Supporting e-Government Progress in the United Arab Emirates

Professor Dr. Ali M. Al-Khouri
Professor Dr. Ali M. Al-KhouriProfessor Dr. Ali M. Al-Khouri

This article provides an overview of current international e-Government practices and the role of the national identity management infrastructure program in the United Arab Emirates (UAE) in supporting e-Government development. It describes the benefits of e-Government that various governments worldwide have identified, sheds light on some recent surveys on the delivery of e-Government by some countries, highlights some examples and puts the position of the United Arab Emirates into context. It then discusses the program's use of Identity Management in the strategic initiatives, explains their purpose in the facilitation of e-Government within the United Arab Emirates and describes a general roadmap for implementation.

IBIMA Publishing
Journal of E-Government Studies and Best Practices
http://www.ibimapublishing.com/journals/ JEGSBP/jegsbp.html
Vol. 2010 (2010), Article ID 897910, 9 pages
DOI: 10.5171/2010.897910




 Supporting e-Government Progress in
      the United Arab Emirates
                           Dunkin Westland1 and Ali M. Al-Khouri2
                                     1
                                   PA consulting, London, UK
                    2
                 Emirates Identity Authority, Abu Dhabi, United Arab Emirates
____________________________________________________________________________________

Abstract
This article provides an overview of current international e-Government practices and the role of
the national identity management infrastructure program in the United Arab Emirates (UAE) in
supporting e-Government development. It describes the benefits of e-Government that various
governments worldwide have identified, sheds light on some recent surveys on the delivery of e-
Government by some countries, highlights some examples and puts the position of the United Arab
Emirates into context. It then discusses the program's use of Identity Management in the strategic
initiatives, explains their purpose in the facilitation of e-Government within the United Arab
Emirates and describes a general roadmap for implementation.

Keywords: ID card, Identity Management, e-Gov, PKL

______________________________________________________________________

                                                      at 49 in the world in terms of the overall
Introduction                                          eGov maturity and development. It was
Amidst the many promises of the                       ranked at 25 in terms of telecommunication
Information Communication Technologies                infrastructure. However, it was ranked 86 at
(ICT) revolution is its potential to modernise        e-Participation, and 99 at Online services.
government organisations, strengthen their            The future e-Government strategy of the
operations and make them more responsive              UAE's government includes the objective of
to the needs of their citizens. However, the          raising the standing of the United Arab
experiences of many countries around the              Emirates as a provider of fully connected
world is that in order to truly reap the              citizen to government services by providing
benefits of e-government and cope with its            the enabling infrastructure to facilitate full
growth, governments are required to develop           interaction between government entities, the
and setup a robust ICT infrastructure.                private sector and citizens.

In a recent United Nations (2010) survey of              This paper provides a contextual briefing of
global readiness for e-Government services,              current progress in the realisation of e-
the United Arab Emirates was regarded as                 government in the United Arab Emirates and
one of the leading Arab countries and ranked
Copyright © 2010 Dunkin Westland and Ali M. Al-Khouri. This is an open access article distributed
under the Creative Commons Attribution License unported 3.0, which permits unrestricted use,
distribution, and reproduction in any medium, provided that original work is properly cited. Contact
author: Ali M. Al-Khouri: e-mail: ali.alkhouri@emiratesid.ae
the use of identity management to support e-          (Burn and Robins, 2003). Most governments
government. The following section provides            have introduced some form of e-Government
a short review of existing literature related to      program ranging from a simple web presence
e-Government development, strategic drivers           providing information to more advanced
and projected benefits.                               implementations providing a range of
                                                      transactional services of ever increasing
The Case for e-Government                             sophistication and scope. E-Government
E-Government can be defined as the use of             strategies worldwide are driven by a desire
Information and communication technology              to improve the efficiency, accessibility and
(ICT) to provide and improve government               effectiveness of public service delivery
services by enabling electronic transactions          (Chesher et al., 2003). Focal benefits to both
and     interactions   between      citizens,         citizens and the government are summarised
businesses, and other arms of government              in Figure 1 below.




