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Cont. Chapter 5




    09 / 05 / 2010
4 Ethical Theories
•   Utilitarianism
•   Duty Ethics
•   Rights Ethics
•   Virtue Ethics




                                2
Utilitarianism


•  Individual actions should be judged on
  whether the most good was produced
  in a given situation.
• Rules should be broken if doing so will
  lead to the most good.




                                            3
Duty ethics

• Immanuel Kant (1724 – 1804)
• Duty ethics – ethical acts are the
  result of proper performance of
  one’s duties.
• Be honest, be fair, don’t cause
  suffering.




                                       4
Rights ethics

• John Locke (1632 – 1704)
• People have fundamental rights that
  other people have a duty to respect.
• Humans have a right to –
    – Life
    – Liberty
    – Property




                                         5
Ethics
• Professional Ethics
  – Medical
  – Legal
  – Accounting
  – Engineering
  – Computer
  – …and others
  Q: What are the special responsibilities of these professionals?

                                                                     6
Engineering is a profession
• Work that requires sophisticated skills, the use
  of judgment, and the exercise of discretion.
• Membership requires extensive formal
  education.
• Special societies or organizations
   – Set standards for admissions to the profession.
   – Set standards of conduct for its members.
   – Enforces the standards.
• The practice results in significant public good.


                                                       7
Code of Ethics
• Provides a framework for ethical
  judgment.
• Expresses commitment to ethical
  conduct.
• Defines the roles and responsibilities of
  professionals.



                                              8
Order of an Engineer
I am an Engineer, in my profession I take deep pride. To it
I owe solemn obligations.

Since the Stone Age, human progress has been spurred
by the engineering genius. Engineers have made usable
Nature’s vast resources of material and energy for
Humanity's [Mankind’s] benefit. Engineers have vitalized
and turned to practical use the principles of science and
the means of technology. Were it not for this heritage of
accumulated experience, my efforts would be feeble.


                                                            9
Order of an Engineer – continued
As an Engineer, I pledge to practice integrity and fair
dealing, tolerance and respect, and to uphold devotion
to the standards and the dignity of my profession,
conscious always that my skill carries with it the
obligation to serve humanity by making the best use of
Earth’s precious wealth.
As an Engineer, I shall participate in none but honest
enterprises. When needed, my skill and knowledge
shall be given without reservation for the public good.
In the performance of duty and in fidelity to my
profession, I shall give the utmost.

                                                          10
In April 1975, the ASCE Board of Direction adopted
the fundamental principles of the Code of Ethics of
Engineers as accepted by the Accreditation Board
for Engineering and Technology, Inc. (ABET).

1.using their knowledge and skill for the enhancement
of human welfare and the environment;
2. being honest and impartial and serving with fidelity
the public, their employers and clients;
3. striving to increase the competence and prestige of
the engineering profession; and
4. supporting the professional and technical societies of
their disciplines
                                                        11
NSPE Code of Ethics for Engineers

Preamble
 Engineering is an important and learned profession. As
 members of this profession, engineers are expected to exhibit
 the highest standards of honesty and integrity. Engineering
 has a direct and vital impact on the quality of life for all
 people. Accordingly, the services provided by engineers
 require honesty, impartiality, fairness, and equity, and must be
 dedicated to the protection of the public health, safety, and
 welfare. Engineers must perform under a standard of
 professional behavior that requires adherence to the highest
 principles of ethical conduct.

                                                                12
Fundamental Canons
1. Engineers shall hold paramount the safety, health and
welfare of the public and shall strive to comply with the
principles of sustainable Development in the performance of
their professional duties.
2. Engineers shall perform services only in areas of their
competence.
3. Engineers shall issue public statements only in an objective
and truthful manner.
4. Engineers shall act in professional matters for each employer
or client as faithful agents or trustees, and shall avoid conflicts
of interest.




                                                                13
5. Engineers shall build their professional reputation on the
merit of their services and shall not compete unfairly with
others.
6. Engineers shall act in such a manner as to uphold and
enhance the honor, integrity, and dignity of the engineering
profession and shall act with zero-tolerance for bribery,
fraud, and corruption.
7. Engineers shall continue their professional development
throughout their careers, and shall provide opportunities for
the professional development of those engineers under
their supervision.



