This document discusses various screening methods for detecting teratogenicity or the capacity of drugs to cause fetal abnormalities. It describes animal models like rat and rabbit studies that are used to test drugs during key stages of pregnancy. In vitro techniques like whole embryo culture, micromass assays, and stem cell tests are summarized as alternatives that can reduce animal use. The mechanisms by which certain proven human teratogens cause defects are outlined. Regulatory guidelines for preclinical teratogenicity studies and testing categories for drug use in pregnancy are also summarized.
2. Teratogenicity
• Capacity of a drug to cause foetal
abnormalities when administered to the
pregnant mother
• Teratogenicity testing came into being since
the thalidomide tragedy of 1961
• High demand for a rapid, reliable and cost-
effective method for detection of teratogenic
toxicity 2
3. Drugs can affect the foetus at 3 stages
1. Fertilization and implantation- conception to 17
days (unnoticed failure of pregnancy)
2. Organogenesis- 18-55 days of gestation (most
vulnerable period)
3. Growth and development- 56 days onward
(developmental and functional abnormalities
can occur)
Teratogenicity
3
4. Teratogenic mechanisms
Folate antagonism
• Inhibition of the folate methylation cycle
• E.g. many antiepileptic drugs, metformin,
methotrexate, sulfasalazine, trimethoprim
Neural crest cell disruption
• Interference in molecular pathways involved
in migration, differentiation, and proliferation
of neural crest cells
• E.g. Bosentan, isotretinoin, ketoconazole
4
5. Teratogenic mechanisms
Endocrine disruption (sex hormones)
• Affecting the release, binding or metabolism
of endogenous sex hormones, particularly in
male development
• E.g. Drugs used in fertility treatment, oral
contraceptives, phthalates in coatings
5
6. Teratogenic mechanisms
Oxidative stress
• Imbalance between generation of reactive
oxygen species and antioxidant defence
mechanisms, causing irreversible oxidation of
DNA, proteins and lipids and affecting gene
expression
• E.g. Class III antiarrhythmic drugs, iron
supplements, phenytoin, terbutaline,
tetracyclines, thalidomide, valproic acid
6
7. Teratogenic mechanisms
Vascular disruption
• Disturbances in blood circulation in the
uterine–placental unit, placental–fetal unit or
the fetus itself, interfering with prenatal
development of vasculature
• E.g. Antihypertensive medication, aspirin,
ephedrine, NSAIDs
7
8. Teratogenic mechanisms
Specific receptor- or enzyme-mediated
teratogenesis
ACE and AT II receptors
• Disruption of fetal renin–angiotensin system,
producing fetal hypotension, vascular
disruption and decrease in fetal renal vascular
tone
• E.g. ACE inhibitors, AT II receptor inhibitors
8
9. Teratogenic mechanisms
HMG-CoA reductase
• Down-regulation of Hedgehog proteins, which
regulate embryonic growth, patterning and
morphogenesis of many structures
• E.g. Statins
Histone deacetylases (HDACs)
• Interruption of cell proliferation, differentiation
and apoptosis through disregulation of gene
expression by chromatin remodelling
• E.g. Boric acid as inactive ingredient, salicylates,
valproic acid
9
10. Teratogenic mechanisms
Cyclooxygenase-1
• Inhibition of COX-1, which catalyzes the
conversion of arachidonic acid to prostaglandins
• E.g. NSAIDs
NMDA receptors
• Errors in migration of neuronal and glial elements
in the developing brain
• E.g. Amantadine, dextromethorphan, ketamine
10
11. Teratogenic mechanisms
5-HT receptors and transporters
• Increased stimulation or suppression of 5-HT
receptors; inhibition of 5-HT uptake by 5-HT
transporters
• E.g. Risperidone, SSRIs, sumatriptan
GABA receptors
• Enhancements of the effects of GABA, the major
inhibitory neurotransmitter
• E.g. Barbiturates, benzodiazepines
11
13. Proven Human Teratogens and Abnormality
Drug Abnormality
Thalidomide Phocomelia, multiple defects
Anti-neoplastic drugs Multiple defects, foetal death
Androgens Virilization, esophageal, cardiac defects
Progestins Virilization of female foetus
Stilboestrol Vaginal carcinoma
Tetracyclines Discoloured teeth, bone defects
Warfarin Nose, Eye, Hand defects, Growth retardation
Phenytoin Cleft lip/palate, microcephaly, hypoplastic
phalanges
14. Alcohol Low IQ, Growth Retardation, Foetal alcohol
syndrome
ACE inhibitors Hypoplasia of organs, growth retardation, foetal
loss
Lithium Foetal goiter, Cardiac abnormality
Anti-thyroid
Drugs
Foetal goiter, hypothyroidism