                          Fig. 1 – Internal and External eGov Contributions
                                    Source: (United Nations, 2008)

In considering the next phase of e-                   world. For example the United Kingdom’s e-
Government development for the United                 Government strategy highlighted potential
Arab Emirates, it is important that the               benefits to citizens, business, suppliers and
strategic drivers and projected benefits need         the wider public sector as depicted in Table-
to be clearly focused up on.          Helpful         1 below (UK Cabinet Office, 2000).
benchmarks are available from across the
Table – 1: Potential e-Gov benefits
      Public
      Sector                 Examples                               Benefits
      transaction
      with
      Citizens       Information                  Wider choice of channels,
                     Culture                      Convenience, lower transaction costs, more
                     Health                       personal service, greater awareness of
                     Education                    services and policies, greater democratic
                     Benefits transactions        participation and openness
                     Taxation
      Business       Support programs             Quicker, faster interactions, reducing
                     Advice and guidance          transaction costs, and the regulatory burden
                     Regulation
                     Taxation
      Suppliers      e-procurement                Reduced transaction costs, better inventory
                                                  management, shared data environments
      Other          Communication                Greater accuracy and efficiency, reduced
      public         between departments          transaction costs.
      sector         and agencies between         Better use of the knowledge base. More
      bodies         central  and    local        nimble, flexible working arrangements.
                     government     Policy
                     making


Many of these objectives and benefits are              or departments of education, health, social
clearly resonant with the e-Government                 welfare, labour and finance may/may not
objectives of the United Arab Emirates. The            exist. Much of the information is static and
additional challenge of managing the                   there is little interaction with citizens.
provision of public services to a large, mobile
and rapidly changing population of foreign             Stage II - Enhanced: Governments provide
residents and temporary workers further                more information on public policy and
increases complexity. Together these should            governance. They have created links to
drive the implementation of e-Government               archived information that is easily accessible
within the United Arab Emirates.                       to citizens, as for instance, documents, forms,
                                                       reports, laws and regulations, and
UAE progress towards e-Government in                   newsletters.
the global context
The UN e-government survey uses a ranked               Stage III - Interactive: Governments deliver
measure of e-Government readiness. The                 online services such as downloadable forms
survey recognises five stages of e-                    for tax payments and applications for license
government maturity relating to web                    renewals. In addition, the beginnings of an
presence:                                              interactive portal or website with services to
                                                       enhance the convenience of citizens are
Stage I - Emerging: A government’s online              evident.
presence is mainly comprised of a web page
and/or an official website; links to ministries
Stage IV - Transactional: Governments            The role of Identity Management
begin     to    transform   themselves     by    Infrastructure in the delivery of e-
introducing two-way interactions between         Government
‘citizen and government’. It includes options
for paying taxes, applying for birth
certificates, passports and license renewals,    The Identity Management Infrastructure
as well as other similar Government to           (IMI) as developed part of the UAE national
Customer interactions, and allows the citizen    ID card program has an imperative role as
to access these services online 24/7. All        the single source for personal identity
transactions are conducted online.               provision in the Country. The IMI
                                                 development is planned to be implemented
Stage V - Connected: Governments                 through three strategic initiatives which
transform themselves into a connected entity     directly support e-Government within the
that responds to the needs of its citizens by    United Arab Emirates. These are:
developing an integrated back office
infrastructure. This is the most sophisticated      •   Issuing Identity Cards to all
level of online e-government initiatives and            individuals;
is characterised by:                                •   Public Key Infrastructure; and
                                                    •   Federated Identity Management
    1.   Horizontal connections (among
         government agencies)                    These initiatives, and their fit within the
     2. Vertical connections (central and        strategic intents of the program, are
         local government agencies)              discussed in the following sections.
     3. Infrastructure connections
         (interoperability issues)               4.1 Issuing Identity Cards: Enabling secure
     4. Connections between governments
                                                 remote authentication
         and citizens
     5. Connections among stakeholders           Transactional e-Government services rely on
