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Online Advisor Central: Social Media and Compliance, February 2012

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Can Financial Advisors Stay Compliant When Using Social Media?
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Kevin Condon, PhD, CFP ® ,[object Object],[object Object],[object Object]
Social Networking: Not a Fad. Tailor made for our Profession ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
 
Which are you? ,[object Object],[object Object],[object Object],[object Object]
Susan E. Bryant ,[object Object],[object Object],[object Object],[object Object]
Regulation Compliance Makes Good Business ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Compliance Requirements ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Social Media Procedures ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Social Media Sites ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Interactive Communications ,[object Object],[object Object],[object Object],[object Object]
Testimonials ,[object Object],[object Object],[object Object],[object Object],[object Object]
Use Case ,[object Object]
Compliance Factors, Pt. 1 ,[object Object],[object Object],[object Object],[object Object]
Compliance Factors, Pt. 2 ,[object Object],[object Object],[object Object],[object Object]
Compliance Factors, Pt. 3 ,[object Object],[object Object],[object Object],[object Object]
Archiving Vendors *Barack, Lauren. Registered Rep , Feb. 2, 2012
Service Comparisons ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Online Advisor Central Components ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
What next? ,[object Object]
What next? ,[object Object],[object Object]

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Online Advisor Central: Social Media and Compliance, February 2012

Notes de l'éditeur

  1. The Social Web is not just a fad; it is a fundamental shift in how humans communicate, interact, collaborate, create, inform themselves, prioritize, organize, buy, sell, and play. It is your customers, your friends, your family, your employees, your constituents, your shareholders, and, like it or not, you. Social media is to the Web what electric motors were to electricity, the quantum leap in utility that took a magical new technology and transformed society.
  2. Socialware