniques used in research
  Survey questionnaires
  Interviews
  Observations
  Document reviews
  Experiments
Methodology

 refers to more than a simple set of methods
 refers to the rationale and the philosophical
  assumptions that underlie a particular study.


 Examples
   Quantitative
   Qualitative
   Mixed methods
Research Design
 refers to the blue print that you prepare to conduct
  your research
   It lists the steps that you need to take.
 tells what is to be done at what time.
 tells how the goals of a research project can be
  accomplished.
 Key features of any research design include the
  methodology and methods sampling, data
  collection and analysis, procedures and
  instruments etc.
Questions

Comments
The Philosophical Position….

                              Positivism                 Phenomenology
                         Reality is objective and      Reality is subjective
Ontology: what is the    singular, apart from the      and multiple as seen
 nature of reality?      researcher                    by the participants
  Epistemology:
                        Researcher is independent    Researcher interacts
   What is valid
                        from that being researched   with that being researched
   knowledge?
    Axiology:
                        Value free and un-biased      Value-laden and biased
  Role of values
                         • Cross-sectional studies     • Action Research
   RESEARCH              • Experimental studies        • Case Studies
   STRATEGY              • Longitudinal studies        • Ethnography
                         • Surveys                     • Grounded Theory
                         • Etc...                      • Hermeneutics, etc...
What is a Theory?
A set of statements or principles devised
 to explain some phenomena, especially
  one that has been repeatedly tested or
  is widely accepted and
  can be used to make predictions about the
   phenomena.


