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Relation between the Quality of
 the Review Process of Papers and
the Impact of Artificial Intelligence
             Journals
 José González
 José-Ángel Sosa
 Jorge Alarcón
 Congress on Research Methodology, MUI-TIC
 October 27, 2011
Index
•   INTRODUCTION
•   RELATED WORK
•   RESEARCH QUESTION
•   OBJECTIVES
•   RESEARCH METHODOLOGY
    • THEORETICAL MODEL
    • EVALUATION
    • ANALYSIS OF ANOMALIES
• CONCLUSIONS AND FUTURE WORK
• REFERENCES
INTRODUCTION
                                                  RELATED WORK
                                                  RESEARCH QUESTION



Introduction
                                                  OBJECTIVES
                                                  RESEARCH METHODOLOGY
                                                           THEORETICAL MODEL
                                                           EVALUATION
                                                           ANALYSIS OF ANOMALIES
                                                  CONCLUSIONS AND FUTURE WORK
                                                  REFERENCES

• The acceptance or rejection of an item is directly related to
  the quality of the referees [1].

• The level of importance of a journal is often measured by the
  impact factor of the Journal Citation Reports (JCR).

• The quality of the review article by a journal is positively
  related to the impact factor of this journal .

• There are conferences supported by sponsors, where
  "quantity" is preferred over "quality” [2].
                                                                                   3
INTRODUCTION
                                                            RELATED WORK
                                                            RESEARCH QUESTION



Related Work
                                                            OBJECTIVES
                                                            RESEARCH METHODOLOGY
                                                                     THEORETICAL MODEL
                                                                     EVALUATION
                                                                     ANALYSIS OF ANOMALIES
                                                            CONCLUSIONS AND FUTURE WORK
                                                            REFERENCES




• Quality of the review process of paper has been studied in the last
  50 years [1].

• Peer review has generated opinions for and against [1].

• Alternative ways of performing the review process, like the "open
  review" [3] or using a public voting system [1] [4].

• Some researchers think that JCR does not include research
  conducted in other languages [5].

• We did not find studies that relate the quality of the review process                      4
  versus the impact factor of publications on Computer Science.
INTRODUCTION
                                    RELATED WORK
                                    RESEARCH QUESTION


Research Question
                                    OBJECTIVES
                                    RESEARCH METHODOLOGY
                                             THEORETICAL MODEL
                                             EVALUATION
                                             ANALYSIS OF ANOMALIES
                                    CONCLUSIONS AND FUTURE WORK
                                    REFERENCES




 Is there a positive co-relation between the
impact of Artificial Intelligence Journals and
      their quality in the review process?



                                                                     5
INTRODUCTION
                                                              RELATED WORK
                                                              RESEARCH QUESTION
                                                              OBJECTIVES

Objectives                                                    RESEARCH METHODOLOGY
                                                                      THEORETICAL MODEL
                                                                      EVALUATION
                                                                      ANALYSIS OF ANOMALIES
                                                              CONCLUSIONS AND FUTURE WORK
                                                              REFERENCES

• Global Objective:

  • To determine if there is a positive co-rrelation between the quality of
    the review process of papers and the impact of journals in the
    Artificial Intelligence field.

• Specific Objectives:

  • To analyze the factors that are involved in the quality of the review
    process of articles in Artificial Intelligence.
  • To propose a theorical model to measure the quality of the review
    process against the impact factor of a journal of Artificial Intelligence.
  • To evaluate the theoretical model with quantitative and qualitative
    techniques.
  • To analyze the possible anomalies (cases where no positive co-
    relation occurs) by case studies and interpret the results.                               6
INTRODUCTION
RELATED WORK
RESEARCH QUESTION
OBJECTIVES
RESEARCH METHODOLOGY
        THEORETICAL MODEL
        EVALUATION
        ANALYSIS OF ANOMALIES
CONCLUSIONS AND FUTURE WORK
REFERENCES




                                7
INTRODUCTION
                                                           RELATED WORK
                                                           RESEARCH QUESTION



Theoretical Model
                                                           OBJECTIVES
                                                           RESEARCH METHODOLOGY
                                                                    THEORETICAL MODEL
                                                                    EVALUATION
                                                                    ANALYSIS OF ANOMALIES
                                                           CONCLUSIONS AND FUTURE WORK
                                                           REFERENCES

