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Philosophy and policy
 in higher education
         November 2011

          George Roberts
     Oxford Brookes University
That’s all very well in practice,
  but how does it work in theory?


Do you use theory as a drunk might use
a lamp post:
   more for support than illumination?
Objectives
By the end of this discussion, you should be able to:
• Elaborate a general “theory of theory”
• Explain some of the uses of theory for
  understanding educational development and be
  able to point the way to others
• Locate higher education in the context of the
  wider institutions of society
• Apply the concept of a “hidden curriculum” to
  explaining higher education practices
Reflective practice?
... learning can be enhanced through: a consideration of
the context and experience of others, familiarity with
received wisdom, reflection on these, and the use of the
first hand experience of the learner.

[however]

Discussions of reflection in learning often emphasise the
first hand experience of the learner rather than

- the role of formal theory,
- the importance of the broader social context
- and the experience of others
                                              (Dyke 2006)
Why do people learn and teach differently?
How can we build on this observation and subsequent explanation to
develop our own learning and teaching practice?


LEARNING THEORY
A THEORY OF THEORY
2 different orientations towards acquiring knowledge
   & … 2 functions of theory

Inductive: from observation to theory
Theory building
    explanatory
         Theory attempts to answer the question: “Why?”

Deductive: from theory to observation
Theory testing
    predictive
         Theory attempts to answer the question: “What
         happens next?”
another orientation towards acquiring knowledge
   & … another function of theory


holistic



   generative
So… theory is:


    predictive
    explanatory
    generative
and, which reminds me… theory is:


    Nomothetic
oops!

    Typical
                       Or typifying
                       Or typologising
                       Or generalising


    Here we are typifying “theory”
So, we have a typology of theory…
  a nomothetic theory of theory

     explanatory
     predictive
     generative
     typifying
And the last bit?



                        Falsifiable
Theory vs.. ideology:
Ideology may well be predictive and explanatory,
but instead of generative it is restrictive, instead of
typical it is normalising and instead of falsifiable it is
enforced. (Popper, 1996)
• Theory “proves” nothing
• Things/the world/observation challenges theory
So, we have a typology of theory…
  a theory of theory

     Theory is:
       explanatory
       predictive
       generative
       typical
       falsifiable
Theory
Systematic codification or abstraction of:
•    Accumulated observations (or assertions)
•    Beliefs

Conceptual framework
•   Model

An attempt to answer the question, “Why...?”

An approach or a perspective, e.g.:
•    Positivist
•    Socio-cultural

See De-localized Production of Scientific Knowledge. (Galison 2007, October 7).
      Retrieved from
      http://blogs.law.harvard.edu/mediaberkman/2007/09/21/de-localized-
      production-of-scientific-knowledge-2/
Learning Theory Discussion

•   An attempt to answer the question, “Why...?” or
    "How?" with a statement: "Because...”

    •   Why and how do we learn?

    •   How is it that we come to know things?

•   How is it that we come to know things by or in
    different ways?
Institutions of society
Hidden curriculum
Critical theory


HISTORY OF IDEAS
“PURPOSE”
Visual triggers
• The images on the next two slides are taken
  from a discussion of higher education in South
  Africa stimulated by the arts movement
  Blackwash in the Journal Arts Review, “Africa's
  Premier Arts And Culture Online Magazine” in
  2009. (http://www.artsreview.co.za/)
Discussion
• In light of those pictures
• What [the heck] use is “A theory of learning”?
  – Discuss on the VLE,
     • By Friday 2 December, post (at least) one idea, that, for
       you, is central to this question.
     • Then, respond to at least one other idea posted by a
       colleague.
     • By Friday 9 December summarise the on-going
       discussion in your own words: where did you get to
       with this?
INSTITUTIONS OF SOCIETY
Institutions of society

