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A UNIFIED
FRAMEWORK FOR
COLLECTIVE SYSTEMS
Emma Hart, Edinburgh Napier University
Jeremy Pitt, Imperial College London
Ulle Endriss, University of Amsterdam
Grand Vi i
G d Vision
Applications

A Software Toolkit of
Design Patterns and
Components
p

A Unified Theory of
Operations for CAST
Systems
y
Why do
Wh d we need a new theory ?
d
h
• Existing engineering

approaches provide some
theoretical basis
• E.g. control theory –

ensure/prove stability
• But most methods don’t

account for defining
t f d fi i
properties of CAST systems
• Lead to systems that are

oscillatory or at worst unfit for
purpose
• Existing methods often

domain-driven (e g
(e.g.
telecoms, robotics)
• Not generalisable or

transferable
CAS i M l i Di i li
is Multi-Disciplinary
• Many theories from

individual disciplines
• Hard to compare
theories
• Theories address
different aspects of
CAS
• Don’t account for
Don t
engineering
constraints
Towards a unified theory
T
d
ifi d h
• Unifies concepts from

multiple disciplines into
a single framework
• Qualitative theory
represented in
a o at c o
axiomatic form
• Can be formalised and
analysed
• Operationalised via
design patterns

Biological
Systems

Computational
Social Choice

Organisational
Theory
Biological Systems
Bi l i l S
• Immune-neuro-

• Long-term stability

endocrine mechanisms
lead to homeostasis
• Cohen’s cognitive
immune system :

• Adapt over multiple

• Decision making via co-

respondence

• Swarm insects
• Coordination, partial info
• Symbiosis between

multiple species:
• C
Cooperation
ti

timescales
ti
l
• Coordinate multiple
heterogeneous
components
• Deal with limited and
partial information
• Decision making
• Conflict resolution
Social Choice Theory
S i l Ch i Th
• Originates in economics

and political science
• Concerns design &
analysis of methods for
aggregating preferences of
multiple agents into
collective decisions
• Social choice considers
formal aspects of
democratic decision
making (e.g electoral
systems)
t
)
• Computational Social
g
Choice add an algorithmic
perspective

•
•
•
•
•
•

Heterogeneous agents
Multiple objectives
Collective decisions
Open-ness
Fair division of resources
Stability
Organisational Th
O
i i
l Theory
• Elucidates principles

for stable resource
management
• Study of engineered
systems
• Insights into
engineering sociotechnical
‘organisations’ in a top
down manner

• Collective Action
• Trust
• Cooperation
• Stable and enduring
g

systems
A Unified Th
U ifi d Theory of O
f Operation
i

New CAST propertie
w
es…

Con
nflicts

Engineering Requirements of CAST Systems

D
Diverse Objective
O
es

Organisational
Theory

S
Social Interaction
ns

Biological
Systems

Noisy Inf
formation
n

Computational
Social Choice

Open
n-ness

A Unified Theory of Operations for CAST Systems
What d
Wh does synthesis give ?
h i i
Biological 
g
Systems

Computational 
Social Choice

Biological 
Biological
Systems

Organisational
Theory

Engineering
Constraints

Computational 
p
Social Choice

>>
Engineering
Constraints

• Addresses weaknesses in individual theories
• Addresses conflicts
• Respects engineering constraints

Organisational
Theory
Individual Weaknesses
I di id l W k
• Biological Systems:
• Tend to rely on homogeneous collectives
• Global rather than individual objectives
• Considerable physical differences
• Computational Social Choice
• Based on standard models from economics
• Abstracted from human decision making (different goals but same
model)
• Institutional Theories
• Easy to get locked into sub-optimal states due to path
dependencies
• Not clear how to evaluate ‘fitness’ of an institution
fitness
Conclusions
C
l i
• Unification addresses current fragmented approach to

inter-disciplinary research
• Diff
Different analysis t l currently hi d elucidating
t
l i tools
tl hinder l id ti
connections between fields
• Many existing theories don’t account for engineering
don t
constraints of CAS
• A unified theory will:
• Enable formal comparison between concepts from different

disciplines
• Drive innovation in field

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A Unified Framework for Collective Systems