• Quality of the review process
• Comprised by three main factors:
  • Factor 1: Quality of the review process as perceived by authors who
    submitted an article to the journal. Two sides of the same coin [6].
  • Factor 2: Quality of the reviewers of a journal. Expertise of the
    reviewers.
  • Factor 3: Quality of the review criteria used in a journal.
    Procedures, criteria and practices a journal follows to do the review
    process.
• We will define the “quality of the review process” as follows:



• Impact                                                                                    8
• “The average number of times articles from the journal published in
  the past two years have been cited in the JCR year” [7].
INTRODUCTION
                                                          RELATED WORK
                                                          RESEARCH QUESTION
                                                          OBJECTIVES


Evaluation
                                                          RESEARCH METHODOLOGY
                                                                   THEORETICAL MODEL
                                                                   EVALUATION
                                                                   ANALYSIS OF ANOMALIES
                                                          CONCLUSIONS AND FUTURE WORK
                                                          REFERENCES

Quantitative and qualitative evaluation methodology.
15 journals selected randomly.

1. Measure of the Quality of the review process:
  a.   Factor 1: Survey to authors: Using open-ended questionnaires, the
       results will be graded from 0 to 1
  b.   Factor 2: Mean of the H-Index of the reviewers, average value will
       be normalized to obtain a value from 0 to 1
  c.   Factor 3: Survey to reviewers: Using closed-ended
       questionnaires, results will be graded from 0 to 1
                 Quality = Factor 1 + Factor 2 + Factor 3
2. Measure of the Impact of a journal:
  • Impact factor found in ISI JCR 2010.                                                   9
INTRODUCTION
                                                                                                   RELATED WORK
                                                                                                   RESEARCH QUESTION
                                                                                                   OBJECTIVES


Evaluation
                                                                                                   RESEARCH METHODOLOGY
                                                                                                            THEORETICAL MODEL
                                                                                                            EVALUATION
                                                                                                            ANALYSIS OF ANOMALIES
                                                                                                   CONCLUSIONS AND FUTURE WORK
                                                                                                   REFERENCES
                                                    Quality of the review vs. Impact
                                   1


                                  0.9


                                  0.8


                                  0.7
  Quality of the review process




                                  0.6


                                  0.5
                                                                                                   Journal
                                  0.4                                                              Linear (Journal)


                                  0.3


                                  0.2


                                  0.1

                                                                                                                                    10
                                   0
                                        0   0.1   0.2   0.3   0.4    0.5   0.6   0.7   0.8   0.9
                                                                Impact
INTRODUCTION
                                                 RELATED WORK
                                                 RESEARCH QUESTION
                                                 OBJECTIVES


Analysis of Anomalies
                                                 RESEARCH METHODOLOGY
                                                          THEORETICAL MODEL
                                                          EVALUATION
                                                          ANALYSIS OF ANOMALIES
                                                 CONCLUSIONS AND FUTURE WORK
                                                 REFERENCES




• We may find that some anomalies or strange cases appear.

• The anomalies may provide us with a counter-example for our
  hypothesis.

• We will thoroughly analyze the journals with anomalies in a
  qualitative case study to find the reasons for the anomaly.

• The results of the case study will give us information to
  complete and refine our theoretical model.
                                                                                  11
INTRODUCTION
                                                      RELATED WORK
                                                      RESEARCH QUESTION
                                                      OBJECTIVES


Conclusions
                                                      RESEARCH METHODOLOGY
                                                               THEORETICAL MODEL
                                                               EVALUATION
                                                               ANALYSIS OF ANOMALIES
                                                      CONCLUSIONS AND FUTURE WORK
                                                      REFERENCES




• Research.
               Relevant, Original and Feasible
  • Relevant, we may end up finding that the impact is not a good
    indicator to ensure the quality of a publication
  • Original: no previous studies on this topic, and
  • Feasible: The study involves low-cost research methods (online
    surveys, data obtained via the Internet, etc).