    http://www.thefreedictionary.com/theory

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  • 1. Research Paradigms Honors RMD February 2012
  • 2. Research paradigms Broadly speaking the are two dominant views or paradigms over the nature of knowledge and how it is developed (Epistemology). • Positivism (scientific method) and • Interpretivism. Note: They are often in warring camps. Some see these oppositions as false and detrimental to research.
  • 3. PARADIGMS OF SOCIAL RESEARCH POSITIVIST INTERPRETIVE MIXED METHODS POST-POSITIVIST POST- POST-MODERNIST STRUCTURALIST COMPLEXITY THEORY Cohen et al, 2011
  • 4. Positivism Positivism is a philosophy states that the only authentic knowledge is scientific knowledge, and that such knowledge can only come from positive affirmation of theories through strict scientific method.
  • 5. POSITIVISM  Positivism refers to the school of thought that the only „true‟ or valid form of knowledge is that which is „scientific‟.  The principles and methods of the natural sciences (such as chemistry or physics) are used to study human behaviour, which in itself is objective and tangible in nature.  The researcher can observe human behaviour and measure „facts‟, and „laws‟ or theories of behaviour can be developed.  Concepts such as feelings, emotions, beliefs and so on have no place in research as they cannot be directly observed or measured, they are unreliable and they are not constant over time.
  • 6. POSITIVISM- cont  Positivists attempt to mirror the methods of the natural and physical scientists.  Through observing reality you can produce laws of the social world which can be generalised from one context to another  Your role is to be an objective analyst, collecting data and interpreting it in a value free way.  You are detached, neither affect nor are affected by the subject of your research.  Emphasise the quantifiable, the observable, and replication (the ability to repeat research)
  • 7. Interpretivism Interpretivism, is a way to gain insights through discovering meanings by improving our comprehension of the whole. Qualitative research explores the richness, depth, and complexity of phenomena.
  • 8. Interpretivism emphasises -  That the world is too complex to be reduced to a series of law-like generalisations.  the uniqueness of people, and circumstances and the constant nature of change.  details matter - in an attempt to better understand reality.  subjective reality matters.
  • 9. Features of research paradigms Positivistic paradigm Interpretivist paradigm World is external and objective World is socially constructed and subjective Observer is independent Observer is part of what is being observed Science is value free Science is driven by human interests Look for causality Understand what is happening Reduce phenomena to simple elements Look at totality of each situation Focus on facts Focus on meaning Generalises from sample to population Generalises from one setting to another Tends to produce quantitative data Tends to produce qualitative data The location is artificial The location is natural Concerned with hypothesis testing Concerned with generating theories Easterby Smit, et al, 2004
  • 10. Criticism – Positivist research  Reduces nature and life into measureable terms and ignore notions of individuality, freedom, and moral responsibility  Fails to take into account our unique ability to interpret the world  Regards human behaviour as passive, and control  Findings are general not related to the real word as research is conducted in control conditions
  • 11. Criticism - Interpretivist research  Abandons the scientific procedures of verification and generalisation  Overlooks fact that the very process of observation and interpretation that researchers engage in is it self a product of the circumstances  Focus too narrowly on specific instances and cases
  • 12. Post positivist research  Research is broad rather than specialised – lots of different things qualify as research;  Theory and practice cannot be kept separate. We cannot afford to ignore theory for the sake of ‘just the facts’;  The researcher’s motivations for and commitment to research are central and crucial to the enterprise  The idea that research is concerned only with correct techniques for collecting and categorising information is now inadequate Ryan, n.d.
  • 14. Positivist and Interpretivist Research How does all this link to the practice of research in education? Paradigm Research Methodology Your belief system Your research approach  Positivist  Quantitative  Interpretivist  Qualitative
  • 15. Positivist research  Research which combines a deductive approach with precise measurement of quantitative data to enable the discovery and confirmation of causal laws
  • 16. Interpretivist research  Research which combines an inductive approach with communication and observation of qualitative data to discover the reasons for events.
  • 17. Few more concepts before a short break
  • 18. Deductive vs Inductive Deductive - begins with an abstract idea and principle and works toward the concrete details to test these ideas.  Theory Testing Inductive - begins with concrete details and then works toward abstract ideas or general principles or laws.  Theory Building
  • 19. REASONING: INDUCTIVE  Start with EXAMPLES/OBSERVATION and conclude a theory/IDEA  Moving from specific observations, looking for pattern & regularities, formulate some possible hypothesis (explanations) and end up with broader generalisations  “Bottom-up approach Theory Tentative Explanation Identify Pattern Observation http://www.socialresearchmethods.net/kb/dedind.php
  • 20. REASONING DEDUCTIVE  Start with THEORY/IDEA and apply it to EXAMPLES  Moving from THEORY, then narrow it down to specific HYPOTHESIS (proposed explanation), collect OBSERVATIONS to address the hypothesis. APPLY the knowledge to EXAMPLES  ”top-down” approach Theory Possible Explanations Observation Confirmation/ examples http://www.socialresearchmethods.net/kb/dedind.php
  • 21. Why does the approach matter? Whether you take a scientific (positivistic) or phenomenological approach will influence:  What research questions you ask  What methods you use to collect your data  What type of data you collect  What techniques you use to analyse your data
  • 22. Methods Refers to techniques used in research  Survey questionnaires  Interviews  Observations  Document reviews  Experiments
  • 23. Methodology  refers to more than a simple set of methods  refers to the rationale and the philosophical assumptions that underlie a particular study.  Examples  Quantitative  Qualitative  Mixed methods
  • 24. Research Design  refers to the blue print that you prepare to conduct your research  It lists the steps that you need to take.  tells what is to be done at what time.  tells how the goals of a research project can be accomplished.  Key features of any research design include the methodology and methods sampling, data collection and analysis, procedures and instruments etc.
  • 26. The Philosophical Position…. Positivism Phenomenology Reality is objective and Reality is subjective Ontology: what is the singular, apart from the and multiple as seen nature of reality? researcher by the participants Epistemology: Researcher is independent Researcher interacts What is valid from that being researched with that being researched knowledge? Axiology: Value free and un-biased Value-laden and biased Role of values • Cross-sectional studies • Action Research RESEARCH • Experimental studies • Case Studies STRATEGY • Longitudinal studies • Ethnography • Surveys • Grounded Theory • Etc... • Hermeneutics, etc...
  • 27. What is a Theory? A set of statements or principles devised to explain some phenomena, especially  one that has been repeatedly tested or  is widely accepted and  can be used to make predictions about the phenomena. http://www.thefreedictionary.com/theory

Notes de l'éditeur

  1. Paradigm a philosophical and theoretical framework of a scientific school or discipline within which theories, laws, and generalizations and the experiments performed in support of them are formulated; broadly: a philosophical or theoretical framework of any kind
  2. Inductive reasoning works the other way, moving from specific observations to broader generalizations and theories. Informally, we sometimes call this a "bottom up" approach (please note that it's "bottom up" and not "bottoms up" which is the kind of thing the bartender says to customers when he's trying to close for the night!). In inductive reasoning, we begin with specific observations and measures, begin to detect patterns and regularities, formulate some tentative hypotheses that we can explore, and finally end up developing some general conclusions or theories.
  3. Deductive reasoning works from the more general to the more specific. Sometimes this is informally called a "top-down" approach. We might begin with thinking up a theory about our topic of interest. We then narrow that down into more specific hypotheses that we can test. We narrow down even further when we collect observations to address the hypotheses. This ultimately leads us to be able to test the hypotheses with specific data -- a confirmation (or not) of our original theories
  4. Hypothesis - is a proposed explanation for an observable phenomenon.