• Institutions of production

• Institutions of reproduction
Institutions of production
• Primary
  – Agriculture, mining, hunting, gathering, etc
• Secondary
  – Manufacturing, transforming
• Tertiary
  – Supply, distribution, marketing, banking
Institutions of reproduction
That is cultural reproduction
• The family
  – kin, clan, folk, nation, etc
• Religion
• Education
• Defense and security
  – Military, police, etc
• In the last 300 years or so, there has been an
  inversion
– In the past (when? where?) institutions of
  production were subordinated to institutions of
  reproduction

   • We enter into this endeavour “for the glory of God” or
     the “defense of the nation”
– Recently (when? where?) institutions of
  reproduction have become subordinated to
  institutions of production

  • The function of higher education is to serve industry
  • The family provided the stable base from which
    empolyability skills may be acquired
OECD Purpose of HE?
• Higher education institutions are expected to provide
  education and training relevant to labour market
  demands, conduct research activities that will build a
  knowledge-based economy, as well as contribute to
  social cohesion, regional development and global well-
  being. They must also strive constantly to fulfil their
  multiple missions, improve the quality of the education
  provided, increase their efficiency and demonstrate
  their contribution to society.

http://www.oecd.org/document/33/0,3746,en_21571361_47736552_
48511009_1_1_1_1,00.html
The real university?
• The real university has no specific location …
  [it] is a state of mind. It is that great cultural
  heritage of rational thought that has been
  brought down to us through the centuries …
  which is regenerated throughout the centuries
  by a body of people who traditionally carry
  the title of [academics] … The real university is
  nothing less than the continuing body of
  reason itself.
                                     (Pirsig 1974: 143)
HIDDEN CURRICULUM
• Overt curriculum of the early modern age
  – “3 Rs”: Reading, ‘Riting and ‘Rithmatic
  – Reproduction of these cultural goods, universal
    literacy and numeracy, would benefit both the
    individual as well as society
• Today’s overt curriculum (perhaps)
  – Flexibility
  – Community/team work
  – Individualisation or personalisation
Industrial era covert curriculm
• Set against the “3 Rs”
  – Reading, ‘Riting and ‘Rithmatic


• Schools taught
  – Punctuality
  – Tolerance of repetition
  – Subordination
Post industrial
 “knowledge economy” covert curriculum

• Set against
  – Flexibility, community and individualisation


• We see
  – Piecework, precarity, competition
  – Normalisation
  – Surveillance
CRITICAL THEORY
Stephen Brookfield’s four “critical reflective lenses”

1.   our “autobiography as teachers and learners”, i.e.
     through our own eyes
2.   through our students eyes
3.   through our colleagues’ experience and peer
     review
4.   through the theoretical literature


     Theoretical literature helps us to name our practice
     and to find that it is not idiosyncratic
Critical theory

  Expose hidden assumptions

  Structured reduction of complexity
  •    What is left out of the model?

  Indirect object of learning
  •     Hidden curriculum

  Creative appropriation
Typical critical theory

•   anti-essentialist/critical realist: the basic
    givens of existence are fluid and unstable
•   heteroglossic/dialogic: all thinking is largely
    determined by prior cultural experience
•   language is an actor (weak linguistic
    determinism)
•   meaning is characterised by ambiguity
•   context is everything
•   grand narratives v petits recipts
Positivism:
               an orthodoxy?
• Anti-metaphysical/clericalist, accumulist
  theory of knowledge based on observation
  plus logic.
• Theory is simply the codification of
  accumulated knowledge and not of particular
  importance.
• Logic plus observation can lead to a grand
  unification of all knowledge. (Galison, 2007)
Socio-culturalism:
              the new orthodoxy?
Social constructivism
• The simplest utterance, far from reflecting a constant,
  rigid correspondence between sound and meaning, is
  really a process. … the inner relationship we were
  looking for was not a prerequisite for, but rather a
  product of, the historical development of human
  consciousness. (Vygotsky)
• All observation is theory laden (Popper)
• Disciplines are like ships passing in the night (Kuhn)
• Cultures parse the world differently (Galison)
In Discussion: Consider this
Most academics - in the humanities and social sciences, particularly -
come at their subject these days from a relativist perspective: knowledge
is "in here"; there is no knowledge without the knower; knowledge is
"constructed" in cultural contexts; knowledge is not "given" or "out
there". There is no "absolute truth".