• We expect to validate that the quality of the review and its
  impact index are positively correlated for Artificial Intelligence
  journals.
                                                                                       12
INTRODUCTION
                                                      RELATED WORK
                                                      RESEARCH QUESTION
                                                      OBJECTIVES


Conclusions
                                                      RESEARCH METHODOLOGY
                                                               THEORETICAL MODEL
                                                               EVALUATION
                                                               ANALYSIS OF ANOMALIES
                                                      CONCLUSIONS AND FUTURE WORK
                                                      REFERENCES

• We think that the relation between quality of the review and
  its impact will be positive.

• The completion of the study will determine the possible
  existence of anomalies.
  • High impact journals with low quality of review in their papers.
  • Low-impact journals with a high quality review process in their
    papers.

• As a limitation we are aware that the factors of the quality are
  a rough approximation to the real value of quality.
                                                                                       13
INTRODUCTION
                                                  RELATED WORK
                                                  RESEARCH QUESTION
                                                  OBJECTIVES


Future Work
                                                  RESEARCH METHODOLOGY
                                                           THEORETICAL MODEL
                                                           EVALUATION
                                                           ANALYSIS OF ANOMALIES
                                                  CONCLUSIONS AND FUTURE WORK
                                                  REFERENCES




• This research is work in progress.

• We reached the phase where we propose the theoretical
  model.

• Our future work will pursue the completion of the evaluation
  phase.

• Find the relation between Impact and Quality              of the
  publication itself.
                                                                                   14
INTRODUCTION
                                                                   RELATED WORK
                                                                   RESEARCH QUESTION
                                                                   OBJECTIVES


References
                                                                   RESEARCH METHODOLOGY
                                                                            THEORETICAL MODEL
                                                                            EVALUATION
                                                                            ANALYSIS OF ANOMALIES
                                                                   CONCLUSIONS AND FUTURE WORK
                                                                   REFERENCES

1. CAMPANARIO, J. M. El Sistema De Revisión Por Expertos (Peer Review): Muchos
   Problemas        y     Pocas       Soluciones.,      2002.     Available     from
   <www2.uah.es/jmc/an24.pdf>.
2. OLSEN, K.A. The Economics of International Conferences, Jun. 2004. pp. 89-91.
3. WING, J. M.; CHI, E. H. Reviewing Peer Review. Communications of the
   ACM, 2011, vol. 54, no. 7. pp. 10-11.
4. KESAHAV, S. Editor's Message. ACM Sigcomm Computer Communications
   Review, 2011, vol. 41, no. 3. pp. 3-3.
5. Universidad Nacional de Educación a Distancia de España. Factor De Impacto
   De Las Publicaciones Periódicas. 08/2008 [cited 10/23/2011] Available
   from:<http://www.uned.es/biblioteca/referencia/impacto.htm#que>.
6. SORENSEN, Karsten. This is Not an Article — just some Thoughts on how to
   Write One. . ed. Penti Kerola, Antti Juustila, and Janne Järvinen. Oulu University
   ed., Syöte, Finland ed. , August 6–9, 1994, 1994.
7. HARZING, Anne-Wil. Publish Or Perish. [cited 10/23/2011] Available
                                                                                                    15
   from:<http://www.harzing.com/pop.htm>.
Relation between the Quality of
 the Review Process of Papers and
the Impact of Artificial Intelligence
             Journals
 José González
 José-Ángel Sosa
 Jorge Alarcón
 Congress on Research Methodology, MUI-TIC
 October 27, 2011

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Relation between the Quality of the Review Process of Papers and the Impact of Artificial Intelligence Journals

