Management of Financial Services (VVN) We Also Provide SYNOPSIS AND PROJECT. Contact www.kimsharma.co.in for best and lowest cost solution or Email: amitymbaassignment@gmail.com Call: 9971223030

1. Managementof Financial Services (VVN)
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1 . Discussthe evolutionof FinancialservicesinIndia.Whatare the problemsfacedbyfinancial
servicesindustryinIndia?
2 . Mutual fundsare an importantsegmentof financial markets.How isthisrole performed?Also
discussthe managementof amutual fundcompany.
3 . Why doyou thinkfinancial marketsare required.Whatare yourviewsonproperregulationof
these markets?
4 . Why shouldapublicissue be marketed?Whatare the issuesinvolvedinmarketingapublic
issue?
5 . Differentiate 'Financial restructuring'and'Organziational restructuring'Whatfactorsin your
viewaffectthe decisionof mergerortakeoverof a firm?
6 . Compare and contrast'Leasing'and 'Hire Purchasing'.Why docompaniesgofor leasingof
assets?Brieflyexplain?
7 . Stock exchangesinIndiahave not servedtheirpurpose.'Doyouagree?Validate your
arguments?
8 . Explainthe differentstagesinwhichaventure capital firmfinancesthe requirementsof the
companieswhichapproachitforfinancing?
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Case Detail :
What is a benchmarkina mutual fund?
Investorsare oftentoldtheycouldhave earnedxx% returnif theyhadinvestedinaparticularfund.
Many of themare astonishedseeingthese returns.Financial plannerssuggestthatmutual fundreturns

2. shouldnotbe lookedatin isolation.Itmustbe judgedincomparisontothe broadermarketsto
understandthe real performance.Thisiswhere amutual fundbenchmarkisuseful.
What isa benchmark?
A benchmarkisa standardagainstwhichthe performance of a mutual fundcan be measured.Since
2012, SEBI made itmandatoryfor fundhousestodeclare a benchmarkindex.Thisbenchmarkis
independentandisbasedonthe objectivesof yourfund.Mostlarge-caporientedequityfunds
benchmarkthemselvesagainstthe Sensexorthe Nifty.Otherbenchmarksare CNXMidcap,CNX
Smallcap,S&PBSE 200, etc. Hence,aninvestorinan equitymutual fundbenchmarkedagainstthe CNX
Midcap, shouldcompare hisreturnsaccordingly.
How doyou measure performance of amutual fundagainstitsbenchmark?
If the scheme of the mutual fundthatyou have investedindelivershigherreturnsthanthe benchmark,
it issaidto have outperformedandvice-versa.Onthe otherhand,if the benchmarkindexfallsovera
periodof time andduringthe same time,yourfund'sNAV fallslesser(inpercentage terms),yourfund
can still be saidto have outperformedthe benchmark.Financial plannerspointoutthatif an actively
managedfunddeliversreturnsin-line withthe benchmark,itshouldbe consideredas
underperformance.Thisisbecause aprofessional fundmanagerhaschargedyoua fee andonly
deliveredreturnsequaltoan index fund(a passivelymanagedscheme thatdoesnotengage afund
manager).
What isthe importance of long-termperformance?
Whencomparinga scheme withitsbenchmark,ensure thatyouconsiderthe performance of the fund
overlongertime framesandnotjust shorttime frame.Lookat data for one,three,five andeven10-
yearreturns.Whena fundconsistentlyoutperformsitsbenchmarkindices,itindicatesconsistencyin
performance.However,the benchmarkperformance isone waytochoose a fund.Financial advisors
suggestthatyou understandy..
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1. What the case isall about?
2. Whichbenchmark,wouldyousuggestformutual funds?
3. How doyou measure performance of amutual fundagainstitsbenchmark?
1. Formal merchant bankingactivityinIndiawasoriginatedin______.
1967

3. 1968
1969
1961
2. Any change inflowof fundsand the demandof them, isclearly reflectedin
MoneyMarket
Capital Marlet
Share Market
Insurance Market
3. Lead merchantbankershouldadvice the issuertoenterinto -------- withaparticularintermediaryfor
the purpose of issue management.
Agreement
Petition
MOU
Writ
4. In India,merchant-bankingactivitywasoriginatedwiththe merchantbankingdivisionsetupbythe
__________.
PNB
GrindlaysBank
SBI
RBI
5_______ operatesinInter-bankcall moneymarket.
ScheduledBanks
Private Banks
PublicBanks
All
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6. The numberof leadmerchantbankersmaynot exceedincase anyissue of,issue size 200crore to
400crore.
3
4
5
6
7. A merchantbank can helpanorganizationspecificallyinpromotional functions, --------------------.
Sponsoringthe Issue
Marketing
Both
None
8. -------------- isafinancial intermediarywhohelpstomobilize andtransfercapital fromthose who
possessitto those whoneedit.
Venture Capital
Lease Finance
Merchant Banker
Hire Purchaser
9. State Bankof Indiastartedmerchantbankingin______
1971
1973
1972
1976
10 ------------- isalongtermriskcapital to finance hightechnologyprojectswhichinvolveriskbutatsame
time hasstrong potential forgrowth.