This position is quite different from the classical approach: knowledge is
"out there"; the "laws of nature" are independent from the mind of the
investigator; there is "truth" to be discovered. This approach depends on
the "independent, objective observer", who can stand aside from the
observed phenomenon and form an unbiased view.

This classical approach is the traditional position of many scientists, as
well the commonsense view of how knowledge is produced, which
(according to Scollon) is held by an international public discourse of
commerce and government.
                                                           (Scollon 2003: 71)
The classical approach

– Can you illustrate how this classical approach is
  held by a “common sense”, “international public
  discourse of commerce and government”?

– Or, perhaps, to rephrase the question, what is the
  purpose of university?
APPROACHES TO TEACHING
Kolb’s Learning Cycle
Honey and Mumford
•   Activitists (Do)
     –   Immerse themselves fully in new experiences
     –   Enjoy here and now
     –   Open minded, enthusiastic, flexible
     –   Act first, consider consequences later
     –   Seek to centre activity around themselves
•   Reflectors (Review)
     –   Stand back and observe
     –   Cautious, take a back seat
     –   Collect and analyze data about experience and events, slow to reach conclusions
     –   Use information from past, present and immediate observations to maintain a big
         picture perspective.
•   Theorists (Conclude)
     –   Think through problems in a logical manner, value rationality and objectivity
     –   Assimilate disparate facts into coherent theories
     –   Disciplined, aiming to fit things into rational order
     –   Keen on basic assumptions, principles, theories, models and systems thinking
•   Pragmatists (Plan)
     –   Keen to put ideas, theories and techniques into practice
     –   Search new ideas and experiment
     –   Act quickly and confidently on ideas, gets straight to the point
     –   Are impatient with endless discussion
Teaching Perspectives
•   Transmission
•   Apprenticeship
•   Developmental
•   Nurturing
•   Social Reform
         http://teachingperspectives.com/
Results




This is the second time I did this. The first time my Dv score was equal to my Nu score. Like all
these sorts of inventories, the results are not fixed nor do they represent any absolute
characterisation of the individual.
Wider aims:
        a theory of good practice?
These items have been shown to explain and predict
successful learning outcomes

•   student-tutor contact
•   student-student co-operation
•   active learning
•   prompt feedback
•   time on task
•   high expectations
•   diverse talents and ways of learning
                                           (Chickering & Gamson, 1987)

         independent of the mode of engagement
George Roberts
Senior Lecturer, Educational Development
OCSLD
Wheatley Campus
Oxford Brookes University
Oxford, OX33 1HX

groberts@brookes.ac.uk
http://www.google.com/profiles/georgebroberts


THANK YOU

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Philosophy and policy in higher education