Indomethacin Premature closure of ductus arterious
Isotretinoin Craniofacial, Heart & CNS defects
Proven Human Teratogens and Abnormality
15. FDA category of drugs used in
pregnancy
Category A:
• Adequate studies in human demonstrate no risk
Category B:
• Animal studies indicate no risk, but there are no
adequate studies in human
• Animal studies show adverse effects, but
adequate studies in human have not
demonstrated a risk
16. Category C:
• A potential risk, when:
– Animal studies have been performed or
– Animal studies indicated adverse effects and
– There are no data from human studies
• These drugs may be used when potential benefits
outweigh the potential risks
FDA category of drugs used in
pregnancy
17. Category D:
• There is evidence of human fetal risk, but the
potential benefits to the mother may be
acceptable
Category X:
• Studies in animals or humans show adverse
reaction reports or both have demonstrated fetal
abnormalities
• The risk of use in a pregnant woman clearly
outweighs any possible benefit
FDA category of drugs used in
pregnancy
18. Schedule Y
• Requirements and guidelines for permission
to import and/or manufacture of new drugs
for sale or to undertake clinical trials
• Female reproduction and Developmental
Toxicity Studies
– Appendix I, Item 4.4
– Segment I – Female Fertility Study
– Segment II – Teratogenicity Study
– Segment III – Perinatal Study
18
19. Animal toxicity requirements for clinical trails
and marketing of a new drug
Toxicity study Human phase for which study is
proposed to be conducted
Segment II
(Teratogenicity Study)
Phase II, III involving female
patients of child-bearing age
Segment III
(Perinatal Study)
Phase III
• Drugs to be given to pregnant
or nursing mothers for long
periods
• Drugs with indications of
possible adverse effects on
foetal development
20. One rodent (preferably rat)
One non-rodent (rabbit)
Drug administered throughout the period of
organogenesis
Three graded doses
• Highest dose – minimum maternal toxicity
• Lowest dose – proportional to the proposed dose
for clinical use in humans
• Intermediate dose – logarithmically between two
other doses
Teratogenicity Study (Segment II)
21. Route of administration same as intended for human
therapeutic use
Control and treated groups
At least 20 pregnant rats (or mice) and 12 rabbits, on
each dose level
Teratogenicity Study (Segment II)
All foetuses subjected to gross examination
Skeletal and visceral abnormalities
22. Foetuses
• Total number
• Gender
• Body length
• Weight
• Gross/ visceral/ skeletal
abnormalities
Teratogenicity Study (Segment II)
Observation parameters
Dams
• Signs of intoxication
• Effect on body weight
• Effect on food intake
• Examination of uterus,
ovaries & uterine
contents
• Number of corpora
lutea
• Implantation sites
• Resorption
23. One rodent species (preferably rat)
Dosing at levels comparable to multiples of human
dose by intended clinical route
At least 4 groups (including control) each consisting
15 dams
Perinatal study (Segment III)
24. Dams sacrificed and examined
Then, dose that causes low foetal loss should be
continued throughout lactation and weaning
Perinatal study (Segment III)
Drug administered throughout the last trimester of
pregnancy
25. Treated with vehicle or test substance throughout
their periods of growth to
• Sexual maturity
• Pairing
• Gestation
• Parturition
• Lactation
Perinatal study (Segment III)
One male and one female from each litter of
F1 generation (total 15 males and 15 females in each
group) selected at weaning
26. Mating performance and fertility of FI generation
should be evaluated
Perinatal study (Segment III)
Obtain F2 generation whose growth parameters should
be monitored till weaning
27. Pups
• Clinical signs
• Sex-wise distribution
in dose groups,
• Body weight
• Growth parameters
• Gross examination
• Survival
• Autopsy
Perinatal Study (Segment III)
Observation parameters
Dams
• Body weight
• Food intake
• General signs of
intoxication
• Progress of gestation/
parturition periods
• Gross pathology
28. In vitro techniques
• Simple and cost-efficient
• Can reduce pressure imposed by society to
decrease or replace the number of animals
used in research and testing strategies
28
29. Features of an ideal in vitro
teratogenicity test system
• Simple, easy to perform, yield of interpretable
results
• Rapid, usage of large numbers of samples
• Giving few false negative