  • 1. Relation between the Quality of the Review Process of Papers and the Impact of Artificial Intelligence Journals José González José-Ángel Sosa Jorge Alarcón Congress on Research Methodology, MUI-TIC October 27, 2011
  • 2. Index • INTRODUCTION • RELATED WORK • RESEARCH QUESTION • OBJECTIVES • RESEARCH METHODOLOGY • THEORETICAL MODEL • EVALUATION • ANALYSIS OF ANOMALIES • CONCLUSIONS AND FUTURE WORK • REFERENCES
  • 3. INTRODUCTION RELATED WORK RESEARCH QUESTION Introduction OBJECTIVES RESEARCH METHODOLOGY THEORETICAL MODEL EVALUATION ANALYSIS OF ANOMALIES CONCLUSIONS AND FUTURE WORK REFERENCES • The acceptance or rejection of an item is directly related to the quality of the referees [1]. • The level of importance of a journal is often measured by the impact factor of the Journal Citation Reports (JCR). • The quality of the review article by a journal is positively related to the impact factor of this journal . • There are conferences supported by sponsors, where "quantity" is preferred over "quality” [2]. 3
  • 4. INTRODUCTION RELATED WORK RESEARCH QUESTION Related Work OBJECTIVES RESEARCH METHODOLOGY THEORETICAL MODEL EVALUATION ANALYSIS OF ANOMALIES CONCLUSIONS AND FUTURE WORK REFERENCES • Quality of the review process of paper has been studied in the last 50 years [1]. • Peer review has generated opinions for and against [1]. • Alternative ways of performing the review process, like the "open review" [3] or using a public voting system [1] [4]. • Some researchers think that JCR does not include research conducted in other languages [5]. • We did not find studies that relate the quality of the review process 4 versus the impact factor of publications on Computer Science.
  • 5. INTRODUCTION RELATED WORK RESEARCH QUESTION Research Question OBJECTIVES RESEARCH METHODOLOGY THEORETICAL MODEL EVALUATION ANALYSIS OF ANOMALIES CONCLUSIONS AND FUTURE WORK REFERENCES Is there a positive co-relation between the impact of Artificial Intelligence Journals and their quality in the review process? 5
  • 6. INTRODUCTION RELATED WORK RESEARCH QUESTION OBJECTIVES Objectives RESEARCH METHODOLOGY THEORETICAL MODEL EVALUATION ANALYSIS OF ANOMALIES CONCLUSIONS AND FUTURE WORK REFERENCES • Global Objective: • To determine if there is a positive co-rrelation between the quality of the review process of papers and the impact of journals in the Artificial Intelligence field. • Specific Objectives: • To analyze the factors that are involved in the quality of the review process of articles in Artificial Intelligence. • To propose a theorical model to measure the quality of the review process against the impact factor of a journal of Artificial Intelligence. • To evaluate the theoretical model with quantitative and qualitative techniques. • To analyze the possible anomalies (cases where no positive co- relation occurs) by case studies and interpret the results. 6
  • 7. INTRODUCTION RELATED WORK RESEARCH QUESTION OBJECTIVES RESEARCH METHODOLOGY THEORETICAL MODEL EVALUATION ANALYSIS OF ANOMALIES CONCLUSIONS AND FUTURE WORK REFERENCES 7
  • 8. INTRODUCTION RELATED WORK RESEARCH QUESTION Theoretical Model OBJECTIVES RESEARCH METHODOLOGY THEORETICAL MODEL EVALUATION ANALYSIS OF ANOMALIES CONCLUSIONS AND FUTURE WORK REFERENCES • Quality of the review process • Comprised by three main factors: • Factor 1: Quality of the review process as perceived by authors who submitted an article to the journal. Two sides of the same coin [6]. • Factor 2: Quality of the reviewers of a journal. Expertise of the reviewers. • Factor 3: Quality of the review criteria used in a journal. Procedures, criteria and practices a journal follows to do the review process. • We will define the “quality of the review process” as follows: • Impact 8 • “The average number of times articles from the journal published in the past two years have been cited in the JCR year” [7].
  • 9. INTRODUCTION RELATED WORK RESEARCH QUESTION OBJECTIVES Evaluation RESEARCH METHODOLOGY THEORETICAL MODEL EVALUATION ANALYSIS OF ANOMALIES CONCLUSIONS AND FUTURE WORK REFERENCES Quantitative and qualitative evaluation methodology. 15 journals selected randomly. 1. Measure of the Quality of the review process: a. Factor 1: Survey to authors: Using open-ended questionnaires, the results will be graded from 0 to 1 b. Factor 2: Mean of the H-Index of the reviewers, average value will be normalized to obtain a value from 0 to 1 c. Factor 3: Survey to reviewers: Using closed-ended questionnaires, results will be graded from 0 to 1 Quality = Factor 1 + Factor 2 + Factor 3 2. Measure of the Impact of a journal: • Impact factor found in ISI JCR 2010. 9
