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"Cities, Technologies and Planning"
              CTP 12
      June 18th - June 21th, 2012
       Salvador de Bahia, Brazil




                   ICT to evaluate
               participation in urban
                 planning: remarks
                from a case study.

                  Francesco Rotondo,
                  Francesco Selicato




                                    e-mail: f.selicato@poliba.it;
                                             f.rotondo@poliba.it
Questions for Today

   0. Introduction

   1. Evaluating participation in urban
    planning.

   2. ICT to evaluate participation in urban
    planning.

   3. “PartecipaPUG”: a participation process
    in the South of Italy

   4. Conclusions
Introduction.



                                            The work study the ICT available to evaluate
                                             participation in urban planning, starting from a relevant
                                             experience made in Italy inside a funding programme
                                             of the Italian Ministry for Innovation and Technology.




Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
Evaluating participation
                                                      in urban planning.

                                            Influential authors in the field of urban planning such as
                                             Healey (2009), argue that however evaluation is defined
                                             and implemented it remains, nevertheless, a key activity in
                                             urban planning.

                                            Others, such as Faludi (2006) , consider evaluation in
                                             planning as a complex, yet necessary practical exercise.

                                            The theory of communicative action has become a
                                             mainstay of planning.

                                            Few, however, have attempted to understand how to
                                             evaluate the effectiveness and efficiency of participatory
                                             practices in urban planning.

                                         


Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
Evaluating participation
                                                      in urban planning.

                                            The evaluation of participatory processes in urban planning thus
                                             becomes not only an adequately constructed opportunity in order
                                             to generate expert judgement (scientific knowledge, importance of
                                             method, etc.) but, rather, the means to supporting informed
                                             dialogue between expert knowledge and the ordinary.

                                            Alexander (2006) argues that the complexity of assessment in
                                             planning schemes is largely due to three fundamental issues:
                                                1. The complexity of objects and subjects of evaluation such
                                                    as policies, plans, projects, local contexts, key-
                                                    players, stakeholders and, at the same time, the complexity
                                                    of     the    evaluation    process     involving    different
                                                    disciplines, theories, methods, tools and techniques;
                                                2. The inter-subjectivity that somehow undermines the
                                                    legitimacy of findings and objectively derived conclusions;
                                                3. The uncertainty of planning actions concerning the
                                                    prediction of an unknown future.




Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
ICT to evaluate
                                                       participation in urban
                                                              planning.

                                          It is immediately clear that such an issue is fundamentally
                                           cultural and organizational in nature, not resolved through
                                           the simple introduction of technology into participatory
                                           processes. Technology is capable, however, of assisting in
                                           change and its role could be relevant.

                                          It should be noted that forms of evaluation of
                                           policies, programs and plans are traditionally carried out
                                           and that often, such assessment is carried out ex-ante, in
                                           certain cases is on going yet almost never ex-post.

                                          The support offered by ICT in the evaluation of
                                           participatory    processes     in   urban    planning
                                           suffers, therefore, from the lack of a comprehensive
                                           evaluation framework of participation within decision-
                                           making processes in general.



Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
ICT to evaluate
                                                       participation in urban
                                                              planning.

                                          Governments now routinely employ ICT in supporting
                                           processes of political action, as is highlighted by the case
                                           study presented below.

                                          E-mail, online discussion forums and message boards now
                                           appear on a range of government websites at various
                                           levels, interested in urban planning and territorial
                                           cohesion, and have recently been joined by tools such as
                                           the social networks Facebook and Twitter, increasingly
                                           employed in political life to develop and manage the social
                                           networks that accompany participative processes.

                                          Before carrying out assessment it is therefore necessary to
                                           identify the aim of the online involvement of citizens and
                                           the viewpoint by which the evaluation is made
                                           (political, technical or social).



Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
ICT to evaluate
                                                       participation in urban
                                                              planning.

                                          The political perspective asks: has consultation followed
                                           guidelines for conducting consultations issued by the
                                           government and are stakeholders satisfied by the
                                           process?