                                                           14
Guidelines to Practice Under the Fundamental Canons
of Ethics
CANON 1.
Engineers shall hold paramount the safety, health and
welfare of the public and shall strive to comply with the
principles of sustainable development in the performance
of their professional duties.
a. Engineers shall recognize that the lives, safety, health and welfare
of the general public are dependent upon engineering judgements,
decisions and practices incorporated into structures, machines,
products, processes and devices.

b. Engineers shall approve or seal only those design documents,
reviewed or prepared by them, which are determined to be safe for
public health and welfare in conformity with accepted engineering
standards.

                                                                     15
c. Engineers whose professional judgment is overruled under
circumstances where the safety, health and welfare of the public are
endangered, or the principles of sustainable development ignored,
shall inform their clients or employers of the possible consequences.

d. Engineers who have knowledge or reason to believe that another
person or firm may be in violation of any of the provisions of Canon 1
shall present such information to the proper authority in writing and
shall cooperate with the proper authority in furnishing such further
information or assistance as may be required.

e. Engineers should seek opportunities to be of constructive service in
civic affairs and work for the advancement of the safety, health and
well-being of their communities, and the protection of the environment
through the practice of sustainable development.

f. Engineers should be committed to improving the environment by
adherence to the principles of sustainable development so as to
enhance the quality of life of the general public
                                                                          16
CANON 2.
 Engineers shall perform services only in areas of their
 competence.
a. Engineers shall undertake to perform engineering assignments only
when qualified by education or experience in the technical field of
engineering involved.

b. Engineers may accept an assignment requiring education or
experience outside of their own fields of competence, provided their
services are restricted to those phases of the project in which they are
qualified. All other phases of such project shall be performed by qualified
associates, consultants, or employees.

c. Engineers shall not affix their signatures or seals to any engineering
plan or document dealing with subject matter in which they lack
competence by virtue of education or experience or to any such plan
or document not reviewed or prepared under their supervisory control
                                                                            17
CANON 3.
    Engineers shall issue public statements only in an
    objective and truthful manner.
a. Engineers should endeavor to extend the public knowledge of
engineering and sustainable development, and shall not participate in
the dissemination of untrue, unfair or exaggerated statements
regarding engineering.

b. Engineers shall be objective and truthful in professional reports,
statements, or testimony. They shall include all relevant and pertinent
information in such reports, statements, or testimony.

c. Engineers, when serving as expert witnesses, shall express an
engineering opinion only when it is founded upon adequate knowledge
of the facts, upon a background of technical competence, and upon
honest conviction.


                                                                          18
d. Engineers shall issue no statements, criticisms, or arguments on
engineering matters which are inspired or paid for by interested parties,
unless they indicate on whose behalf the statements are made.

e. Engineers shall be dignified and modest in explaining their work and
merit, and will avoid any act tending to promote their own interests at
the expense of the integrity, honor and dignity of the profession.

CANON 4.
Engineers shall act in professional matters for each
employer or client as faithful agents or trustees, and shall
avoid conflicts of interest.

a. Engineers shall avoid all known or potential conflicts of interest with
their employers or clients and shall promptly inform their employers or
clients of any business association, interests, or circumstances which
could influence their judgment or the quality of their services.
                                                                             19
b. Engineers shall not accept compensation from more than one party for
services on the same project, or for services pertaining to the same
project, unless the circumstances are fully disclosed to and agreed to,
by all interested parties.
c. Engineers shall not solicit or accept gratuities, directly or indirectly,
from contractors, their agents, or other parties dealing with their clients
or employers in connection with work for which they are responsible.

d. Engineers in public service as members, advisors, or employees of
a governmental body or department shall not participate in
considerations or actions with respect to services solicited or provided
by them or their organization in private or public engineering practice.

e. Engineers shall advise their employers or clients when, as a result
of their studies, they believe a project will not be successful.




