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Qualitative Research Methods
Grounded Theory
TRUE OR FALSE
•

•

•

•

It requires us to ask analytic questions
You start this process as soon as you finish
collecting data
GT is a systematic methodology that involves
the generation of theory from data
In GT you, first, code the data; then, you
group the information into concepts and
finally, theory emerge.
o

Grounded Theory

Defining

Grounded Theory: the systematic
generation of theory from systematic
research; a set of rigorous research
procedures leading to the emergence
of conceptual categories
Key definitions

Creswell (2009), “a qualitative strategy of inquiry in
which the researcher derives a general, abstract
theory of process, action, or interaction grounded in
the views of participants in a study.” (p. 13 & 229)
This process involves using multiple stages of data
collection and the refinement and interrelationships of
categories of information (Charmaz, 2006; Strauss
and Corbin, 1990, 1998).
Grounded Theory

Characteristics
- Purpose is to develop to theory
about phenomenon of interest
- should be grounded or rooted in
observation
o

- Allows researcher to seek out and
conceptualize latent social patterns
and structures through constant
comparisons
o

Grounded Theory

Characteristics

- Iterative (repetitive) process
- Rich description is important, but
not primary focus
- Purposive sampling
o

Grounded Theory

Glaserian Hallmarks

- Researcher must suspend existing
beliefs/preconceptions, remain
open, and trust in the emergence of
concepts from the data
Consist of 4 stages

Compare incidents (tentative catg)
Compar Changes (integrating)
Delimitation of the theory (reducing similar)
Forming Systematic substantive theory (reasonable accurate
statement)
Grounded Theory

Stages/Steps
Topic selection and preparation
- minimize preconceptions
- Do not do a literature review at
this point!
1.

Data collection
- a variety of methods can be used
Grounded Theory

Stages/Steps
Analysis
constant comparative method:
involves comparing one segment of
data with another to determine
similarities and differences
o

a. overall objective is to identify
patterns in the data
o
1.

Grounded Theory

Stages/Steps
Analysis
b. While you do comparisons you
will be taking notes and coding
coding: identifying categories
and properties
- can be done formally or
informally
o
1.

Grounded Theory

Stages/Steps
Analysis
c. Ask 3 general questions of the
data:
1. What is the data a study of?
2. What category does this
incident indicate?
3. What is actually happening in
the data?
Grounded Theory

Stages/Steps
4. Memoing
memos: theorizing write-up of ideas
about codes and their relationships
- notes to yourself
o

* Data collection, analysis, and
memoing are ongoing and overlap
o

Grounded Theory

Stages/Steps

Data collection
Note taking
Coding
Memoing
Sorting
Writing
Grounded Theory

Stages/Steps
5. Sorting and Theoretical Outline:
refers to conceptual sorting of
memos into an outline of the
emergent theory, showing
relationships and concepts
o

6. Write up/report
o

Grounded Theory

The Literature

1. Avoid reading literature regarding
the specifics of your study at first,
rather read broadly
2. Access relevant literature as it
becomes relevant
3. Can be used as data
CODING

(Charmaz, K. 2007)

Coding means categorizing segments of data
with a short name that simultaneously
summarizes and accounts for each piece of
data. Your codes show how to select,
separate, and sort data to begin an analytic
accounting of them.
CODING
Naming segments of data to categorize,
summarize and account for data
Generates the bones of your analysis
Basis to build the analysis
Make your codes fit your data rather than forcing
your data to fit them
Coding is the pivotal link between collecting
data and developing and emergent theory to
explain these data. Through coding, you
define what is happening in the data and
begin to grapple with what it means.
Types of coding
OPEN CODING

“the process of breaking down, examining,
comparing, conceptualizing, and categorizing
data” (p. 61

AXIAL CODING

SELECTIVE CODING

relates categories to subcategories, specifies the
properties and dimensions of a category, and
reassembles the data you have fractured during
initial coding to give coherence to the emerging
analysis

It is “the process of selecting the core
category, systematically relating it to
other categories, validating those
relationships, and filling in categories that
need further refinement and
development” (p. 116)
INITIAL CODING
Remain open
Stay close to the data
Keep your codes simple and precise
Construct short codes
Preserve actions
Compare data with data
Move quickly through the data
Focused coding
Using the most significant and/or frequent earlier
codes to sift through large amounts of data.
Making decisions about which ininitail codes
make the most analytic sense to categorize
your data completely.
Theoretical coding
Finding coding families
One of the most problematic areas,
particularly for novice researchers,
 is the
theoretical coding
process which includes finding
 the theoretical code that
willinteg
rate the emerg
ing
 substantive theory
“Substantive codes conceptualize the empiricalsubstance of the area of
research. Theoretical codes conceptualizehow the substantive codes may
relate to each other as hypothesesto be integ
rated into the theory”
(Glaser,
 1978,
 p. 55)
Substantivecodes break down (fracture the data) while theoretical codes
“weave the fractured story back tog
ether ag
ain” (Glaser,
 1978,
 p.72) into
“an org
anized whole theory (Glaser,
 1998,
 p. 163).
Theoretical codes must not be preconceived,
 ratherthey are emerg
ent in the
data,
 and therefore,
 “earn their way intothe theory as much as
substantive codes” (Glaser,
 1998,
 p. 164).
Which questions do grounded theorists
use when coding data?
•
•