• Having relevance to mechanisms of teratogenesis
• Involving some aspects of progressive
development
• Usable with various types of agents
• Usage of intact organisms capable to absorb,
circulate and excrete chemicals
29
30. In vitro techniques
• Whole embryo culture test
• Micromass teratogen test
• Embryonic stem cell test
• Dictyostelium discoideum based assay
30
31. Whole embryo culture test
Rodent embryo culture (rat or mouse)
• Culturing of whole embryos at early stage of
organogenesis
• Exposing of these to a potential teratogen
• Endpoints generally used
– Mortality
– Malformation
– Growth inhibition
31
32. Whole embryo culture test
Zebrafish embryo
• Cover the whole period of organogenesis
• Easy to maintain in large stocks due to their
high fecundity
• Develop rapidly ex utero, with most organs
becoming functional between 3 and 5 days-
post-fertilization (dpf)
32
33. Whole embryo culture test
Zebrafish embryo
• Transparency of larval zebrafish
• Reasonably tolerant to concentration of
dimethylsulphoxide (DMSO) generally used as
a solvent at drug screening
• High concordance with mammalian data
33
34. Fig. Anomalies induced by retinoic acid treatment. The
notochord and tail were normally formed in control group
(A). The treated group (A’) exhibited kinked notochord
(arrow) and kinked tail (arrowhead)
34
35. Fig. Anomalies induced by retinoic acid treatment. The eyes
and otic vesicles were normally formed in control group (B).
The treated group (B’) exhibited deficiencies of eyes (arrow)
and deficiencies of otic vesicles (arrowhead)
35
36. Fig. Anomalies induced by retinoic acid treatment. The
treated group (C’) exhibited facial and abdominal edema
(arrowhead)
36
37. Micromass Teratogen Test
• Chick, mouse and rat embryo midbrain or limb
cell culture
• Exposed to test compounds for varying times
and concentrations
37
38. In vitro culturing of embryo limb or rather central
neural cells
Differentiation of the cells into chondrocytes or
neurons starting from numerous small aggregates or
foci of cells
Micromass Teratogen Test
Observation of cell adhesion, movement,
communication, division and differentiation
involving the new synthesis of tissue specific
patterns of enzymes and structural proteins
39. Micromass Teratogen Test
• A phase of in vivo embryo exposure will act
as a control for the effects of drug metabolism
and pharmacokinetics
• Using cells from different organs and species
to reproduce the in vivo sensitivity of
particular embryonic tissues or species to
teratogenic agents
39
40. • Pluripotent embryonic stem cells (ESC) isolated
from mouse blastocysts
• ESC are able to differentiate into a variety of
embryonal tissues, retain the euploid
chromosome constitution, and proliferate very
rapidly
Embryonic stem cell test
40
41. Embryonic Stem Cell Test
• Based on the resemblance between early
embryonic stages and the differentiation of
embryonic stem cells in vitro
• Cell lines are used to identify cytotoxic,
mutagenic, embryo toxic and teratogenic
effects of chemical compounds
41
42. Embryonic Stem Cell Test
• Evaluation of cell differentiation is
performed both morphological and via
molecular techniques
• Identification of predictive marker genes for
the major target tissues during organogenesis
42
43. Dictyostelium discoideum
• Single-cell, eukaryotic microorganism competent
to undergo both vegetative growth and
development (fruiting body formation)
• Cell differentiation leading to the formation of
stalk and spore cells has been shown to be
similar, to some extent, to the development
of mammals
43
44. Dictyostelium discoideum
• Reporter genes serve as highly specific indicators
for the developmental fate of a certain cell at a
given time point
• Easier to handle and less expensive
• Rapid large-scale screening of chemicals
44
45. Conclusions
• Both in vivo and in vitro tests have the
possibility of generating false negative or
positive data
• Several types of test systems are required to
securely identify different classes of
teratogenic agents
45
46. • Anital Kotwani et al., 1995. Methods for teratogenicity
testing – Existing and future models. IJP; 27: 204-213
• Van Gelder MMHJ et al., 2010. Teratogenic mechanisms
of medical drugs. Hum Reprod; 29: 168-183
• Julia Schumann. 2010. Teratogen Screening: State of the
Art. Avicenna J Med Biotech; 2(3): 115-121
• Wayne R Cohen, Phyllis August. 2013. Obstetric medicine,
Management of Medical Disorders in Pregnancy. 6th Ed.