         (government, private sector,            some form of user authentication (and
         academic institutions, NGOs and civil   indeed authentication of the e-Government
         society).                               Service provider). There are a number of
Many studies revealed that the United Arab       possible solutions for user authentication.
Emirates has distinguished itself in the         Most organisations providing transactional
customer centric eGovernment development         services use passcode authentication,
approach it adopted (Al-Khouri and Bal,          examples are the UK (Government Gateway)
2007).     Nonetheless, extensive work is        and Singapore (Singpass). However these
needed to address the requirement of             provide limited assurance and very limited
“connected” services (United Nations, 2008).     non-repudiation of the transaction (see for
The enhancement of e-Government in the           example: Lambrinoudakis and Gritzalis,
UAE and the region therefore will require a      2003).
focus on establishing the necessary
infrastructure to deliver connected services     Some countries therefore have moved
and the development of targeted service          towards      token-based    authentication
offerings to deliver related benefits to the     (smartcards) – Belgium and Oman being
citizen and government.                          notable examples. The national ID program
                                                 provides the United Arab Emirates with this
                                                 capability too, through the secure and
sophisticated design of the ID Card. Strong                      biometric authentication is required
authentication and non-repudiation of                            (either on its own or as part of a
transactions are both enabled by the new                         three factor authentication).     An
                                                                 example is use for border crossing.
smart ID card because each card contains
individual secret keys for authentication of            4.2 Provision of a federal public key
the card and for document signing.                      infrastructure
                                                        The use of the ID Card for authentication and
The UAE government through this program
                                                        non-repudiation is supported by a Public Key
is introducing a flexible authentication
                                                        Infrastructure (PKI). The program runs a PKI
architecture.     The Federated Identity
                                                        for the ID Card.           It provides digital
Management system described below,
                                                        certificates to enable use of the ID Card for
combined with the ID Card, will support
                                                        authentication and non-repudiation. This is
single factor authentication (passcode), two
                                                        an interim solution and it is intended that the
factor authentication with the ID Card (PIN
                                                        UAE government2 to roll-out a Strategic PKI
and     token)    and    even    three-factor
                                                        during 2010. This strategic initiative will
authentication (PIN, token, biometric). This
                                                        address key areas such as trust, identity
has two advantages for the United Arab
                                                        management and privacy, within the context
Emirates:
                                                        of a modern, secure, Public Key
    •    It does not mandate a particular               Infrastructure- (PKI-) based e-government
         authentication approach that an e-             model.     The PKI project will primarily
         Government service provider must               include:
         take. The service provider is free to
         choose a method which is                           •    A Root Certificate Authority, which is
         appropriate to the value of the                         the ultimate trust point for all ID
         transaction (although there would                       Cards; and
         seem to be little advantage in using a
                                                            •    A Population Certificate Authority,
         passcode, given the availability of
                                                                 subordinate to the Root Certificate
         the ID Card).
                                                                 Authority, which creates the digital
    •    It supports all authentication                          certificates that each card needs
         methods that will be required for the
                                                        The Root CA will, by its nature, also provide a
         foreseeable future.     Whilst two
         factor, PKI-based authentication is            solution for other Government PKI uses, such
         generally accepted as sufficient for           as issuance of SSL and VPN certificates to
         the majority of e-Government                   support secure communication.              The
         interactions1 - approved digital               infrastructure will have the flexibility to
         signatures have legal weight                   support the establishment of other
         equivalent to a hand-written                   subordinate Certificate Authorities for these
         signature in many jurisdictions -
                                                        purposes, in addition to the Population
         there are occasions where the
         assurance    level    provided     by          Certificate Authority.