•
•

What is happening? (Glaser, 1978)
What theoretical category does this datum
indicate? (Glaser, 1978)
What does the data suggest? Pronounce?
From whose point of view?
CODING AND CATEGORIES in the diagnostic stage

CODING

CATEGORIES

Lack of listening

SKILLS

Oral production reading & writing

SKILLS

Ss attendance

ATTITUDE

Relationship

ATTITUDE

Improve my teaching

STRATEGIES

Learning strategies & writing

STRATEGIES

Mistakes

GRAMMAR

Lack of grammar

GRAMMAR

verb agreement

GRAMMAR
Problems when coding
Coding at too general a level
Identifying topics instead of actions and
processes
Overlooking how people construct actions
Attending to disciplinary or personal rather than
participants’ concerns
Coding out of context
Using codes to summarize not to analyze
Categories and codes for the implementation stage

sub categories

Teachers’ perceptions about how students view of English class
ss feelings with each other and the teacher
lack of motivation

Rapport
Negative Reaction about the
language

ss negative reactions to the language
lack of commitment led to bad performance

commitment

ss' commitment caused good results

Teachers' desire for improvement
teachers' desire for self-improvement

improvement

teachers' desire to improve their classes
reflect on becoming updated

Reflect

Teachers reflecting about ss' needs
reflect on ss' profile
teachers' development of autonomy in ss

development
INTERPRETATION

GRAMMAR
It refers to the order of the words within a sentence.
Teachers mentioned that students needed to improve in accuracy
SAMPLE
K EQ2
Students had some mistakes during the activities in written exercises
C EQ3
Ss present problems when working with Passive/clauses/P. perfect
C EQ2
They had terrible bases. No grammar, nothing
INTERPRETATION
The data suggest that teachers are still focusing on grammar and the
importance of accuracy when teaching or using a skill.
Teachers never mentioned that due to the fact that learners showed problems
with grammar that they were not able to convey feeling or thoughts. However,
this comes to show us that teachers are still not aware that the Institution
implements the communicative approach.