                                                                               20
f. Engineers shall not use confidential information coming to them
in the course of their assignments as a means of making personal
profit if such action is adverse to the interests of their clients,
employers or the public.

g. Engineers shall not accept professional employment outside of
their regular work or interest without the knowledge of their
employers.


CANON 5.
Engineers shall build their professional reputation on
the merit of their services and shall not compete
unfairly with others.



                                                                      21
a. Engineers shall not give, solicit or receive either directly or
indirectly, any political contribution, gratuity, or unlawful
consideration in order to secure work, exclusive of securing salaried
positions through employment agencies.

b. Engineers should negotiate contracts for professional services
fairly and on the basis of demonstrated competence and
qualifications for the type of professional service required.

c. Engineers may request, propose or accept professional
commissions on a contingent basis only under circumstances in
which their professional judgments would not be compromised.

d. Engineers shall not falsify or permit misrepresentation of their
academic or professional qualifications or experience.

.


                                                                      22
e. Engineers shall give proper credit for engineering work to those to
whom credit is due, and shall recognize the proprietary interests of
others. Whenever possible, they shall name the person or persons
who may be responsible for designs, inventions, writings or other
Accomplishments

f. Engineers may advertise professional services in a way that does
not contain misleading language or is in any other manner
derogatory to the dignity of the profession. Examples of permissible
advertising are as follows:

        o Professional cards in recognized, dignified publications, and
        listings in rosters or directories published by responsible
        organizations, provided that the cards or listings are consistent in
        size and content and are in a section of the publication regularly
        devoted to such professional cards.




                                                                               23
o Brochures which factually describe experience,
facilities, personnel and capacity to render service,
providing they are not misleading with respect to the
engineer's participation in projects described.

o Display advertising in recognized dignified business and
professional publications, providing it is factual and is not
misleading with respect to the engineer's extent of
participation in projects described.

o A statement of the engineers' names or the name of the
firm and statement of the type of service posted on
projects for which they render services.

o Preparation or authorization of descriptive articles for
the lay or technical press, which are factual and dignified.
Such articles shall not imply anything more than direct
participation in the project described.


                                                                24
o Permission by engineers for their names to be used in
commercial advertisements, such as may be published by contractors,
material suppliers, etc., only by means of a modest, dignified notation
acknowledging the engineers' participation in the project described. Such
permission shall not include public endorsement of proprietary products.

g. Engineers shall not maliciously or falsely, directly or indirectly,
injure the professional reputation, prospects, practice or employment
of another engineer or indiscriminately criticize another's work.

h. Engineers shall not use equipment, supplies, laboratory or office
facilities of their employers to carry on outside private practice
without the consent of their employers.

CANON 6.
Engineers shall act in such a manner as to uphold and
enhance the honor, integrity, and dignity of the
engineering profession and shall act with zero tolerance
for bribery, fraud, and corruption.
                                                                             25
a. Engineers shall not knowingly engage in business or
professional practices of a fraudulent, dishonest or unethical
nature.

b. Engineers shall be scrupulously honest in their control and
spending of monies, and promote effective use of resources
through open, honest and impartial service with fidelity to the
public, employers, associates and clients.

c. Engineers shall act with zero-tolerance for bribery, fraud, and
corruption in all engineering or construction activities in which they
are engaged.

d. Engineers should be especially vigilant to maintain appropriate
ethical behavior where payments of gratuities or bribes are
institutionalized practices.



                                                                    26
e. Engineers should strive for transparency in the procurement and
execution of projects. Transparency includes disclosure of names,
addresses, purposes, and fees or commissions paid for all agents
facilitating projects.

f. Engineers should encourage the use of certifications specifying
zero tolerance for bribery, fraud, and corruption in all contracts.


CANON 7.
Engineers shall continue their professional development
throughout their careers, and shall provide opportunities
for the professional development of those engineers under
their supervision.




