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over 10 years of securing
identities, web sites & transactions

Best	
  prac*ces	
  in	
  Cer*fying	
  
and	
  Signing	
  PDFs	
  
	
  
Paul	
  van	
  Brouwershaven	
  	
  
Business	
  Development	
  Director	
  EMEA,	
  GlobalSign	
  
@vanbroup	
  on	
  TwiEer	
  
INTERNATIONAL	
  FOOTPRINT	
  
Customers	
  spanning	
  all	
  industries	
  

www.globalsign.com
GlobalSign	
  History	
  
§  Founded in 1996 by BE Chambers of Commerce,
ING Bank & Vodafone.
§  Acquired by GMO Internet Inc (ticker symbol Tokyo

PROVEN TRA

CK RECORD

Issued over 1.4
m digital
certificates / digi
tal IDs to people
,
web sites & mac
hines
Issued over 20

Stock Exchange: 9449) & re-launched in 2006 as

0,000 SSL

Certificates

true worldwide operation.
§  GMO parent to over 50 Internet technology & hosting
companies, including largest hosting company in Asia.
§  Current shareholders include Yahoo!,
Morgan Stanley & Credit Suisse.

Over 20 mil
lion certificates
worldwide rely
on the public tr
ust
provided by the
GlobalSign root

§  GlobalSign is Digital Certificate
security division of global group.
§  Web services & offline services for
provisioning Digital Certificates for
enterprise, Government, developers, hosting & Cloud services.

www.globalsign.com
GlobalSign	
  Products	
  |	
  Visible	
  Trust	
  in	
  an	
  online	
  world	
  
Server, Database &
Network Security
SSL Certificates
Managed SSL
Automated SSL for
Web Hosts
SSL Reseller Program
One-Click SSL
Developer Solutions
Code Signing
Embedded SSL

Secure Email
Digital IDs for Individuals
Digital IDs for Depts
Managed Digital IDs
eDocument /File
Security & Compliance
Adobe CDS for PDF
Microsoft Office
Encrypting File System
(EFS)
PKI & Root Signing
Trusted Root for CAs

www.globalsign.com
Digital	
  Cer*ficates	
  –	
  An	
  Introduc*on	
  

www.globalsign.com
Authen*city	
  and	
  Integrity	
  

www.globalsign.com
A	
  normal	
  cer*ficate	
  VS	
  an	
  Adobe	
  one	
  

www.globalsign.com
Adobe	
  Cer*fied	
  Document	
  Services	
  
•  GlobalSign is an
authorized Adobe CDS
provider
• Web-Trust Certified,
third party Certificate
Authority
• Governed by Adobe
Certificate Policy
• Only CDS issued
digital IDs are instantly
trusted in Adobe
Reader 7.0+ (SHA-256)

www.globalsign.com
“Meet	
  or	
  exceed	
  FIPS	
  140-­‐1	
  Level	
  2”	
  
“Subscriber key pairs must be generated in a manner that ensures that the private key is
not known by anybody other than the Subscriber or a Subscriber’s authorized
representative. Subscriber key pairs must be generated in a medium that prevents
exportation or duplication and that meets or exceed FIPS 140-1 Level 2 certification
standard.”

www.globalsign.com
EV	
  Code	
  Signing	
  -­‐	
  Private-­‐Key	
  Protec*on	
  
EV Guidelines state:
Code signing keys are to be protected by a FIPS 140-2
level 2 (or equivalent) crypto module. Techniques that may
be used to satisfy this requirement include:
§  (A) Use of an HSM, verified by means of a manufacturer’s certificate;
§  (B) A hardware crypto module provided by the CA;
§  (C) Contractual terms in the subscriber agreement requiring the
Subscriber to protect the private key to a standard equivalent to FIPS
140-2 and with compliance being confirmed by means of an audit.

www.globalsign.com
Adobe	
  Cer*fied	
  Document	
  Services	
  
•  Allows recipients of PDF documents
to know:
•  who signed the document
•  the content is intact
•  the time the document is
signed
•  Recipients only need to have the
free Adobe Reader 7.0+ (installed
on >800M computers worldwide)