5. Lease Finance
Merchant Banker
Venture Capital
Hire Purchaser
11 Secondarymarketsintreasurybillsrequire involvementof ________ and_______
Brokers
Dealers
None
Both
12 The firstbankto setup a separate merchantbankingdivisioninIndia.
National & Grindays bank
PNB
SBI
HDFC
13 The earlygrowthof merchantbankinginthe country isassignedtoth
FERA, 1973
FERA, 1975
FERA, 1979
None of these
14 Whichof the followingisnota fee-basedfinancial service?
Lease Financing
Hire Purchase
Instalment
Advance
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15 Banks implementthe RBI’s_______ policies.
Monetay
Credit
Both
None
16 The term‘Merchant Bank’ isusedin:
US
India
Australia
UK
17 ----------------- coversthe entire range of servicesprovidedbyamerchantbanker.
ProjectCounselling
Corporate Counselling
CreditRatings
ProspectusIssue
18 Functions of financial servicesexclude ----------------------.
Leasing
Hire Purchase
Instalment
Collectionof Taxes
19 _____ is basicallyasavingsandinvestmentcorporation.
LIC
UTI

7. HDFC
ICICI
20 Financial servicecompaniesexclude----------------------.
Insurance Banks
Commercial Banks
Sole Propreitorship
Hire Purchaser
21 SFC,SIDC are …………….. Lavelfinancialinstitutions?
Regional
National
State
Local
22 Financial servicesofferedfinancingriskprojecte.g.Riskcapital schemeof IF C I venture capital fund
of I D F I etc.to provide ----------------.
Venture Capital
Hire Purchase
Instalment
Advance
23 Merchantbankersare
Merchants
Bankers
None
Both
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8. 24 Differentenactmentsforraisingfundsfromthe capital market:
CompaniesAct
Income Tax Act
FERA, 1973
All
25 Categoriesof securitiesissue:
PublicIssue
Right Issue
Private Placement
All
26 Category1 merchantbankerscan act as .
Advisor
Underwriter
Consultant
All
27 Merchantbankershall notassociate withanybusinessotherthanthatof the securitiesmarket
TRUE
FALSE
None
All
28 In simple terms,the managementof issuesforraisingfundsthroughvarioustypesof instrumentsby
companiesisknownas………….
Lead Management
Merchant Banking
Issue Management

9. PublicIssue Management
29 The numberof leadmerchantbankersmaynot exceedsincase anyissue of ,issue size lessthan
Rs.50crore,numberof MBs -----------------.
1
3
2
5
30 Insurance isa ---------------------.
Instrument
Contract
Agreement
Ranking
31 ----------------- isamethodof rentingassets.
Hire Purchase
Leasing
Hedge Finance
CreditRating
32 --------------isafinancial intermediarywhohelpstomobilizeandtransfercapital fromthose who
possessitto those whoneedit.
Hire Purchase
Leasing
Hedge Finance
Venture Capital
33 The firstnationalizedbankinIndiatostart a VCF ----------------.
Canara
Dena

10. HDFC
PNB
34 The term_____ isdefinedasa central locationforkeepingsecuritiesondeposit.
Financial Services
Depository
Financial Markets
Financial Instruents
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35 It is a processbywhicha demandforthe securitiesproposedtobe issuedbyabodycorporate is
elicited.
Book Building
Share Certificate
PromoterIssue
All
36 The numberof leadmerchantbankersmaynot exceedincase anyissue of,issue size 200crore to
400crore.
3
4
5
6
37 The ______ isthe apex organizationinthe Indianmoneymarket.
SBI
PNB

11. IOB
SBI
38 ______ is regardedasthe fourthelementof the financial system.
Financial Services
Financial Institutions
Financial Markets
Financial Instruents
39 Private placementcovers:
Equity
Preference
Debentures
All
40 CRISIL hasbeenpromotedby………….
ICICI
UTI
Both
None
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