                                                                      27
a. Engineers should keep current in their specialty fields by
engaging in professional practice, participating in continuing
education courses, reading in the technical literature, and
attending professional meetings and seminars.

b. Engineers should encourage their engineering employees to
become registered at the earliest possible date.

c. Engineers should encourage engineering employees to attend
and present papers at professional and technical society
meetings.

d. Engineers shall uphold the principle of mutually satisfying
relationships between employers and employees with respect to
terms of employment including professional grade descriptions,
salary ranges, and fringe benefits.



                                                                 28

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Project Organization and Ethics

  • 1. Cont. Chapter 5 09 / 05 / 2010
  • 2. 4 Ethical Theories • Utilitarianism • Duty Ethics • Rights Ethics • Virtue Ethics 2
  • 3. Utilitarianism • Individual actions should be judged on whether the most good was produced in a given situation. • Rules should be broken if doing so will lead to the most good. 3
  • 4. Duty ethics • Immanuel Kant (1724 – 1804) • Duty ethics – ethical acts are the result of proper performance of one’s duties. • Be honest, be fair, don’t cause suffering. 4
  • 5. Rights ethics • John Locke (1632 – 1704) • People have fundamental rights that other people have a duty to respect. • Humans have a right to – – Life – Liberty – Property 5
  • 6. Ethics • Professional Ethics – Medical – Legal – Accounting – Engineering – Computer – …and others Q: What are the special responsibilities of these professionals? 6
  • 7. Engineering is a profession • Work that requires sophisticated skills, the use of judgment, and the exercise of discretion. • Membership requires extensive formal education. • Special societies or organizations – Set standards for admissions to the profession. – Set standards of conduct for its members. – Enforces the standards. • The practice results in significant public good. 7
  • 8. Code of Ethics • Provides a framework for ethical judgment. • Expresses commitment to ethical conduct. • Defines the roles and responsibilities of professionals. 8
  • 9. Order of an Engineer I am an Engineer, in my profession I take deep pride. To it I owe solemn obligations. Since the Stone Age, human progress has been spurred by the engineering genius. Engineers have made usable Nature’s vast resources of material and energy for Humanity's [Mankind’s] benefit. Engineers have vitalized and turned to practical use the principles of science and the means of technology. Were it not for this heritage of accumulated experience, my efforts would be feeble. 9
  • 10. Order of an Engineer – continued As an Engineer, I pledge to practice integrity and fair dealing, tolerance and respect, and to uphold devotion to the standards and the dignity of my profession, conscious always that my skill carries with it the obligation to serve humanity by making the best use of Earth’s precious wealth. As an Engineer, I shall participate in none but honest enterprises. When needed, my skill and knowledge shall be given without reservation for the public good. In the performance of duty and in fidelity to my profession, I shall give the utmost. 10
  • 11. In April 1975, the ASCE Board of Direction adopted the fundamental principles of the Code of Ethics of Engineers as accepted by the Accreditation Board for Engineering and Technology, Inc. (ABET). 1.using their knowledge and skill for the enhancement of human welfare and the environment; 2. being honest and impartial and serving with fidelity the public, their employers and clients; 3. striving to increase the competence and prestige of the engineering profession; and 4. supporting the professional and technical societies of their disciplines 11
  • 12. NSPE Code of Ethics for Engineers Preamble Engineering is an important and learned profession. As members of this profession, engineers are expected to exhibit the highest standards of honesty and integrity. Engineering has a direct and vital impact on the quality of life for all people. Accordingly, the services provided by engineers require honesty, impartiality, fairness, and equity, and must be dedicated to the protection of the public health, safety, and welfare. Engineers must perform under a standard of professional behavior that requires adherence to the highest principles of ethical conduct. 12
  • 13. Fundamental Canons 1. Engineers shall hold paramount the safety, health and welfare of the public and shall strive to comply with the principles of sustainable Development in the performance of their professional duties. 2. Engineers shall perform services only in areas of their competence. 3. Engineers shall issue public statements only in an objective and truthful manner. 4. Engineers shall act in professional matters for each employer or client as faithful agents or trustees, and shall avoid conflicts of interest. 13
  • 14. 5. Engineers shall build their professional reputation on the merit of their services and shall not compete unfairly with others. 6. Engineers shall act in such a manner as to uphold and enhance the honor, integrity, and dignity of the engineering profession and shall act with zero-tolerance for bribery, fraud, and corruption. 7. Engineers shall continue their professional development throughout their careers, and shall provide opportunities for the professional development of those engineers under their supervision. 14