Shelton: PMPH-USA Ltd; p.51-86
• Akhito Yamashita et al., 2014. Improvement of the
evaluation method for teratogenicity using zebrafish
embryos. J. Toxicol. Sci. 39(3), 453-464
References
46
Type of malformation depends upon the drug as well as the stage at which exposure to the teratogen occurred
Foetal exposure depends on the blood level and duration for which the drugs remains in maternal circulation
The teratogenic potential of a drug is to be considered against the background of congenital abnormalities
Women to avoid all medications in the first 8 weeks after conception
Effects of teratogens, during the developmental period, results in an “all or none effect”
Any substance that can induce or increase the incidence of a congenital malformation
Recognition of human teratogens offers the opportunity to prevent exposure
Drugs are classified as to their teratogenic potential, based on anecdotal information or animal studies
Less than 2% of congenital malformations are caused by drugs or chemicals
Teratogenic drugs should be avoided either during or prior to conception
Frequency of congenital malformations in women exposed is greater
This data is sometimes not available for humans & is not unbiased
There are clearly species differences between teratogenic effects
Recognition of human teratogens offers the opportunity to prevent exposure
Nucleic acid metabolism
Folate coenzymes play a vital role in DNA metabolism through two different pathways. (1) The synthesis of DNA from its precursors (thymidine and purines) is dependent on folate coenzymes. (2) A folate coenzyme is required for the synthesis of methionine from homocysteine, and methionine is required for the synthesis of S-adenosylmethionine (SAM). SAM is a methyl group (one-carbon unit) donor used in most biological methylation reactions, including the methylation of a number of sites within DNA, RNA, proteins, and phospholipids. The methylation of DNA plays a role in controlling gene expression and is critical during cell differentiation. Aberrations in DNA methylation have been linked to the development of cancer (see Cancer).
Amino acid metabolism
Folate coenzymes are required for the metabolism of several important amino acids, namely methionine, cysteine, serine, glycine, and histidine. The synthesis of methionine from homocysteine is catalyzed by methionine synthase, an enzyme that requires not only folate (as 5-methyltetrahydrofolate) but also vitamin B12. Thus, folate (and/or vitamin B12) deficiency can result in decreased synthesis of methionine and an accumulation of homocysteine. Elevated blood concentrations of homocysteine have been considered for many years to be a risk factor for some chronic diseases, including cardiovascular disease and dementia (see Disease Prevention).
Nucleic acid metabolism Folate coenzymes play a vital role in DNA metabolism through two different pathways. (1) The synthesis of DNA from its precursors (thymidine and purines) is dependent on folate coenzymes. (2) A folate coenzyme is required for the synthesis of methionine from homocysteine, and methionine is required for the synthesis of S-adenosylmethionine (SAM). SAM is a methyl group (one-carbon unit) donor used in most biological methylation reactions, including the methylation of a number of sites within DNA, RNA, proteins, and phospholipids. The methylation of DNA plays a role in controlling gene expression and is critical during cell differentiation. Aberrations in DNA methylation have been linked to the development of cancer (see Cancer). Amino acid metabolism Folate coenzymes are required for the metabolism of several important amino acids, namely methionine, cysteine, serine, glycine, and histidine. The synthesis of methionine from homocysteine is catalyzed by methionine synthase, an enzyme that requires not only folate (as 5-methyltetrahydrofolate) but also vitamin B12. Thus, folate (and/or vitamin B12) deficiency can result in decreased synthesis of methionine and an accumulation of homocysteine. Elevated blood concentrations of homocysteine have been considered for many years to be a risk factor for some chronic diseases, including cardiovascular disease and dementia (see Disease Prevention).
Neural crest cells are a temporary group of cells unique to vertebrates that arise from the embryonic ectoderm cell layer, and in turn give rise to a diverse cell lineage—including melanocytes, craniofacial cartilage and bone, smooth muscle, peripheral and enteric neurons and glia.
Bosentan is a dual endothelin receptor antagonist used in the treatment of pulmonary artery hypertension (PAH)
Sulfasalazine, sold under the trade name Azulfidine among others, is a medication used to treat rheumatoid arthritis, ulcerative colitis, and Crohn's disease. It is often considered as a first line treatment in rheumatoid arthritis.