  • 1. Philosophy and policy in higher education November 2011 George Roberts Oxford Brookes University
  • 2.
  • 3. That’s all very well in practice, but how does it work in theory? Do you use theory as a drunk might use a lamp post: more for support than illumination?
  • 4. Objectives By the end of this discussion, you should be able to: • Elaborate a general “theory of theory” • Explain some of the uses of theory for understanding educational development and be able to point the way to others • Locate higher education in the context of the wider institutions of society • Apply the concept of a “hidden curriculum” to explaining higher education practices
  • 5. Reflective practice? ... learning can be enhanced through: a consideration of the context and experience of others, familiarity with received wisdom, reflection on these, and the use of the first hand experience of the learner. [however] Discussions of reflection in learning often emphasise the first hand experience of the learner rather than - the role of formal theory, - the importance of the broader social context - and the experience of others (Dyke 2006)
  • 6. Why do people learn and teach differently? How can we build on this observation and subsequent explanation to develop our own learning and teaching practice? LEARNING THEORY A THEORY OF THEORY
  • 7. 2 different orientations towards acquiring knowledge & … 2 functions of theory Inductive: from observation to theory Theory building explanatory Theory attempts to answer the question: “Why?” Deductive: from theory to observation Theory testing predictive Theory attempts to answer the question: “What happens next?”
  • 8. another orientation towards acquiring knowledge & … another function of theory holistic generative
  • 9. So… theory is: predictive explanatory generative
  • 10. and, which reminds me… theory is: Nomothetic oops! Typical Or typifying Or typologising Or generalising Here we are typifying “theory”
  • 11. So, we have a typology of theory… a nomothetic theory of theory explanatory predictive generative typifying
  • 12. And the last bit? Falsifiable Theory vs.. ideology: Ideology may well be predictive and explanatory, but instead of generative it is restrictive, instead of typical it is normalising and instead of falsifiable it is enforced. (Popper, 1996) • Theory “proves” nothing • Things/the world/observation challenges theory
  • 13. So, we have a typology of theory… a theory of theory Theory is: explanatory predictive generative typical falsifiable
  • 14. Theory Systematic codification or abstraction of: • Accumulated observations (or assertions) • Beliefs Conceptual framework • Model An attempt to answer the question, “Why...?” An approach or a perspective, e.g.: • Positivist • Socio-cultural See De-localized Production of Scientific Knowledge. (Galison 2007, October 7). Retrieved from http://blogs.law.harvard.edu/mediaberkman/2007/09/21/de-localized- production-of-scientific-knowledge-2/
  • 15. Learning Theory Discussion • An attempt to answer the question, “Why...?” or "How?" with a statement: "Because...” • Why and how do we learn? • How is it that we come to know things? • How is it that we come to know things by or in different ways?
  • 16. Institutions of society Hidden curriculum Critical theory HISTORY OF IDEAS “PURPOSE”
  • 17. Visual triggers • The images on the next two slides are taken from a discussion of higher education in South Africa stimulated by the arts movement Blackwash in the Journal Arts Review, “Africa's Premier Arts And Culture Online Magazine” in 2009. (http://www.artsreview.co.za/)
  • 18.
  • 19.
  • 20. Discussion • In light of those pictures • What [the heck] use is “A theory of learning”? – Discuss on the VLE, • By Friday 2 December, post (at least) one idea, that, for you, is central to this question. • Then, respond to at least one other idea posted by a colleague. • By Friday 9 December summarise the on-going discussion in your own words: where did you get to with this?
  • 22. Institutions of society • Institutions of production • Institutions of reproduction
  • 23. Institutions of production • Primary – Agriculture, mining, hunting, gathering, etc • Secondary – Manufacturing, transforming • Tertiary – Supply, distribution, marketing, banking
  • 24. Institutions of reproduction That is cultural reproduction • The family – kin, clan, folk, nation, etc • Religion • Education • Defense and security – Military, police, etc
  • 25. • In the last 300 years or so, there has been an inversion
  • 26. – In the past (when? where?) institutions of production were subordinated to institutions of reproduction • We enter into this endeavour “for the glory of God” or the “defense of the nation”
  • 27. – Recently (when? where?) institutions of reproduction have become subordinated to institutions of production • The function of higher education is to serve industry • The family provided the stable base from which empolyability skills may be acquired
  • 28. OECD Purpose of HE? • Higher education institutions are expected to provide education and training relevant to labour market demands, conduct research activities that will build a knowledge-based economy, as well as contribute to social cohesion, regional development and global well- being. They must also strive constantly to fulfil their multiple missions, improve the quality of the education provided, increase their efficiency and demonstrate their contribution to society. http://www.oecd.org/document/33/0,3746,en_21571361_47736552_ 48511009_1_1_1_1,00.html
  • 29. The real university? • The real university has no specific location … [it] is a state of mind. It is that great cultural heritage of rational thought that has been brought down to us through the centuries … which is regenerated throughout the centuries by a body of people who traditionally carry the title of [academics] … The real university is nothing less than the continuing body of reason itself. (Pirsig 1974: 143)