  • 15. Guidelines to Practice Under the Fundamental Canons of Ethics CANON 1. Engineers shall hold paramount the safety, health and welfare of the public and shall strive to comply with the principles of sustainable development in the performance of their professional duties. a. Engineers shall recognize that the lives, safety, health and welfare of the general public are dependent upon engineering judgements, decisions and practices incorporated into structures, machines, products, processes and devices. b. Engineers shall approve or seal only those design documents, reviewed or prepared by them, which are determined to be safe for public health and welfare in conformity with accepted engineering standards. 15
  • 16. c. Engineers whose professional judgment is overruled under circumstances where the safety, health and welfare of the public are endangered, or the principles of sustainable development ignored, shall inform their clients or employers of the possible consequences. d. Engineers who have knowledge or reason to believe that another person or firm may be in violation of any of the provisions of Canon 1 shall present such information to the proper authority in writing and shall cooperate with the proper authority in furnishing such further information or assistance as may be required. e. Engineers should seek opportunities to be of constructive service in civic affairs and work for the advancement of the safety, health and well-being of their communities, and the protection of the environment through the practice of sustainable development. f. Engineers should be committed to improving the environment by adherence to the principles of sustainable development so as to enhance the quality of life of the general public 16
  • 17. CANON 2. Engineers shall perform services only in areas of their competence. a. Engineers shall undertake to perform engineering assignments only when qualified by education or experience in the technical field of engineering involved. b. Engineers may accept an assignment requiring education or experience outside of their own fields of competence, provided their services are restricted to those phases of the project in which they are qualified. All other phases of such project shall be performed by qualified associates, consultants, or employees. c. Engineers shall not affix their signatures or seals to any engineering plan or document dealing with subject matter in which they lack competence by virtue of education or experience or to any such plan or document not reviewed or prepared under their supervisory control 17
  • 18. CANON 3. Engineers shall issue public statements only in an objective and truthful manner. a. Engineers should endeavor to extend the public knowledge of engineering and sustainable development, and shall not participate in the dissemination of untrue, unfair or exaggerated statements regarding engineering. b. Engineers shall be objective and truthful in professional reports, statements, or testimony. They shall include all relevant and pertinent information in such reports, statements, or testimony. c. Engineers, when serving as expert witnesses, shall express an engineering opinion only when it is founded upon adequate knowledge of the facts, upon a background of technical competence, and upon honest conviction. 18
  • 19. d. Engineers shall issue no statements, criticisms, or arguments on engineering matters which are inspired or paid for by interested parties, unless they indicate on whose behalf the statements are made. e. Engineers shall be dignified and modest in explaining their work and merit, and will avoid any act tending to promote their own interests at the expense of the integrity, honor and dignity of the profession. CANON 4. Engineers shall act in professional matters for each employer or client as faithful agents or trustees, and shall avoid conflicts of interest. a. Engineers shall avoid all known or potential conflicts of interest with their employers or clients and shall promptly inform their employers or clients of any business association, interests, or circumstances which could influence their judgment or the quality of their services. 19
  • 20. b. Engineers shall not accept compensation from more than one party for services on the same project, or for services pertaining to the same project, unless the circumstances are fully disclosed to and agreed to, by all interested parties. c. Engineers shall not solicit or accept gratuities, directly or indirectly, from contractors, their agents, or other parties dealing with their clients or employers in connection with work for which they are responsible. d. Engineers in public service as members, advisors, or employees of a governmental body or department shall not participate in considerations or actions with respect to services solicited or provided by them or their organization in private or public engineering practice. e. Engineers shall advise their employers or clients when, as a result of their studies, they believe a project will not be successful. 20