Class III Amiodarone, Sotalol, Ibutilide , Dofetilide, Dronedarone
The decrease in fetal renal vascular tone may contribute to a human malformation syndrome that is typical for exposure to
ACE inhibitors during the second and third trimesters of pregnancy, characterized by renal tubular dysgenesis and oligohydramnios, their
sequelae, including limb contractures and pulmonary hypoplasia, and hypocalvaria
The mevalonate pathway is a complex pathway with cholesterol as an
essential product. In embryonic tissues, cholesterol is needed for
normal growth patterns, signaling domains in plasma membranes, syn-
thesis of steroid hormones and activation of Hedgehog morphogens. Since Hedgehog pro-
teins act as key regulators of embryonic growth, patterning and morphogenesis of many structures, down-regulation of the synthesis of
these proteins may lead to birth defects. Statins inhibit (HMG-CoA) reductase, the rate-limiting enzyme in the mevalonate
pathway which converts HMG-CoA to mevalonic acid.
COX-1,is expressed in most tissues, where it produces prostaglandins that are necessary for various physiologic processes, such as blood pressure regulation and platelet aggregation. COX-2 expression, on the other hand, is induced by inflammatory mediators, producing prostaglandins
which are important in inflammation
Recent epidemiologic studies indicate an increased risk of orofacial clefts and cardiovascular defects, especially cardiac septal defects
5HT It is involved in a wide range of processes during development, including morphogenesis of craniofacial structures
SSRI Sertraline · Citalopram · Fluvoxamine · Paroxetine
GABA is hypothesized to play a morphogenetic role during embryonic development. use of benzodiazepines in the first trimester has
been associated with orofacial cleft, cardiovascular malformations and gastrointestinal tract atresia
Carbonic anhydrases are metalloenzymes that catalyze the reversible hydration of CO 2 into the bicarbonate ion and protons. This reaction
is involved in many biological processes, including pH homeostasis, respiration, biosynthetic reactions and bone resorption.
Several cytoplasmic and membrane-bound carbonic anhydrase isoenzymes are expressed in various tissues in
developing human and mouse embryos.
Acetazolamide, which is used in the treatment of epilepsy, altitude sickness, edema and sleep apnea,
have been associated with birth defects, especially limb deformities
APPENDIXI A
DATA REQUIRED TO BE SUBMITTED BY AN APPLICANT FOR GRANT OF
PERMISSION TO IMPORT AND / OR MANUFACTURE A NEW DRUG ALREADY
APPROVED IN THE COUNTRY
4. Special studies conducted with approval of Licensing Authority .
4.1 Bioavailability / Bioequivalence and comparative dissolution studies for
oral dosage forms
4.2 Sub-acute animal toxicity studies for intravenous infusions and injectables
Transparency of larval zebrafish make it possible to easily examine the function or morphology of each organ.
Transparency of larval zebrafish make it possible to easily examine the function or morphology of each organ.
The test system can include a phase of in vivo embryo exposure that will act as a control for the effects of drug metabolism and pharmacokinetics.
Pluripotentan= (of immature cell or stem cell) capable of giving rise to several different cell types.
Euploid =ˈhaving an equal number of all the chromosomes of the haploid set.
Based on the resemblance between early embryonic stages and the differentiation of embryonic stem cells in vitro,Cell lines are used to identify cytotoxic, mutagenic, embryo toxic and teratogenic effects of chemical compounds
Evaluation of cell differentiation is performed both morphological and via molecular techniques (analysis of tissue-specific genes via reporter gene expression; automated high-through put screening for changes in gene and protein expression patterns using microchip arrays for transcriptome and proteome analysis)
Identification of predictive marker genes for the major target tissues during organogenesis is crucial to get precise information on the teratogenic action of a test compound
Dictyostelium discoideum is a species of soil-living amoeba belonging to the phylum Amoebozoa, infraphylum Mycetozoa. Commonly referred to as slime mold.
Dictyostelium discoideum is a species of soil-living amoeba belonging to the phylum Amoebozoa, infraphylum Mycetozoa. Commonly referred to as slime mold.
So far, four transgenic Dictyostelium discoideum strains have been constructed. Each of these strains expresses the reporter gene β-galactosidase under the control of a distinct developmentally regulated Dictyostelium discoideum promoter. The promoters in use are
(i) cprB: active in both stalk and spore, but not in undifferentiated vegetatively growing Dictyostelium discoideum cells,
(ii)pspA: active in spore cells,
(iii)ecmA: active in prestalk cells
(iv) ecmB: active in stalk cells.
Hence, the reporter genes serve as highly specific indicators for the developmental fate of a certain cell at a given time point.