                                          The technical perspective addresses: to what extent did
                                           the design of ICTs directly affect e-consultation
                                           outcomes? In designing the e-consultation there is a
                                           need to take into account technical skills, the target
                                           audience and the location of participants.

                                          The social perspective asks: were the contributions
                                           relevant to the policy topic, were they informed
                                           contributions and were the contributions debated and
                                           supported (or not) by others?



Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
ICT to evaluate
                                                       participation in urban
                                                              planning.

                                          the complexity of such an operation is emphasized as
                                           assessment     must     take   into    account   the
                                           interdependencies between the design of computer
                                           systems, the implementation of urban policy and
                                           communication practices between citizens and
                                           governmental agencies.

                                          Assessing the tangible impact of participatory process
                                           on choices made within a plan is a particularly
                                           challenging issue that may prove difficult to resolve.




Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
“PartecipaPUG”: a
                                                participation process in the
                                                        South of Italy

                                       The goal of the collaborative process was that of
                                        gathering and formalizing the views and wishes of
                                        residents and stakeholders in order to define a new local
                                        development plan in the city of Monopoli in the South of
                                        Italy (50.000 Inhabitants, distributed on a territorial
                                        surface of about 156 km2)




Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
The process

                                       In   2005,    based     on   the     successful    results
                                        achieved, according to public opinion, from previous
                                        experiences in collaborative planning, the town council
                                        decided to accompany the creation of the new municipal
                                        development plan        with a public participation
                                        process, integrating the knowledge of citizens with the
                                        techniques of planners through a logic of mutual learning.

                                       The process was finally initiated in 2006 following a
                                        successful proposal in a national request for tender from
                                        the Italian Ministry for Innovation and Technology aimed
                                        at funding projects supported by experimental e-
                                        democracy tools, combining the use of traditional
                                        participation methods with ICT support techniques within
                                        collaborative processes




Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
The process




Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
The process

                                       Until the first half of 2007, around 1200 questionnaires have been
                                        collected, by which around 200 online; 12 "brainstorming" sessions
                                        have been carried out off-line with the video format available on-line
                                        along with a total of around 1400 geo-referenced data records in a
                                        data base.

                                       Around 1,000 individual have participated in Web-based or
                                        traditional meetings, work sessions and online forums. The web
                                        provided an office environment open 24 hours a day.

                                       The cognitive maps, developed with the results of questionnaires
                                        and interactive maps, highlighted social consensus through a
                                        geographic database, making the basic themes of the Plan clearly
                                        available for political decision-makers and citizens themselves.

                                       Confirming results found in the literature (Coleman, Gøtze, 2001), it
                                        should be noted that in the case presented, politicians did not use
                                        the web in order to interact with participants.




Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
The tools




Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
Assessing participation in the
                                       “partecipaPUG” process.


                                             From a political perspective: the consultation has
                                              followed guidelines for conducting consultations
                                              issued by the national government and
                                              stakeholders have been satisfied by the process
                                              renovating their political sustain.

                                             From a technical perspective: the design of ICTs
                                              directly affect e-consultation outcomes, for the
                                              availability of documents and results and the
                                              possibility to interact with the planning staff. Forums
                                              about             four           priority         areas
                                              (port, coast, countryside, historical centre and city
                                              centre) where useful to address few but relevant
                                              decisions.


Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
Assessing participation in the
                                       “partecipaPUG” process.




Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
Assessing participation in the
                                       “partecipaPUG” process.
                                    From a social perspective: the contributions where
                                     relevant to the policy topics, also if they were not always
                                     recognised as a aprticipation result

                                    they were in many cases informed contributions (thanks to
                                     the documents available on line)

                                    the contributions were debated and supported by others,
                                     also if the the Internet has seemingly become a seat of
                                     misinformation, a number of local websites have appeared
                                     that are aligned with different political perspectives,
                                     creating "a war of mixed information, dominated by
                                     opinions that have often contributed to the mystification of
                                     the planning process”.




Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
Conclusions.
                                            ICT has been useful to evaluate participation process
                                             making available all the phases of the process on line
                                             in every moment so that each one could evaluate the
                                             level of the process and its utility.

                                            As in the case of the number of visits of the web
                                             site, on line evaluation tools could be always
                                             available differently from those off line.

                                            Evaluating ICT capacity to support the assessment of
                                             participation in planning process still remains a need
                                             in its different political, technical and social aspects
                                             and this work could be considered just a first
                                             approach.




Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
THANKS FOR YOUR

PATIENT ATTENTION!!!             Francesco Selicato
                                 Francesco Rotondo

  Department of Civil Engineer and Architecture,
  Polytechnic of Bari, Technical University (Italy)

                                  e-mail: f.selicato@poliba.it;
                                          f.rotondo@poliba.it;

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ICT to evaluate participation in urban planning: remarks from a case study Francesco Rotondo, Francesco Selicato - Polytechnic of Bari

  • 1. "Cities, Technologies and Planning" CTP 12 June 18th - June 21th, 2012 Salvador de Bahia, Brazil ICT to evaluate participation in urban planning: remarks from a case study. Francesco Rotondo, Francesco Selicato e-mail: f.selicato@poliba.it; f.rotondo@poliba.it
  • 2. Questions for Today  0. Introduction  1. Evaluating participation in urban planning.  2. ICT to evaluate participation in urban planning.  3. “PartecipaPUG”: a participation process in the South of Italy  4. Conclusions
  • 3. Introduction.  The work study the ICT available to evaluate participation in urban planning, starting from a relevant experience made in Italy inside a funding programme of the Italian Ministry for Innovation and Technology. Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 4. Evaluating participation in urban planning.  Influential authors in the field of urban planning such as Healey (2009), argue that however evaluation is defined and implemented it remains, nevertheless, a key activity in urban planning.  Others, such as Faludi (2006) , consider evaluation in planning as a complex, yet necessary practical exercise.  The theory of communicative action has become a mainstay of planning.  Few, however, have attempted to understand how to evaluate the effectiveness and efficiency of participatory practices in urban planning.  Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 5. Evaluating participation in urban planning.  The evaluation of participatory processes in urban planning thus becomes not only an adequately constructed opportunity in order to generate expert judgement (scientific knowledge, importance of method, etc.) but, rather, the means to supporting informed dialogue between expert knowledge and the ordinary.  Alexander (2006) argues that the complexity of assessment in planning schemes is largely due to three fundamental issues: 1. The complexity of objects and subjects of evaluation such as policies, plans, projects, local contexts, key- players, stakeholders and, at the same time, the complexity of the evaluation process involving different disciplines, theories, methods, tools and techniques; 2. The inter-subjectivity that somehow undermines the legitimacy of findings and objectively derived conclusions; 3. The uncertainty of planning actions concerning the prediction of an unknown future. Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 6. ICT to evaluate participation in urban planning.  It is immediately clear that such an issue is fundamentally cultural and organizational in nature, not resolved through the simple introduction of technology into participatory processes. Technology is capable, however, of assisting in change and its role could be relevant.  It should be noted that forms of evaluation of policies, programs and plans are traditionally carried out and that often, such assessment is carried out ex-ante, in certain cases is on going yet almost never ex-post.  The support offered by ICT in the evaluation of participatory processes in urban planning suffers, therefore, from the lack of a comprehensive evaluation framework of participation within decision- making processes in general. Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 7. ICT to evaluate participation in urban planning.  Governments now routinely employ ICT in supporting processes of political action, as is highlighted by the case study presented below.  E-mail, online discussion forums and message boards now appear on a range of government websites at various levels, interested in urban planning and territorial cohesion, and have recently been joined by tools such as the social networks Facebook and Twitter, increasingly employed in political life to develop and manage the social networks that accompany participative processes.  Before carrying out assessment it is therefore necessary to identify the aim of the online involvement of citizens and the viewpoint by which the evaluation is made (political, technical or social). Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 8. ICT to evaluate participation in urban planning.  The political perspective asks: has consultation followed guidelines for conducting consultations issued by the government and are stakeholders satisfied by the process?  