1
  Two factor authentication may either use a card
                                                        2
reader connect to a PC, with or without a PIN pad or      Emirates Identity Authority, a Federal Government
a separate (air-gapped) card reader. Authentication     organization responsible for the implementation of
using connected readers is susceptible to malware but   the ID card for all the population of the UAE, is
has advantages where signing of documents is            working on the PKI project, with the objective of
required.                                               support eGovernment initiatives.
4.3 Provision of federated identity                                       enable them to authenticate a user via their
management                                                                ID Card.
It is possible for each e-Government service
provider to authenticate a user via their ID                              Instead, an e-Government service provider
Card, however it is not necessary for them to                             may redirect a user’s web browser to the FIM
implement the functionality to do this. The                               web service for authentication. Then, once
Federated Identity Management (FIM)                                       the user has authenticated, the service
initiative is provisioned to provide a single                             provider can trust the assertion of identity
sign-on service for authenticating users,                                 (via a SAML assertion). This simplifies the
which service providers can make use of.                                  implementation of the service provision and
This means that both federal and local                                    places the burden of user authentication on a
government departments which provide                                      single organisation; i.e., ID Card Authority.
services to citizens via their web-sites do not                           This is appropriate because the authority is
have to authenticate users themselves. This                               the organisation that is best placed to
releases them from the requirement to                                     manage authentication. It also ensures that
maintain a database of authorised users or                                any identity information that the service
provide functionality, such as certificate                                provider requires will be authoritative and
validation and authentication applets, to                                 up-to-date because ID Card Authority is the
                                                                          primary source of such information.




                                                  Fig. 2: e-Government enabling components.