Strong Authentication
Data Integrity
Non Repudiation

Recipients of
Certified PDFs
need no special
software, plugins, or special
configuration!!!

www.globalsign.com
Simple	
  and	
  effec*ve	
  GUI	
  

Modified Unknown Certified Signed
Changed Author

Trusted
www.globalsign.com
Without	
  *me	
  stamping	
  and	
  CRL	
  Services	
  
Certification without time stamping and
CRL Services. The validity of the signature
expires with the validity of the digital
certificate used to sign the document.

2011

2012

2013

2014

www.globalsign.com
What	
  about	
  revoca*on?	
  
With a “Revocation Event” the validity of
the signature expires with the revocation of
the digital certificate.

2011

2012

2013

2014

Basic Signatures are not suitable for Long Term Validation signing (Documents)

www.globalsign.com
ETSI	
  TS	
  102	
  778	
  	
  
With “Services” the validity of the signature
applied to the document never expires
even if there is a revocation event.

2011

2012

2013

2014

Part 1: "PAdES Overview - a framework document for PAdES";
Part 2: "PAdES Basic - Profile based on ISO 32000-1"; (Best Practice)
Part 3: "PAdES Enhanced - PAdES-BES and PAdES-EPES Profiles";
Part 4: "PAdES Long Term - PAdES-LTV Profile";
Part 5: "PAdES for XML Content - Profiles for XAdES signatures".

www.globalsign.com
Where	
  do	
  customers	
  use	
  CDS?	
  

www.globalsign.com
Electronic	
  Invoicing	
  in	
  the	
  EU	
  
§  A constantly changing landscape
§  No single EU wide solution for
compliance*
§  Recommendations by PWC for 2013
already changing the requirements on
a country by country basis.
§  No consistent approach to preserve
authenticity and integrity for ‘Archive
and Storage Purposes’ offering the
possibility of legal recourse. (AMEX)
§ 

*Adobe CDS offers the only Pan European (Global) authenticity and
Integrity validation system. All other systems require a separate
system/service that is not automatic, nor guaranteed.

§  QES (Qualified Electronic
Signature)
§ 

Automatic legal standing in EU.

§ 

Issued on a SSCD

§ 

Generally issued from a government
root CA.

§ 

Not usable for Time stamping services.

§  AES /AdES) (Advanced
Electronic Signature)
§ 

Unique to the signatory;

§ 
§ 

Identifying the signatory;
Created using sole control;

§ 

Linked to the data to which it relates.
Change of the data is detectable;

The Amex legal case and subsequent lessons learnt?
http://www.legalethics.com/include/content/amex012406.pdf
www.globalsign.com
Electronic	
  Invoicing	
  –	
  Is	
  it	
  legal?	
  

2A. Acceptance of ‘advanced e-signatures’ to send e-invoices (■ = yes / ■ = no )
2B. If yes, can AES be used without obligation to use a qualified certificate (■ = yes or not applicable / ■ = no)
2C. If yes, are qualified certificates from other EU Member States accepted (■ = yes / ■ = subject to conditions)
2D. If yes, can AES be used without obligation to use a secure signature-creation device (■ = yes / ■ = no)
2E. If yes, can the recipient process the invoice without verifying the signature (■ = yes / ■ = no)
3A. Other means than AES or EDI accepted? (■ = yes / ■ = only “other" electronic signatures / ■ = no )
3B. If yes, can other means be used without prior approval? (■ = yes / ■ = in some cases / ■ = no )
3C. Unsigned pdf invoice accepted? (■ = as an e-invoice in case authenticity and integrity are guaranteed by other means / ■
= as a paper invoice ■ = no )
Assumes VAT supply country is consistent

www.globalsign.com
Some	
  EMEA	
  Customers	
  

www.globalsign.com
Possible	
  Architecture	
  (e-­‐Invoice)	
  
Document Generation Engine (Content,
Layout, Storage and other specific
compliancy rules)