The technical perspective addresses: to what extent did the design of ICTs directly affect e-consultation outcomes? In designing the e-consultation there is a need to take into account technical skills, the target audience and the location of participants.  The social perspective asks: were the contributions relevant to the policy topic, were they informed contributions and were the contributions debated and supported (or not) by others? Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 9. ICT to evaluate participation in urban planning.  the complexity of such an operation is emphasized as assessment must take into account the interdependencies between the design of computer systems, the implementation of urban policy and communication practices between citizens and governmental agencies.  Assessing the tangible impact of participatory process on choices made within a plan is a particularly challenging issue that may prove difficult to resolve. Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 10. “PartecipaPUG”: a participation process in the South of Italy  The goal of the collaborative process was that of gathering and formalizing the views and wishes of residents and stakeholders in order to define a new local development plan in the city of Monopoli in the South of Italy (50.000 Inhabitants, distributed on a territorial surface of about 156 km2) Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 11. Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 12. Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 13. The process  In 2005, based on the successful results achieved, according to public opinion, from previous experiences in collaborative planning, the town council decided to accompany the creation of the new municipal development plan with a public participation process, integrating the knowledge of citizens with the techniques of planners through a logic of mutual learning.  The process was finally initiated in 2006 following a successful proposal in a national request for tender from the Italian Ministry for Innovation and Technology aimed at funding projects supported by experimental e- democracy tools, combining the use of traditional participation methods with ICT support techniques within collaborative processes Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 14. The process Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 15. The process  Until the first half of 2007, around 1200 questionnaires have been collected, by which around 200 online; 12 "brainstorming" sessions have been carried out off-line with the video format available on-line along with a total of around 1400 geo-referenced data records in a data base.  Around 1,000 individual have participated in Web-based or traditional meetings, work sessions and online forums. The web provided an office environment open 24 hours a day.  The cognitive maps, developed with the results of questionnaires and interactive maps, highlighted social consensus through a geographic database, making the basic themes of the Plan clearly available for political decision-makers and citizens themselves.  Confirming results found in the literature (Coleman, Gøtze, 2001), it should be noted that in the case presented, politicians did not use the web in order to interact with participants. Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 16. The tools Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 17. Assessing participation in the “partecipaPUG” process.  From a political perspective: the consultation has followed guidelines for conducting consultations issued by the national government and stakeholders have been satisfied by the process renovating their political sustain.  From a technical perspective: the design of ICTs directly affect e-consultation outcomes, for the availability of documents and results and the possibility to interact with the planning staff. Forums about four priority areas (port, coast, countryside, historical centre and city centre) where useful to address few but relevant decisions. Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 18. Assessing participation in the “partecipaPUG” process. Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 19. Assessing participation in the “partecipaPUG” process.  From a social perspective: the contributions where relevant to the policy topics, also if they were not always recognised as a aprticipation result  they were in many cases informed contributions (thanks to the documents available on line)  the contributions were debated and supported by others, also if the the Internet has seemingly become a seat of misinformation, a number of local websites have appeared that are aligned with different political perspectives, creating "a war of mixed information, dominated by opinions that have often contributed to the mystification of the planning process”. Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 20. Conclusions.  ICT has been useful to evaluate participation process making available all the phases of the process on line in every moment so that each one could evaluate the level of the process and its utility.  As in the case of the number of visits of the web site, on line evaluation tools could be always available differently from those off line.  Evaluating ICT capacity to support the assessment of participation in planning process still remains a need in its different political, technical and social aspects and this work could be considered just a first approach. Evaluating participation in urban planning - ICT to evaluate participation in urban planning - “PartecipaPUG” - Conclusions
  • 21. THANKS FOR YOUR PATIENT ATTENTION!!! Francesco Selicato Francesco Rotondo Department of Civil Engineer and Architecture, Polytechnic of Bari, Technical University (Italy) e-mail: f.selicato@poliba.it; f.rotondo@poliba.it;