_______________________________________________________

3   The user would not necessarily be aware of this redirection.
Fig. 2 shows components needed to enable e-            These components should enable the
Government, although it does not include               implementation of the UAE's overall strategic
components within the service providers’               intents to support advanced e-Government
systems, which are dependent on the nature             development.      Fig. 3 shows how PKI,
of the service. The components provided by             Federated Identity Management and ID Card
the ID Card Authority are the Token, PKI, and          initiatives map to its strategic intents and to
the interfacing layer.                                 the e-Government maturity model :




                     Fig 3: Mapping of EIDA's initatives to its strategic intents
                             and to the e-Government maturity model


                                                       functionality that it supports. ID card roll-
ID Cards Authority's roadmap for the                   out is currently taking place and is projected
future of e-Government in the United Arab              to reach 8 million by the end of 2013. In
Emirates                                               parallel to the ID Card roll-out, several
Fig. 4 below depicts a high level                      initiatives are put in place to develop an
implementation plan of the intended UAE                infrastructure to support the card’s use as a
Identity Management Development program                two-factor authentication token for e-
related to the roll-out of the e-Government            Government applications.




                                      Fig. 4: Emirates ID Roadmap
system are both designed to facilitate the
Conclusion                                        implementation of e-Government services
Practices related to e-governance are rapidly     within the United Arab Emirates. This is
becoming a key national priority for all          envisaged to support advanced development
countries and a global phenomenon.                of e-government specifically in areas related
However, our observation of eGovernment           to e-inclusion and e-participation, as well as
projects in public sector organisations all       the end-to-end integrated government work
over the world is that they still lack            processes.
fundamental       infrastructure    to    make
considerable progress. Existing assessment        Acknowledgment Partial content of this
studies of e-Government readiness shows           article was presented in the Cards Middle
that governments need to adopt more               East 2010 Conference, held in Dubai, United
effective approaches to promote in principle,     Arab Emirates.
the authentication of online identities. Key to
achieving this requirement is to develop a        References
national infrastructure to enable online          Al-Khouri, A.M. & Bal, J. (2007) 'Electronic
authentication of users. This need to be          Government in the GCC Countries,'
developed      to     address    the    overall   International Journal Of Social Sciences, Vol. 1,
requirements of trust, identity management        No. 2, pp.83-98.
and privacy and in the context of electronic
                                                  Burn, J. and Robins, G. (2003) 'Moving
governance.
                                                  towards e-government: a case study of
The UAE government has always been noted          organizational change processes,' Logistics
as the region's leader in innovations             Information Management, Vol. 16 No. 1, pp.
especially in public sector management. Its       25-35.
adopted mixed-approach of both citizen and
                                                  Chesher, M., Kaura, R. and Linton, P. (2003)
governance-centric vision for its e-
                                                  Electronic Business & Commerce, Springer,
governance initiatives, resulted in many
                                                  London.
reformations of traditional public sector
governance models; and not merely the             Heeks, R. (2003) Most egovernment-for-
computerisation of government operations.         development projects fail: how can risks be
                                                  reduced? paper no. 14, i-Government Working
The presented approach of the UAE
                                                  Paper Series, Institute for Development Policy
government to build an identity management
                                                  and Management, University of Manchester,
infrastructure part of the ID card program
                                                  Manchester.
has a derivative role as the single point of
authority for the provision of identity           Lambrinoudakis, C. and Gritzalis, S. et al.
information in the country. In support of this    (2003) 'Security requirements for e-
role, it maintains the National Register          government services: a methodological
which, coupled with a Public Key                  approach for developing a common PKI-
Infrastructure, enables it to issue ID Cards to   based security policy,' Computer
all citizens and residents. The ID Card’s         Communications, Vol. 26 No. 16, pp. 1873-83.
strong authentication capability and the
presented Federated Identity Management
Lootah, R. & Geray, O. (2006) "Dubai             About the Authors
eGovernment Case Study," Dubai
eGovernment [Online]. [Retrieved February                        Dr. Duncan Westland is
22, 2010],                                                       working with PA consulting
http://www.oecd.org/dataoecd/4/40/3698                           and is based in London. He
6277.pdf.                                                        received his doctorate from
                                                                 Oxford University. He has
UK Cabinet Office (2000) "e-government: a                        expertise in biometrics and
strategic framework for public services in the                   related identity management
Information Age." [Online]. [Retrieved           technologies,     including     public   key
February 22, 2010],                              infrastructure and security features to
http://archive.cabinetoffice.gov.uk/e-           support issuance of ID Cards and e-passports.
envoy/resources-pdfs/$file/Strategy.pdf          He has worked for the UK’s Identity and
                                                 Passport Service for five years and held the
United Nations (2008) "UN e-Government           post of Biometrics Architect for the UK’s
Survey 2008: From E-Government to                National Identity Service. He was previously
Connected Governance." New York. [Online].       responsible for assuring the passport
[Retrieved February 22, 2010],                   production system for the UK’s first e-
http://unpan1.un.org/intradoc/groups/publ        passport.
ic/documents/un/unpan028607.pdf
                                                 duncan.westland@paconsulting.com
United Nations (2010) Global E-Government
Survey 2010: Leveraging E-government at a
Time of Financial and Economic Crisis. New
York. [Online]. [Retrieved February 22,                               Dr. Ali M. Al-Khouri is
2010],                                                                the Managing Director of
http://www2.unpan.org/egovkb/global_rep                               Emirates          Identity
orts/10report.htm.                                                    Authority, UAE.        He
                                                                      received his doctorate
                                                                      from Warwick University,
                                                 UK in Managing Strategic and Large Scale
                                                 Government Projects. He has been involved
                                                 in many strategic government projects for
                                                 the past 10 years. He is a member of the UAE
                                                 e-Passport steering committee, as well as an
                                                 executive board member of the National
                                                 Centre of Statistics. His recent research areas
                                                 focus on developing best practices in public
                                                 sector management and the development of
                                                 information societies.