Application of
Digital Signature

Archive

PDF

GlobalSign
TSA
Service

To Customer

Digital Certificates
HSM
AdES
AdES
(CDS)
(CDS)

Optional
TSA (>1M)

www.globalsign.com
over 10 years of securing
identities, web sites & transactions

Thank you
Paul van Brouwershaven
paul.vanbrouwershaven@globalsign.com

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Best practices in Certifying and Signing PDFs

  • 1. over 10 years of securing identities, web sites & transactions Best  prac*ces  in  Cer*fying   and  Signing  PDFs     Paul  van  Brouwershaven     Business  Development  Director  EMEA,  GlobalSign   @vanbroup  on  TwiEer  
  • 2. INTERNATIONAL  FOOTPRINT   Customers  spanning  all  industries   www.globalsign.com
  • 3. GlobalSign  History   §  Founded in 1996 by BE Chambers of Commerce, ING Bank & Vodafone. §  Acquired by GMO Internet Inc (ticker symbol Tokyo PROVEN TRA CK RECORD Issued over 1.4 m digital certificates / digi tal IDs to people , web sites & mac hines Issued over 20 Stock Exchange: 9449) & re-launched in 2006 as 0,000 SSL Certificates true worldwide operation. §  GMO parent to over 50 Internet technology & hosting companies, including largest hosting company in Asia. §  Current shareholders include Yahoo!, Morgan Stanley & Credit Suisse. Over 20 mil lion certificates worldwide rely on the public tr ust provided by the GlobalSign root §  GlobalSign is Digital Certificate security division of global group. §  Web services & offline services for provisioning Digital Certificates for enterprise, Government, developers, hosting & Cloud services. www.globalsign.com
  • 4. GlobalSign  Products  |  Visible  Trust  in  an  online  world   Server, Database & Network Security SSL Certificates Managed SSL Automated SSL for Web Hosts SSL Reseller Program One-Click SSL Developer Solutions Code Signing Embedded SSL Secure Email Digital IDs for Individuals Digital IDs for Depts Managed Digital IDs eDocument /File Security & Compliance Adobe CDS for PDF Microsoft Office Encrypting File System (EFS) PKI & Root Signing Trusted Root for CAs www.globalsign.com
  • 5. Digital  Cer*ficates  –  An  Introduc*on   www.globalsign.com
  • 6. Authen*city  and  Integrity   www.globalsign.com
  • 7. A  normal  cer*ficate  VS  an  Adobe  one   www.globalsign.com
  • 8. Adobe  Cer*fied  Document  Services   •  GlobalSign is an authorized Adobe CDS provider • Web-Trust Certified, third party Certificate Authority • Governed by Adobe Certificate Policy • Only CDS issued digital IDs are instantly trusted in Adobe Reader 7.0+ (SHA-256) www.globalsign.com
  • 9. “Meet  or  exceed  FIPS  140-­‐1  Level  2”   “Subscriber key pairs must be generated in a manner that ensures that the private key is not known by anybody other than the Subscriber or a Subscriber’s authorized representative. Subscriber key pairs must be generated in a medium that prevents exportation or duplication and that meets or exceed FIPS 140-1 Level 2 certification standard.” www.globalsign.com
  • 10. EV  Code  Signing  -­‐  Private-­‐Key  Protec*on   EV Guidelines state: Code signing keys are to be protected by a FIPS 140-2 level 2 (or equivalent) crypto module. Techniques that may be used to satisfy this requirement include: §  (A) Use of an HSM, verified by means of a manufacturer’s certificate; §  (B) A hardware crypto module provided by the CA; §  (C) Contractual terms in the subscriber agreement requiring the Subscriber to protect the private key to a standard equivalent to FIPS 140-2 and with compliance being confirmed by means of an audit. www.globalsign.com
  • 11. Adobe  Cer*fied  Document  Services   •  Allows recipients of PDF documents to know: •  who signed the document •  the content is intact •  the time the document is signed •  Recipients only need to have the free Adobe Reader 7.0+ (installed on >800M computers worldwide) Strong Authentication Data Integrity Non Repudiation Recipients of Certified PDFs need no special software, plugins, or special configuration!!! www.globalsign.com