  • 31. • Overt curriculum of the early modern age – “3 Rs”: Reading, ‘Riting and ‘Rithmatic – Reproduction of these cultural goods, universal literacy and numeracy, would benefit both the individual as well as society
  • 32. • Today’s overt curriculum (perhaps) – Flexibility – Community/team work – Individualisation or personalisation
  • 33. Industrial era covert curriculm • Set against the “3 Rs” – Reading, ‘Riting and ‘Rithmatic • Schools taught – Punctuality – Tolerance of repetition – Subordination
  • 34. Post industrial “knowledge economy” covert curriculum • Set against – Flexibility, community and individualisation • We see – Piecework, precarity, competition – Normalisation – Surveillance
  • 36. Stephen Brookfield’s four “critical reflective lenses” 1. our “autobiography as teachers and learners”, i.e. through our own eyes 2. through our students eyes 3. through our colleagues’ experience and peer review 4. through the theoretical literature Theoretical literature helps us to name our practice and to find that it is not idiosyncratic
  • 37. Critical theory Expose hidden assumptions Structured reduction of complexity • What is left out of the model? Indirect object of learning • Hidden curriculum Creative appropriation
  • 38. Typical critical theory • anti-essentialist/critical realist: the basic givens of existence are fluid and unstable • heteroglossic/dialogic: all thinking is largely determined by prior cultural experience • language is an actor (weak linguistic determinism) • meaning is characterised by ambiguity • context is everything • grand narratives v petits recipts
  • 39. Positivism: an orthodoxy? • Anti-metaphysical/clericalist, accumulist theory of knowledge based on observation plus logic. • Theory is simply the codification of accumulated knowledge and not of particular importance. • Logic plus observation can lead to a grand unification of all knowledge. (Galison, 2007)
  • 40. Socio-culturalism: the new orthodoxy? Social constructivism • The simplest utterance, far from reflecting a constant, rigid correspondence between sound and meaning, is really a process. … the inner relationship we were looking for was not a prerequisite for, but rather a product of, the historical development of human consciousness. (Vygotsky) • All observation is theory laden (Popper) • Disciplines are like ships passing in the night (Kuhn) • Cultures parse the world differently (Galison)
  • 41. In Discussion: Consider this Most academics - in the humanities and social sciences, particularly - come at their subject these days from a relativist perspective: knowledge is "in here"; there is no knowledge without the knower; knowledge is "constructed" in cultural contexts; knowledge is not "given" or "out there". There is no "absolute truth". This position is quite different from the classical approach: knowledge is "out there"; the "laws of nature" are independent from the mind of the investigator; there is "truth" to be discovered. This approach depends on the "independent, objective observer", who can stand aside from the observed phenomenon and form an unbiased view. This classical approach is the traditional position of many scientists, as well the commonsense view of how knowledge is produced, which (according to Scollon) is held by an international public discourse of commerce and government. (Scollon 2003: 71)
  • 42. The classical approach – Can you illustrate how this classical approach is held by a “common sense”, “international public discourse of commerce and government”? – Or, perhaps, to rephrase the question, what is the purpose of university?
  • 45.
  • 46. Honey and Mumford • Activitists (Do) – Immerse themselves fully in new experiences – Enjoy here and now – Open minded, enthusiastic, flexible – Act first, consider consequences later – Seek to centre activity around themselves • Reflectors (Review) – Stand back and observe – Cautious, take a back seat – Collect and analyze data about experience and events, slow to reach conclusions – Use information from past, present and immediate observations to maintain a big picture perspective. • Theorists (Conclude) – Think through problems in a logical manner, value rationality and objectivity – Assimilate disparate facts into coherent theories – Disciplined, aiming to fit things into rational order – Keen on basic assumptions, principles, theories, models and systems thinking • Pragmatists (Plan) – Keen to put ideas, theories and techniques into practice – Search new ideas and experiment – Act quickly and confidently on ideas, gets straight to the point – Are impatient with endless discussion
  • 47. Teaching Perspectives • Transmission • Apprenticeship • Developmental • Nurturing • Social Reform http://teachingperspectives.com/
  • 48. Results This is the second time I did this. The first time my Dv score was equal to my Nu score. Like all these sorts of inventories, the results are not fixed nor do they represent any absolute characterisation of the individual.
  • 49. Wider aims: a theory of good practice? These items have been shown to explain and predict successful learning outcomes • student-tutor contact • student-student co-operation • active learning • prompt feedback • time on task • high expectations • diverse talents and ways of learning (Chickering & Gamson, 1987) independent of the mode of engagement
  • 50. George Roberts Senior Lecturer, Educational Development OCSLD Wheatley Campus Oxford Brookes University Oxford, OX33 1HX groberts@brookes.ac.uk http://www.google.com/profiles/georgebroberts THANK YOU