                                                 ali.alkhouri@emiratesid.ae.

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Supporting e-Government Progress in the United Arab Emirates

  • 1. IBIMA Publishing Journal of E-Government Studies and Best Practices http://www.ibimapublishing.com/journals/ JEGSBP/jegsbp.html Vol. 2010 (2010), Article ID 897910, 9 pages DOI: 10.5171/2010.897910 Supporting e-Government Progress in the United Arab Emirates Dunkin Westland1 and Ali M. Al-Khouri2 1 PA consulting, London, UK 2 Emirates Identity Authority, Abu Dhabi, United Arab Emirates ____________________________________________________________________________________ Abstract This article provides an overview of current international e-Government practices and the role of the national identity management infrastructure program in the United Arab Emirates (UAE) in supporting e-Government development. It describes the benefits of e-Government that various governments worldwide have identified, sheds light on some recent surveys on the delivery of e- Government by some countries, highlights some examples and puts the position of the United Arab Emirates into context. It then discusses the program's use of Identity Management in the strategic initiatives, explains their purpose in the facilitation of e-Government within the United Arab Emirates and describes a general roadmap for implementation. Keywords: ID card, Identity Management, e-Gov, PKL ______________________________________________________________________ at 49 in the world in terms of the overall Introduction eGov maturity and development. It was Amidst the many promises of the ranked at 25 in terms of telecommunication Information Communication Technologies infrastructure. However, it was ranked 86 at (ICT) revolution is its potential to modernise e-Participation, and 99 at Online services. government organisations, strengthen their The future e-Government strategy of the operations and make them more responsive UAE's government includes the objective of to the needs of their citizens. However, the raising the standing of the United Arab experiences of many countries around the Emirates as a provider of fully connected world is that in order to truly reap the citizen to government services by providing benefits of e-government and cope with its the enabling infrastructure to facilitate full growth, governments are required to develop interaction between government entities, the and setup a robust ICT infrastructure. private sector and citizens. In a recent United Nations (2010) survey of This paper provides a contextual briefing of global readiness for e-Government services, current progress in the realisation of e- the United Arab Emirates was regarded as government in the United Arab Emirates and one of the leading Arab countries and ranked Copyright © 2010 Dunkin Westland and Ali M. Al-Khouri. This is an open access article distributed under the Creative Commons Attribution License unported 3.0, which permits unrestricted use, distribution, and reproduction in any medium, provided that original work is properly cited. Contact author: Ali M. Al-Khouri: e-mail: ali.alkhouri@emiratesid.ae
  • 2. the use of identity management to support e- (Burn and Robins, 2003). Most governments government. The following section provides have introduced some form of e-Government a short review of existing literature related to program ranging from a simple web presence e-Government development, strategic drivers providing information to more advanced and projected benefits. implementations providing a range of transactional services of ever increasing The Case for e-Government sophistication and scope. E-Government E-Government can be defined as the use of strategies worldwide are driven by a desire Information and communication technology to improve the efficiency, accessibility and (ICT) to provide and improve government effectiveness of public service delivery services by enabling electronic transactions (Chesher et al., 2003). Focal benefits to both and interactions between citizens, citizens and the government are summarised businesses, and other arms of government in Figure 1 below. Fig. 1 – Internal and External eGov Contributions Source: (United Nations, 2008) In considering the next phase of e- world. For example the United Kingdom’s e- Government development for the United Government strategy highlighted potential Arab Emirates, it is important that the benefits to citizens, business, suppliers and strategic drivers and projected benefits need the wider public sector as depicted in Table- to be clearly focused up on. Helpful 1 below (UK Cabinet Office, 2000). benchmarks are available from across the
  • 3. Table – 1: Potential e-Gov benefits Public Sector Examples Benefits transaction with Citizens Information Wider choice of channels, Culture Convenience, lower transaction costs, more Health personal service, greater awareness of Education services and policies, greater democratic Benefits transactions participation and openness Taxation Business Support programs Quicker, faster interactions, reducing Advice and guidance transaction costs, and the regulatory burden Regulation Taxation Suppliers e-procurement Reduced transaction costs, better inventory management, shared data environments Other Communication Greater accuracy and efficiency, reduced public between departments transaction costs. sector and agencies between Better use of the knowledge base. More bodies central and local nimble, flexible working arrangements. government Policy making Many of these objectives and benefits are or departments of education, health, social clearly resonant with the e-Government welfare, labour and finance may/may not objectives of the United Arab Emirates. The exist. Much of the information is static and additional challenge of managing the there is little interaction with citizens. provision of public services to a large, mobile and rapidly changing population of foreign Stage II - Enhanced: Governments provide residents and temporary workers further more information on public policy and increases complexity. Together these should governance. They have created links to drive the implementation of e-Government archived information that is easily accessible within the United Arab Emirates. to citizens, as for instance, documents, forms, reports, laws and regulations, and UAE progress towards e-Government in newsletters. the global context The UN e-government survey uses a ranked Stage III - Interactive: Governments deliver measure of e-Government readiness. The online services such as downloadable forms survey recognises five stages of e- for tax payments and applications for license government maturity relating to web renewals. In addition, the beginnings of an presence: interactive portal or website with services to enhance the convenience of citizens are Stage I - Emerging: A government’s online evident. presence is mainly comprised of a web page and/or an official website; links to ministries