  • 12. Simple  and  effec*ve  GUI   Modified Unknown Certified Signed Changed Author Trusted www.globalsign.com
  • 13. Without  *me  stamping  and  CRL  Services   Certification without time stamping and CRL Services. The validity of the signature expires with the validity of the digital certificate used to sign the document. 2011 2012 2013 2014 www.globalsign.com
  • 14. What  about  revoca*on?   With a “Revocation Event” the validity of the signature expires with the revocation of the digital certificate. 2011 2012 2013 2014 Basic Signatures are not suitable for Long Term Validation signing (Documents) www.globalsign.com
  • 15. ETSI  TS  102  778     With “Services” the validity of the signature applied to the document never expires even if there is a revocation event. 2011 2012 2013 2014 Part 1: "PAdES Overview - a framework document for PAdES"; Part 2: "PAdES Basic - Profile based on ISO 32000-1"; (Best Practice) Part 3: "PAdES Enhanced - PAdES-BES and PAdES-EPES Profiles"; Part 4: "PAdES Long Term - PAdES-LTV Profile"; Part 5: "PAdES for XML Content - Profiles for XAdES signatures". www.globalsign.com
  • 16. Where  do  customers  use  CDS?   www.globalsign.com
  • 17. Electronic  Invoicing  in  the  EU   §  A constantly changing landscape §  No single EU wide solution for compliance* §  Recommendations by PWC for 2013 already changing the requirements on a country by country basis. §  No consistent approach to preserve authenticity and integrity for ‘Archive and Storage Purposes’ offering the possibility of legal recourse. (AMEX) §  *Adobe CDS offers the only Pan European (Global) authenticity and Integrity validation system. All other systems require a separate system/service that is not automatic, nor guaranteed. §  QES (Qualified Electronic Signature) §  Automatic legal standing in EU. §  Issued on a SSCD §  Generally issued from a government root CA. §  Not usable for Time stamping services. §  AES /AdES) (Advanced Electronic Signature) §  Unique to the signatory; §  §  Identifying the signatory; Created using sole control; §  Linked to the data to which it relates. Change of the data is detectable; The Amex legal case and subsequent lessons learnt? http://www.legalethics.com/include/content/amex012406.pdf www.globalsign.com
  • 18. Electronic  Invoicing  –  Is  it  legal?   2A. Acceptance of ‘advanced e-signatures’ to send e-invoices (■ = yes / ■ = no ) 2B. If yes, can AES be used without obligation to use a qualified certificate (■ = yes or not applicable / ■ = no) 2C. If yes, are qualified certificates from other EU Member States accepted (■ = yes / ■ = subject to conditions) 2D. If yes, can AES be used without obligation to use a secure signature-creation device (■ = yes / ■ = no) 2E. If yes, can the recipient process the invoice without verifying the signature (■ = yes / ■ = no) 3A. Other means than AES or EDI accepted? (■ = yes / ■ = only “other" electronic signatures / ■ = no ) 3B. If yes, can other means be used without prior approval? (■ = yes / ■ = in some cases / ■ = no ) 3C. Unsigned pdf invoice accepted? (■ = as an e-invoice in case authenticity and integrity are guaranteed by other means / ■ = as a paper invoice ■ = no ) Assumes VAT supply country is consistent www.globalsign.com
  • 19. Some  EMEA  Customers   www.globalsign.com
  • 20. Possible  Architecture  (e-­‐Invoice)   Document Generation Engine (Content, Layout, Storage and other specific compliancy rules) Application of Digital Signature Archive PDF GlobalSign TSA Service To Customer Digital Certificates HSM AdES AdES (CDS) (CDS) Optional TSA (>1M) www.globalsign.com
  • 21. over 10 years of securing identities, web sites & transactions Thank you Paul van Brouwershaven paul.vanbrouwershaven@globalsign.com