  • 10. INTRODUCTION RELATED WORK RESEARCH QUESTION OBJECTIVES Evaluation RESEARCH METHODOLOGY THEORETICAL MODEL EVALUATION ANALYSIS OF ANOMALIES CONCLUSIONS AND FUTURE WORK REFERENCES Quality of the review vs. Impact 1 0.9 0.8 0.7 Quality of the review process 0.6 0.5 Journal 0.4 Linear (Journal) 0.3 0.2 0.1 10 0 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 Impact
  • 11. INTRODUCTION RELATED WORK RESEARCH QUESTION OBJECTIVES Analysis of Anomalies RESEARCH METHODOLOGY THEORETICAL MODEL EVALUATION ANALYSIS OF ANOMALIES CONCLUSIONS AND FUTURE WORK REFERENCES • We may find that some anomalies or strange cases appear. • The anomalies may provide us with a counter-example for our hypothesis. • We will thoroughly analyze the journals with anomalies in a qualitative case study to find the reasons for the anomaly. • The results of the case study will give us information to complete and refine our theoretical model. 11
  • 12. INTRODUCTION RELATED WORK RESEARCH QUESTION OBJECTIVES Conclusions RESEARCH METHODOLOGY THEORETICAL MODEL EVALUATION ANALYSIS OF ANOMALIES CONCLUSIONS AND FUTURE WORK REFERENCES • Research. Relevant, Original and Feasible • Relevant, we may end up finding that the impact is not a good indicator to ensure the quality of a publication • Original: no previous studies on this topic, and • Feasible: The study involves low-cost research methods (online surveys, data obtained via the Internet, etc). • We expect to validate that the quality of the review and its impact index are positively correlated for Artificial Intelligence journals. 12
  • 13. INTRODUCTION RELATED WORK RESEARCH QUESTION OBJECTIVES Conclusions RESEARCH METHODOLOGY THEORETICAL MODEL EVALUATION ANALYSIS OF ANOMALIES CONCLUSIONS AND FUTURE WORK REFERENCES • We think that the relation between quality of the review and its impact will be positive. • The completion of the study will determine the possible existence of anomalies. • High impact journals with low quality of review in their papers. • Low-impact journals with a high quality review process in their papers. • As a limitation we are aware that the factors of the quality are a rough approximation to the real value of quality. 13
  • 14. INTRODUCTION RELATED WORK RESEARCH QUESTION OBJECTIVES Future Work RESEARCH METHODOLOGY THEORETICAL MODEL EVALUATION ANALYSIS OF ANOMALIES CONCLUSIONS AND FUTURE WORK REFERENCES • This research is work in progress. • We reached the phase where we propose the theoretical model. • Our future work will pursue the completion of the evaluation phase. • Find the relation between Impact and Quality of the publication itself. 14
  • 15. INTRODUCTION RELATED WORK RESEARCH QUESTION OBJECTIVES References RESEARCH METHODOLOGY THEORETICAL MODEL EVALUATION ANALYSIS OF ANOMALIES CONCLUSIONS AND FUTURE WORK REFERENCES 1. CAMPANARIO, J. M. El Sistema De Revisión Por Expertos (Peer Review): Muchos Problemas y Pocas Soluciones., 2002. Available from <www2.uah.es/jmc/an24.pdf>. 2. OLSEN, K.A. The Economics of International Conferences, Jun. 2004. pp. 89-91. 3. WING, J. M.; CHI, E. H. Reviewing Peer Review. Communications of the ACM, 2011, vol. 54, no. 7. pp. 10-11. 4. KESAHAV, S. Editor's Message. ACM Sigcomm Computer Communications Review, 2011, vol. 41, no. 3. pp. 3-3. 5. Universidad Nacional de Educación a Distancia de España. Factor De Impacto De Las Publicaciones Periódicas. 08/2008 [cited 10/23/2011] Available from:<http://www.uned.es/biblioteca/referencia/impacto.htm#que>. 6. SORENSEN, Karsten. This is Not an Article — just some Thoughts on how to Write One. . ed. Penti Kerola, Antti Juustila, and Janne Järvinen. Oulu University ed., Syöte, Finland ed. , August 6–9, 1994, 1994. 7. HARZING, Anne-Wil. Publish Or Perish. [cited 10/23/2011] Available 15 from:<http://www.harzing.com/pop.htm>.
  • 16. Relation between the Quality of the Review Process of Papers and the Impact of Artificial Intelligence Journals José González José-Ángel Sosa Jorge Alarcón Congress on Research Methodology, MUI-TIC October 27, 2011