  • 4. Stage IV - Transactional: Governments The role of Identity Management begin to transform themselves by Infrastructure in the delivery of e- introducing two-way interactions between Government ‘citizen and government’. It includes options for paying taxes, applying for birth certificates, passports and license renewals, The Identity Management Infrastructure as well as other similar Government to (IMI) as developed part of the UAE national Customer interactions, and allows the citizen ID card program has an imperative role as to access these services online 24/7. All the single source for personal identity transactions are conducted online. provision in the Country. The IMI development is planned to be implemented Stage V - Connected: Governments through three strategic initiatives which transform themselves into a connected entity directly support e-Government within the that responds to the needs of its citizens by United Arab Emirates. These are: developing an integrated back office infrastructure. This is the most sophisticated • Issuing Identity Cards to all level of online e-government initiatives and individuals; is characterised by: • Public Key Infrastructure; and • Federated Identity Management 1. Horizontal connections (among government agencies) These initiatives, and their fit within the 2. Vertical connections (central and strategic intents of the program, are local government agencies) discussed in the following sections. 3. Infrastructure connections (interoperability issues) 4.1 Issuing Identity Cards: Enabling secure 4. Connections between governments remote authentication and citizens 5. Connections among stakeholders Transactional e-Government services rely on (government, private sector, some form of user authentication (and academic institutions, NGOs and civil indeed authentication of the e-Government society). Service provider). There are a number of Many studies revealed that the United Arab possible solutions for user authentication. Emirates has distinguished itself in the Most organisations providing transactional customer centric eGovernment development services use passcode authentication, approach it adopted (Al-Khouri and Bal, examples are the UK (Government Gateway) 2007). Nonetheless, extensive work is and Singapore (Singpass). However these needed to address the requirement of provide limited assurance and very limited “connected” services (United Nations, 2008). non-repudiation of the transaction (see for The enhancement of e-Government in the example: Lambrinoudakis and Gritzalis, UAE and the region therefore will require a 2003). focus on establishing the necessary infrastructure to deliver connected services Some countries therefore have moved and the development of targeted service towards token-based authentication offerings to deliver related benefits to the (smartcards) – Belgium and Oman being citizen and government. notable examples. The national ID program provides the United Arab Emirates with this capability too, through the secure and
  • 5. sophisticated design of the ID Card. Strong biometric authentication is required authentication and non-repudiation of (either on its own or as part of a transactions are both enabled by the new three factor authentication). An example is use for border crossing. smart ID card because each card contains individual secret keys for authentication of 4.2 Provision of a federal public key the card and for document signing. infrastructure The use of the ID Card for authentication and The UAE government through this program non-repudiation is supported by a Public Key is introducing a flexible authentication Infrastructure (PKI). The program runs a PKI architecture. The Federated Identity for the ID Card. It provides digital Management system described below, certificates to enable use of the ID Card for combined with the ID Card, will support authentication and non-repudiation. This is single factor authentication (passcode), two an interim solution and it is intended that the factor authentication with the ID Card (PIN UAE government2 to roll-out a Strategic PKI and token) and even three-factor during 2010. This strategic initiative will authentication (PIN, token, biometric). This address key areas such as trust, identity has two advantages for the United Arab management and privacy, within the context Emirates: of a modern, secure, Public Key • It does not mandate a particular Infrastructure- (PKI-) based e-government authentication approach that an e- model. The PKI project will primarily Government service provider must include: take. The service provider is free to choose a method which is • A Root Certificate Authority, which is appropriate to the value of the the ultimate trust point for all ID transaction (although there would Cards; and seem to be little advantage in using a • A Population Certificate Authority, passcode, given the availability of subordinate to the Root Certificate the ID Card). Authority, which creates the digital • It supports all authentication certificates that each card needs methods that will be required for the The Root CA will, by its nature, also provide a foreseeable future. Whilst two factor, PKI-based authentication is solution for other Government PKI uses, such generally accepted as sufficient for as issuance of SSL and VPN certificates to the majority of e-Government support secure communication. The interactions1 - approved digital infrastructure will have the flexibility to signatures have legal weight support the establishment of other equivalent to a hand-written subordinate Certificate Authorities for these signature in many jurisdictions - purposes, in addition to the Population there are occasions where the assurance level provided by Certificate Authority. 1 Two factor authentication may either use a card 2 reader connect to a PC, with or without a PIN pad or Emirates Identity Authority, a Federal Government a separate (air-gapped) card reader. Authentication organization responsible for the implementation of using connected readers is susceptible to malware but the ID card for all the population of the UAE, is has advantages where signing of documents is working on the PKI project, with the objective of required. support eGovernment initiatives.
  • 6. 4.3 Provision of federated identity enable them to authenticate a user via their management ID Card. It is possible for each e-Government service provider to authenticate a user via their ID Instead, an e-Government service provider Card, however it is not necessary for them to may redirect a user’s web browser to the FIM implement the functionality to do this. The web service for authentication. Then, once Federated Identity Management (FIM) the user has authenticated, the service initiative is provisioned to provide a single provider can trust the assertion of identity sign-on service for authenticating users, (via a SAML assertion). This simplifies the which service providers can make use of. implementation of the service provision and This means that both federal and local places the burden of user authentication on a government departments which provide single organisation; i.e., ID Card Authority. services to citizens via their web-sites do not This is appropriate because the authority is have to authenticate users themselves. This the organisation that is best placed to releases them from the requirement to manage authentication. It also ensures that maintain a database of authorised users or any identity information that the service provide functionality, such as certificate provider requires will be authoritative and validation and authentication applets, to up-to-date because ID Card Authority is the primary source of such information. Fig. 2: e-Government enabling components. _______________________________________________________ 3 The user would not necessarily be aware of this redirection.