  • 21. f. Engineers shall not use confidential information coming to them in the course of their assignments as a means of making personal profit if such action is adverse to the interests of their clients, employers or the public. g. Engineers shall not accept professional employment outside of their regular work or interest without the knowledge of their employers. CANON 5. Engineers shall build their professional reputation on the merit of their services and shall not compete unfairly with others. 21
  • 22. a. Engineers shall not give, solicit or receive either directly or indirectly, any political contribution, gratuity, or unlawful consideration in order to secure work, exclusive of securing salaried positions through employment agencies. b. Engineers should negotiate contracts for professional services fairly and on the basis of demonstrated competence and qualifications for the type of professional service required. c. Engineers may request, propose or accept professional commissions on a contingent basis only under circumstances in which their professional judgments would not be compromised. d. Engineers shall not falsify or permit misrepresentation of their academic or professional qualifications or experience. . 22
  • 23. e. Engineers shall give proper credit for engineering work to those to whom credit is due, and shall recognize the proprietary interests of others. Whenever possible, they shall name the person or persons who may be responsible for designs, inventions, writings or other Accomplishments f. Engineers may advertise professional services in a way that does not contain misleading language or is in any other manner derogatory to the dignity of the profession. Examples of permissible advertising are as follows: o Professional cards in recognized, dignified publications, and listings in rosters or directories published by responsible organizations, provided that the cards or listings are consistent in size and content and are in a section of the publication regularly devoted to such professional cards. 23
  • 24. o Brochures which factually describe experience, facilities, personnel and capacity to render service, providing they are not misleading with respect to the engineer's participation in projects described. o Display advertising in recognized dignified business and professional publications, providing it is factual and is not misleading with respect to the engineer's extent of participation in projects described. o A statement of the engineers' names or the name of the firm and statement of the type of service posted on projects for which they render services. o Preparation or authorization of descriptive articles for the lay or technical press, which are factual and dignified. Such articles shall not imply anything more than direct participation in the project described. 24
  • 25. o Permission by engineers for their names to be used in commercial advertisements, such as may be published by contractors, material suppliers, etc., only by means of a modest, dignified notation acknowledging the engineers' participation in the project described. Such permission shall not include public endorsement of proprietary products. g. Engineers shall not maliciously or falsely, directly or indirectly, injure the professional reputation, prospects, practice or employment of another engineer or indiscriminately criticize another's work. h. Engineers shall not use equipment, supplies, laboratory or office facilities of their employers to carry on outside private practice without the consent of their employers. CANON 6. Engineers shall act in such a manner as to uphold and enhance the honor, integrity, and dignity of the engineering profession and shall act with zero tolerance for bribery, fraud, and corruption. 25
  • 26. a. Engineers shall not knowingly engage in business or professional practices of a fraudulent, dishonest or unethical nature. b. Engineers shall be scrupulously honest in their control and spending of monies, and promote effective use of resources through open, honest and impartial service with fidelity to the public, employers, associates and clients. c. Engineers shall act with zero-tolerance for bribery, fraud, and corruption in all engineering or construction activities in which they are engaged. d. Engineers should be especially vigilant to maintain appropriate ethical behavior where payments of gratuities or bribes are institutionalized practices. 26
  • 27. e. Engineers should strive for transparency in the procurement and execution of projects. Transparency includes disclosure of names, addresses, purposes, and fees or commissions paid for all agents facilitating projects. f. Engineers should encourage the use of certifications specifying zero tolerance for bribery, fraud, and corruption in all contracts. CANON 7. Engineers shall continue their professional development throughout their careers, and shall provide opportunities for the professional development of those engineers under their supervision. 27
  • 28. a. Engineers should keep current in their specialty fields by engaging in professional practice, participating in continuing education courses, reading in the technical literature, and attending professional meetings and seminars. b. Engineers should encourage their engineering employees to become registered at the earliest possible date. c. Engineers should encourage engineering employees to attend and present papers at professional and technical society meetings. d. Engineers shall uphold the principle of mutually satisfying relationships between employers and employees with respect to terms of employment including professional grade descriptions, salary ranges, and fringe benefits. 28