  • 1. A UNIFIED FRAMEWORK FOR COLLECTIVE SYSTEMS Emma Hart, Edinburgh Napier University Jeremy Pitt, Imperial College London Ulle Endriss, University of Amsterdam
  • 2. Grand Vi i G d Vision Applications A Software Toolkit of Design Patterns and Components p A Unified Theory of Operations for CAST Systems y
  • 3. Why do Wh d we need a new theory ? d h • Existing engineering approaches provide some theoretical basis • E.g. control theory – ensure/prove stability • But most methods don’t account for defining t f d fi i properties of CAST systems • Lead to systems that are oscillatory or at worst unfit for purpose • Existing methods often domain-driven (e g (e.g. telecoms, robotics) • Not generalisable or transferable
  • 4. CAS i M l i Di i li is Multi-Disciplinary • Many theories from individual disciplines • Hard to compare theories • Theories address different aspects of CAS • Don’t account for Don t engineering constraints
  • 5. Towards a unified theory T d ifi d h • Unifies concepts from multiple disciplines into a single framework • Qualitative theory represented in a o at c o axiomatic form • Can be formalised and analysed • Operationalised via design patterns Biological Systems Computational Social Choice Organisational Theory
  • 6. Biological Systems Bi l i l S • Immune-neuro- • Long-term stability endocrine mechanisms lead to homeostasis • Cohen’s cognitive immune system : • Adapt over multiple • Decision making via co- respondence • Swarm insects • Coordination, partial info • Symbiosis between multiple species: • C Cooperation ti timescales ti l • Coordinate multiple heterogeneous components • Deal with limited and partial information • Decision making • Conflict resolution
  • 7. Social Choice Theory S i l Ch i Th • Originates in economics and political science • Concerns design & analysis of methods for aggregating preferences of multiple agents into collective decisions • Social choice considers formal aspects of democratic decision making (e.g electoral systems) t ) • Computational Social g Choice add an algorithmic perspective • • • • • • Heterogeneous agents Multiple objectives Collective decisions Open-ness Fair division of resources Stability
  • 8. Organisational Th O i i l Theory • Elucidates principles for stable resource management • Study of engineered systems • Insights into engineering sociotechnical ‘organisations’ in a top down manner • Collective Action • Trust • Cooperation • Stable and enduring g systems
  • 9. A Unified Th U ifi d Theory of O f Operation i New CAST propertie w es… Con nflicts Engineering Requirements of CAST Systems D Diverse Objective O es Organisational Theory S Social Interaction ns Biological Systems Noisy Inf formation n Computational Social Choice Open n-ness A Unified Theory of Operations for CAST Systems
  • 10. What d Wh does synthesis give ? h i i Biological  g Systems Computational  Social Choice Biological  Biological Systems Organisational Theory Engineering Constraints Computational  p Social Choice >> Engineering Constraints • Addresses weaknesses in individual theories • Addresses conflicts • Respects engineering constraints Organisational Theory
  • 11. Individual Weaknesses I di id l W k • Biological Systems: • Tend to rely on homogeneous collectives • Global rather than individual objectives • Considerable physical differences • Computational Social Choice • Based on standard models from economics • Abstracted from human decision making (different goals but same model) • Institutional Theories • Easy to get locked into sub-optimal states due to path dependencies • Not clear how to evaluate ‘fitness’ of an institution fitness
  • 12. Conclusions C l i • Unification addresses current fragmented approach to inter-disciplinary research • Diff Different analysis t l currently hi d elucidating t l i tools tl hinder l id ti connections between fields • Many existing theories don’t account for engineering don t constraints of CAS • A unified theory will: • Enable formal comparison between concepts from different disciplines • Drive innovation in field