  • 7. Fig. 2 shows components needed to enable e- These components should enable the Government, although it does not include implementation of the UAE's overall strategic components within the service providers’ intents to support advanced e-Government systems, which are dependent on the nature development. Fig. 3 shows how PKI, of the service. The components provided by Federated Identity Management and ID Card the ID Card Authority are the Token, PKI, and initiatives map to its strategic intents and to the interfacing layer. the e-Government maturity model : Fig 3: Mapping of EIDA's initatives to its strategic intents and to the e-Government maturity model functionality that it supports. ID card roll- ID Cards Authority's roadmap for the out is currently taking place and is projected future of e-Government in the United Arab to reach 8 million by the end of 2013. In Emirates parallel to the ID Card roll-out, several Fig. 4 below depicts a high level initiatives are put in place to develop an implementation plan of the intended UAE infrastructure to support the card’s use as a Identity Management Development program two-factor authentication token for e- related to the roll-out of the e-Government Government applications. Fig. 4: Emirates ID Roadmap
  • 8. system are both designed to facilitate the Conclusion implementation of e-Government services Practices related to e-governance are rapidly within the United Arab Emirates. This is becoming a key national priority for all envisaged to support advanced development countries and a global phenomenon. of e-government specifically in areas related However, our observation of eGovernment to e-inclusion and e-participation, as well as projects in public sector organisations all the end-to-end integrated government work over the world is that they still lack processes. fundamental infrastructure to make considerable progress. Existing assessment Acknowledgment Partial content of this studies of e-Government readiness shows article was presented in the Cards Middle that governments need to adopt more East 2010 Conference, held in Dubai, United effective approaches to promote in principle, Arab Emirates. the authentication of online identities. Key to achieving this requirement is to develop a References national infrastructure to enable online Al-Khouri, A.M. & Bal, J. (2007) 'Electronic authentication of users. This need to be Government in the GCC Countries,' developed to address the overall International Journal Of Social Sciences, Vol. 1, requirements of trust, identity management No. 2, pp.83-98. and privacy and in the context of electronic Burn, J. and Robins, G. (2003) 'Moving governance. towards e-government: a case study of The UAE government has always been noted organizational change processes,' Logistics as the region's leader in innovations Information Management, Vol. 16 No. 1, pp. especially in public sector management. Its 25-35. adopted mixed-approach of both citizen and Chesher, M., Kaura, R. and Linton, P. (2003) governance-centric vision for its e- Electronic Business & Commerce, Springer, governance initiatives, resulted in many London. reformations of traditional public sector governance models; and not merely the Heeks, R. (2003) Most egovernment-for- computerisation of government operations. development projects fail: how can risks be reduced? paper no. 14, i-Government Working The presented approach of the UAE Paper Series, Institute for Development Policy government to build an identity management and Management, University of Manchester, infrastructure part of the ID card program Manchester. has a derivative role as the single point of authority for the provision of identity Lambrinoudakis, C. and Gritzalis, S. et al. information in the country. In support of this (2003) 'Security requirements for e- role, it maintains the National Register government services: a methodological which, coupled with a Public Key approach for developing a common PKI- Infrastructure, enables it to issue ID Cards to based security policy,' Computer all citizens and residents. The ID Card’s Communications, Vol. 26 No. 16, pp. 1873-83. strong authentication capability and the presented Federated Identity Management
  • 9. Lootah, R. & Geray, O. (2006) "Dubai About the Authors eGovernment Case Study," Dubai eGovernment [Online]. [Retrieved February Dr. Duncan Westland is 22, 2010], working with PA consulting http://www.oecd.org/dataoecd/4/40/3698 and is based in London. He 6277.pdf. received his doctorate from Oxford University. He has UK Cabinet Office (2000) "e-government: a expertise in biometrics and strategic framework for public services in the related identity management Information Age." [Online]. [Retrieved technologies, including public key February 22, 2010], infrastructure and security features to http://archive.cabinetoffice.gov.uk/e- support issuance of ID Cards and e-passports. envoy/resources-pdfs/$file/Strategy.pdf He has worked for the UK’s Identity and Passport Service for five years and held the United Nations (2008) "UN e-Government post of Biometrics Architect for the UK’s Survey 2008: From E-Government to National Identity Service. He was previously Connected Governance." New York. [Online]. responsible for assuring the passport [Retrieved February 22, 2010], production system for the UK’s first e- http://unpan1.un.org/intradoc/groups/publ passport. ic/documents/un/unpan028607.pdf duncan.westland@paconsulting.com United Nations (2010) Global E-Government Survey 2010: Leveraging E-government at a Time of Financial and Economic Crisis. New York. [Online]. [Retrieved February 22, Dr. Ali M. Al-Khouri is 2010], the Managing Director of http://www2.unpan.org/egovkb/global_rep Emirates Identity orts/10report.htm. Authority, UAE. He received his doctorate from Warwick University, UK in Managing Strategic and Large Scale Government Projects. He has been involved in many strategic government projects for the past 10 years. He is a member of the UAE e-Passport steering committee, as well as an executive board member of the National Centre of Statistics. His recent research areas focus on developing best practices in public sector management and the development of information societies. ali.alkhouri@emiratesid.ae.