Notes de l'éditeur

  1. We couldn’t ask for a better framing context in which to enter this discussion.
  2. Philosophy, or theory – learning theory in this case – is often regarded with suspicion by teaching practitioners, even if they are well versed in the theoretical traditions of their research discipline. But there is much misuse of theory and some good reason to be suspicious. I hope to be able to address this suspicion.
  3. … and Brookfield also regards theory as one of the four lenses through which the teacher can gain insight into their practice. The other three are: their autobiography, their students and their colleagues.
  4. You might want to go to the discussion forum, now, and consider this question. Or carry on and come back to it. But, do just think for a moment. How is it that we come to know things in different ways?
  5. Unfortunately the pages have been removed from the site.
  6. So, to begin to address the purpose of a theory of learning let’s look at higher education in the context of the institutions of society.
  7. What about banking?
  8. What about security: military and police?
  9. As the relationships between the institutions of society evolvie, there are, as we might expect, differing views of what that institution known as a university might be…
  10. This in a nutshell defines UK HE policy. Ars gratia artis? I don’t think so. But, wasn’t that always a bourgeois luxury? Can we understand “social cohesion, regional development and global well being” through a myriad of local perspectives? Is this only a neoliberal, free-trade, carpetbagging vision? To whom in society must universities “demonstrate their contribution”?
  11. Set this against a different view of higher education: the university or, maybe, the academy.“Education and training relevant to the labour market”, or “nothing less than the continuing body of reason itself”?
  12. Exposing assumptions Ron BarnettExposing cultureScollon, Barthes, Bourdieu, LatourExposing powerBrookfield, Fairclough, Bhabha
  13. Nomothetic: theory of critical theoryBut, isn’t all theory critical?
  14. Positivism was, in origin a radical reaction to the conservative forces of society, particularlythe church. But as Scollon and many others have shown, that utilitarian rationality of the Enlightenment, built on a positivist approach to knowledge,came to protect an exclusive “club” of “civilised men” and excluded the “savages” i.e. colonised people and (most) women.
  15. Socioculturalism takes in a wide range of post-positivist (or new positivist) and critical realist strands of thought including Marxism, Psychoanalysis, Linguistics, Literary criticism, Feminism, and many other bodies of thought. More a broad perspective than a theory as such, socio-culturalism having to some extent supplanted positivism might be seenas a new orthodoxy. And these days, as an orthodoxy is under attack from two directions: a post-foundational emergent systems view of actor networks and a number of new fundamentalisms, both hyper-rational as well as mystical/religious in nature.
  16. So for our next discussion
  17. See also Prosser & Trigwell (various)Simple but well researched 2-dimensional frameworkInformation transfer (teacher focus) scaleConceptual change (student focus) scaleRelational and context specific