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Grounded theory new

  • 2.
  • 3. TRUE OR FALSE • • • • It requires us to ask analytic questions You start this process as soon as you finish collecting data GT is a systematic methodology that involves the generation of theory from data In GT you, first, code the data; then, you group the information into concepts and finally, theory emerge.
  • 4. o Grounded Theory Defining Grounded Theory: the systematic generation of theory from systematic research; a set of rigorous research procedures leading to the emergence of conceptual categories
  • 5. Key definitions Creswell (2009), “a qualitative strategy of inquiry in which the researcher derives a general, abstract theory of process, action, or interaction grounded in the views of participants in a study.” (p. 13 & 229) This process involves using multiple stages of data collection and the refinement and interrelationships of categories of information (Charmaz, 2006; Strauss and Corbin, 1990, 1998).
  • 6. Grounded Theory Characteristics - Purpose is to develop to theory about phenomenon of interest - should be grounded or rooted in observation o - Allows researcher to seek out and conceptualize latent social patterns and structures through constant comparisons
  • 7. o Grounded Theory Characteristics - Iterative (repetitive) process - Rich description is important, but not primary focus - Purposive sampling
  • 8. o Grounded Theory Glaserian Hallmarks - Researcher must suspend existing beliefs/preconceptions, remain open, and trust in the emergence of concepts from the data
  • 9. Consist of 4 stages Compare incidents (tentative catg) Compar Changes (integrating) Delimitation of the theory (reducing similar) Forming Systematic substantive theory (reasonable accurate statement)
  • 10.
  • 11. Grounded Theory Stages/Steps Topic selection and preparation - minimize preconceptions - Do not do a literature review at this point! 1. Data collection - a variety of methods can be used
  • 12. Grounded Theory Stages/Steps Analysis constant comparative method: involves comparing one segment of data with another to determine similarities and differences o a. overall objective is to identify patterns in the data
  • 13. o 1. Grounded Theory Stages/Steps Analysis b. While you do comparisons you will be taking notes and coding coding: identifying categories and properties - can be done formally or informally
  • 14. o 1. Grounded Theory Stages/Steps Analysis c. Ask 3 general questions of the data: 1. What is the data a study of? 2. What category does this incident indicate? 3. What is actually happening in the data?
  • 15. Grounded Theory Stages/Steps 4. Memoing memos: theorizing write-up of ideas about codes and their relationships - notes to yourself o * Data collection, analysis, and memoing are ongoing and overlap
  • 16. o Grounded Theory Stages/Steps Data collection Note taking Coding Memoing Sorting Writing
  • 17. Grounded Theory Stages/Steps 5. Sorting and Theoretical Outline: refers to conceptual sorting of memos into an outline of the emergent theory, showing relationships and concepts o 6. Write up/report
  • 18. o Grounded Theory The Literature 1. Avoid reading literature regarding the specifics of your study at first, rather read broadly 2. Access relevant literature as it becomes relevant 3. Can be used as data
  • 19. CODING (Charmaz, K. 2007) Coding means categorizing segments of data with a short name that simultaneously summarizes and accounts for each piece of data. Your codes show how to select, separate, and sort data to begin an analytic accounting of them.
  • 20. CODING Naming segments of data to categorize, summarize and account for data Generates the bones of your analysis Basis to build the analysis Make your codes fit your data rather than forcing your data to fit them
  • 21. Coding is the pivotal link between collecting data and developing and emergent theory to explain these data. Through coding, you define what is happening in the data and begin to grapple with what it means.
  • 22. Types of coding OPEN CODING “the process of breaking down, examining, comparing, conceptualizing, and categorizing data” (p. 61 AXIAL CODING SELECTIVE CODING relates categories to subcategories, specifies the properties and dimensions of a category, and reassembles the data you have fractured during initial coding to give coherence to the emerging analysis It is “the process of selecting the core category, systematically relating it to other categories, validating those relationships, and filling in categories that need further refinement and development” (p. 116)
  • 23. INITIAL CODING Remain open Stay close to the data Keep your codes simple and precise Construct short codes Preserve actions Compare data with data Move quickly through the data
  • 24. Focused coding Using the most significant and/or frequent earlier codes to sift through large amounts of data. Making decisions about which ininitail codes make the most analytic sense to categorize your data completely.
  • 25. Theoretical coding Finding coding families One of the most problematic areas,
particularly for novice researchers,
 is the theoretical coding
process which includes finding
 the theoretical code that willinteg
rate the emerg
ing
 substantive theory “Substantive codes conceptualize the empiricalsubstance of the area of research. Theoretical codes conceptualizehow the substantive codes may relate to each other as hypothesesto be integ
rated into the theory” (Glaser,
 1978,
 p. 55) Substantivecodes break down (fracture the data) while theoretical codes “weave the fractured story back tog
ether ag
ain” (Glaser,
 1978,
 p.72) into “an org
anized whole theory (Glaser,
 1998,
 p. 163). Theoretical codes must not be preconceived,
 ratherthey are emerg
ent in the data,
 and therefore,
 “earn their way intothe theory as much as substantive codes” (Glaser,
 1998,
 p. 164).
  • 26. Which questions do grounded theorists use when coding data? • • • • What is happening? (Glaser, 1978) What theoretical category does this datum indicate? (Glaser, 1978) What does the data suggest? Pronounce? From whose point of view?
  • 27. CODING AND CATEGORIES in the diagnostic stage CODING CATEGORIES Lack of listening SKILLS Oral production reading & writing SKILLS Ss attendance ATTITUDE Relationship ATTITUDE Improve my teaching STRATEGIES Learning strategies & writing STRATEGIES Mistakes GRAMMAR Lack of grammar GRAMMAR verb agreement GRAMMAR
  • 28. Problems when coding Coding at too general a level Identifying topics instead of actions and processes Overlooking how people construct actions Attending to disciplinary or personal rather than participants’ concerns Coding out of context Using codes to summarize not to analyze
  • 29. Categories and codes for the implementation stage sub categories Teachers’ perceptions about how students view of English class ss feelings with each other and the teacher lack of motivation Rapport Negative Reaction about the language ss negative reactions to the language lack of commitment led to bad performance commitment ss' commitment caused good results Teachers' desire for improvement teachers' desire for self-improvement improvement teachers' desire to improve their classes reflect on becoming updated Reflect Teachers reflecting about ss' needs reflect on ss' profile teachers' development of autonomy in ss development
  • 30. INTERPRETATION GRAMMAR It refers to the order of the words within a sentence. Teachers mentioned that students needed to improve in accuracy SAMPLE K EQ2 Students had some mistakes during the activities in written exercises C EQ3 Ss present problems when working with Passive/clauses/P. perfect C EQ2 They had terrible bases. No grammar, nothing INTERPRETATION The data suggest that teachers are still focusing on grammar and the importance of accuracy when teaching or using a skill. Teachers never mentioned that due to the fact that learners showed problems with grammar that they were not able to convey feeling or thoughts. However, this comes to show us that teachers are still not aware that the Institution implements the communicative approach.